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Applying ensemble climate models to predict the fate of marginal coral reefs already existing at thermal and turbidity limits in arid tropical Australia 应用集合气候模型预测澳大利亚干旱热带地区已处于热极限和浊度极限的边缘珊瑚礁的命运
Pub Date : 2024-02-07 DOI: 10.1002/cli2.66
Paula Cartwright, Nicola Browne, Peter Fearns, Mick O'Leary, Ryan Lowe

Marine fauna, including coral reefs, exist under particular oceanographic and meteorological (metocean) processes that maintain water quality within the range limits to which they have adapted over millennia. Climate-induced changes to these metocean processes could alter ambient marine water quality to ranges beyond those limits and at rates faster than species can adapt. Extreme (or marginal) coral reefs, such as those in arid tropical regions, already exist at the limits of their ranges for water quality parameters such as temperature and turbidity. Here, we apply projected anomalies from ensemble climate models to the metocean processes that drive turbidity in the Exmouth Gulf region of north Western Australia where habitats of significant environmental value exist. We also apply projected sea surface temperature anomalies to look at how a combined effect of turbidity and temperature might impact important habitats. We find that turbidity is predicted to increase in some parts of the Gulf and decrease in others due to differing metocean drivers of turbidity throughout the region. Temperature anomalies reveal year-round increases in temperature consistent with current summer marine heat wave events (>2.5°C above mean temperatures). Climate models used in the predictions varied between themselves underscoring the importance of model choice and of using ensembles.

包括珊瑚礁在内的海洋动物群存在于特定的海洋和气象(元海洋)过程中,这些过程将水质维持在它们千百年来所适应的范围内。气候引起的这些海洋过程的变化可能会改变海洋环境水质,使其超出这些限制范围,其速度超过物种的适应能力。极端(或边缘)珊瑚礁,如干旱热带地区的珊瑚礁,已经处于温度和浊度等水质参数的极限范围。在此,我们将集合气候模型预测的异常现象应用于西澳大利亚北部埃克斯茅斯海湾地区驱动浊度的元海洋过程,该地区存在具有重要环境价值的栖息地。我们还应用了预测的海面温度异常,以研究浊度和温度的综合效应可能会如何影响重要的栖息地。我们发现,由于整个海湾地区浊度的元海洋驱动因素不同,预计海湾某些地区的浊度会增加,而另一些地区的浊度会降低。温度异常显示温度全年上升,与当前夏季海洋热浪事件一致(比平均温度高出 2.5°C)。预测中使用的气候模式各不相同,突出了选择模式和使用集合模式的重要性。
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引用次数: 0
A drought and heat risk assessment framework for urban green infrastructure 城市绿色基础设施干旱和高温风险评估框架
Pub Date : 2024-01-08 DOI: 10.1002/cli2.63
Raghid Shehayeb, Regine Ortlepp, Jochen Schanze

Urban green infrastructure (UGI) is a prominent concept toward climate adaptation and urban resilience, but it is also affected by droughts and heat. Hence, this study aims to advance the multi-assessment of drought and heat risks (DHRs) for UGI through the DHR assessment framework with conceptual and methodological features, paving the way toward knowledge creation and decision support. The framework was systematically developed, starting with defining the situation, analyzing concepts, and finally, constructing the framework. The situation is interpreted as a coupled human and natural system to represent the biophysical and immaterial elements, processes, and interrelations. Further, the concepts of risk, UGI, and ecosystem services lead to a risk system showing the compound hazards, the exposure, and the cascading vulnerabilities of the UGI. The DHR assessment framework distinguishes two stages, multi-risk analysis and multi-criteria risk evaluation. The analysis includes the definition and interpretation of the UGI situation under drought and heat conditions, analyzing the hazards, exposures, and vulnerabilities of the system, and translating the risk system into an indicator-based information system. Hereby, the vulnerability analysis of the biophysical UGI aspects comprises the susceptibility and resilience of UGI entities, as well as the degree to which providing ecosystem functions and services can be affected. The multi-criteria risk evaluation covers the assignment of thresholds and weights for indicators, in addition to the aggregation methods. The resulting framework intends to support local actors in the risk assessment of current and future conditions, fostering evidence-based decisions and interventions to deal with compound DHRs.

