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The Role of Constitutional Theory in the Cycle of Regimes 宪政理论在政权循环中的作用
Pub Date : 2020-09-17 DOI: 10.1093/oso/9780197530993.003.0008
J. Balkin
Constitutional theories such as originalism and living constitutionalism evolve to reflect the changing attitudes of partisans and legal intellectuals in political time. They also develop to reflect changing views about judicial review and judicial restraint. For example, while conservative originalism began as a justification for judicial restraint, it soon evolved to justify strong judicial review; the same thing happened to living constitutionalism earlier in the twentieth century. Because we are near the end of the Reagan regime, Democrats are invested in judicial restraint and Republicans in judicial engagement. The situation is closest to the one faced by Democrats in the 1930s. Democrats’ relative hostility to the courts will continue until Democrats once again gain control through partisan entrenchment. However, because the Trump administration has worked hard to stock the courts with as many young conservative jurists as possible, this change may take some time.
原旨主义和生活立宪主义等宪法理论的演变反映了政治时代党派和法律知识分子态度的变化。它们的发展也反映了人们对司法审查和司法约束看法的变化。例如,虽然保守的原旨主义最初是作为司法限制的理由,但它很快演变为强有力的司法审查的理由;在20世纪早期,同样的事情也发生在现存的宪政主义身上。由于我们已接近里根政权的尾声,民主党人致力于司法克制,共和党人致力于司法参与。这种情况最接近民主党在上世纪30年代所面临的情况。民主党人对法院的相对敌意将持续下去,直到民主党通过党派壕沟再次获得控制权。然而,由于特朗普政府努力让尽可能多的年轻保守派法学家进入法院,这一变化可能需要一段时间。
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引用次数: 0
The Recent Unpleasantness 最近的不愉快
Pub Date : 2020-09-17 DOI: 10.1093/oso/9780197530993.003.0001
J. Balkin
American politics appears dysfunctional because the country is going through a very difficult transition. Understanding politics in terms of recurring cycles can offer some hope in troubled times. There are three cycles at work: a cycle of the rise and fall of political regimes; a cycle of polarization and depolarization; and a cycle of constitutional rot and renewal. The United States is facing similar challenges as other constitutional democracies, but the US party system, institutional history, and constitutional structures affect the way that our politics processes these challenges. Hence there is reason for a guarded optimism. We are at the end of our Second Gilded Age, which will give way to a Second Progressive Era. Even in our bitterly polarized world, we can already see signs of how American politics will eventually depolarize, creating new opportunities for cross-party collaboration.
美国政治似乎功能失调,因为这个国家正在经历一个非常艰难的过渡时期。从循环往复的角度来理解政治,可以在困难时期带来一些希望。有三个循环在起作用:一个是政权的兴衰循环;极化和去极化的循环;还有一个宪法腐烂和更新的循环。美国正面临着与其他宪政民主国家类似的挑战,但美国的政党制度、制度历史和宪法结构影响着我们的政治处理这些挑战的方式。因此,我们有理由保持谨慎的乐观。我们正处于第二次镀金时代的末期,它将让位于第二次进步时代。即使在我们这个两极分化严重的世界里,我们已经可以看到美国政治最终将如何去两极分化的迹象,为跨党派合作创造新的机会。
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引用次数: 0
How the Rise and Fall of Regimes Affects Judicial Review 政权的兴衰如何影响司法审查
Pub Date : 2020-09-17 DOI: 10.1093/oso/9780197530993.003.0007
J. Balkin
The rise and fall of regimes shapes partisan attitudes about judicial review. How people feel about judicial activism and judicial restraint depends on where they are in political time, and which party tends to control the federal courts. The parties’ positions are mirror images. Over the course of a regime the dominant party increasingly relies on judicial review to achieve its goals, while the opposition party becomes increasingly skeptical of judicial review and advocates judicial restraint—although neither party ever fully abandons using judicial review to advance its policies. As the cycle moves from the beginning of a regime to its final days, the parties—and the legal intellectuals allied with them—gradually switch positions. The party of judicial restraint becomes the party of judicial engagement, and vice-versa. The effect, however, is generational; older people may stick with their hard-won lessons about the courts, while younger generations, who have very different experiences, take contrary positions.
政权的兴衰塑造了党派对司法审查的态度。人们对司法能动主义和司法克制的看法取决于他们所处的政治时期,以及哪个政党倾向于控制联邦法院。两党立场截然相反。在一个政权的发展过程中,执政党越来越依赖司法审查来实现其目标,而反对党则越来越怀疑司法审查并主张司法约束——尽管两党都没有完全放弃利用司法审查来推进其政策。从一个政权的开始到最后的日子,政党——以及与他们结盟的法律知识分子——逐渐改变立场。司法约束的一方成为司法参与的一方,反之亦然。然而,这种影响是世代相传的;老一辈人可能会坚持他们来之不易的关于法院的经验教训,而拥有截然不同经验的年轻一代则持相反的立场。
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引用次数: 0
Constitutional Crisis 宪法危机
Pub Date : 2020-09-17 DOI: 10.1093/oso/9780197530993.003.0004
J. Balkin
Dysfunctional politics in the United States and Donald Trump’s presidency have caused many people to worry that the country is in the middle of a constitutional crisis. That is not the case. A constitutional crisis occurs when a constitution is about to fail at its central purpose—to keep struggles for power within the boundaries of law and the Constitution. Constitutional crises are rare in American history, and the United States is not currently in a constitutional crisis, although it is facing a series of worrisome political crises. When Americans talk about constitutional crisis they are really describing constitutional rot, which is discussed in the next chapter.
