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Water management for sustainable agricultural intensification and smallholder resilience in sub-Saharan Africa 撒哈拉以南非洲可持续农业集约化和小农复原力的水管理
Pub Date : 2015-11-01 DOI: 10.1016/j.wrr.2015.10.001
Olufunke Cofie , Tilahun Amede

Water management strategies and allocation policies that support agricultural intensification across agro-ecological zones and hydrologic basins are required for building resilient agrarian communities in sub-Saharan Africa. We provide an overview of the research and investments needed to enhance agriculture in the region, with a focus on technology and institutions, while describing opportunities for improving rainfed crop production. We discuss a range of water management practices in three river basins that were part of the Challenge Program on Water and Food research on Basin Development Challenges from 2009 to 2013. Our main message is that technical and institutional innovations in water management are required for creating and sustaining resilient agrarian communities in sub-Saharan Africa. Such innovations are best designed and implemented in consultations involving researchers, households, investors, and other participants with a management or regulatory responsibility. It is in this collaborative spirit that we introduce this Special Issue of Water Resources and Rural Development, in which several authors present results of studies on agricultural water management in the region, with recommendations for better planning and implementation of interventions to benefit smallholder farmers.

在撒哈拉以南非洲,建设具有复原力的农业社区需要支持跨农业生态区和水文流域农业集约化的水资源管理战略和分配政策。我们概述了加强该地区农业所需的研究和投资,重点是技术和制度,同时描述了改善雨养作物生产的机会。我们讨论了三个河流流域的一系列水管理实践,这些实践是2009年至2013年流域发展挑战的水和粮食研究挑战计划的一部分。我们的主要信息是,要在撒哈拉以南非洲建立和维持有复原力的农业社区,就需要在水管理方面进行技术和制度创新。这种创新最好是在涉及研究人员、家庭、投资者和其他有管理或监管责任的参与者的磋商中设计和实施的。正是本着这种合作精神,我们推出了本期《水资源与农村发展》特刊,其中几位作者介绍了该地区农业用水管理的研究结果,并提出了更好地规划和实施干预措施以造福小农的建议。
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引用次数: 19
Technical and institutional attributes constraining the performance of small-scale irrigation in Ethiopia 制约埃塞俄比亚小规模灌溉绩效的技术和制度属性
Pub Date : 2015-11-01 DOI: 10.1016/j.wrr.2014.10.005
Tilahun Amede

Small-scale irrigation is playing an important role in adapting to climate change, achieving food security, and improving household incomes. The Ethiopian Government considers irrigated agriculture as a primary engine of economic growth and plans to increase the current level of irrigation infrastructure three-fold by the end of 2015. However, there has been concern regarding the performance and management of existing small-scale irrigation. Based on the assessment of 52 small-scale irrigation schemes, and three case study sites, we describe the challenges and interventions required to improve irrigation water management in Ethiopia. Though most schemes are operational, many do not operate at full capacity, due to design failures, excessive siltation, poor agronomic and water management practices, and weak local institutions. In addition to low returns, there is competition for irrigation water between upstream and downstream users, vegetable growers and cereal growers, and between farmers with large irrigable plots and those with small plots. Despite these challenges, our field assessment revealed that small scale irrigation increases crop yields, improves crop diversification, and reduces the risk of crop failure. We emphasize in this paper the need for incentives to improve productivity and minimize conflicts, while enhancing innovation capacity, developing scheme-specific intensification strategies, and promoting collective action. We also describe how benefits from water investments could be substantially increased by overcoming design constraints, strengthening water user associations, and protecting catchments.

