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Poliheuristic Theory in Strategic Interactions 战略互动中的多元启发式理论
Pub Date : 2021-09-08 DOI: 10.1093/oxfordhb/9780190634131.013.10
Eldad Tal-Shir, A. Mintz
This chapter extends poliheuristic theory to the analysis of leaders’ decisions in strategic interactions and offers a framework for the conduct of both ex-ante and ex-post analyses of such decisions. Using the case study of the United States and Russia with regard to the decision to dismantle Syria’s chemical arsenal in September 2013, the authors show that the leaders’ decision followed a two-step poliheuristic process consisting of 1) eliminating alternatives dissatisfactory on non-compensatory dimensions and 2) obtaining equilibrium for the reduced choice sets through a game-theoretic strategic interaction. The chapter also discusses and uses a new method of decision analysis, applied decision analysis.
本章将政治启发式理论扩展到对战略互动中的领导者决策的分析,并为此类决策的事前和事后分析提供了一个框架。以2013年9月美国和俄罗斯拆除叙利亚化学武器库的决定为例,作者表明,领导人的决定遵循了一个两步的政治启发式过程,包括:1)消除在非补偿维度上不令人满意的替代方案;2)通过博弈论战略互动获得减少选择集的均衡。本章还讨论并运用了一种新的决策分析方法——应用决策分析。
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引用次数: 0
What Leaders Are Like and Their Effect on Decision-Making 领导者是什么样的以及他们对决策的影响
Pub Date : 2021-09-08 DOI: 10.1093/oxfordhb/9780190634131.013.13
M. Hermann
Because it remains difficult to gain access to political leaders—particularly those at the national level, researchers wishing to study them as individuals have had to become innovative. Such innovations include the development of psychobiography; structured, focused comparative case studies; personality assessment-at-a-distance; and the simulation of policymaking via experiments. With each, researchers have tried to become more systematic and objective in how they study leaders and what leaders are like. In applying these analysis-at-a-distance techniques, researchers have discovered a number of characteristics that appear to shape how political leaders engage in decision-making and the nature of their decisions. These characteristics cover the four elements of personality: cognition, motivation, traits (in this case, leadership style and its components), and reactions to the context (both immediately through emotions and in the long term through political experience). This chapter gives import to the individual level of analysis in understanding policymaking and the policymaking process as well as poses ways of opening up the “black box” to do so, both critical components of behavioral political science.
因为很难接触到政治领导人——尤其是国家层面的领导人,希望把他们作为个人来研究的研究人员不得不变得富有创新精神。这些创新包括心理生物学的发展;结构化、重点突出的比较案例研究;个性assessment-at-a-distance;以及通过实验模拟政策制定。通过这两种方法,研究人员试图在如何研究领导者以及领导者是什么样的方面变得更加系统和客观。在应用这些远距离分析技术时,研究人员发现了一些特征,这些特征似乎塑造了政治领导人如何参与决策及其决策的性质。这些特征涵盖了人格的四个要素:认知、动机、特质(在这种情况下,是领导风格及其组成部分)和对环境的反应(既通过情绪直接反应,也通过政治经验长期反应)。本章对理解决策和决策过程的个人层面的分析具有重要意义,并提出了打开“黑箱”的方法,这两者都是行为政治学的关键组成部分。
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引用次数: 0
Personality and Ideology 个性与意识形态
Pub Date : 2021-08-11 DOI: 10.1093/oxfordhb/9780190634131.013.35
D. Osborne, Nicole Satherley, C. Sibley
Research since the 1990s reveals that openness to experience—a personality trait that captures interest in novelty, creativity, unconventionalism, and open-mindedness—correlates negatively with political conservatism. This chapter summarizes this vast literature by meta-analyzing 232 unique samples (N = 575,691) that examine the relationship between the Big Five personality traits and conservatism. The results reveal that the negative relationship between openness to experience and conservatism (r = −.145) is nearly twice as big as the next strongest correlation between personality and ideology (namely, conscientiousness and conservatism; r = .076). The associations between personality traits and conservatism were, however, substantively larger in Western, educated, industrialized, rich, and democratic (WEIRD) countries than in non-WEIRD countries. The chapter concludes by reviewing recent longitudinal work demonstrating that openness to experience and conservatism are non-causally related. Collectively, the chapter shows that openness to experience is by far the strongest (negative) correlate of conservatism but that there is little evidence that this association is causal.