城市绿色基础设施(UGI)是适应气候和提高城市抗灾能力的一个重要概念,但它也受到干旱和高温的影响。因此,本研究旨在通过具有概念和方法特征的干旱和高温风险评估框架,推进城市绿色基础设施干旱和高温风险(DHRs)的多重评估,为知识创造和决策支持铺平道路。该框架是系统开发的,从定义情况开始,分析概念,最后构建框架。情况被解释为一个人类和自然的耦合系统,代表生物物理和非物质元素、过程和相互关系。此外,风险、UGI 和生态系统服务的概念导致形成了一个风险系统,显示了 UGI 的复合危害、暴露程度和逐级脆弱性。DHR 评估框架分为两个阶段:多重风险分析和多重标准风险评估。分析包括定义和解释干旱和高温条件下的 UGI 状况,分析系统的危害、暴露和脆弱性,并将风险系统转化为基于指标的信息系统。因此,UGI 生物物理方面的脆弱性分析包括 UGI 实体的易感性和复原力,以及提供生态系统功能和服务可能受到影响的程度。多标准风险评估包括指标阈值和权重的分配,以及汇总方法。由此产生的框架旨在支持地方行动者对当前和未来条件进行风险评估,促进循证决策和干预措施,以应对复杂的干旱和半干旱问题。
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引用次数: 0
Energy harvester reliability study by Gaidai reliability method 利用盖代可靠性方法研究能量收集器的可靠性
Pub Date : 2024-01-03 DOI: 10.1002/cli2.64
Oleg Gaidai, Jiayao Sun, Fang Wang

This study validates a novel structural reliability method, particularly suitable for high-dimensional green energy harvesting device dynamic systems, versus a well-established bivariate statistical method, known to accurately predict two-dimensional system extreme response contours. Classic reliability methods dealing with time series do not always have an advantage of dealing easily with dynamic system high dimensionality, along with complex cross-correlations among different system components. Energy harvesters constitute an important part of modern offshore green energy engineering; hence, proper experimental study along with safety and reliability analysis are of practical design and engineering importance. To study the performance of galloping energy harvesters, a series of laboratory wind tunnel tests have been conducted, selecting different wind speeds. This study illustrates the usage of the advocated novel reliability method, by analyzing bivariate statistics of experimental galloping energy harvester's dynamics. The bivariate statistics was extracted from available experimental results, more specifically for the device's voltage-force dataset. Advantage of the proposed methodology being that relatively short experimental data record may still yield meaningful design results, provided proper statistical methods have been applied. Safety and reliability are important engineering concerns for all kinds of green energy devices. In the case of measured device's structural response, an accurate prediction of system failure or damage probability is possible, as illustrated in this study. Distinctive advantage of advocated novel semi-analytical reliability methodology being the fact that it can tackle dynamic systems with practically unlimited number of dimensions (or components), along with complex nonlinear cross-correlations between different system key components.

本研究验证了一种新颖的结构可靠性方法,这种方法特别适用于高维绿色能量收集装置动态系统,与之相比,一种成熟的二元统计方法可准确预测二维系统的极端响应轮廓。处理时间序列的传统可靠性方法并不总能轻松处理动态系统的高维度以及不同系统组件之间的复杂交叉相关性。能量收集器是现代海上绿色能源工程的重要组成部分;因此,适当的实验研究以及安全和可靠性分析在实际设计和工程中具有重要意义。为了研究奔腾式能量收集器的性能,我们选择不同的风速进行了一系列实验室风洞试验。本研究通过分析试验性奔腾式能量收集器动态的双变量统计数据,说明了所倡导的新型可靠性方法的使用情况。双变量统计是从现有的实验结果中提取的,特别是针对设备的电压-力数据集。所提方法的优势在于,只要应用了适当的统计方法,相对较短的实验数据记录仍可产生有意义的设计结果。安全性和可靠性是各种绿色能源设备在工程设计中需要关注的重要问题。如本研究所示,在测量设备结构响应的情况下,可以准确预测系统故障或损坏的概率。所倡导的新型半分析可靠性方法的独特优势在于,它可以处理维度(或组件)数量几乎不受限制的动态系统,以及不同系统关键组件之间复杂的非线性交叉关系。
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引用次数: 0
The effect of climate change on crop yield anomaly in Europe 气候变化对欧洲作物产量异常的影响
Pub Date : 2023-12-21 DOI: 10.1002/cli2.61
Miriam Schmidt, Elizaveta Felsche

