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Private International Law: An Appropriate Means to Regulate Transnational Employment in the European Union? 国际私法:规范欧盟跨国就业的合适手段?
Pub Date : 2014-11-30 DOI: 10.5553/ELR.000023
Aukje A.H. van Hoek
The regulation of transnational employment in the European Union operates at the crossroads between private international law and internal market rules. The private international law rules are currently laid down in the Rome I Regulation. This regulation is complemented by the Posted Workers Directive, a directive based on the competences of the EU in the field of free movement of services. The current contribution first describes the rules which determine the law applicable to the employment contract under Article 8 Rome I Regulation and the way these rules are interpreted by the CJEU before critically analysing these rules and the reasoning that seems to lie behind the court’s interpretation (section 2). The law applying to the contract is, however, only of limited relevance for the protection of posted workers. This is due inter alia to the mandatory application of certain rules of the country to which the workers are posted, even if a different law governs their contract. This application of host state law is based on Article 9 Rome I Regulation in conjunction with the Posted Workers Directive. Section 3 describes the content of these rules and the – to some extent still undecided – interaction between the Rome I Regulation and the PWD. The conclusion will be that there is an uneasy match between the interests informing private international law and the interests of the internal market, which is not likely to be resolved in the near future.
欧洲联盟对跨国就业的管制处于国际私法和内部市场规则之间的十字路口。国际私法规则目前是在《罗马一规则》中制定的。该条例由《派驻工人指令》补充,这是一项基于欧盟在服务自由流动领域的权限的指令。目前的贡献首先描述了根据《罗马第一条例》第8条确定适用于雇佣合同的法律的规则,以及欧洲法院对这些规则的解释方式,然后批判性地分析了这些规则以及法院解释背后的推理(第2节)。然而,适用于合同的法律仅与保护在职工人有有限的相关性。这除其他外是由于工人被派往的国家强制适用某些规则,即使他们的合同是由不同的法律管辖的。东道国法律的适用是基于第9条罗马法规和外派工人指令。第3节描述了这些规则的内容,以及在某种程度上仍未确定的《罗马I规例》与《PWD》之间的相互作用。结论将是,国际私法的利益与内部市场的利益之间存在着一种令人不安的匹配,这种匹配不太可能在不久的将来得到解决。
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引用次数: 7
Capital in the Twenty-First Century: A Critique of Thomas Piketty's Political Economy 《21世纪的资本:托马斯·皮凯蒂政治经济学批判》
Pub Date : 2014-11-20 DOI: 10.22459/AG.21.01.2014.05
M. Potter
The argument by Piketty and others that there is growing inequality and this is causing damage is not new. But regardless of who is running this argument, it is significantly flawed. The poor have definitely improved their situation, especially if taxes and income support are included, in many countries in the developing world and the US. A focus on inequality to the exclusion of poverty glosses over the large successes over recent decades. It paints a false picture of decline when large improvements have occurred.To the extent there have been increases in executive wages, this has probably been driven by technology and globalisation, not by poor corporate governance. And the returns to wealth being (relatively) high should be expected given the riskiness of owning wealth, and is actually necessary to ensure that investment occurs.Piketty’s (implied) argument that investment is bad should be dismissed out of hand, as should his argument that high taxes are required on wealth. Instead, the problems generated by ‘unfairly’ acquired wealth should be addressed by removing rents. Policymakers should consider broadening the ownership of capital and assisting those who are in genuine need, and reject proposals that pander to envy.
