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Hydropower resettlement and livelihood adaptation: The Nam Mang 3 project in Laos 水电安置与生计适应:老挝南芒3号工程
Pub Date : 2015-06-01 DOI: 10.1016/j.wrr.2015.01.001
Mayvong Sayatham , Diana Suhardiman

Mekong hydropower is developing rapidly. Laos is at the forefront of this development. While hydropower development supports the country's economic growth, many observers have highlighted the potential negative impacts for people's livelihoods. Taking the Nam Mang 3 hydropower project as a case study, we examine the impacts of hydropower development on farming households of differing livelihood assets and resources, and how they have responded to these impacts. Linking livelihood asset substitution with livelihood outcomes, we examine factors constraining livelihood adaptation and how these shape rural households' strategies to cope with socio-economic and environmental impacts from hydropower development. We conclude that while asset substitution generally can improve people's livelihoods, access to land continues to play an important role in the process of livelihood reconstruction and the shaping of livelihood outcomes.

湄公河水电发展迅速。老挝处于这一发展的前沿。虽然水电开发支持了国家的经济增长,但许多观察人士强调了对人民生计的潜在负面影响。本文以南芒3号水电站项目为例,考察了水电开发对不同生计资产和资源的农户的影响,以及他们如何应对这些影响。我们将生计资产替代与生计结果联系起来,研究了制约生计适应的因素,以及这些因素如何影响农村家庭应对水电开发带来的社会经济和环境影响的策略。我们得出的结论是,虽然资产替代通常可以改善人们的生计,但在生计重建和生计结果形成的过程中,获得土地继续发挥重要作用。
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引用次数: 33
Many issues, limited responses: Coping with water insecurity in rural India 许多问题,有限的回应:应对印度农村的水不安全
Pub Date : 2015-06-01 DOI: 10.1016/j.wrr.2015.07.001
Mrittika Basu, Satoshi Hoshino, Shizuka Hashimoto

We present empirical evidence of coping strategies practiced in response to water insecurity and emerging climate variability in a dry, sub-humid rural district in India. We find non-climatic factors to be largely responsible for the existing water insecure conditions and, as perceived, climatic variations are found to magnify the misery. The causes and impacts of water insecurity result in a complex vicious cycle, pushing rural livelihoods and domestic life to further deprivation and poverty. Counter responses, mostly coping strategies, are found to be spontaneous, reactive and are largely motivated by crisis, which often degrades the resource base, and are found to be detrimental to the health and well-being of the studied communities. We question the advisability of water supply provisions in rural areas that fail to acknowledge the water demands of rural communities. Localized initiatives, including location specific strategies, must be formulated with effective community participation and in conjunction with other developmental programs to ensure water security in rural areas.

我们提出了应对策略的经验证据,以应对印度干旱、半湿润农村地区的水不安全和新出现的气候变化。我们发现,非气候因素在很大程度上造成了现有的水不安全状况,而且,正如我们所认识到的那样,气候变化加剧了这种痛苦。水不安全的原因和影响导致了一个复杂的恶性循环,将农村生计和家庭生活推向进一步的匮乏和贫困。研究发现,应对措施,主要是应对战略,是自发的、被动的,主要是由危机引起的,危机往往会降低资源基础,而且不利于所研究社区的健康和福祉。我们质疑在农村地区的供水规定是否可取,因为这些规定没有考虑到农村社区的用水需求。必须在社区有效参与的情况下,结合其他发展方案,制定地方化倡议,包括具体地点战略,以确保农村地区的水安全。
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引用次数: 27
Household access to water and choice of treatment methods: Empirical evidence from Bhutan 家庭用水和处理方法的选择:来自不丹的经验证据
Pub Date : 2015-06-01 DOI: 10.1016/j.wrr.2014.09.003
Dil Bahadur Rahut , Bhagirath Behera , Akhter Ali

We examine household access to water for domestic consumption and the water-treatment methods adopted in Bhutan, using data from the Bhutan Living Standard Survey (BLSS) 2012. The proportion of households having access to piped water in their home for domestic consumption has increased since 2003, while the use of wells and natural sources such as springs, lakes and rivers has declined over the years. The pattern of distribution of water sources and access to them across income groups shows that wealthier households in both rural and urban areas have access to safer water sources than their poorer counterparts. We find that education and household income are strong determinants of the choice of safe and secure access to water. Rural households tend to use more traditional water sources, such as springs, wells, rivers or ponds, compared to their urban counterparts.