Every human needs sufficient, safe, and nutritious food to live an active and healthy life. Climate change, especially more frequent extreme climate events, increasingly affects crop yields. Unpredictable losses in crop production pose a high risk to our food systems, thus threatening agricultural producers and consumers worldwide. This study analyzes the effect of climate change on wheat, maize, and barley yield anomalies for the major producing countries in the EU. Applying the Random Forest machine learning model, climate indicators, comprising mean and extreme climate conditions, explain 18% of crop yield anomalies across crops and countries from 1961 to 2020. The predictive power of climate indicators is highest for maize with 24%, followed by barley with 22% and wheat with 3%. However, mean climate indicators are stronger associated with crop yield anomalies than extreme climate indicators. Temperature- and soil moisture–related indicators are more important than precipitation-related indicators. The results reveal a nonlinear relationship between climate indicators and crop yields. Thresholds lead to a sharp decrease or increase in crop yields. Under SSP3-7.0, rising temperatures tend to increase crop yield losses until 2100 without effective adaptation measures. The impact of changing soil moisture–related indicators depends on crop and country. Our study discusses adaptation strategies but also emphasizes the relevance of global mitigation efforts to reduce climate-induced crop risk and to improve our food system's resilience.

每个人都需要充足、安全和有营养的食物,才能过上积极健康的生活。气候变化,尤其是更加频繁的极端气候事件,对作物产量的影响越来越大。无法预测的农作物产量损失给我们的粮食系统带来了巨大风险,从而威胁着全球的农业生产者和消费者。本研究分析了气候变化对欧盟主要生产国的小麦、玉米和大麦产量异常的影响。应用随机森林机器学习模型,气候指标(包括平均气候条件和极端气候条件)解释了 1961 年至 2020 年期间不同作物和国家 18% 的作物产量异常。气候指标对玉米的预测能力最高,为 24%,其次是大麦(22%)和小麦(3%)。然而,与极端气候指标相比,平均气候指标与作物产量异常的相关性更强。温度和土壤水分相关指标比降水相关指标更重要。研究结果表明,气候指标与作物产量之间存在非线性关系。阈值会导致作物产量急剧下降或增加。在 SSP3-7.0 条件下,如果不采取有效的适应措施,气温上升往往会增加作物产量损失,直至 2100 年。土壤湿度相关指标变化的影响取决于作物和国家。我们的研究讨论了适应战略,但同时也强调了全球减缓努力的相关性,以降低气候引起的作物风险,提高我们粮食系统的抗灾能力。
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引用次数: 0
Building climate resilience through crop residue utilization: Experiences of Ghanaian smallholder farmers 通过作物残茬利用建立气候适应能力:加纳小农的经验
Pub Date : 2023-05-30 DOI: 10.1002/cli2.55
Philip Antwi-Agyei, Jonathan Atta-Aidoo, Lawrence Guodaar, Andrew Dougill

A major limiting factor affecting the uptake of conservation agriculture practices in smallholder farming systems in sub-Saharan Africa is the limited availability of sufficient crop residues for use as surface mulch. This paper assesses the trade-offs in crop residue utilization among smallholder farmers and its implications for soil management in the face of climate change risks in northern Ghana. The paper triangulated data from 350 household surveys with participatory key informant interviews from seven selected communities in three districts of northern Ghana. The problem confrontation index (PCI) was adopted to identify and rank the challenges associated with farmers’ decision to use crop residues, while a multivariate probit model was used to analyse and predict the factors that influence farmers’ choice of crop residue management practices. Results showed that crop residues were used as cooking fuel in households (21%), livestock feed (21%), left on the farm to decompose as mulch (34%) or burned to clear the land (24%). Key challenges identified included high labour cost (PCI = 404), high labour intensity (PCI = 388), the cost and transport for collection and storage of externally sourced crop residue (PCI = 383) and the low benefit from crop residue to farm output/soil fertility (PCI = 339). Results from the multivariate probit model revealed that household and farm variables, institutional and socio-psychological factors, and experience of some climate shocks all influence farmers’ choice of crop residue management practices. Crop residue use and management practices adopted were determined by factors including the crops being grown, challenges faced by farmers and the management options available. The study recommends the need for the Government of Ghana to empower farmers through the provision of technical knowledge and machinery for the sustainable utilization of crop residues due to the high labour intensity and cost associated with such practices.

