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FRAND in India 印度的FRAND
Pub Date : 2016-04-23 DOI: 10.2139/ssrn.2718256
Shubha Ghosh, D. Sokol
This paper examines FRAND issues in India. From an institutional perspective, India's FRAND cases do not effectively establish the appropriate role for antitrust in FRAND. On the one hand, there is the potential for hold-up and anti-competitive conduct in the FRAND setting. Such situations would be very fact specific but the CCI orders to date use sweeping language and analysis based on per se like rules of illegality. On the other hand, the creation of per se like rules of illegality create the possibility that CCI will act as a price regulator rather than antitrust enforcer. Over time and with greater use of economic analysis (and greater reliance on the economic staff at CCI), CCI may improve its institutional capabilities. However, the role of jurisdiction as between CCI and the judiciary remains unclear. How best to treat FRAND disputes will take time but the hope is that through greater experience and learning by doing, the Indian competition system will set out a set of economically informed principles for sound FRAND enforcement.On the issue of institutional design and deference, one question that has not yet been reached (and may not for some time) is how the courts should handle deference when CCI has developed the necessary economic skills to undertake complex cases of antitrust and technology. Should the judiciary defer to agency as expert once expertise developed? This is potentially a chicken and egg problem on developing expertise and rules of deference in need of further study. Complicating matters further is that the economics on competition and patents is complex. Creating an administrable economic model that is coherent remains a work in progress.Overall the Indian FRAND cases suggest that the current mix of Indian institutions may not yet be well suited to address complex issues of antitrust enforcement. Consequently, such cases should be approached cautiously with a mind on how to think through the economics of innovation, and the implications of enforcement on technology, IP and competition to yield optimal results and the right institutional structure for improved enforcement.
本文考察了印度的土地流转问题。从制度的角度来看,印度的FRAND案例并没有有效地确立反垄断在FRAND中的适当作用。一方面,在FRAND环境中存在阻碍和反竞争行为的可能性。这种情况将是非常具体的事实,但CCI命令迄今为止使用的是笼统的语言和基于非法规则本身的分析。另一方面,类似非法规则的创建创造了CCI将充当价格监管者而不是反垄断执法者的可能性。随着时间的推移和更多地使用经济分析(以及更多地依赖CCI的经济人员),CCI可能会提高其机构能力。然而,司法管辖权在CCI和司法机构之间的作用仍然不清楚。如何最好地处理FRAND纠纷需要时间,但希望通过更多的经验和在实践中学习,印度的竞争制度将为健全的FRAND执法制定一套经济上明智的原则。在制度设计和服从的问题上,一个尚未解决的问题(可能在一段时间内不会)是,当CCI已经发展出必要的经济技能来处理复杂的反垄断和技术案件时,法院应该如何处理服从。一旦专业知识得到发展,司法机构是否应该将代理机构视为专家?这可能是一个鸡生蛋还是蛋生鸡的问题,需要进一步研究。使问题进一步复杂化的是,竞争和专利的经济学是复杂的。创建一个连贯的可管理的经济模型仍然是一项正在进行的工作。总的来说,印度的FRAND案例表明,印度目前的机构组合可能还不太适合解决反垄断执法的复杂问题。因此,在处理这类案件时应谨慎考虑如何考虑创新的经济学,以及执法对技术、知识产权和竞争的影响,以产生最佳结果和改善执法的正确体制结构。
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引用次数: 1
Patent Citations - An Analysis of Quality Differences and Citing Practices in Hybrid Corn 专利引文——杂交玉米品质差异分析及引文实践
Pub Date : 2016-03-05 DOI: 10.2139/ssrn.2754341
Petra Moser, Joerg Ohmstedt, P. Rhode
Patents are the main source of data on innovation, but there are persistent concerns that patents may be a noisy and biased measure. An important challenge arises from unobservable variation in the size of the inventive step that is covered by a patent. The count of later patents that cite a patent as relevant prior art – so called forward citations – have become the standard measure to control for such variation. Citations may, however, also be a noisy and biased measure for the size of the inventive step. To address this issue, this paper examines field trial data for patented improvements in hybrid corn. Field trials report objective measures for improvements in hybrid corn, which we use to quantify the size of the inventive step. These data show a robust correlation between citations and improvements in yields, as the bottom line measure for improvements in hybrid corn. This correlation is robust to alternative measures for improvements in hybrid corn, and a broad range of other tests.We also investigate the process, by which patents generate citations. This analysis reveals that hybrids that serve as an input for genetically-related follow-on inventions are more likely to receive self-citations (by the same firm), which suggests that self-citations are a good predictor for follow-on invention.