我们使用2012年不丹生活水平调查(BLSS)的数据,研究了不丹家庭用水和水处理方法。自2003年以来,在家中使用自来水供家庭消费的家庭比例有所增加,而使用水井和泉水、湖泊和河流等自然水源的比例近年来有所下降。水源的分布和在不同收入群体中获得水源的情况表明,农村和城市地区较富裕的家庭比较贫穷的家庭获得更安全的水源。我们发现,教育和家庭收入是选择安全可靠地获得水的重要决定因素。与城市家庭相比,农村家庭倾向于使用更传统的水源,如泉水、水井、河流或池塘。
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引用次数: 25
Sharing hydropower revenues in Nepal, over time and across districts and regions 在尼泊尔分享水电收入,不分时间和地区
Pub Date : 2014-10-01 DOI: 10.1016/j.wrr.2014.10.007
Soumya Balasubramanya , Mark Giordano , Dennis Wichelns , Tashi Sherpa

In recent years, the Government of Nepal has increased the amount of revenue it collects from hydropower operations and then distributes among districts and regions of the country. Larger, wealthier districts, which receive larger amounts of general revenues from the central government, also receive larger allocations of hydropower revenues. The per capita shares of hydropower revenue are notably larger in the Central and Western Regions, which are home to most of Nepal's hydropower facilities. Thus, the revenue sharing program does not favor poorer districts and regions with little hydropower development. Further, the hydropower revenue allocations to all development regions are small portions of the general revenues they receive. Consequently, the program is unlikely to have a substantial impact on economic development in poorer districts and regions.

近年来,尼泊尔政府增加了从水力发电业务中收取的收入,然后将其分配给全国各区和地区。更大、更富裕的地区从中央政府获得更多的一般收入,也获得更多的水电收入分配。水电收入的人均份额在尼泊尔大部分水电设施所在地的中西部地区明显更大。因此,收入分成计划并不有利于水电开发较少的贫困地区和地区。此外,分配给所有发展区域的水电收入只占它们获得的总收入的一小部分。因此,该计划不太可能对贫困地区的经济发展产生实质性影响。
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引用次数: 8
Sustainable hydropower development: Theun-Hinboun expansion project case study, Laos 可持续水电开发:theun - hinboon扩建项目案例研究,老挝
Pub Date : 2014-10-01 DOI: 10.1016/j.wrr.2014.09.002
Stephen Sparkes

I examine sustainability and benefit-sharing mechanisms in the context of the Theun-Hinboun Expansion Project (THXP) in central Laos. THXP has been planned and implemented in accordance with international good practice, and is now at the stage of preparing for closure on a number of key issues, in particular on livelihood restoration. With most of the infrastructure and service improvements completed, the long-term challenge relates to institutional development, environmental management and sustainability of the new livelihood systems. A strategy is being developed to ensure that local government, the private sector and the Theun-Hinboun Power Company (THPC) contribute in terms of budget, staff and expertise to ensure sustainability is achieved by 2017, or until targets are met and local communities can manage resources on their own. This approach to mitigating project impacts is an example of a new paradigm in which hydropower can achieve sustainable development for project affected communities.

我在老挝中部的theun - hinbounn扩建项目(THXP)的背景下研究可持续性和利益分享机制。THXP是按照国际良好做法规划和执行的,目前正处于准备结束若干关键问题,特别是恢复生计问题的阶段。随着大部分基础设施和服务的改善已经完成,长期的挑战涉及体制发展、环境管理和新生计系统的可持续性。目前正在制定一项战略,以确保地方政府、私营部门和theun - hinboon电力公司(THPC)在预算、人员和专业知识方面做出贡献,以确保到2017年实现可持续性,或者直到达到目标,当地社区能够自己管理资源。这种减轻项目影响的方法是水电能够为受项目影响的社区实现可持续发展的新范例。
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引用次数: 17
Benefit sharing from Kamchay and Lower Sesan 2 hydropower watersheds in Cambodia 柬埔寨贡察和下塞山2号水电流域的利益分享
Pub Date : 2014-10-01 DOI: 10.1016/j.wrr.2014.10.004
Prachvuthy Men , Vathana Thun , Soriya Yin , Louis Lebel