小规模灌溉在适应气候变化、实现粮食安全和提高家庭收入方面发挥着重要作用。埃塞俄比亚政府将灌溉农业视为经济增长的主要引擎,并计划到2015年底将灌溉基础设施的现有水平提高三倍。但是,人们对现有小规模灌溉的绩效和管理表示关切。基于对52个小规模灌溉计划和三个案例研究地点的评估,我们描述了改善埃塞俄比亚灌溉用水管理所面临的挑战和所需的干预措施。虽然大多数方案都在运行,但由于设计失败、过度淤积、农艺和水管理做法不佳以及地方机构薄弱,许多方案没有满负荷运行。除了低回报之外,上游和下游用户之间、蔬菜种植者和谷物种植者之间、拥有大片可灌溉地块的农民和拥有小块可灌溉地块的农民之间也存在着灌溉用水的竞争。尽管存在这些挑战,我们的实地评估显示,小规模灌溉提高了作物产量,改善了作物多样化,降低了作物歉收的风险。我们在本文中强调需要激励措施来提高生产率和减少冲突,同时增强创新能力,制定具体方案的集约化战略,并促进集体行动。我们还描述了如何通过克服设计限制、加强用水用户协会和保护集水区来大幅增加水投资的收益。
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引用次数: 51
Performance of small reservoir irrigated schemes in the Upper Volta basin: Case studies in Burkina Faso and Ghana 上沃尔特盆地小型水库灌溉方案的效果:布基纳法索和加纳的案例研究
Pub Date : 2015-11-01 DOI: 10.1016/j.wrr.2015.05.001
Jean-Christophe Poussin , Lorraine Renaudin , Desmond Adogoba , Abdramane Sanon , Fowe Tazen , Wilson Dogbe , Jean-Louis Fusillier , Bruno Barbier , Philippe Cecchi

A major direct use of water from West African small reservoirs is irrigation. Analyzing the performances of irrigated agriculture is therefore a useful way to measure the impact of small reservoirs on food security and livelihoods of local communities. The aim of this study was to assess the performance of two such irrigated schemes in the Upper Volta basin (one in Burkina Faso and the other in Ghana) through participatory methods, to jointly identify major constraints, and to discuss possible solutions with local communities. The agronomic and economic performance of irrigated agriculture at both sites were far from satisfactory, due to the lack of maintenance of the small reservoirs and irrigation schemes, sub-optimal crop management, and poor product marketing. These issues were analyzed with the farmers across differing sub-schemes and cropping systems and some solutions were envisaged. Our assessment showed that farmers often had difficulty obtaining quality agricultural inputs and marketing their products. The poor performance of irrigated crops, due to poor condition of hydraulic infrastructures, poor agronomic management, and organizational failure provided only limited incomes for local households. Nevertheless, the existence and the many uses of small reservoirs improved food security and created indirect activities that also enhanced livelihoods. The local authorities generally considered preserving water to be a priority in small reservoir management, but the degradation of irrigation schemes could happen quickly and result in scheme failures, thus reducing indirect economic activities and causing under utilization or even abandonment of the small reservoir, unless appropriate measures are taken.

西非小型水库用水的主要直接用途是灌溉。因此,分析灌溉农业的绩效是衡量小型水库对当地社区粮食安全和生计影响的有用方法。本研究的目的是通过参与式方法评估上沃尔特盆地(一个在布基纳法索,另一个在加纳)两个这样的灌溉方案的效果,共同确定主要制约因素,并与当地社区讨论可能的解决办法。这两个地点的灌溉农业的农艺和经济效益远不能令人满意,原因是缺乏对小型水库和灌溉计划的维护,不理想的作物管理和产品销售。对这些问题与不同子方案和种植制度的农民进行了分析,并设想了一些解决方案。我们的评估表明,农民往往难以获得高质量的农业投入和销售其产品。由于水利基础设施条件差、农艺管理不善和组织失灵,灌溉作物的表现不佳,仅为当地家庭提供了有限的收入。然而,小型水库的存在和许多用途改善了粮食安全,并创造了间接活动,也改善了生计。地方当局一般认为保存水是小型水库管理的优先事项,但灌溉计划的退化可能很快发生,导致计划失败,从而减少间接经济活动,造成小型水库利用不足甚至废弃,除非采取适当措施。
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引用次数: 29
Capturing and managing rainwater in Africa: Reducing risk and enhancing agricultural productivity 在非洲收集和管理雨水:降低风险和提高农业生产力
Pub Date : 2015-11-01 DOI: 10.1016/j.wrr.2015.10.002
Dennis Wichelns
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引用次数: 0
Agricultural water management and livelihoods in the crop–livestock systems of the Volta Basin Volta盆地作物-牲畜系统的农业用水管理和生计
Pub Date : 2015-11-01 DOI: 10.1016/j.wrr.2014.10.001
S. Douxchamps , A. Ayantunde , E.K. Panyan , K. Ouattara , A. Kaboré , N. Karbo , B. Sawadogo

