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Normative Challenges of Risk Regulation of Artificial Intelligence 人工智能风险监管的规范挑战
IF 1.3 4区 哲学 Q3 ETHICS Pub Date : 2024-08-23 DOI: 10.1007/s11569-024-00454-9
Carsten Orwat, Jascha Bareis, Anja Folberth, Jutta Jahnel, Christian Wadephul

Approaches aimed at regulating artificial intelligence (AI) include a particular form of risk regulation, i.e. a risk-based approach. The most prominent example is the European Union’s Artificial Intelligence Act (AI Act). This article addresses the challenges for adequate risk regulation that arise primarily from the specific type of risks involved, i.e. risks to the protection of fundamental rights and fundamental societal values. This is mainly due to the normative ambiguity of such rights and societal values when attempts are made to select, interpret, specify or operationalise them for the purposes of risk assessments and risk mitigation. This is exemplified by (1) human dignity, (2) informational self-determination, data protection and privacy, (3) anti-discrimination, fairness and justice, and (4) the common good. Normative ambiguities require normative choices, which are assigned to different actors under the regime of the AI Act. Particularly critical normative choices include selecting normative concepts by which to operationalise and specify risks, aggregating and quantifying risks (including the use of metrics), balancing value conflicts, setting levels of acceptable risks, and standardisation. To ensure that these normative choices do not lack democratic legitimacy and to avoid legal uncertainty, further political processes and scientific debates are suggested.

旨在监管人工智能(AI)的方法包括一种特殊形式的风险监管,即基于风险的方法。最突出的例子是欧盟的《人工智能法》(AI Act)。本文探讨了充分的风险监管所面临的挑战,这些挑战主要源于所涉及的特定风险类型,即对基本权利和基本社会价值观保护的风险。这主要是由于在为风险评估和风险缓解之目的而试图选择、解释、明确或操作这些权利和社会价 值观时,这些权利和价值观的规范性含糊不清。例如:(1) 人的尊严,(2) 信息自决、数据保护和隐私,(3) 反歧视、公平和正义,(4) 共同利益。规范的模糊性要求做出规范性选择,这些选择在《人工智能法》的制度下分配给不同的行为者。特别关键的规范性选择包括选择规范性概念,据以操作和具体说明风险、汇总和量化风险(包括使用度量标准)、平衡价值冲突、设定可接受的风险水平以及标准化。为确保这些规范性选择不缺乏民主合法性并避免法律的不确定性,建议开展进一步的政治进程和科学辩论。
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引用次数: 0
An Integrated Embodiment Concept Combines Neuroethics and AI Ethics – Relational Perspectives on Artificial Intelligence, Emerging Neurotechnologies and the Future of Work 神经伦理学与人工智能伦理学的综合体现概念--关于人工智能、新兴神经技术和未来工作的关系视角
IF 1.3 4区 哲学 Q3 ETHICS Pub Date : 2024-08-15 DOI: 10.1007/s11569-024-00457-6
Ludwig Weh

Applications of artificial intelligence (AI) bear great transformative potential in the economic, technological and social sectors, impacting especially future work environments. Ethical regulation of AI requires a relational understanding of the technology by relevant stakeholder groups such as researchers, developers, politicians, civil servants, affected workers or other users applying AI in their work processes. The purpose of this paper is to support relational AI discourse for an improved ethical framing and regulation of the technology. The argumentation emphasizes a widespread reembodied understanding of AI technology as critical requirement for capable ethical and regulatory frameworks. A sociotechnical perspective encourages the material interpretation of AI as reembodied adaptation of biological intelligence. Reviewing Cartesian dualism as motivating the disembodiment of human intelligence for its transfer to machines, the argumentation develops an integrated embodiment concept of AI in its mechanistic, naturalistic, combined AI and neuroethical, and relational contexts. This concept is discussed in relation to basic phenomenological and postphenomenological assumptions, and is applied to the example of AI-based neurotechnology potentially disrupting future work processes. Strengthening a human-centered approach, the presented concept for a reembodied understanding of AI technology enables better integrated ethical and regulatory debates, and improves social discourse and human agency in developing and regulating AI technology.