The purpose of this study was to explore the institutions underlying different forms of benefit sharing in hydropower projects in Cambodia, through detailed analysis of two case studies: Kamchay and the Lower Sesan 2 hydro-dams. Promises on paper were compared with how benefit sharing was implemented in practice. The study found that, first, compensation and resettlement were a common, if minimalist, form of benefit sharing in Cambodia. Other forms of benefit sharing, such as environmental impact management and allocation of community development funds, were mentioned in both the EIA report and investment agreements, but have never been implemented. Second, at the national and sub-national levels, there are no comprehensive guidelines for benefit sharing, nor is there a supporting legal framework. Benefit sharing and compensation policies have been developed on a project-by-project basis. Third, hydro-dam projects do not prioritize providing electricity services to affected communities: no preferential electricity rate was given. Fourth, inter-ministerial structures have been introduced, which could improve the integration of activities, but instead have just slowed down decision-making. This study advances our knowledge on how benefits from hydro-dam projects are shared (and not shared), in practice, with prior residents of hydropower watersheds and other affected stakeholders in Cambodia.

本研究的目的是通过对两个案例的详细分析,探讨柬埔寨水电项目中不同形式利益分享的制度,这两个案例是:甘察和下塞山2号水电站。研究人员将纸面上的承诺与利益分享在实践中的实施情况进行了比较。研究发现,首先,补偿和重新安置在柬埔寨是一种普遍的利益分享形式,尽管这种形式很少。环评报告和投资协议中都提到了环境影响管理和社区发展资金分配等其他形式的利益分享,但从未实施。第二,在国家和地方层面,既没有全面的惠益分享指导方针,也没有配套的法律框架。每个项目都制定了利益分享和补偿政策。第三,水电站项目没有优先为受影响社区提供电力服务:没有给予优惠电价。第四,已经建立了部际结构,它可以改善活动的一体化,但反而放慢了决策的速度。这项研究提高了我们对水电项目的收益如何在实践中与柬埔寨水电流域的先前居民和其他受影响的利益相关者共享(或不共享)的认识。
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引用次数: 15
Broadening stakeholder participation to improve outcomes for dam-forced resettlement in Vietnam 扩大利益相关者的参与,以改善越南大坝强制安置的结果
Pub Date : 2014-10-01 DOI: 10.1016/j.wrr.2014.07.001
Jane Singer , Huu Ty Pham , Hai Hoang

Forced resettlement due to hydropower dam construction in Vietnam continues to result in poor outcomes, in part due to the poor productivity of replacement agricultural land, poor local governance, and constrained access by displaced farmers to forest land and fisheries. This paper critically examines three recent initiatives in Vietnam that promise to promote more stable livelihoods for displaced populations and to strengthen participation in development for residents as well as civil society. The first is a payment for environmental services (PES) scheme for hydroelectric revenue sharing to fund forest maintenance and monitoring by displaced households, while the second focus is an international financial institution (IFI)-initiated project that prioritizes gender empowerment and participation. The PES scheme promises a sustainable income stream for displaced households and has institutionalized legal and government backing, but it entails high transaction costs and a lengthy planning phase. The IFI project offers residents generous compensation and the rights embodied in IFI involuntary safeguards, but a lack of effective livelihood support and poor communication provide cautionary notes. A third, rights-based approach by Vietnamese civil society organizations (CSOs) involves advocacy to achieve effective reallocation of state-managed forest land to displaced villagers. The authors examine the potential for benefit-sharing mechanisms, IFIs, and CSOs, backed by new legislation and expanding space for civil society in Vietnam, to address the problems posed by inadequate local governance. They conclude that these approaches show merit for nationwide replication, and there is a need for including these external stakeholders in local resettlement management bodies.