皮凯蒂等人提出的不平等日益加剧并造成损害的观点并不新鲜。但不管谁提出这个观点,它都有明显的缺陷。在许多发展中国家和美国,穷人的处境确实有所改善,特别是如果把税收和收入支持计算在内的话。关注不平等而忽视贫困掩盖了近几十年来取得的巨大成功。它描绘了一幅错误的衰退图景,而实际上已经发生了巨大的改善。从某种程度上说,高管薪酬的上涨可能是由科技和全球化推动的,而不是糟糕的公司治理。考虑到拥有财富的风险,财富的回报(相对)应该是高的,这实际上是确保投资发生的必要条件。皮凯蒂关于投资不好的(隐含的)论点应该立即被驳回,就像他关于对财富征收高税收的论点一样。相反,应该通过取消租金来解决“不公平”获得财富所产生的问题。政策制定者应考虑扩大资本所有权,帮助那些真正有需要的人,并拒绝那些迎合嫉妒的提议。
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引用次数: 3
Intellectual Property, Human Rights & Sustainable Development in India 印度的知识产权、人权与可持续发展
Pub Date : 2014-11-01 DOI: 10.2139/ssrn.2552489
A. Singh, Adarsh Kumar
Human beings by virtue of their being human, posses certain basic and inalienable rights which are commonly known as human rights. These rights are essential for all the individuals irrespective of any criteria, as they are consonant with their freedom and dignity and are conducive to physical, moral, social, economic and spiritual welfare. These are also necessary, as these provide suitable conditions for the material and moral enlistment for all human beings. With the advent of science and technology in the era of Economic Globalization the concept of human rights has assumed a new dimension. The paradigm of Universal Declaration of Human Rights (UDHR) is being steadily, but surely, being supplanted by that of trade-related, market friendly human rights (TRMFHR) under the auspices of contemporary globalization. Globalization has been a successful means for human development in many aspects but, it has also introduced rapidly advancing threats to the human right to environment. The emergent paradigm insists upon the promotion and the protection of the collective human rights of global capital, in ways, which justify corporate well being and dignity even when it entails continuing gross and flagrant violation of human rights of actually existing human beings and communities. The study of environment as a human right cannot be separated from biology, ecology, economics, medicine, political science, psychology and public administration. The contemporary development of Globalization resulted to a new concept of ‘industrial agriculture’. In modern agriculture, the focus is rapidly shifting to biotechnological means to produce transgenic varieties utilizing the Plant Genetic Resources (PGRs) of the world’s biodiversity. Recombinant technology and genetic engineering now permit the creation of desirable varieties with a specific trait, not available within the gene pool. Development of transgenic plant varieties or breeding new varieties of plants require investment in terms of skill, labour, material resources and funds, and may take many years’, intellectual effort and technological experiment. Therefore, it attracts Intellectual Property Protection (IPP). Others so as to deprive its breeder of the opportunity to profit adequately from his investment may in many cases readily reproduce a new variety, once released. Granting to a breeder of a new plant variety, the exclusive right to exploit his variety, both encourages him to invest in plant breeding and contribution to the development of agriculture, horticulture and forestry. Breakthrough in genetic engineering, availability of Intellectual Property Rights (IPR) on seeds, transgenic plants, genetically modified crops and globalization of agricultural trade are causing apprehension and threat of genetic pollution which has a direct impact upon the right to environment and other human rights as well. Environmental degradation and harm arising out of unsustainable practices of development, and the con
人既然是人,就拥有某些基本的和不可剥夺的权利,这些权利通常被称为人权。不论以何种标准,这些权利对所有个人都是必不可少的,因为这些权利符合他们的自由和尊严,并有利于身体、道德、社会、经济和精神福利。这些也是必要的,因为它们为所有人类的物质和道德入伍提供了适当的条件。在经济全球化时代,随着科学技术的发展,人权的概念有了新的内涵。在当代全球化的支持下,《世界人权宣言》(UDHR)的范式正在稳步但肯定地被与贸易有关的、市场友好的人权(TRMFHR)所取代。全球化在许多方面是人类发展的成功手段,但它也对环境人权造成了迅速加剧的威胁。新兴的范式坚持促进和保护全球资本的集体人权,以证明公司福利和尊严的方式,即使它需要继续严重和公然侵犯实际存在的人类和社区的人权。环境作为一项人权的研究离不开生物学、生态学、经济学、医学、政治学、心理学和公共管理学。当代全球化的发展产生了“工业化农业”的新概念。在现代农业中,重点正迅速转向利用世界生物多样性的植物遗传资源(pgr)生产转基因品种的生物技术手段。重组技术和基因工程现在允许创造具有特定特征的理想品种,而这些特征在基因库中是不可用的。开发转基因植物品种或培育植物新品种需要投入技术、劳动力、物力和资金,可能需要多年的智力努力和技术试验。因此,它吸引知识产权保护(IPP)。另一些品种则剥夺了其育种者从其投资中充分获利的机会,在许多情况下,这些品种一旦投放市场,就很容易繁殖出一个新品种。授予植物新品种育种者对其新品种的专有权,既鼓励其投资于植物育种,又对农业、园艺和林业的发展作出贡献。基因工程技术的突破、种子、转基因植物、转基因作物知识产权的可及性以及农业贸易的全球化都引起了人们对基因污染的担忧和威胁,并直接影响到环境权和其他人权。除非对环境保护进行重大的结构性和实质性改革,否则不可持续的发展做法所造成的环境退化和损害以及环境权利与其他人权之间的冲突是无法纠正的。这篇论文的方法是有限的,因为它没有把重点放在农业生物技术的科学方面,而是试图解决一些围绕农业生物技术、环境、人权和可持续发展的知识产权的法律问题。目前的工作审查了人权与环境之间的相互关系,以及人权与令人满意的环境之间的关系。在本文中,试图探讨农业生物技术如何在当前的全球经济中发挥重要作用,以及它对印度环境和实现其他人权的可能影响。还试图简要介绍在国家一级采取的各种立法措施,考虑到在国际一级正在发生的发展和可持续发展的概念是这方面的一种可能的解决办法。