影响撒哈拉以南非洲小农农业系统采用保护性农业做法的一个主要限制因素是可用作地表覆盖物的作物残茬有限。本文评估了加纳北部小农在面对气候变化风险时对作物残茬利用的权衡及其对土壤管理的影响。本文对来自加纳北部3个地区的7个选定社区的350个家庭调查和参与性关键信息提供者访谈的数据进行了三角测量。采用问题对抗指数(PCI)来识别与农民决定使用作物残留物相关的挑战并对其进行排序,同时使用多变量概率模型来分析和预测影响农民选择作物残留物管理做法的因素。结果显示,农作物秸秆被用作家庭烹饪燃料(21%)、牲畜饲料(21%)、留在农场分解为地膜(34%)或焚烧以清理土地(24%)。确定的主要挑战包括高劳动力成本(PCI = 404)、高劳动强度(PCI = 388)、收集和储存外部来源作物残渣的成本和运输(PCI = 383)以及作物残渣对农业产出/土壤肥力的低效益(PCI = 339)。多变量probit模型的结果显示,家庭和农场变量、制度和社会心理因素以及某些气候冲击的经历都会影响农民对作物残留管理做法的选择。采用的作物残茬利用和管理做法取决于多种因素,包括种植的作物、农民面临的挑战和现有的管理选择。该研究报告建议,加纳政府有必要通过提供技术知识和机械来增强农民的能力,以便可持续地利用作物残茬,因为这种做法的劳动强度高,成本高。
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引用次数: 0
Why “formal” climate adaptation strategies fail in sub-Saharan Africa: Ignoring adapters’ agency in the case of smallholding agriculture farming practices in Bono East Region of Ghana 为什么“正式的”气候适应战略在撒哈拉以南非洲失败:在加纳波诺东地区的小农种植实践中忽视了适应者的作用
Pub Date : 2023-05-25 DOI: 10.1002/cli2.53
Philip Tetteh Quarshie, Abdul-Rahim Abdulai, Seidu Abdulai, Philip Antwi-Agyei, Evan D.G. Fraser

This paper reviewed a body of literature on climate adaptation options in sub-Saharan Africa's (SSA) smallholding agriculture and complemented it with a case study involving experts interviews, focus group discussions, large-scale household surveys, and farmer practices observation while drawing insight from the concept of “everyday adaptation and interrupted agency” and agency theory to assess farmer perceived limitations with climate-smart agriculture (CSA) and climate-wise food systems (CWFS) practices for climate adaptation in the SSA. The study noted that the narrow focus on CSA and/or CWFS as a silver bullet for climate change adaptation suitable for smallholding agriculture ignores food producers’ agency to undermine sustainable and inclusive adaptation solutions. Moreover, smallholder farmers’ everyday climate adaptation practices could be grouped into three categories; on-farm adaptation, off-farm adaptation, and Indigenous agroecological adaptation options. The on-farm adaptation options are usually agriculture intensification and extensification. The off-farm adaptation options include livelihood diversification activities, petty trading, seasonal labor jobs, and migration. The Indigenous agroecological adaptation strategy uses observing nature and weather elements to predict the onset of the rainy season. The study noted that smallholders’ adaptation options, which is an expression of their agency, are motivated by smallholders’ desire to be resilient to changing climate, increase productivity and income, and social network influence but not necessarily because the strategy is being promoted by the government or Non-Governmental Organizations (NGOs). Therefore, we propose a sustainable food agency (SFA)—a multifaceted blended constellation of climate adaptation and mitigation strategies, as the best approach to addressing the climate crises in the SSA. The SFA allows individuals or groups to decide what climate change adaptation options best work for them to adapt to changing climate and produce and distribute their food without undermining the economic, social, and environmental bases that generate food security and nutrition for present and future generations.