越南因水电站大坝建设而被迫重新安置的结果仍然很差,部分原因是替代农业用地的生产力低下,地方治理不善,以及流离失所的农民获得林地和渔业的机会受到限制。本文批判性地考察了越南最近的三项举措,这些举措有望促进流离失所人口更稳定的生计,并加强居民和民间社会对发展的参与。第一个是环境服务付款(PES)计划,用于水电收入分享,为流离失所家庭的森林维护和监测提供资金,而第二个重点是国际金融机构(IFI)发起的一个优先考虑性别赋权和参与的项目。PES计划承诺为流离失所家庭提供可持续的收入来源,并得到法律和政府的制度化支持,但它需要高昂的交易成本和漫长的规划阶段。国际金融机构项目为居民提供了慷慨的补偿和国际金融机构非自愿保障措施所体现的权利,但缺乏有效的生计支持和沟通不端是一个警示。第三种是越南民间社会组织(cso)基于权利的方法,包括倡导将国家管理的林地有效地重新分配给流离失所的村民。作者研究了利益分享机制、国际金融机构和民间社会组织在越南新立法和扩大公民社会空间的支持下解决地方治理不足所带来的问题的潜力。他们的结论是,这些方法值得在全国范围内推广,并且有必要将这些外部利益相关者纳入地方安置管理机构。
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引用次数: 33
Benefit sharing from hydropower watersheds: Rationales, practices, and potential 水电流域利益共享:理论、实践与潜力
Pub Date : 2014-10-01 DOI: 10.1016/j.wrr.2014.10.006
Louis Lebel , Phimphakan Lebel , Chanagun Chitmanat , Patcharawalai Sriyasak

Hydropower dams typically produce benefits for their developers. At the same time, large dams have various negative environmental and social consequences, in particular, upon those who must be resettled or whose livelihoods are disrupted. The anticipated and actual revenue earned by hydropower plants from the production and sale of electricity could be shared with residents of hydropower watersheds, to help offset these adverse impacts of construction and operation. The purpose of this paper is to examine the different ways in which such benefits have been shared in the Sirikit Dam hydropower watershed in Northern Thailand. Four different models for benefit sharing, each with a history in the case study site, were identified: compensation for resettlement; corporate social responsibility; community development funds; and payments for ecosystem services. The earliest program on resettlement was of limited effectiveness, because short-term compensation was insufficient to improve livelihoods or alleviate poverty. The corporate social responsibility program has been ad hoc, with achievements not always geared toward priority needs. The recently launched Power Development Fund is a promising framework, as it involves long-term sharing of revenues from the sale of electricity for projects proposed by local communities and agencies. A pilot exploration of watershed fund, based on payments for ecosystem services concepts, looked likely to falter from lack of interests among potential buyers and other institutional barriers. The case study demonstrates that different benefit sharing models have their merits and limitations which vary as a project matures – a lesson important for the Mekong Region.

水电大坝通常会给开发商带来收益。与此同时,大型水坝对环境和社会产生了各种负面影响,特别是对那些必须重新安置或生计受到破坏的人。水电站从生产和销售电力中获得的预期收益和实际收益可以与水电流域居民分享,以帮助抵消这些建设和运营的不利影响。本文的目的是研究泰国北部诗丽吉大坝水电流域共享这些利益的不同方式。确定了四种不同的利益分享模式,每种模式在案例研究地点都有历史:重新安置补偿;企业社会责任;社区发展基金;以及为生态系统服务付费。最早的安置方案效果有限,因为短期补偿不足以改善生计或减轻贫困。企业社会责任项目一直是临时的,其成就并不总是面向优先需求。最近启动的电力发展基金是一个很有前景的框架,因为它涉及到为当地社区和机构提议的项目出售电力的长期收入分成。基于生态系统服务付费概念的流域基金试点探索,可能会因潜在买家缺乏兴趣和其他制度障碍而步履蹒跚。案例研究表明,随着项目的成熟,不同的利益分享模式有其优点和局限性,这对湄公河地区来说是一个重要的教训。
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引用次数: 17
Benefit sharing in Mekong Region hydropower: Whose benefits count? 湄公河流域水电利益分享:谁的利益最重要?
Pub Date : 2014-10-01 DOI: 10.1016/j.wrr.2014.10.008
Diana Suhardiman , Dennis Wichelns , Louis Lebel , Sonali Senaratna Sellamuttu