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引用次数: 0
Report of the Special Rapporteur on Extreme Poverty and Human Rights. Mission to Timor-Leste 赤贫与人权问题特别报告员的报告。东帝汶代表团
Pub Date : 2014-09-10 DOI: 10.2139/ssrn.2494404
Magdalena Sepúlveda Carmona
At the invitation of the Government, the Special Rapporteur on extreme poverty and human rights, Magdalena Sepúlveda Carmona, undertook a mission to Timor-Leste from 13 to 18 November 2011. The Special Rapporteur collected first-hand information on the human rights situation of people living in extreme poverty and on policies relating to poverty alleviation, development and social protection, and the allocation of resources by the Government of Timor-Leste to these areas. In this report, the Special Rapporteur recognizes the difficult task faced by Timor-Leste in tackling the challenge of State-building and development only 10 years after independence. However, despite rapid economic growth in recent years, the situation of the poorest segments of society remains grave and there are significant and growing inequalities in terms of income, opportunities and access to services. The Special Rapporteur emphasizes that the country’s human rights obligations to progressively realize the economic, social and cultural rights of all its population, without discrimination, apply even during times of development and post-crisis rebuilding.
应东帝汶政府的邀请,赤贫与人权问题特别报告员马格达莱纳Sepúlveda卡莫纳于2011年11月13日至18日访问了东帝汶。特别报告员收集了关于生活在极端贫困中的人的人权状况和关于减轻贫困、发展和社会保护的政策以及东帝汶政府向这些领域分配资源的第一手资料。在本报告中,特别报告员认识到东帝汶在独立后仅10年就面临着解决国家建设和发展挑战的艰巨任务。然而,尽管近年来经济迅速增长,社会最贫穷阶层的情况仍然严重,在收入、机会和获得服务方面存在着严重和日益严重的不平等。特别报告员强调,该国的人权义务是不加歧视地逐步实现所有人口的经济、社会和文化权利,即使在发展和危机后重建时期也适用。
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引用次数: 2
Sovereignty Under Siege: Corporate Challenges to Domestic Intellectual Property Decisions 主权被围攻:企业对国内知识产权决策的挑战
Pub Date : 2014-08-13 DOI: 10.2139/ssrn.2480202
Cynthia M. Ho
Countries face a new threat that strikes at their ability to balance protection of intellectual property rights against other priorities, such as public health. They may have to pay substantial compensation to companies that dislike domestic intellectual property laws. This threat is much more significant than a landmark international agreement concluded twenty years ago in conjunction with the World Trade Organization (WTO) that for the first time required all countries to provide “minimum” levels of intellectual property rights; before that time, countries were not obligated to provide any such rights at all. Since the conclusion of the WTO, policy makers and scholars have strived to preserve domestic flexibilities to consider domestic policies such as public health. However, those flexibilities may quickly evaporate if companies can bring claims against countries for compromising their investments under so-called “investor-state arbitration” claims. This is not a theoretical problem – Eli Lilly is currently seeking $500 million in compensation from Canada because Canadian courts invalidated two of its patents under prevailing law.Although investor-state arbitration claims have been broadly criticized in recent years, there are unique issues associated with expanding this remedy to domestic actions consistent with the WTO agreement. If Eli Lilly’s claim were to succeed, it would disrupt internationally agreed norms that permit countries to have different standards of protection. This Article provides a detailed analysis of Eli Lilly’s case of first impression. In so doing, the Article offers both an explanation of why Eli Lilly’s claims should be rejected, as well as a prediction of other likely impending threats to domestic regulation of public health that intersect with the interests of pharmaceutical companies. This Article ultimately proposes specific language to incorporate in pending agreements to forestall the predicted harms.