本文回顾了关于撒哈拉以南非洲(SSA)小农农业气候适应方案的大量文献,并辅以一个案例研究,包括专家访谈、焦点小组讨论、大规模家庭调查、以及农民实践观察,同时从“日常适应和中断代理”概念和代理理论中获得见解,以评估农民对气候智慧型农业(CSA)和气候智慧型粮食系统(CWFS)在SSA气候适应实践中的局限性。该研究指出,狭隘地将CSA和/或CWFS作为适合小农农业的气候变化适应的灵丹妙药,忽视了粮食生产者的作用,从而破坏了可持续和包容性的适应解决方案。此外,小农的日常气候适应实践可分为三类;农场内适应、农场外适应和土著农业生态适应方案。农场适应方案通常是农业集约化和扩大化。非农业适应方案包括生计多样化活动、小本贸易、季节性劳动工作和移民。土著生态农业适应战略通过观察自然和天气因素来预测雨季的到来。该研究指出,小农的适应选择是其能动性的一种表现,其动机是小农希望适应气候变化、提高生产力和收入以及社会网络影响,但不一定是因为政府或非政府组织(ngo)正在推动该战略。因此,我们建议建立一个可持续粮食机构(SFA)——一个多方面的气候适应和减缓战略的混合星座,作为解决SSA气候危机的最佳途径。SFA允许个人或团体决定哪些气候变化适应方案最适合他们适应气候变化,在不破坏为今世后代提供粮食安全和营养的经济、社会和环境基础的情况下生产和分配粮食。
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引用次数: 2
The place of social transformation analysis in vulnerability assessment for climate adaptation planning in Upper West Region, Ghana: A review synthesis 社会转型分析在加纳上西部地区气候适应规划脆弱性评估中的地位:综述
Pub Date : 2023-05-16 DOI: 10.1002/cli2.51
Charity Osei-Amponsah, William Quarmine, Esther Wahabu

Climate vulnerability could be influenced by transforming demographic, technological, cultural, political and economic factors, which cuts across global, regional, national and local scales. Such social transformations result in positive and negative outcomes, with implications for the adaptive capacities of resource-poor households, especially those headed by women. However, these transformations are usually not integrated in climate vulnerability assessments. Based on insights from a stakeholders’ brainstorming workshop and the synthesis of information from traditional literature review, this paper contributes to better understanding of the intersections of social transformation with climate vulnerabilities in the Upper West Region of Ghana. The review indicates that the region is experiencing social transformation triggered by technological, demographic and cultural factors, with implications for climate resilience building. For example, compared to the last decade, there is now an increased use of mobile phones, resulting in improved access to e-extension and climate-smart agriculture services. At the same time, an emerging trend of land commodification is driving poor households to sell or lease farming lands. Within the context of these transformations, climate vulnerability is still assessed through approaches that mainly focus on a ‘static’ view of the extent of exposure to climate hazards and their impacts on rural livelihoods. A social transformation analysis that promotes a systematic investigation of the transforming factors is proposed as an effective approach for vulnerability assessment in climate adaptation planning. This approach provides critical reflections on, and sustainable resilience interventions for addressing both changing biophysical and social vulnerabilities of rural communities.

气候脆弱性可能受到人口、技术、文化、政治和经济因素转变的影响,这些因素涉及全球、区域、国家和地方各级。这种社会变革产生了积极和消极的结果,对资源匮乏的家庭,特别是以妇女为户主的家庭的适应能力产生了影响。然而,这些转变通常没有纳入气候脆弱性评估。基于利益相关者头脑风暴研讨会的见解和传统文献综述的信息综合,本文有助于更好地理解加纳上西部地区社会转型与气候脆弱性的交叉点。审查表明,该地区正在经历由技术、人口和文化因素引发的社会变革,这对气候适应性建设产生了影响。例如,与过去十年相比,现在移动电话的使用有所增加,从而改善了获得电子推广和气候智能农业服务的机会。与此同时,一种新兴的土地商品化趋势正在驱使贫困家庭出售或租赁农田。在这些转变的背景下,气候脆弱性仍然通过主要侧重于对气候危害及其对农村生计影响的“静态”看法的方法进行评估。提出了一种社会转型分析,以促进对转型因素的系统调查,作为气候适应规划中脆弱性评估的有效方法。这种方法为解决农村社区不断变化的生物物理和社会脆弱性提供了关键的思考和可持续的恢复力干预措施。
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引用次数: 0
The climate change, conflict and migration nexus: A holistic view 气候变化、冲突和移民之间的关系:整体观点
Pub Date : 2023-05-13 DOI: 10.1002/cli2.50
Tabitha Watson, Tim Lenton, Ricardo Safra de Campos