专利是创新数据的主要来源,但人们一直担心专利可能是一个嘈杂和有偏见的衡量标准。一个重要的挑战来自专利所涵盖的发明步骤的大小的不可观察的变化。将一项专利引用为相关现有技术的后来专利的数量——即所谓的前向引用——已经成为控制这种变化的标准措施。然而,引用也可能是衡量发明步骤大小的一个嘈杂和有偏差的指标。为了解决这个问题,本文研究了杂交玉米专利改良的田间试验数据。田间试验报告了改进杂交玉米的客观措施,我们用它来量化发明步骤的大小。这些数据表明,作为杂交玉米改良的底线措施,引用量与产量的提高之间存在强大的相关性。这种相关性对杂交玉米改良的替代措施和其他广泛的试验都是强有力的。我们还研究了专利产生引用的过程。这一分析表明,作为基因相关后续发明输入的混血儿更有可能获得自我引用(由同一家公司),这表明自我引用是后续发明的一个很好的预测指标。
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引用次数: 63
Licensing with Patent Competition 专利竞争授权
Pub Date : 2016-02-10 DOI: 10.2139/ssrn.2730474
R. Ding, Chiu Yu Ko
We consider licensing with a patent competition for a non-drastic process innovation among firms competing in a Cournot market. We study whether licensing improves social welfare, after taking rent dissipation into account. For licensing auction, welfare worsens for minor innovations and improves for major innovations. For royalty licensing, welfare does not change. Surprisingly, when the licensor may choose between licensing auction and royalty licensing, licensing fails to improve welfare in general.
我们考虑在古诺市场上竞争的公司之间的非激烈工艺创新的专利竞争许可。在考虑租金耗散后,研究许可是否能提高社会福利。对于许可拍卖,小创新的福利恶化,大创新的福利改善。对于版税许可,福利不会改变。令人惊讶的是,当许可人可以在许可拍卖和特许权使用费许可之间做出选择时,许可不能改善一般的福利。
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引用次数: 0
The Logic of International Intellectual Property Protection 国际知识产权保护的逻辑
Pub Date : 2016-01-13 DOI: 10.2139/SSRN.2736659
R. May, Seth L. Cooper
As Intellectual Property becomes increasingly vital to our nation’s wealth and prosperity, the need to ensure its protection on a global basis increases correspondingly. The American economy suffers staggering losses each year to international IP theft. According to the IP Theft Commission (2013), these losses likely exceed $300 billion annually. IP theft is an injustice to the IP owners, diminishes economic prosperity, and undermines job opportunities. Indeed, this is a reason why it is so important to conclude international trade agreements, such as the recently-negotiated Trans-Pacific Partnership, that contain meaningful intellectual property protections. The Constitution expressly makes protection of intellectual property rights an imperative of the federal government. The Intellectual Property Clause contained in Article I, Section 8, provides that Congress has the power “To promote the Progress of Science and useful Arts, by securing for limited Times to Authors and Inventors the exclusive Right to their respective Writings and Discoveries.” The IP Clause is premised on the understanding that copyrights and patent rights are property rights grounded in the intellectual and physical labors of authors and inventors. There is strong constitutional foundation for international protection of Americans’ copyrights and patent rights. The IP Clause permits protection of foreign intellectual property under federal law – or at the very least, permits it as a means of securing American IP rights abroad. Federal legal recognition of foreign IP constitutes fair play. As a matter of common sense and experience, doing justice, and providing comparable treatment to rights of foreigners facilitates foreign cooperation to protect American IP rights. Treaty-making with foreign nations constitutes another critical constitutional mechanism for securing international protections for Americans’ IP rights.