各国面临着一种新的威胁,威胁到它们在保护知识产权与公共卫生等其他优先事项之间取得平衡的能力。他们可能不得不向不喜欢国内知识产权法的公司支付巨额赔偿。这一威胁比20年前与世界贸易组织(WTO)共同达成的一项具有里程碑意义的国际协议要严重得多,该协议首次要求所有国家提供“最低”水平的知识产权;在此之前,各国根本没有义务提供任何此类权利。自世贸组织成立以来,决策者和学者一直努力保持国内灵活性,以考虑公共卫生等国内政策。然而,如果企业可以根据所谓的“投资者-国家仲裁”要求,对损害其投资的国家提出索赔,那么这些灵活性可能很快就会消失。这不是一个理论上的问题——礼来公司目前正在向加拿大寻求5亿美元的赔偿,因为加拿大法院根据现行法律宣布其两项专利无效。尽管近年来投资者与国家之间的仲裁请求受到广泛批评,但将这种救济扩大到符合WTO协议的国内行动方面存在独特的问题。如果礼来公司的诉讼成功,它将破坏允许各国有不同保护标准的国际惯例。本文对礼来公司的第一印象案例进行了详细的分析。在这样做的过程中,这篇文章既解释了为什么礼来公司的声明应该被驳回,也预测了其他可能对国内公共卫生监管构成的威胁,这些威胁与制药公司的利益相交叉。本文最终提出了具体的语言,以纳入未决协议,以防止预期的危害。
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引用次数: 10
The High-Level Political Forum on Sustainable Development: Orchestration by Default and Design 可持续发展高级别政治论坛:默认编排和设计
Pub Date : 2014-05-30 DOI: 10.2139/ssrn.2443973
Kenneth W. Abbott, Steven Bernstein
type="graphical" xml:id="gpol12199-abs-0002"> The HLPF faces enormous institutional challenges. Its mandate is vast, but its legal authority and resources are highly constrained. In these circumstances, orchestration is the best available governance strategy.
type="graphic " xml:id="gpol12199-abs-0002">高级别政治论坛面临巨大的体制挑战。它的任务是广泛的,但它的法律权威和资源受到高度限制。在这些情况下,编制是最好的可用治理策略。
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引用次数: 101
Other Forms of Punishment of Human Rights Violations: The Case of Foreign Direct Investment 对侵犯人权行为的其他惩罚形式:以外国直接投资为例
Pub Date : 2014-05-28 DOI: 10.2139/ssrn.2271128
Ana Carolina Garriga
Human rights protection mechanisms are based on the state’s commitment to respect, protect and/or promote a series of rights. When one speaks about human rights violations’ punishments, the first image that comes to mind is the execution of human rights court rulings. However, there are other less explored informal mechanisms that generate negative consequences (“punishments”) after human rights violations. There are actors who react to human rights violations in a non-coordinated but systematic way. This paper addresses the following question: Do multinational corporations punish or reward human rights violations? To answer this question, I first discuss the literature analyzing the consequences of human rights violations on foreign direct investment (FDI). Second, I examine the effect of human rights violations on FDI inflows between 2000 and 2011 and present descriptive data illustrating the past five-year trend.