人工智能(AI)的应用在经济、技术和社会领域具有巨大的变革潜力,尤其会对未来的工作环境产生影响。对人工智能的伦理监管需要相关利益群体,如研究人员、开发人员、政治家、公务员、受影响的工人或其他在工作过程中应用人工智能的用户,对该技术有一个关系性的理解。本文旨在支持人工智能的关系论述,以改善该技术的伦理框架和监管。论证强调,对人工智能技术的广泛再体现理解是建立有能力的伦理和监管框架的关键要求。社会技术视角鼓励将人工智能解释为生物智能的再现。在回顾笛卡尔二元论将人类智能非实体化以转移到机器的动机后,论证从机械论、自然论、人工智能与神经伦理的结合以及关系的角度发展了人工智能的综合体现概念。我们结合基本的现象学和后现象学假设讨论了这一概念,并将其应用于基于人工智能的神经技术可能会扰乱未来工作流程的例子中。通过加强以人为本的方法,所提出的重新理解人工智能技术的概念能够更好地整合伦理和监管辩论,并在开发和监管人工智能技术的过程中改善社会话语和人类能动性。
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引用次数: 0
Addressing Multiple Responsibilities in the Early Stages of R&D with Provenance Assessment 通过原产地评估解决研发初期的多重责任问题
IF 1.3 4区 哲学 Q3 ETHICS Pub Date : 2024-06-24 DOI: 10.1007/s11569-024-00456-7
Janine Gondolf

A wealth of literature and best practices on Responsible Research and Innovation (RRI) document how it can be implemented in projects. However, each project is too specific to simply replicate existing patterns. Especially in early projects with a high degree of uncertainty, where indicators and measures cannot be applied, the so-called provenance assessment as a methodological change of perspective makes it possible to assess the procedural quality of research by means of narratives. A clear picture of the challenges for European bio-economy projects is sought by mapping the broader debate on "RRI in practice" in the context of biotechnology. The SUSPHIRE project is used as a case study to show how project-specific narratives integrate and signify RRI. By unpacking various concepts of "responsibility" that are already present in the project narrative at an early stage, I will show how this assessment differs significantly from other attempts to "do RRI". It is precisely in the absence of other criteria that the assessment of provenance can bring to the fore the specific form(s) of responsibility inherent in the development of projects.

关于负责任的研究与创新(RRI)的大量文献和最佳实践记录了如何在项目中实施 RRI。然而,每个项目都有其特殊性,不能简单地照搬现有模式。尤其是在不确定性较高的早期项目中,指标和措施无法应用,所谓的出处评估作为一种方法论上的视角转变,使得通过叙述来评估研究的程序质量成为可能。通过对生物技术背景下 "实践中的 RRI "的广泛讨论,可以清楚地了解欧洲生物经济项目所面临的挑战。SUSPHIRE 项目作为一个案例研究,展示了特定项目的叙事是如何整合和体现 RRI 的。通过解读在项目早期阶段就已存在于项目叙述中的各种 "责任 "概念,我将说明这一评估与其他 "实践 RRI "的尝试有何显著不同。恰恰是在缺乏其他标准的情况下,对来源的评估能够凸显项目开发过程中固有的特定责任形式。
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引用次数: 0
Gene Editing Cattle for Enhancing Heat Tolerance: A Welfare Review of the “PRLR-SLICK Cattle” Case 基因编辑牛以增强耐热性:PRLR-SLICK 牛 "案例的福利回顾
IF 1.3 4区 哲学 Q3 ETHICS Pub Date : 2024-06-22 DOI: 10.1007/s11569-024-00455-8
Mattia Pozzebon, Bernt Guldbrandtsen, Peter Sandøe

In March 2022 the US Food and Drug Administration (FDA) published a risk assessment of a recent animal gene editing proposal submitted by Acceligen™. The proposal concerned the possibility of changing the cattle genome to obtain a slicker, shorter hair coat. Using CRISPR-Cas9 it was possible to introduce an intentional genomic alteration (IGA) to the prolactin receptor gene (PRLR), thereby producing PRLR-SLICK cattle. The goal was to diminish heat stress in the cattle by enhancing their heat-tolerance. With regard to unintended alterations (i.e., off-target effects), the FDA stated that the IGA posed a low, but still present, risk to animal safety. The aim of this article is to present some initial insights into the welfare issues raised by PRLR-SLICK cattle by addressing the question: Do SLICK cattle have better welfare than non-SLICK cattle when exposed to heat stress? Two potential welfare concerns are examined. The first is pleiotropy, an issue that arises when one gene affects multiple traits. Given the pleiotropic nature of prolactin, it has been suggested that the IGA for SLICK cattle may also affect their hepatic and other functions. The second concern relates not primarily to direct effects on cattle health, but rather to the indirect risk that this more heat-tolerant animal would just be used in the livestock sector under farming conditions that are such that the net welfare improvement would be non-existent.