自20世纪90年代以来的研究表明,对经验的开放——一种对新奇、创造力、非常规和开放思想感兴趣的性格特征——与政治保守主义呈负相关。本章通过荟萃分析232个独特样本(N = 575,691)来总结大量文献,这些样本检验了五大人格特征与保守主义之间的关系。结果显示,经验开放性和保守性之间的负相关(r = - 0.145)几乎是人格和意识形态之间的第二强相关性(即尽责性和保守性;R = .076)。然而,人格特质与保守主义之间的关联在西方、受过教育的、工业化的、富裕的和民主的(WEIRD)国家比在非WEIRD国家要大得多。本章最后回顾了最近的纵向研究,表明对经验的开放性和保守性是无因果关系的。总的来说,这一章表明,到目前为止,对经验的开放是保守主义最强烈的(负)相关,但几乎没有证据表明这种联系是因果关系。
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引用次数: 0
Forecasting Political Events 预测政治事件
Pub Date : 2021-01-13 DOI: 10.1093/oxfordhb/9780190634131.013.16
Michael C. Horowitz
Forecasting political events is a critical activity for social scientists. Forecasting can help test competing theories, let researchers grapple with the true substantive effects of their models, and bridge the gap between academia and the policy world. Forecasting is an academic activity with direct relevance for policymakers. Yet, a variety of cognitive biases can make forecasting challenging, even for experts. Despite these limitations, interest in forecasting is growing. This chapter describes several different approaches to forecasting political events, especially international political events. These methods include game theory, machine learning, statistical analysis, and event data algorithms. Recent research also suggests the way models drawing on the wisdom of the crowds, forecasting teams, and prediction markets can generate large improvements in accuracy when forecasting geopolitical events. All have strengths and weaknesses, given the inherent uncertainty that exists in the political world.
对社会科学家来说,预测政治事件是一项重要的活动。预测可以帮助测试相互竞争的理论,让研究人员努力解决其模型的真正实质性影响,并弥合学术界和政策界之间的差距。预测是一项与政策制定者直接相关的学术活动。然而,各种各样的认知偏见会使预测变得具有挑战性,即使对专家来说也是如此。尽管有这些限制,人们对预测的兴趣正在增长。本章描述了预测政治事件,特别是国际政治事件的几种不同方法。这些方法包括博弈论、机器学习、统计分析和事件数据算法。最近的研究还表明,在预测地缘政治事件时,利用群体智慧、预测团队和预测市场的模型可以大大提高准确性。鉴于政治世界中存在固有的不确定性,所有这些都有优点和缺点。
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引用次数: 1
Natural Language Processing for Innovating Behavioral Political Science Research 创新行为政治学研究的自然语言处理
Pub Date : 2020-12-15 DOI: 10.1093/oxfordhb/9780190634131.013.33
Quan Li
Since the invention of Word2Vec by a Google team in 2013, natural language processing (NLP) techniques have been increasingly applied in the private sector, by government agencies across countries, and in the social sciences. This chapter explains NLP’s basic analytical procedure from preprocessing of raw text data to statistical modeling, reviews the most recent advances in NLP applications in political science, and proposes a new scaling approach for measuring political actors’ spatial preferences along with potential application in decision-making research. It argues that with a greater focus on explaining behavioral mechanisms and processes, which is a goal shared by artificial intelligence/computational modeling and cognitive science, NLP can help improve behavioral political science by its ability to integrate micro-, meso-, and macro-level analyses. Critical and reflexive use of NLP techniques, combined with big data, will lead to obtain better insights on political behavior in general.
自2013年谷歌团队发明Word2Vec以来,自然语言处理(NLP)技术越来越多地应用于私营部门、各国政府机构和社会科学领域。本章解释了NLP从原始文本数据预处理到统计建模的基本分析过程,回顾了NLP在政治学中的最新应用进展,并提出了一种新的衡量政治行为者空间偏好的尺度方法,以及在决策研究中的潜在应用。它认为,随着更多地关注解释行为机制和过程(这是人工智能/计算建模和认知科学的共同目标),NLP可以通过其整合微观、中观和宏观层面分析的能力来帮助改进行为政治学。批判性和反思性地使用NLP技术,结合大数据,将使人们对政治行为有更好的了解。
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引用次数: 0
Predicting Elections 预测选举
Pub Date : 2018-10-09 DOI: 10.1093/oxfordhb/9780190634131.013.24
H. Norpoth
This chapter covers the major types of election forecasting, as they have been applied in the United States and other democracies. For the most part, electoral forecasts have relied on three approaches. In the order in which they have emerged, these are prediction markets, pre-election polls, and structural models. In the last few years, Google searches, Facebook, and Twitter have also been exploited by election forecasters. The handbook chapter describes the various methods and evaluates their successes and failures. Of particular interest is the widespread failure of nearly all approaches to predict the election of Donald Trump. The postmortem is still ongoing. It remains to be seen what can be done to make election forecasting more accurate and thus more trustworthy.