With mixed crop-livestock systems projected to be the principal source of food in developing countries in the coming decades, opportunities exist for smallholders to participate and benefit from emerging crop and livestock markets in the Volta Basin. Given the economic, social and environmental vulnerability due to high water scarcity and variability in the basin, improvements in agricultural water management (AWM) are needed to ensure sustainable benefits. A survey was conducted among 326 crop-livestock households in four water scarce sites of the basin in Burkina Faso and Ghana to characterize households in terms of access to water, services and information, AWM intensity and livelihoods, and to explore the linkages between these characteristics.

The sources of water were more diverse for study sites in Ghana than in Burkina, allowing different types of AWM strategies. Most of the farmers perceived a strong positive impact of AWM strategies on their livelihoods. Almost 70% of the variation in livelihood assets was explained by variation in AWM intensity, affecting mainly food consumption, sources of income and housing index. With increasing access to water, services and information, AWM intensity significantly increased, as well as labour for water-related activities and food consumption. This increase in AWM was significantly related to an increase in livelihood assets (R2 = 52%). Policies should be developed to improve access to information and services as well as access to market in rural areas of the Volta Basin, to enhance positive impact of AWM strategies on livelihoods of the rural households.

预计未来几十年,混合作物-牲畜系统将成为发展中国家的主要粮食来源,因此小农有机会参与并受益于沃尔特盆地新兴的作物和牲畜市场。鉴于该流域高度缺水和多变性造成的经济、社会和环境脆弱性,需要改善农业用水管理(AWM)以确保可持续效益。研究人员对布基纳法索和加纳流域四个缺水地区的326户农牧家庭进行了调查,从获得水、服务和信息、AWM强度和生计等方面对家庭进行了描述,并探讨了这些特征之间的联系。加纳的研究地点比布基纳法索的研究地点水源更加多样化,从而允许采用不同类型的AWM策略。大多数农民认为AWM战略对他们的生计产生了强烈的积极影响。生计资产的变化几乎有70%可以用AWM强度的变化来解释,主要影响食物消费、收入来源和住房指数。随着越来越多地获得水、服务和信息,AWM强度大大增加,与水有关的活动和粮食消费的劳动力也大大增加。AWM的增加与生计资产的增加显著相关(R2 = 52%)。应制定政策,改善沃尔特盆地农村地区获得信息和服务的机会以及进入市场的机会,以增强AWM战略对农村家庭生计的积极影响。
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引用次数: 17
Setting up agricultural water management interventions – learning from successful case studies in the Volta and Limpopo river basins 建立农业用水管理干预措施——从沃尔特河和林波波河流域的成功案例研究中学习
Pub Date : 2015-11-01 DOI: 10.1016/j.wrr.2015.09.001
Annemarieke de Bruin , Rachel Pateman , Jennie Barron , Mariam Balima , Issa Ouedraogo , Evariste Da Dapola , Mathias Fosu , Frank O. Annor , Manuel Magombeyi , Jean-Marie Kileshye Onema

Long-term investments in agricultural water management (AWM) interventions in the Volta and Limpopo river basins have aimed at improving water availability and quality for smallholder farming systems. However, sustained and wider uptake of AWM technologies and approaches has not been as successful. We need to learn from successful AWM interventions, those interventions that have led to a sustained or increased uptake of AWM technologies or approaches, and which have led to improved well-being of farmers and livestock keepers in the rural development context of sub-Sahara Africa. This paper explores AWM interventions, specifically, the impacts these interventions have had and the factors contributing to the success of these interventions.

In four countries within the Volta and Limpopo river basins, consultations were carried in 33 case studies of successful AWM interventions with implementing organisations and beneficiaries using a participatory GIS methodology. A systematic text analysis of 55 case study reports showed that these 33 interventions have had a positive impact on the well-being of beneficiaries and there was a sustained and wider uptake of the AWM technologies or approaches introduced. A clear demand for the technology, appropriate design of the technology, input support, training and capacity building, and a sense of ownership of the community helped to sustain the uptake of AWM technologies and approaches. We conclude that implementing organisations would benefit from investing in the soft components of an AWM intervention, as this will increase the likelihood of successful adoption and adaptation of the AWM technologies and approaches in the long-term.