2022 年 3 月,美国食品和药物管理局(FDA)公布了对 Acceligen™ 公司最近提交的一项动物基因编辑提案的风险评估。该提案涉及改变牛基因组以获得更光滑、更短毛发的可能性。利用 CRISPR-Cas9 可以对催乳素受体基因 (PRLR) 进行有意的基因组改变 (IGA),从而生产出 PRLR-SLICK 牛。目的是通过提高牛的耐热性来减少热应激。关于意外改变(即脱靶效应),美国食品及药物管理局指出,IGA 对动物安全构成的风险较低,但仍然存在。本文旨在通过解决以下问题,对 PRLR-SLICK 牛引发的福利问题提出一些初步见解:在面临热应激时,SLICK 牛是否比非 SLICK 牛的福利更好?我们将研究两个潜在的福利问题。首先是多效性,即一个基因影响多个性状时产生的问题。鉴于催乳素的多效性,有人认为 SLICK 牛的 IGA 也可能影响它们的肝脏和其他功能。第二种担忧主要与对牛的健康的直接影响无关,而是间接的风险,即这种更耐热的动物只会被用于畜牧业,而养殖条件下的净福利改善是不存在的。
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引用次数: 0
Representations of (Nano)technology in Comics from the ‘NanoKOMIK’ Project 来自 "NanoKOMIK "项目的漫画中的(纳米)技术表现形式
IF 1.3 4区 哲学 Q3 ETHICS Pub Date : 2024-04-29 DOI: 10.1007/s11569-023-00452-3
Sergio Urueña

Representations of science and technology, embodied as imaginaries, visions, and expectations, have become a growing focus of analysis. These representations are of interest to normative approaches to science and technology, such as Hermeneutic Technology Assessment and Responsible Innovation, because of their ability to modulate understandings of science and technology and to influence scientific and technological development. This article analyses the culture of participation underlying the NanoKOMIK project and the representations and meanings of (nano)science and (nano)technology communicated in the two nano-fiction comic books created as part of the project: Dayanne and Murillo. The power of nanoscience (2016) and NanoKOMIK #2 (2017). The article argues that despite NanoKOMIK’s efforts to engage the public with (nano)science and (nano)technology, it reproduces non-binding modes of public participation and transmits socio-technical meanings that are instrumental in the social legitimisation of (nano)technology. More specifically, the analysis shows that NanoKOMIK’s comic books, in addition to not problematising the risks and conveying an eminently positive view of nanotechnology, also communicate certain ‘myth-conceptions’ of scientific activity and its products. For example, they convey an individualistic and linear vision of research and innovation and an instrumentalist and neutral (or ‘value-free’) view of technology. These findings highlight the importance of critically analysing the ‘cultures of participation’ that characterise and reproduce ‘participatory’ or ‘collaborative’ projects and the representations of (nano)science and (nano)technology that they perpetuate.

科技的表征体现为想象、愿景和期望,已成为越来越多分析的焦点。这些表征对于科学和技术的规范性方法(如诠释性技术评估和负责任的创新)具有重要意义,因为它们能够调节对科学和技术的理解并影响科学和技术的发展。本文分析了作为 NanoKOMIK 项目基础的参与文化,以及作为该项目的一部分而创作的两本纳米虚构漫画书中传达的(纳米)科学和(纳米)技术的表述和含义:Dayanne 和 Murillo。纳米科学的力量》(2016 年)和《NanoKOMIK #2》(2017 年)。文章认为,尽管《NanoKOMIK》努力让公众参与(纳米)科学和(纳米)技术,但它复制了非约束性的公众参与模式,并传播了有助于(纳米)技术社会合法化的社会技术意义。更具体地说,分析表明,NanoKOMIK 的漫画书除了没有对纳米技术的风险提出质疑并传达了一种非常积极的观点外,还传达了对科学活动及其产品的某些 "神话概念"。例如,它们传达了研究与创新的个人主义和线性观点,以及技术的工具主义和中性(或 "无价值")观点。这些发现强调了批判性分析 "参与文化 "的重要性,"参与文化 "是 "参与性 "或 "合作性 "项目的特征和再现,也是它们所延续的(纳米)科学和(纳米)技术的表征。
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引用次数: 0
Reflection on Gene Editing from the Perspective of Biopolitics 从生物政治学的角度反思基因编辑
IF 1.3 4区 哲学 Q3 ETHICS Pub Date : 2024-04-04 DOI: 10.1007/s11569-023-00451-4
Yuan Chen, Xiaoliang Luo

The study examines the creation of gene-edited infants from the perspective of biopolitics. Through an analysis at the level of “body-power”, we show that the infants are a product of an advanced stage of biopolitics. On the other hand, considering the level of “space-power”, we indicate that the mechanism of space deepens the governance of population through biopower, leading to real conflicts between past and future in the present. The infants can be seen as “heterotopias of mirrors”, where super-reality replaces the reality, culminating in a rational dilemma. We must also consider how to maintain our self-contemplation and naturalness when faced with the physical nature of humans and how to ensure that the state is fulfilling its role in regulating the use of gene-editing technology. Ultimately, we need to engage in a deeper rethinking and criticism of modernity to safeguard our values from being lost in the tide of modernization.