本章涵盖了选举预测的主要类型,因为它们已经在美国和其他民主国家得到了应用。在很大程度上,选举预测依赖于三种方法。按照它们出现的顺序,它们分别是预测市场、选举前民调和结构模型。在过去的几年里,谷歌搜索、Facebook和Twitter也被选举预测者所利用。手册的章节描述了各种方法,并评估了它们的成功和失败。特别令人感兴趣的是,几乎所有预测唐纳德•特朗普(Donald Trump)当选的方法都普遍失败。验尸仍在进行中。如何才能使选举预测更准确,从而更值得信赖,还有待观察。
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引用次数: 13
Twin Studies and Politics 双胞胎研究与政治
Pub Date : 2018-07-10 DOI: 10.1093/oxfordhb/9780190634131.013.12
L. Littvay
As recently as 2005, John Alford and colleagues surprised political science with their twin study that found empirical evidence of the genetic transmission of political attitudes and behaviors. Reactions in the field were mixed, but one thing is for sure: it is not time to mourn the social part of the social sciences. Genetics is not the deterministic mechanism that social scientists often assume it to be. No specific part of DNA is responsible for anything but minute, indirect effects on political orientations. Genes express themselves differently in different contexts, suggesting that the political phenomenon behavioral political scientists take for granted may be quite volatile; hence, the impact of genetics is also much less stable in its foundations than initially assumed. Twin studies can offer a unique and powerful avenue to study these behavioral processes as they are more powerful than cross-sectional (or even longitudinal) studies not only for understanding heritability but also for asserting the direction of causation, the social (and, of course, genetic) pathways that explain how political phenomena are related to each other. This chapter aims to take the reader through this journey that political science has gone through over the past decade and a half and point to the synergies behavioral political science and behavioral genetics offer to the advancement of the discipline.
就在2005年,约翰·阿尔福德(John Alford)和他的同事用他们的双胞胎研究震惊了政治科学界,他们发现了政治态度和行为遗传的经验证据。该领域的反应不一,但有一件事是肯定的:现在不是哀悼社会科学的社会部分的时候。基因并不是社会科学家通常认为的那种决定性机制。除了对政治倾向产生微小的间接影响外,DNA的任何特定部分都不负责。基因在不同的背景下表现不同,这表明行为政治科学家认为理所当然的政治现象可能相当不稳定;因此,遗传学的影响在其基础上也远不如最初设想的那么稳定。双胞胎研究可以为研究这些行为过程提供一个独特而有力的途径,因为它们比横断面(甚至纵向)研究更有力,不仅可以理解遗传性,还可以断言因果关系的方向,解释政治现象如何相互关联的社会(当然还有遗传)途径。本章旨在带领读者走过政治科学在过去15年里走过的历程,并指出行为政治学和行为遗传学为这一学科的发展提供的协同作用。
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引用次数: 1
Role Theory in Politics and International Relations 政治与国际关系中的角色理论
Pub Date : 2018-07-10 DOI: 10.1093/OXFORDHB/9780190634131.013.29
Marijke Breuning
Role theory scholarship in politics and international relations (IR) seeks to understand decision-making from the perspective of the decision maker. That said, role theory scholarship has evolved over time. It has moved from an initial emphasis on the structural and institutional constraints that affect human behavior to a greater emphasis on the agency of human beings. In the past decade, role theory has re-emerged as an approach to the study of politics and IR. This new generation of scholarship places its emphasis on decision makers (or agents) while acknowledging that they are embedded in institutions (or structures). As such, role theory accepts the foundational characteristics of behavioral IR—which demands attention for the cognitive limitations of human decision makers, as well as their limited capacity to process information, and the various biases and heuristics that affect their reasoning. Role theory posits that theoretical models must simultaneously take into account the state’s material capabilities and the perceptions of decision makers, who bring their own biases and ideas (or maybe ideals) to the task of shaping foreign policy. Role theory enables scholars to model ideational factors alongside material ones and, in doing so, to improve understanding of the foreign policy decision-making of a wide range of states, including small(er) states, new states, and emerging powers.