Current discourse relating to climate change, conflict, migration (CCM), and the causal links thereof, is polarized. It is widely acknowledged that climate change will have a detrimental effect on quality of life, and that this impact will not be homogeneous across the globe. However, proposed causal links among CCM remain contentious. This paper argues that to better grasp the implications of climate change on global society and security, it is vital to develop a more systemic understanding of the interplay among CCM. Although this nexus is already recognized, studies to date have tended to be qualitative and statistical evidence of multivariate causality has been lacking, where quantitative analysis is present, it has typically been limited to two components at a time; few studies have addressed the nexus holistically, making research conclusions sometimes difficult to reconcile. Hence, by reviewing literature from a broad range of sources, this paper suggests a suite of systemic and quantitative approaches with which to address the CCM nexus. This review critically assesses the existing research approaches employed across a range of examples and suggests how leveraging the power of ‘big data’ and modelling the nexus as a complex system encapsulating both human and environmental drivers could offer new insights, especially for those looking to explore the increasing number of ‘what if’ scenarios relating to climate and human dynamics.

当前有关气候变化、冲突、移民及其因果关系的讨论两极分化。人们普遍认为,气候变化将对生活质量产生不利影响,而且这种影响在全球范围内不会是单一的。然而,CCM之间拟议的因果关系仍然存在争议。本文认为,为了更好地理解气候变化对全球社会和安全的影响,对CCM之间的相互作用有更系统的理解至关重要。尽管这种联系已经得到承认,但迄今为止的研究往往是定性的,缺乏多变量因果关系的统计证据,在有定量分析的情况下,通常一次只限于两个组成部分;很少有研究能全面地解决这一关系,这使得研究结论有时难以调和。因此,通过回顾来自广泛来源的文献,本文提出了一套系统和定量的方法来解决CCM关系。这篇综述批判性地评估了一系列例子中采用的现有研究方法,并建议如何利用“大数据”的力量,将关系建模为一个包含人类和环境驱动因素的复杂系统,从而提供新的见解,尤其是对于那些希望探索与气候和人类动态相关的越来越多的“假设”情景的人来说。
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引用次数: 0
What drives greenhouse gas emissions? An international scoping review of academic studies in 2010–2019 是什么推动了温室气体排放?2010-2019年学术研究的国际范围综述
Pub Date : 2023-05-11 DOI: 10.1002/cli2.52
Jacob McCurdy, Ekaterina Rhodes

Greenhouse gas (GHG) emissions have increased globally 10% in the last decade, but there is a large variation in emissions trajectories by country. Understanding the main drivers of recent changes in GHG emissions is important to guide effective climate action. Using a narrative scoping review of academic literature, we access 648 abstracts and review 30 studies to identify statistically significant independent variables that were associated with GHG emissions nationally and multinationally (i.e., in country groupings) during or overlapping the period 2010–2019. We describe the findings in terms of potential reasons for the positive or negative associations, outline the strength of associations relative to other variables within the same study, and compare the associations to findings in other studies. We find that population, energy consumption, and gross domestic product (GDP) per capita are the most common independent variables associated with increases in GHG emissions, whereas the square of GDP per capita and renewable energy production are associated with GHG reductions. We assign GHG drivers to seven categories: economic, energy, demographic, technology innovation, transportation, policy, and others. We conclude by discussing implications for future research and climate policy.