人权保护机制是建立在国家承诺尊重、保护和/或促进一系列权利的基础上的。当谈到对侵犯人权行为的惩罚时,人们首先想到的是人权法院判决的执行。然而,在侵犯人权之后,还有其他较少探讨的产生消极后果(“惩罚”)的非正式机制。有些行为者以不协调但系统的方式对侵犯人权行为作出反应。本文探讨以下问题:跨国公司是惩罚还是奖励侵犯人权行为?为了回答这个问题,我首先讨论了分析侵犯人权对外国直接投资(FDI)后果的文献。其次,我研究了2000年至2011年间侵犯人权对外国直接投资流入的影响,并提供了说明过去五年趋势的描述性数据。
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引用次数: 4
A New Human Right to Freedom from Corruption 免于腐败的新人权
Pub Date : 2014-02-09 DOI: 10.2139/SSRN.2393205
David Kinley
In the long battle against corruption, the last 20 years or so has yielded a number of international legal and institutional initiatives -- most notably, the OECD Bribery Convention and the UN Convention Against Corruption; regional anti-corruption conventions (in both Africa and the Americas); and the Financial Action Task Force; as well as a swathe of political responses, from G8 and G20 statements and UN resolutions, to civil society campaigns and organizations such as Transparency International and the World Economic Forum’s Partnering Against Corruption Initiative. In terms specifically of human rights, however, the response has not progressed far beyond baseline analyses of the negative human rights impacts of corruption and calls for that much to be recognized in efforts designed to combat corruption. What, in particular, is missing is any concerted effort to assess what precisely international human rights law could do to promote those efforts and what tangible added value a human rights approach might offer. The proposal advanced in this paper is intended to fill that gap. While it takes the form of an international human rights law instrument, it is nevertheless meant to supplement these other responses, not to replace or oppose them. What I am suggesting is that there ought to be recognized a specific, free-standing human right combatting corruption -- that is a "right to freedom from corruption" (RFFC) -- at the level of international law. As such, and like all international human rights laws, it would demand implementation in domestic jurisdictions, while providing normative guidance and supervision at the international level. This paper outlines (i) why we need such a new right, (ii) what form it should take and (iii) whether it would work in practice.
在反腐败的长期斗争中,过去20年左右产生了许多国际法律和制度倡议——最引人注目的是《经合组织反贿赂公约》和《联合国反腐败公约》;区域反腐败公约(非洲和美洲);金融行动特别工作组;以及一系列政治回应,从八国集团和二十国集团的声明和联合国决议,到民间社会运动和透明国际和世界经济论坛的反腐败伙伴倡议等组织。但是,具体就人权而言,除了对腐败对人权的负面影响进行基线分析之外,反应并没有取得太大进展,并要求在旨在打击腐败的努力中认识到这一点。尤其缺少的是任何协调一致的努力,以评估国际人权法究竟可以为促进这些努力做些什么,以及人权办法可能提供哪些切实的附加价值。本文提出的建议旨在填补这一空白。虽然它采取国际人权法文书的形式,但它的目的是补充这些其他反应,而不是取代或反对它们。我的建议是,应该在国际法层面上承认一项具体的、独立的反腐败人权——即“免于腐败的权利”(RFFC)。因此,就像所有国际人权法一样,它要求在国内管辖范围内执行,同时在国际一级提供规范性指导和监督。本文概述了(i)我们为什么需要这样一项新权利,(ii)它应该采取什么形式,(iii)它在实践中是否可行。
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引用次数: 1
Corporate and State Responsibilities in Conflict-Affected Areas 企业和国家在受冲突影响地区的责任
Pub Date : 2014-01-25 DOI: 10.1163/15718107-08303004
Radu Mareş
Some of the emblematic cases of corporate-related infringements of human rights have appeared in unstable and violence-ridden zones, including armed conflict and other contexts with lower levels of conflict, internal disturbances, widespread violence and latent tensions. Businesses have been involved in different ways, as direct perpetrators, accomplices or mere trading partners. This article tracks the issue of conflict-affected areas as elaborated in the United Nations (UN) Guiding Principles on Business and Human Rights during the Special Representative’s mandate (2005–2011) and the post-mandate period of 2011–2014, especially by looking at the UN Working Group on business and human rights and the emerging National Action Plans. Conflict was a theme of high priority during John Ruggie’s UN mandate but lost visibility in the post-2011 period. What could explain this change? This article analyses in depth the relevant provisions in the UN Guiding Principles, particularly Principle 7, and how stakeholders have responded to the Special Representative’s policy recommendations. The results of this analysis indicate that, contrary to appearances, Principle 7 is not merely an operational, context-specific principle limited to conflict-affected zones where the host state is incapacitated by conflict; rather Principle 7 should be seen as a foundational principle about gross abuses, about the responsibilities of home states to act preventively and reactively when ‘their’ companies are involved in gross abuses in conflict-affected areas and beyond.