本研究从生物政治学的角度探讨了基因编辑婴儿的诞生。通过对 "身体权力 "层面的分析,我们表明婴儿是生物政治高级阶段的产物。另一方面,从 "空间-权力 "的层面来看,我们指出空间机制通过生物权力深化了对人口的治理,导致了过去与未来在当下的现实冲突。婴儿可以被看作是 "镜像的异托邦",超现实取代了现实,最终导致了理性的困境。我们还必须思考,在面对人类的物理性质时,如何保持自我沉思和自然性,如何确保国家在规范基因编辑技术的使用方面发挥应有的作用。归根结底,我们需要对现代性进行更深层次的反思和批判,以保障我们的价值观不在现代化的浪潮中迷失。
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引用次数: 0
Testing Reflexive Practitioner Dialogues: Capacities for Socio-technical Integration in Meditation Research 测试反思性实践者对话:冥想研究中的社会技术整合能力
IF 1.3 4区 哲学 Q3 ETHICS Pub Date : 2024-01-04 DOI: 10.1007/s11569-023-00450-5
Mareike Smolka, Erik Fisher

To put frameworks of Responsible Innovation and Responsible Research and Innovation (R(R)I) into practice, engagement methods have been developed to study and enhance technoscientific experts’ capacities to reflexively address value considerations in their work. These methods commonly rely on engagement between technoscientific experts and social scholars, which makes them vulnerable to structural barriers to interdisciplinary collaboration. To circumvent these barriers, we adapt Socio-Technical Integration Research (STIR) for broader use within technoscientific communities. We call this adaptation: reflexive practitioner dialogues. While the primary aim of this article is to introduce and explain the methodological adaptation, we also analyze results from a pilot study with participants who are involved in research on contemplative practices such as mindfulness meditation. The analysis is guided by research questions that sought to assess whether and under what conditions the practitioner dialogues support reflexive and practical engagement with value considerations in participants’ work. The results indicate that reflexive practitioner dialogues can stimulate reflexive awareness of value conflicts and help re-direct decision-making responsively. We characterize the conditions facilitating such responsiveness as “value exnovators,” highlighting the oft-unacknowledged interpersonal relational practices that support collaborative engagement with value considerations. We suggest that “exnovation”—exposing the strengths of given practices for their improvement—can support R(R)I practices by directing analytical attention to their micro-level carriers.

为了将 "负责任的创新"(Responsible Innovation)和 "负责任的研究与创新"(Responsible Research and Innovation,R(R)I)框架付诸实践,人们开发了参与方法,以研究和提高技术科学专家在工作中反思价值因素的能力。这些方法通常依赖于技术科学专家与社会学者之间的接触,因此容易受到跨学科合作的结构性障碍的影响。为了规避这些障碍,我们对社会技术整合研究(STIR)进行了改编,以便在技术科学界更广泛地使用。我们将这种调整称为:反思性实践者对话。虽然本文的主要目的是介绍和解释方法上的调整,但我们也分析了一项试点研究的结果,该研究的参与者参与了正念冥想等沉思实践的研究。分析以研究问题为指导,这些问题旨在评估实践者对话是否以及在何种条件下支持参与者在工作中对价值因素进行反思和实际参与。结果表明,反思性实践者对话能够激发对价值冲突的反思意识,并有助于有针对性地重新引导决策。我们将促进这种反应能力的条件称为 "价值创新",强调了支持合作参与价值考量的人际关系实践,而这些实践往往不为人所认识。我们认为,"创新"--揭示特定实践的优势以改进它们--可以通过将分析注意力引向微观层面的载体来支持 R(R)I 实践。
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引用次数: 0
Modular Ontologies for Genetically Modified People and their Bioethical Implications. 转基因人的模块化本体论及其生物伦理意义。
IF 1.1 4区 哲学 Q3 ETHICS Pub Date : 2024-01-01 Epub Date: 2024-08-19 DOI: 10.1007/s11569-024-00459-4
Derek So, Robert Sladek, Yann Joly