在过去十年中,全球温室气体排放量增加了10%,但各国的排放轨迹差异很大。了解最近温室气体排放变化的主要驱动因素对于指导有效的气候行动至关重要。使用对学术文献的叙述性范围界定综述,我们访问了648篇摘要,并回顾了30项研究,以确定2010-2019年期间或重叠期间与国家和多国(即国内分组)温室气体排放相关的具有统计学意义的自变量。我们根据积极或消极关联的潜在原因描述了这些发现,概述了关联相对于同一研究中其他变量的强度,并将这些关联与其他研究中的发现进行了比较。我们发现,人口、能源消耗和人均国内生产总值(GDP)是与温室气体排放增加相关的最常见自变量,而人均GDP和可再生能源生产的平方与温室气体减排相关。我们将温室气体驱动因素分为七类:经济、能源、人口、技术创新、交通、政策和其他。最后,我们讨论了对未来研究和气候政策的影响。
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引用次数: 0
Impact of climate smart agriculture on households’ resilience and vulnerability: An example from Central Rift Valley, Ethiopia 气候智能农业对家庭复原力和脆弱性的影响:以埃塞俄比亚中部裂谷为例
Pub Date : 2023-05-09 DOI: 10.1002/cli2.54
Hussien Ali, Mesfin Menza, Fitsum Hagos, Amare Haileslassie

Climate change is causing serious challenges for smallholder farm households, especially in sub-Saharan Africa. The overarching objectives of this study are as follows: (i) to estimate household resilience and vulnerability indices, (ii) identify factors that explain these indices and (iii) to examine the impact of climate-smart agriculture (CSA) on households’ resilience and vulnerability, and (iv) to identify which CSA package performs better in enhancing resilience and reducing vulnerability. For this study, 278 farm households from 4 districts and 8 kebeles from the Central Rift Valley (CRV) of Ethiopia were randomly selected using a three-stage proportional to size sampling procedure. Cross-sectional data applying a structured and pretested survey questionnaire was collected for 2020/21 production season. Household resilience and vulnerability indices were estimated using resilience index and measurement analysis and indicators approaches, respectively. Multinomial endogenous switching regression was used to estimate the average treatment effects (ATEs) of the adoption of CSA practices on households’ resilience and vulnerability. The results show that livestock holding, land size, level of education, and state of food consumption are major explaining factors of resilience, whereas educational level of households, livestock holding, and access to credit are found to be major factors explaining vulnerability. The estimated ATEs indicate that households which adopted more diversified combinations of CSA packages were more resilient and less vulnerable than non-adopter households. The impacts of soil fertility management and conservation agriculture practices have better performance in improving resilience, whereas conservation agriculture and small-scale irrigation performed better in reducing the vulnerability of rural households in CRV. Boosting resilience and reducing vulnerability, hence, requires scaling up CSA among smallholder farmers by diversifying and raising farm households’ income, educational status, and livestock holding.

气候变化正在给小农户带来严重挑战,尤其是在撒哈拉以南非洲。这项研究的总体目标如下:(i)估计家庭复原力和脆弱性指数,(ii)确定解释这些指数的因素,(iii)研究气候智能农业(CSA)对家庭复原能力和脆弱性的影响,以及(iv)确定哪种CSA包在增强复原力和减少脆弱性方面表现更好。在这项研究中,使用三阶段比例抽样程序随机选择了来自埃塞俄比亚中部裂谷(CRV)的4个地区的278个农户和8个kebele。采用结构化和预测试调查问卷收集2020/21生产季的横断面数据。家庭复原力指数和脆弱性指数分别采用复原力指数、计量分析和指标方法进行估算。使用多项式内生转换回归来估计采用CSA做法对家庭恢复力和脆弱性的平均治疗效果。结果表明,牲畜饲养、土地面积、教育水平和粮食消费状况是解释复原力的主要因素,而家庭教育水平、牲畜饲养和获得信贷是解释脆弱性的主要因素。估计的ATEs表明,采用更多样化CSA套餐组合的家庭比未采用CSA套餐的家庭更有弹性,也不那么脆弱。土壤肥力管理和保护性农业实践的影响在提高复原力方面表现更好,而保护性农业和小规模灌溉在降低农村家庭在CRV中的脆弱性方面表现更好。因此,提高复原力和减少脆弱性需要通过多样化和提高农户收入、教育地位和畜牧业来扩大小农的CSA。
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引用次数: 1
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Climate Resilience and Sustainability
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