一些与公司有关的侵犯人权的典型案例出现在不稳定和暴力横行的地区,包括武装冲突和其他冲突程度较低、内部动乱、普遍暴力和潜在紧张局势的情况。企业以不同的方式参与其中,作为直接肇事者、共犯或仅仅是贸易伙伴。本文追踪特别代表任期内(2005-2011年)和任期后(2011-2014年)《联合国工商业与人权指导原则》中所阐述的受冲突影响地区问题,特别是通过查看联合国工商业与人权工作组和新兴国家行动计划。在约翰·鲁吉(John Ruggie)任内,冲突是一个高度优先的主题,但在2011年后的时期失去了知名度。如何解释这种变化呢?本文深入分析了《联合国指导原则》中的相关规定,特别是第7条原则,以及利益攸关方如何回应特别代表的政策建议。这一分析的结果表明,与表面上相反,原则7不仅仅是一项可操作的、具体情况的原则,仅限于东道国因冲突而丧失能力的受冲突影响地区;相反,原则7应该被视为一项关于严重侵权行为的基本原则,关于当“本国”公司在受冲突影响地区及其他地区参与严重侵权行为时,母国有责任采取预防和积极行动。
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引用次数: 7
Digital Copyright Enforcement Measures and Their Human Rights Threats 数字版权执法措施及其对人权的威胁
Pub Date : 2013-12-05 DOI: 10.4337/9781783472420.00037
Philip S. Yu
This chapter examines the human rights threats posed by those digital copyright enforcement measures that have been incorporated into both domestic laws and international agreements. It begins by providing an overview of the various human rights that have been implicated by these measures. The chapter then briefly discusses those specific measures that have been deemed highly threatening from a human rights standpoint. Although these measures were drawn largely from international agreements, most notably the Anti-Counterfeiting Trade Agreement (ACTA), many of them originate in domestic laws in either the European Union or the United States. This chapter concludes with two case studies. The first study focuses on the so-called "graduated response" system, which has been introduced in Chile, France, Ireland, South Korea, Taiwan and the United States and explored in New Zealand and the United Kingdom. This study illustrates the specific challenges brought about by one of the most draconian copyright enforcement measures ever created for the internet. The second study focuses on the active push by copyright holders and their supportive governments for provisions in ACTA that promote greater enforcement of intellectual property rights in the digital environment. This study highlights the systemic human rights challenges posed by non-multilateral trade agreements.
本章探讨了已纳入国内法和国际协定的数字版权执法措施所构成的人权威胁。报告首先概述了这些措施所涉及的各种人权。然后,本章简要讨论了从人权角度来看被认为具有高度威胁的具体措施。尽管这些措施主要来自国际协定,最著名的是《反假冒贸易协定》(ACTA),但其中许多措施源于欧盟或美国的国内法。本章以两个案例作结。第一项研究的重点是所谓的“分级反应”系统,该系统已在智利、法国、爱尔兰、韩国、台湾和美国引入,并在新西兰和英国进行了探索。这项研究说明了互联网有史以来最严厉的版权执法措施之一所带来的具体挑战。第二项研究侧重于版权所有者及其支持政府对ACTA条款的积极推动,这些条款促进了数字环境下更大程度的知识产权执法。这项研究突出了非多边贸易协定带来的系统性人权挑战。
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引用次数: 13
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Human Rights & the Global Economy eJournal
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