在沃尔特河和林波波河流域对农业用水管理(AWM)干预措施的长期投资旨在改善小农农业系统的水供应和质量。然而,持续和更广泛地采用AWM技术和方法并没有取得成功。我们需要从成功的AWM干预措施中学习,这些干预措施导致持续或更多地采用AWM技术或方法,并改善了撒哈拉以南非洲农村发展背景下农民和牲畜饲养者的福祉。本文探讨了AWM干预措施,特别是这些干预措施所产生的影响以及促成这些干预措施成功的因素。在沃尔特河和林波波河流域内的四个国家,使用参与式地理信息系统方法,与实施组织和受益者就33个成功的AWM干预案例进行了磋商。对55个案例研究报告的系统文本分析表明,这33项干预措施对受益者的福祉产生了积极影响,所采用的AWM技术或方法得到了持续和更广泛的采用。对技术的明确需求、技术的适当设计、投入支持、培训和能力建设,以及社区的主人主人感,有助于持续采用AWM技术和方法。我们的结论是,实施组织将从投资于AWM干预的软组件中受益,因为这将增加长期成功采用和适应AWM技术和方法的可能性。
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引用次数: 11
Mapping the potential success of agricultural water management interventions for smallholders: Where are the best opportunities? 绘制针对小农的农业水管理干预措施的潜在成功:最佳机会在哪里?
Pub Date : 2015-11-01 DOI: 10.1016/j.wrr.2015.06.001
J. Barron , E. Kemp-Benedict , J. Morris , A. de Bruin , G. Wang , A. Fencl

From field to basin scales, there are many appropriate interventions used to manage rainfall efficiently and productively in smallholder farming systems. Yet, successful targeting and scaling-out of these approaches remains a challenge. This paper presents an innovative approach in decision support called ‘Targeting Agricultural Water Management Interventions’ (TAGMI) with application in Limpopo and Volta river basins (available at http://www.seimapping.org/tagmi/). The online open-access TAGMI uses country-scale Bayesian network models to assess the likelihood of success for outscaling various agricultural water management (AWM) interventions at sub-national level. The web tool integrates multiple sources of expertise on the enabling environment for outscaling based on key social, human, physical, financial, and natural factors. It estimates the relative probability of success of an AWM intervention across the Limpopo and Volta river basins. Here we present TAGMI as a ‘proof of concept’, areas of high, medium, and low probabilities of success for three AWM technologies common in Limpopo and Volta River Basins: the soil water conservation/in situ rainwater harvesting technologies in rain-fed systems, small-scale private irrigation and small reservoirs used for communal irrigation purposes. We then apply a climate change scenario and discuss the robustness in potential AWM, according to the TAGMI tool. Finally, we discuss the need for generic or specific information on ‘best practices of implementation’ for successful uptake of technologies in poverty-constrained smallholder farming systems.

从田间到流域尺度,在小农农业系统中有许多适当的干预措施用于有效和富有成效地管理降雨。然而,这些方法的成功定位和扩展仍然是一个挑战。本文提出了一种创新的决策支持方法,称为“目标农业水管理干预”(TAGMI),应用于林波波河和沃尔特河流域(可在http://www.seimapping.org/tagmi/上获得)。在线开放获取的TAGMI使用国家尺度的贝叶斯网络模型来评估在次国家层面超越各种农业水管理(AWM)干预措施的成功可能性。该网络工具集成了基于关键社会、人力、物理、财务和自然因素的支持环境的多种专业知识来源。它估计了在林波波河和沃尔特河流域实施AWM干预的相对成功概率。在这里,我们将TAGMI作为“概念验证”,展示了林波波河和沃尔特河流域常见的三种AWM技术的高、中、低成功概率区域:雨养系统中的水土保持/原位雨水收集技术、小型私人灌溉和用于公共灌溉目的的小型水库。然后,我们应用气候变化情景,并根据TAGMI工具讨论潜在AWM的鲁棒性。最后,我们讨论了在贫困受限的小农农业系统中成功吸收技术所需的关于“最佳实施实践”的一般或具体信息。
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引用次数: 16
Special Issue Contents 撒哈拉以南非洲的雨水和小型水库管理
Pub Date : 2015-11-01 DOI: 10.1016/S2212-6082(15)00028-5
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引用次数: 0
Rainwater harvesting and conservation tillage increase maize yields in South Africa 雨水收集和保护性耕作提高了南非的玉米产量
Pub Date : 2015-11-01 DOI: 10.1016/j.wrr.2015.04.001
J.J. Botha, J.J. Anderson, P.P. Van Staden