随着知识产权对我们国家的财富和繁荣变得越来越重要,确保在全球范围内保护知识产权的必要性也相应增加。美国经济每年都因国际知识产权盗窃而遭受惊人的损失。根据知识产权盗窃委员会(2013)的数据,这些损失每年可能超过3000亿美元。知识产权盗窃是对知识产权所有者的不公正,削弱了经济繁荣,破坏了就业机会。事实上,这就是为什么缔结包含有意义的知识产权保护的国际贸易协定如此重要的原因,比如最近谈判达成的《跨太平洋伙伴关系协定》(Trans-Pacific Partnership)。《宪法》明确规定,保护知识产权是联邦政府的当务之急。《美国宪法》第一条第8款中的知识产权条款规定,国会有权“通过在一定期限内保障作者和发明家对其各自的著作和发现享有专有权,促进科学和实用艺术的进步”。知识产权条款的前提是理解版权和专利权是基于作者和发明者的智力和体力劳动的财产权。对美国人的版权和专利权进行国际保护有坚实的宪法基础。知识产权条款允许根据联邦法律保护外国知识产权,或者至少允许将其作为保护美国海外知识产权的一种手段。联邦法律承认外国知识产权构成公平竞争。根据常识和经验,伸张正义,对外国人的权利给予同等待遇,有助于与外国合作保护美国的知识产权。与外国签订条约是确保美国知识产权得到国际保护的另一个重要宪法机制。
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引用次数: 3
Modeling Software Piracy Protection: Monopoly versus Duopoly 软件盗版保护建模:垄断与双寡头垄断
Pub Date : 2015-11-01 DOI: 10.2139/ssrn.2685210
Krešimir Žigić, Jiří Střelický, Michael Kúnin
The economic analyses of software piracy typically rely on the simplifying assumption that the product is o¤ered by a single producer. We argue that a realistic description of the software market and associated economic aspects of software piracy might be also captured by studying competition between software developers. Using an illegal version of software violates intellectual property rights (IPR) and, due to public protection (such as copyrights), is punishable when discovered. If a developer nonetheless considers the level of piracy to be high, he may introduce his own private protection. The focus of our analysis is on the interaction between public and private IPR protection in the two market structures under considerations. We show that, unlike in cases of monopolies, there is no conflict of interest between the regulator and producers in duopoly setup. Moreover, unlike in a monopoly, the optimal public IPR protection in duopoly does not affect the developers' choice of software quality.
对软件盗版的经济分析通常依赖于一个简化的假设,即该产品是由单个生产者开发的。我们认为,通过研究软件开发商之间的竞争,也可以获得对软件市场和软件盗版相关经济方面的现实描述。使用非法版本的软件侵犯了知识产权(IPR),并且由于公共保护(如版权),一旦被发现将受到惩罚。如果开发商仍然认为盗版水平很高,他可能会引入自己的私人保护措施。我们分析的重点是在考虑的两种市场结构中,公共和私人知识产权保护之间的相互作用。我们表明,与垄断的情况不同,在双寡头垄断的情况下,监管者和生产者之间不存在利益冲突。此外,与垄断不同,双寡头垄断中最优的公共知识产权保护并不影响开发者对软件质量的选择。
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引用次数: 3
Reforming the Patent System for the Post-Industrial Economy 改革后工业经济的专利制度
Pub Date : 2015-09-22 DOI: 10.2139/SSRN.2664035
R. Bera
The grant of a patent depends on the technical merit and social worth of an invention under a quid pro quo arrangement where the patentee compensates society by publicly disclosing a clear description of the invention in a written document and explicitly claims those intellectual property aspects of the invention he believes are his under the patent act. By law, this description should be such that those skilled in the relevant arts can replicate the invention without undue experimentation or intellectual exertion either after acquiring a license from the patentee to do so during the life of the patent or without any license thereafter. In practice, the document is seldom written for full comprehension by relevant technical experts (a judicially ignored violation of the patent act) but for lawyers who, in patent litigation, must present their client’s case to generalist judges ignorant of the technical arts that support the patent. The arguments thus deviate from the “substance of what the patentee invented and how significant that invention really is” to “the scope of legal rights not by reference to the invention but by reference to semantic debates over the meaning of words chosen by lawyers”. To obviate these anomalies we suggest certain remedies that would enable the workload related to patent drafting, grant, validation, and infringement to be equitably shared among the patentee, the patent office, the judiciary, and the proposed Patent Validation Board.