美国失调的政治和唐纳德·特朗普的总统任期让许多人担心,美国正处于一场宪法危机之中。事实并非如此。当宪法的核心目的——将权力斗争保持在法律和宪法的范围内——即将失败时,就会发生宪法危机。宪法危机在美国历史上是罕见的,美国目前虽然面临着一系列令人担忧的政治危机,但并没有陷入宪法危机。当美国人谈论宪法危机时,他们实际上是在描述宪法的腐朽,这将在下一章讨论。
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引用次数: 0
Judicial Politics and Judicial Reform 司法政治与司法改革
Pub Date : 2020-09-17 DOI: 10.1093/oso/9780197530993.003.0011
J. Balkin
In the early years of the next regime, conservative courts will face off against liberal Democratic politicians. Courts are very unlikely to be able to do much to repair constitutional rot. Constitutional renewal must come from popular mobilizations and demands for reform, including constitutional reform. Growing frustration with the courts will lead to calls for reform of the federal judiciary. Reforms should aim at lowering the stakes of judicial appointments and assisting depolarization. Court-packing proposals achieve neither goal. Three better approaches are (1) instituting regular appointments to the Supreme Court; (2) achieving the equivalent of term limits for Supreme Court justices by changing quorum rules; (3) increasing the Court’s workload (instead of limiting its jurisdiction); and (4) using sunrise provisions that take effect in the future so that partisan advantages are harder to predict. Each of these proposals can be implemented constitutionally through ordinary legislation.
在下一届政权的早期,保守派法院将与自由派民主党政客对峙。法院不太可能修复宪法的腐朽。宪法的更新必须来自民众的动员和改革要求,包括宪法改革。对法院日益增长的失望将导致要求改革联邦司法的呼声。改革的目标应该是降低司法任命的风险,并帮助消除两极分化。塞满法院的提议没有达到这两个目标。三个更好的方法是:(1)建立最高法院的定期任命制度;(2)通过改变法定人数规则,达到相当于最高法院法官任期的限制;(3)增加法院的工作量(而不是限制其管辖权);(4)使用在未来生效的“日出条款”,使党派优势更难预测。这些建议都可以通过普通立法在宪法上实施。
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引用次数: 0
The Cycle of Polarization 极化周期
Pub Date : 2020-09-17 DOI: 10.1093/oso/9780197530993.003.0003
J. Balkin
American politics features very long cycles of polarization and depolarization between the political parties. Politics polarized around the Civil War and remained polarized until the end of the Gilded Age. Then began a long period of depolarization. Polarization started increasing once again in the middle of the twentieth century, and we are now at the peak of the current cycle. Polarization is a characteristic feature of the Reagan regime. Although Republican politicians used strategies of polarization to gain power, polarization made it increasingly difficult for them to govern, and will eventually lead to the regime’s undoing.
美国政治的特点是政党之间的两极分化和去两极分化周期非常长。南北战争前后政治两极分化,直到镀金时代结束。然后开始了一段漫长的去极化时期。两极分化在20世纪中期再次开始加剧,而我们现在正处于当前周期的顶峰。两极分化是里根政权的一个特征。尽管共和党政客利用两极分化的策略来获得权力,但两极分化使他们越来越难以执政,并最终导致政权的毁灭。
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引用次数: 0
The Cycle of Regimes 政权的循环
Pub Date : 2020-09-17 DOI: 10.1093/oso/9780197530993.003.0002
J. Balkin
American political history has featured a series of successive governing regimes in which political parties compete. During each regime one of the parties tends to dominate politics practically and ideologically. The regime rises and falls. We are at the end of the Reagan regime, which began in the 1980s. Stephen Skowronek’s model of presidential leadership in political time suggests that Donald Trump is probably a disjunctive president who brings the Reagan regime to a close. Politics during the last years of a regime are often confusing and dysfunctional, and this period is no exception. Trump may avoid disjunction and give the Reagan regime a second wind, like William McKinley did in 1896. Although this possibility is very real, it runs counter to long-term demographic trends. The next regime is more likely to feature the Democrats as the dominant party.