Notions of benefit sharing play an increasingly important role in shaping the debate around the merits of existing and future hydropower development in the Mekong region. In this paper we assess how the concept of benefit sharing is articulated and applied in Thailand, Cambodia, Laos, and Vietnam. We discuss the conceptual strengths and weaknesses of benefit sharing, within the broader context of land and water resources and environmental governance. We argue that while benefit sharing provides an entry point for placing the current debate on hydropower development within the perspective of social justice, better understanding of governance structures and processes is needed. Our primary message is that innovations in policies and programs should not be analyzed in isolation from the wider governance structure, processes, and outcomes. To this end, we are pleased also to introduce this Special Issue of Water Resources and Rural Development, in which several authors analyze current benefit sharing programs in the Mekong region, with a focus on governance, process, and policy implications.

利益分享的概念在围绕湄公河地区现有和未来水电开发优点的辩论中发挥着越来越重要的作用。在本文中,我们评估了利益分享的概念如何在泰国、柬埔寨、老挝和越南得到阐述和应用。我们在土地、水资源和环境治理的更广泛背景下讨论了利益分享的概念优势和弱点。我们认为,虽然利益分享为将当前关于水电开发的辩论置于社会正义的视角中提供了一个切入点,但需要更好地理解治理结构和流程。我们的主要信息是,不应将政策和项目的创新与更广泛的治理结构、流程和结果分开分析。为此,我们也很高兴地推出本期《水资源与农村发展》特刊,其中几位作者分析了湄公河地区目前的利益分享项目,重点关注治理、流程和政策影响。
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引用次数: 29
Sharing the benefits of hydropower: Co-investing the economic rents 共享水电效益:共同投资经济租金
Pub Date : 2014-10-01 DOI: 10.1016/j.wrr.2014.10.002
Dennis Wichelns

I explore the potential for sharing the financial benefits of hydropower development in the Greater Mekong Subregion, which includes Cambodia, Lao PDR (Laos), Myanmar, Thailand, Vietnam, and a small portion of China. In particular, I describe the possibility of implementing a region-wide fee on the economic rents made possible by generating and selling electricity. Such a fee would establish a sizeable annual fund that could support investments in infrastructure and facilities that would enhance economic development and improve livelihoods, particularly in the poorer countries in the region. The fund could be managed by an oversight board or an advisory panel comprised of representatives from participating countries. I present an empirical, although hypothetical, example of a benefit sharing program that might be implemented in Cambodia, Laos, Thailand, and Vietnam, and I describe alternative methods of allocating or investing the revenue collected. The discussion is largely conceptual, as many challenges would arise in actually implementing a transborder rent sharing program. My goal is to describe the potential benefits such a program might generate in the Greater Mekong Subregion, rather than recommending the specific form such a program might take.

我探讨了在包括柬埔寨、老挝人民民主共和国(老挝)、缅甸、泰国、越南和中国一小部分地区在内的大湄公河次区域分享水电开发经济效益的潜力。特别是,我描述了对通过发电和出售电力而产生的经济租金实施区域性收费的可能性。这样一笔费用将建立一个规模可观的年度基金,支持对基础设施和设施的投资,以促进经济发展和改善生计,特别是在该地区较贫穷的国家。该基金可由一个监督委员会或一个由参与国代表组成的咨询小组管理。我提出了一个可能在柬埔寨、老挝、泰国和越南实施的利益分享计划的经验(尽管是假设的)例子,并描述了分配或投资所得收入的替代方法。讨论在很大程度上是概念性的,因为在实际实施跨境租金共享计划时会出现许多挑战。我的目标是描述这样一个项目可能在大湄公河次区域产生的潜在利益,而不是推荐这样一个项目可能采取的具体形式。
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引用次数: 7
期刊
Water Resources and Rural Development
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