政治与国际关系(IR)中的角色理论学者试图从决策者的角度来理解决策。也就是说,角色理论的学术研究随着时间的推移而发展。它已经从最初强调影响人类行为的结构性和制度性限制转变为更加强调人的能动性。在过去的十年里,角色理论作为一种研究政治和国际关系的方法重新出现。新一代的学术研究将重点放在决策者(或代理人)身上,同时承认他们植根于机构(或结构)中。因此,角色理论接受了行为ir的基本特征,这需要关注人类决策者的认知局限性,以及他们处理信息的有限能力,以及影响他们推理的各种偏见和启发式。角色理论认为,理论模型必须同时考虑到国家的物质能力和决策者的看法,决策者将自己的偏见和想法(或者可能是理想)带入塑造外交政策的任务。角色理论使学者们能够将观念因素与物质因素一起建模,并在此过程中提高对广泛国家(包括小国、新国家和新兴大国)外交政策决策的理解。
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引用次数: 10
Metaphors and Analogies as Heuristics in Policymaking 隐喻和类比在决策中的启发作用
Pub Date : 2018-07-10 DOI: 10.1093/oxfordhb/9780190634131.013.34
Qingmin Zhang
Metaphors and analogies are two of the most popular heuristics utilized by decision makers, promoting an unconscious inference into the realm of rationality within the mind. A master of metaphor and analogy, the late leader of the People’s Republic of China (PRC), Mao Zedong, offers an illuminating example of such heuristic reasoning. Analyzing the metaphors and analogies most frequently invoked by the PRC leader, this chapter demonstrates that Mao’s conceptual system was highly metaphorical. While historical analogies explain Mao’s heuristic reasoning for China’s revolutionary diplomacy, his use of metaphors reveals how stereotypes influenced his understanding of his enemies, which in turn explained and shaped China’s major foreign policy decisions. Mao’s use/misuse of metaphors and analogies also showcases their fallacies, mainly their tendency to exaggerate similarities and move from the realization that something is like something else to assuming that something is exactly like something else.
隐喻和类比是决策者使用的两种最流行的启发式方法,可以促进无意识的推理进入头脑中的理性领域。本章分析了这位中国领导人最常使用的隐喻和类比,表明毛的概念体系具有高度的隐喻性。虽然历史类比解释了毛对中国革命外交的启发式推理,但他对隐喻的使用揭示了刻板印象是如何影响他对敌人的理解的,而这种理解反过来又解释和塑造了中国的主要外交政策决定。毛对隐喻和类比的使用/误用也显示了他们的谬论,主要是他们倾向于夸大相似性,从意识到某物很像另一物,到假设某物完全像另一物。
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引用次数: 0
Prospect Theory and Political Decision-Making 前景理论与政治决策
Pub Date : 2018-07-10 DOI: 10.1093/oxfordhb/9780190634131.013.31
J. Stein, Lior Sheffer
Prospect theory has been adopted unevenly across different domains of political decision-making. Research drawing on prospect theory has contributed to important advances in the understanding of processes of elite decision-making in foreign policy and domestic politics. Political scientists have also contributed several important extensions of and qualifications to prospect theory that augment the original theoretical framework and are applicable in other disciplines. The next wave of research needs to be far more careful in specifying the scope conditions that have been the focus of research in behavioral economics. Scholars will also have to pay closer attention to the distribution of probability estimates across options; whether political decision makers are choosing among risky/certain bimodal distributions, high-probability distributions, high/low distributions, or low-probability distributions matters to the predicted impact of framing effects. Finally, studies will need to pay greater attention to the information political decision makers are given and to the impact of group dynamics in political settings. Identifying the scope conditions of prospect theory in the context of political and policymaking processes over time can make a significant contribution to the explanation of both domestic and foreign policy decisions, fill a gap between individual-level choice and institutionally based outcomes, and provide a stronger behavioral foundation for understanding the dynamics of multiactor policy choice.
前景理论在不同政治决策领域的应用并不均衡。基于前景理论的研究在理解外交政策和国内政治中的精英决策过程方面取得了重要进展。政治学家还对前景理论做出了一些重要的扩展和补充,这些扩展和补充了原有的理论框架,并适用于其他学科。下一波研究需要更加小心地指定范围条件,这些条件一直是行为经济学研究的重点。学者们还必须更密切地关注概率估计在不同选项之间的分布;政治决策者是否在高风险/特定的双峰分布、高概率分布、高/低概率分布或低概率分布中进行选择,对框架效应的预测影响至关重要。最后,研究将需要更加注意政治决策者得到的信息和政治环境中群体动力的影响。随着时间的推移,在政治和政策制定过程的背景下确定前景理论的范围条件,可以为解释国内和外交政策决策做出重大贡献,填补个人层面选择和基于制度的结果之间的空白,并为理解多因素政策选择的动态提供更强大的行为基础。
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引用次数: 1
期刊
The Oxford Handbook of Behavioral Political Science
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