在交换条件安排下,专利的授予取决于发明的技术价值和社会价值,专利权人通过在书面文件中公开披露对发明的明确描述来补偿社会,并明确要求他认为根据专利法属于他的发明的知识产权方面。根据法律,这种描述应该是这样的,相关技术人员在获得专利权人的许可后,或者在专利有效期内,或者在没有任何许可的情况下,可以在不进行过度实验或智力消耗的情况下复制该发明。在实践中,文件很少是为相关技术专家的充分理解而写的(司法上忽视了对专利法的违反),而是为律师写的,他们在专利诉讼中必须向对支持专利的技术艺术一无所知的多面手法官提交客户的案件。因此,争论偏离了“专利权人发明的实质以及该发明的真正意义”到“法律权利的范围不是通过参考发明,而是通过参考对律师选择的词语含义的语义辩论”。为了避免这些异常情况,我们建议采取某些补救措施,使与专利起草、授权、有效性和侵权相关的工作量在专利权人、专利局、司法机构和拟议的专利有效性委员会之间公平地分担。
{"title":"Reforming the Patent System for the Post-Industrial Economy","authors":"R. Bera","doi":"10.2139/SSRN.2664035","DOIUrl":"https://doi.org/10.2139/SSRN.2664035","url":null,"abstract":"The grant of a patent depends on the technical merit and social worth of an invention under a quid pro quo arrangement where the patentee compensates society by publicly disclosing a clear description of the invention in a written document and explicitly claims those intellectual property aspects of the invention he believes are his under the patent act. By law, this description should be such that those skilled in the relevant arts can replicate the invention without undue experimentation or intellectual exertion either after acquiring a license from the patentee to do so during the life of the patent or without any license thereafter. In practice, the document is seldom written for full comprehension by relevant technical experts (a judicially ignored violation of the patent act) but for lawyers who, in patent litigation, must present their client’s case to generalist judges ignorant of the technical arts that support the patent. The arguments thus deviate from the “substance of what the patentee invented and how significant that invention really is” to “the scope of legal rights not by reference to the invention but by reference to semantic debates over the meaning of words chosen by lawyers”. To obviate these anomalies we suggest certain remedies that would enable the workload related to patent drafting, grant, validation, and infringement to be equitably shared among the patentee, the patent office, the judiciary, and the proposed Patent Validation Board.","PeriodicalId":208710,"journal":{"name":"LSN: Patent Law/Intellectual Property (Topic)","volume":"55 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2015-09-22","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"117051803","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 1
Don't Throw Out Fetal-Diagnostic Innovation with the Bathwater: Why Ariosa v. Sequenom Is an Ideal Vehicle for Constructing a Sound Patent-Eligibility Framework 不要把胎儿诊断创新和洗澡水一起倒掉:为什么Ariosa诉Sequenom是构建健全专利资格框架的理想工具
Pub Date : 2015-08-27 DOI: 10.2139/ssrn.2652452
Jeffrey A. Lefstin, Peter S. Menell
Over the past five years, the U.S. Supreme Court has reinvigorated patentable subject-matter limitations, issuing four significant decisions after nearly three dormant decades. These decisions reflect justifiable concerns about the patenting of abstract business methods and laws of nature. Just as importantly, they reveal internal inconsistencies and confusion about the scope of patentable subject matter and tension with the centuries-old fabric of patent-eligibility jurisprudence. As Justice Breyer remarked at the oral argument in Alice Corp. v. CLS Bank Int’l (2014), the Mayo (2012) decision did no more than “sketch an outer shell of the content” of the patent-eligibility test, leaving much of the substance to be developed by the patent bar in