Poverty and food insecurity are common amongst rural communities in the sub-Saharan African region. The rural population of South Africa is not excluded from poverty. With normal conventional tillage practices, crop failures are common on marginal soils in semi-arid areas with low and erratic rainfall. Therefore, selected rural communities in the Eastern Cape, Limpopo and Free State Provinces of South Africa were introduced to appropriate rainwater harvesting and conservation agricultural techniques to contribute towards the reduction of food insecurity through improved maize yields. Conventional tillage, no-till, minimum tillage, mechanized basins, in-field rainwater harvesting and the Daling plough were tested in on-station and on-farm field experiments over three to five maize growing seasons (2008/09–2011/13). The rainwater harvesting (in-field rainwater harvesting and Daling plough) and conservation (mechanized basins, no-till and minimum tillage) techniques resulted in slightly higher yields than conventional tillage due to their potential to conserve rainwater better and to harvest additional rainwater. Conventional tillage, no-till and minimum tillage had lower grain yields because they lost on average 18% of the total rainfall to ex-field runoff. The rainwater productivity of the Daling plough treatment was very similar to that of in-field rainwater harvesting, followed by mechanized basins, conventional tillage and no-till or minimum tillage.

贫困和粮食不安全在撒哈拉以南非洲地区的农村社区普遍存在。南非的农村人口并没有被排除在贫困之外。在降雨量少且不稳定的半干旱地区的边缘土壤上,采用常规耕作方法,作物歉收很常见。因此,向南非东开普省、林波波省和自由邦省的选定农村社区介绍了适当的雨水收集和保护性农业技术,通过提高玉米产量为减少粮食不安全作出贡献。在3 ~ 5个玉米生长季节(2008/09-2011/13),对常规耕作、免耕、少耕、机械化流域、田间雨水收集和大岭犁进行了站内和田间试验。雨水收集(田间雨水收集和大岭犁)和养护(机械化盆地、免耕和少耕)技术的产量略高于传统耕作,因为它们具有更好地保存雨水和收集额外雨水的潜力。常规耕作、免耕和少耕的粮食产量较低,因为它们平均损失了总降雨量的18%。大岭犁处理的雨水生产力与田间集雨非常相似,其次是机械化流域、常规耕作和免耕或少耕。
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引用次数: 12
Does participation in communal water management improve household income? Evidence from Malawi 参与公共用水管理是否能提高家庭收入?来自马拉维的证据
Pub Date : 2015-06-01 DOI: 10.1016/j.wrr.2015.06.002
Charles Blessings L. Jumbe, Rudolf Nkhata

This paper presents empirical evidence of whether participation in community water resource management improves household agricultural income using a case study of irrigation co-management under the Bwanje Valley Irrigation Scheme in Malawi. An endogenous switching regression was applied on a dataset of 412 farmers to correct the outcome (net agricultural income) for sample selection bias. Propensity score matching was then used to measure the impact of participation in irrigation co-management on net annual agricultural income. Despite variations in the magnitude of benefits among different groups, empirical evidence suggests that net annual agricultural income of the poor, youths and female-headed farmers participating in the scheme would have worsened had they not participated in the scheme.

本文利用马拉维Bwanje河谷灌溉计划下的灌溉共同管理案例研究,提供了参与社区水资源管理是否能提高家庭农业收入的经验证据。对412名农民的数据集进行了内生转换回归,以纠正样本选择偏差的结果(农业净收入)。然后使用倾向得分匹配来衡量参与灌溉共管对农业年净收入的影响。尽管不同群体的受益程度各不相同,但经验证据表明,如果参加该计划的穷人、青年和以女性为户主的农民不参加该计划,他们的农业年净收入将会恶化。
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引用次数: 4
期刊
Water Resources and Rural Development
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