美国政治史上出现了一系列政党相互竞争的连续执政政权。在每个政权中,都有一个政党倾向于在实际和意识形态上主导政治。政权起起落落。我们正处于始于上世纪80年代的里根政权的末期。斯蒂芬·斯科罗内克(Stephen Skowronek)的政治时期总统领导力模型表明,唐纳德·特朗普可能是一位让里根政权走向终结的分离型总统。一个政权最后几年的政治往往是混乱和功能失调的,这一时期也不例外。特朗普可能会避免分裂,让里根政权重新振作起来,就像威廉·麦金利(William McKinley)在1896年所做的那样。尽管这种可能性是真实存在的,但它与长期的人口趋势背道而驰。下一届政府更有可能以民主党为主导政党。
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引用次数: 0
Judicial Review in the Cycles of Constitutional Time 宪法时间周期中的司法审查
Pub Date : 2020-09-17 DOI: 10.1093/oso/9780197530993.003.0006
J. Balkin
The cycles of constitutional time affect the work of the federal judiciary in multiple ways. Because of life tenure, the judiciary is a lagging indicator of the cycles of politics. Hence judicial time is often out of sync with political time. Judicial review is shaped by the strategy of partisan entrenchment: the political parties attempt to install jurists who will be ideologically sympathetic. The cycles also affect the political supports for judicial review—the reasons why politicians accept judicial review and have helped to construct the power of the federal courts over time. Politicians support judicial review and construct how judges practice it because judicial review performs important tasks and manages problems for politicians over the long run, even if they disagree with particular decisions.
宪法规定的时间周期以多种方式影响联邦司法机构的工作。由于终身制,司法系统是政治周期的滞后指示器。因此,司法时间往往与政治时间不同步。司法审查是由党派固步自封的策略决定的:政党试图安插在意识形态上具有同情心的法学家。这种循环也影响了政治上对司法审查的支持,这是政治家接受司法审查的原因,并有助于长期构建联邦法院的权力。政治家支持司法审查并构建法官如何实践司法审查,因为司法审查在长期内为政治家执行重要任务和管理问题,即使他们不同意特定的决定。
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引用次数: 0
The Cycle of Constitutional Rot and Renewal 宪法腐朽与更新的循环
Pub Date : 2020-09-17 DOI: 10.1093/oso/9780197530993.003.0005
J. Balkin
For the past thirty years the United States has been suffering from increasing constitutional rot. Constitutional rot is the decay of the features of a constitutional system that maintain it both as a democracy—responsive to popular will, and as a republic—devoted to the public good. The Constitution’s framers believed that all republics would eventually decay, so they designed the constitutional system so that things would bottom out before the country turned to mob rule, oligarchy, or dictatorship. They sought to buy time for democracy so that the inevitable periods of constitutional rot would be followed by periods of constitutional renewal. Constitutional rot often produces demagogues. Donald Trump is a demagogue. His rise to power was made possible because constitutional rot has been growing for a long time and is now very advanced. The good news is that political changes offer possibilities for renewal.
在过去的三十年里,美国一直遭受着日益严重的宪法腐烂。宪法腐烂是宪法制度的特征的腐烂,这些特征既维持了它作为一个民主国家——对民意作出反应,又维持了它作为一个共和国家——致力于公共利益。制宪者认为,所有的共和国最终都会衰落,所以他们设计了宪法体系,以便在国家转向暴民统治、寡头统治或独裁统治之前,事情会触底。他们试图为民主争取时间,以便在不可避免的宪法腐烂期之后,出现宪法更新期。宪法的腐败常常产生煽动家。唐纳德·特朗普是一个煽动家。他的掌权之所以成为可能,是因为宪法腐败已经持续了很长时间,现在已经非常严重了。好消息是,政治变革为复兴提供了可能。
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引用次数: 0
The Turn of the Cycles 周期的转变
Pub Date : 2020-09-17 DOI: 10.1093/oso/9780197530993.003.0012
J. Balkin
In the emerging party system, the Democrats will probably be the dominant party. The two major political parties will face off over identity issues like race, sexuality, and religion, but each party will be internally divided over issues of class and economic inequality. These fissures will become more pronounced over time and provide a long-term path for depolarization. Because each party will have a populist and a neoliberal wing, new forms of cross-party alliances will become possible—although the Democrats will remain more economically egalitarian than the Republicans for the foreseeable future. Whoever figures out how to create these cross-party coalitions will drive the direction of reform. The next regime will probably be turbulent and politics will be anything but peaceful. Real change that breaks the stranglehold of economic inequality will only come from difficult times that still lay ahead. The good news is that the cycles of constitutional time are slowly turning. The elements of renewal are available, if people have the courage to use them.
在新兴的政党体系中,民主党可能会成为主导政党。两大政党将在种族、性取向、宗教等身份问题上展开对决,但两党内部将在阶级和经济不平等问题上产生分歧。随着时间的推移,这些裂痕将变得更加明显,并为去极化提供了一条长期的道路。因为每个政党都将有一个民粹主义者和一个新自由主义派别,新的跨党派联盟形式将成为可能——尽管在可预见的未来,民主党将比共和党在经济上更加平等。无论谁想出如何建立这些跨党派联盟,都将推动改革的方向。下一届政权可能会动荡不安,政治也不会是和平的。打破经济不平等桎梏的真正变革只能来自仍在前方的困难时期。好消息是,宪法时间的周期正在慢慢转变。如果人们有勇气去使用,更新的要素是可以获得的。
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引用次数: 0
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The Cycles of Constitutional Time
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