Participants in the long-running bioethical debate over human germline genetic modification (HGGM) tend to imagine future people abstractly and on the basis of conventionalized characteristics familiar from science fiction, such as intelligence, disease resistance and height. In order to distinguish these from scientifically meaningful terms like "phenotype" and "trait," this article proposes the term "persemes" to describe the units of difference for hypothetical people. In the HGGM debate, persemes are frequently conceptualized as similar, modular entities, like building blocks to be assembled into genetically modified people. They are discussed as though they each would be chosen individually without affecting other persemes and as though they existed as components within future people rather than being imposed through social context. This modular conceptual framework appears to influence bioethical approaches to HGGM by reinforcing the idea of human capacities as natural primary goods subject to distributive justice and supporting the use of objective list theories of well-being. As a result, assumptions of modularity may limit the ability of stakeholders with other perspectives to present them in the HGGM debate. This article examines the historical trends behind the modular framework for genetically modified people, its likely psychological basis, and its philosophical ramifications.

关于人类种系遗传修饰(HGGM)的生物伦理争论由来已久,参与者往往根据科幻小说中熟悉的传统特征,如智力、抗病能力和身高,抽象地想象未来的人。为了与 "表型 "和 "性状 "等具有科学意义的术语区分开来,本文提出了 "persemes "一词来描述假想人的差异单位。在 "人的基因组学 "辩论中,"人 "经常被概念化为相似的模块化实体,就像积木一样,可以组装成转基因人。在讨论这些人时,好像他们每个人都可以单独选择,而不会影响到其他的人,好像他们是作为未来人的组成部分而存在,而不是通过社会环境强加的。这种模块化概念框架似乎通过强化人类能力是受分配正义制约的自然初级产品的观念,以及支持使用客观的福祉清单理论,影响了有关人类基因组与转基因生物技术的生物伦理方法。因此,模块化假设可能会限制持其他观点的利益相关者在 HGGM 辩论中提出这些观点的能力。本文探讨了转基因人模块化框架背后的历史趋势、其可能的心理基础及其哲学影响。
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引用次数: 0
Spontaneous Comparison of Nanotechnology and Controversial Objects among Laypersons, Scientists and Environmentalists 普通人、科学家和环保人士对纳米技术和争议对象的自发比较
IF 1.3 4区 哲学 Q3 ETHICS Pub Date : 2023-12-01 DOI: 10.1007/s11569-023-00448-z
Maïté Brunel, Céline Launay, Maryelle Henry, Nadine Cascino, Jacques Py, Valérie Le Floch
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引用次数: 0
Reflections on Perspectives of Transhumanism, Buddhist Transhumanism, and Buddhist Modernism on the Self 超人类主义、佛教超人类主义与佛教现代主义自我观的思考
4区 哲学 Q3 ETHICS Pub Date : 2023-10-21 DOI: 10.1007/s11569-023-00445-2
Vera Borrmann
Abstract A claim made by Buddhist or Buddhism-affine scholars such as Michael LaTorra and James Hughes is that transhumanism, neuroscience, and the teachings of Buddhism are compatible because they aim to alleviate suffering and pain and attain a stable state of happiness. This claim can be challenged. At first glance, the approach seems valid, because since the 1980s there have been dialogues and scientific collaborations with representatives of Tibetan Buddhism and scientists on the topics of neuroscience, consciousness, ethics and technology, and in this context new interpretations of Buddhist thought have emerged such as ‘Buddhist modernism’ (E. Thompson). In this discussion note, however, two main arguments are advanced as to why the claim and terminology of Buddhist transhumanism are difficult to reconcile with Buddhist terminology, values, and methods: (1) the difference between the use of such methods as meditation and contemplation and the application of so-called human enhancement technologies (2) and differences concerning self-understanding in Western science and Buddhism.
Michael LaTorra和James Hughes等佛教或佛教学者提出了一个主张,即超人类主义、神经科学和佛教教义是兼容的,因为它们的目标是减轻痛苦和痛苦,达到稳定的幸福状态。这种说法可以受到质疑。乍一看,这种方法似乎是有效的,因为自20世纪80年代以来,藏传佛教的代表和科学家就神经科学、意识、伦理和技术等主题进行了对话和科学合作,在这种背景下,对佛教思想的新解释出现了,比如“佛教现代主义”(E. Thompson)。然而,在这个讨论笔记中,关于为什么佛教超人类主义的主张和术语很难与佛教的术语、价值观和方法相协调,提出了两个主要论点:(1)冥想和沉思等方法的使用与所谓的人类增强技术的应用之间的差异(2)以及西方科学和佛教中关于自我理解的差异。
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引用次数: 0
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