conjunction with the Federal Circuit.The Federal Circuit’s recent decision in Ariosa v. Sequenom uncritically accepts an expansive reading of Mayo that conflicts with insights from Myriad and Alice, thereby jeopardizing patent protection for diagnostic testing and other vital fields of biomedical research and possibly others. This amicus brief urges the Federal Circuit to grant en banc review in Ariosa v. Sequenom to ventilate critical issues left unanswered by the Supreme Court’s patent-eligibility decisions. Although some language in Mayo could be interpreted to set forth unconventional or inventive application as a possible test for patent-eligibility, Mayo suggests two other possibilities for an “inventive concept”: non-preemptive application; and non-generic application – that is, more than a statement of a natural law coupled with an instruction to apply it. While the panel was correct to perceive that Mayo describes preemption as the underlying justification for the patent-eligibility doctrine, not the operative test, we believe that the panel was incorrect to conclude that Mayo dictates unconventional or inventive application.
在过去的五年中,美国最高法院重新激活了可专利主题限制,在沉寂了近三十年后发布了四项重要裁决。这些决定反映了对抽象商业方法和自然法则的专利的合理关切。同样重要的是,它们揭示了关于可专利主题范围的内部不一致和混乱,以及与专利资格法学长达几个世纪的结构之间的紧张关系。正如布雷耶法官在Alice Corp.诉CLS Bank Int 'l(2014)案的口头辩论中所说,梅奥案(2012)的判决只不过是专利资格测试“内容的一个外壳”,将大部分实质内容留给专利律师协会与联邦巡回法院共同制定。联邦巡回法院最近在Ariosa v. Sequenom一案中不加批判地接受了对Mayo的宽泛解读,这与Myriad和Alice的见解相冲突,从而危及了诊断测试和其他重要生物医学研究领域的专利保护,甚至可能危及其他领域。本法庭之友摘要敦促联邦巡回法院在Ariosa诉Sequenom案中批准全院审查,以解决最高法院专利资格裁决中未解决的关键问题。尽管《梅奥法》中的一些语言可以解释为将非常规或创造性的申请作为专利资格的可能测试,但梅奥法提出了“创造性概念”的另外两种可能性:非先发制人的申请;而非一般应用——也就是说,不仅仅是一个自然法则的陈述加上一个应用它的指令。虽然专家组正确地认识到,梅奥将优先权描述为专利资格原则的基本理由,而不是操作测试,但我们认为专家组得出梅奥规定非常规或创造性应用的结论是错误的。
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引用次数: 0
Of Time and Space: Technological Spillovers Among Patents and Unpatented Innovations During Early U.S. Industrialization 时间与空间:美国早期工业化中专利与非专利创新的技术溢出效应
Pub Date : 2014-12-01 DOI: 10.3386/W20732
B. Khan
The paper explores the role of institutional mechanisms in generating technological knowledge spillovers. The estimation is over panel datasets of patent grants, and unpatented innovations that were submitted for prizes at the annual industrial fairs of the American Institute of New York, during the era of early industrial expansion. The first section tests the hypothesis of spatial autocorrelation in patenting and in the exhibited innovations. In keeping with the contract theory of patents, the procedure identifies high and statistically significant spatial autocorrelation in the sample of inventions that were patented, indicating the prevalence of geographical spillovers. By contrast, prize innovations were much less likely to be spatially dependent. The second part of the paper investigates whether unpatented innovations in a county were affected by patenting in contiguous or adjacent counties, and the analysis indicates that such spatial effects were large and significant. These results are consistent with the argument that patents enhance the diffusion of information for both patented and unpatented innovations, whereas prizes are less effective in generating external benefits from knowledge spillovers. I hypothesize that the difference partly owes to the design of patent institutions, which explicitly incorporate mechanisms for systematic recording, access, and dispersion of technical information.
本文探讨了制度机制在产生技术知识溢出中的作用。这一估计是基于早期工业扩张时期,专利授权和在纽约美国学会(American Institute of New York)年度工业博览会上提交获奖的非专利创新的面板数据集。第一部分检验了专利行为和创新成果展示的空间自相关假设。根据专利契约理论,该程序确定了专利发明样本中高度且统计上显著的空间自相关性,表明地理溢出的普遍性。相比之下,奖励创新的空间依赖性要小得多。第二部分考察了相邻县的非专利创新是否受到相邻县的专利行为的影响,分析表明这种空间效应是巨大且显著的。这些结果与以下论点相一致:专利促进了专利和非专利创新的信息扩散,而奖励在从知识溢出中产生外部利益方面效率较低。我推测,这种差异部分归因于专利制度的设计,它明确地纳入了系统记录、获取和传播技术信息的机制。
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引用次数: 9
The Rise of the End User in Patent Litigation and Attorney Fee Shifting 专利诉讼中终端用户的崛起与律师费的转移
Pub Date : 2014-11-25 DOI: 10.6521/NTUTJIPLM.2014.3(2).11
G. Bernstein
This short piece focuses on the growing role that that end users are playing in our patent system. It highlights that end users differ from competitors in that they lack technological sophistication, are often onetime players and tend to become involved in the patent dispute relatively late in the life of the patent. The paper proposes inclusion of end user status as a factor that weighs toward fee shifting, as the first in a set of procedural reforms, to address the new role of end users in patent litigation.
这篇短文关注的是终端用户在我们的专利系统中扮演的日益重要的角色。它强调,终端用户与竞争对手的不同之处在于,他们缺乏技术成熟度,往往是一次性的参与者,往往在专利生命周期相对较晚的时候卷入专利纠纷。本文建议将最终用户身份作为影响费用转移的一个因素,作为一系列程序改革的第一步,以解决最终用户在专利诉讼中的新角色。
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引用次数: 3
Acquiescence as a Defence in Trademark Injunction Lawsuits 默许作为商标强制令诉讼中的抗辩
Pub Date : 2014-11-14 DOI: 10.2139/SSRN.2524741
S. Tripathi
A person may lose his statutory right of injunction if there is inordinate delay or acquiescence in bringing an action of infringement. Acquiescence is sitting by, when another is invading the rights and spending money on it. It is a course of conduct inconsistent with the claim for exclusive rights in a trade mark, trade name etc. It implies positive acts; not merely silence or inaction such as is involved in laches. It has been held in many cases that where acquiescence is established or there is an inordinate delay in bringing an action for infringement of a trade-mark or passing off, the discretionary relief of injunction may be denied. However, there are instances where the Court has held that there may be an inordinate delay on the part of the plaintiff in bringing a suit for injunction, the application of the plaintiff for an interim injunction cannot be dismissed on the ground that the defendant has been using the mark for a number of years. This paper analyses the extent of defense available where the proprietor of the well-known mark has taken no action for a continuous period being aware about the infringement.
如果过度拖延或默许提起侵权诉讼,则可能丧失其法定强制令的权利。当另一个人侵犯权利并为之花钱时,默许是袖手旁观。它是一种与对商标、商号等的专有权要求不一致的行为。它意味着积极的行为;不仅仅是沉默或不作为,比如懒散。在许多情况下,在默许的情况下,或者在对侵权商标或假冒的诉讼中存在过度拖延的情况下,可以拒绝自由裁量的禁令救济。然而,在某些情况下,法院认为原告在提起禁制令诉讼方面可能存在过度拖延,因此不能以被告已使用该商标多年为理由驳回原告申请临时禁制令的申请。本文分析了驰名商标权利人在明知侵权行为而连续一段时间不采取行动的情况下的抗辩范围。
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引用次数: 1
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LSN: Patent Law/Intellectual Property (Topic)
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