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China’s Science and Technology Progress through the Lens of Patenting 专利视角下的中国科技进步
Pub Date : 2021-10-21 DOI: 10.1093/oxfordhb/9780190900533.013.6
G. Jefferson, Renai Jiang
This chapter assesses China’s science and technology (S&T) progress through the lens of the patenting literature in the context of China. In particular, after presenting an overview of China’s patent production over the past twenty-five years, it investigates the following questions: What accounts for China’s patent surge? What are the implications of the surge for patent quality? Does the nature of the patenting reveal China’s S&T direction and comparative advantage? How has the international sector affected China’s patent production? What has been the role of the government—the central, provincial, and local governments—in shaping patent production? And finally, how heterogeneous is China’s regional patent production; are patenting capabilities diffusing across China?
本章通过专利文献的视角来评估中国的科技进步。特别是,在概述了中国过去25年的专利生产之后,它调查了以下问题:中国专利激增的原因是什么?专利质量的激增意味着什么?专利行为的性质是否揭示了中国的科技方向和比较优势?国际部门如何影响中国的专利生产?政府——中央、省级和地方政府——在专利产生过程中扮演了什么角色?最后,中国区域专利生产的异质性有多大;申请专利的能力正在中国各地扩散吗?
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引用次数: 0
China’s Financial Innovation 中国的金融创新
Pub Date : 2021-10-21 DOI: 10.1093/oxfordhb/9780190900533.013.34
Liqing Zhang
Substantial innovations have happened in China’s financial sector over the past four decades, ranging from the significant increase of institutions, changes of market structure, and development of products to the improvement of regulatory frameworks. These changes and innovations reflect China’s transition from a centrally planned economy to a modern market economy; persistent demand of various financial services derived from the government, corporations, and individuals in a period of rapid economic growth; and alternatively occurring regulation and deregulation by the authorities. The unprecedentedly advanced progress of technology, especially the emergence of modern information revolutions, makes all these changes and innovations possible. Financial innovation has made profound impacts on China’s economic efficiency, financial stability, and social equality, among them some quite positive and some relatively negative.
在过去的40年里,中国金融业发生了巨大的创新,从机构的大幅增加、市场结构的变化、产品的开发到监管框架的完善。这些变化和创新反映了中国从中央计划经济向现代市场经济的转变;在经济快速增长时期,政府、企业和个人对各种金融服务的持续需求;当局的监管和放松管制交替发生。前所未有的技术进步,特别是现代信息革命的出现,使这一切的变化和创新成为可能。金融创新对中国的经济效率、金融稳定和社会公平产生了深刻的影响,既有相当积极的影响,也有相对消极的影响。
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引用次数: 0
Innovation Strategies of Multinational Corporations in China and Their Contribution to the National Ecosystem 跨国公司在华创新战略及其对国家生态系统的贡献
Pub Date : 2021-10-21 DOI: 10.1093/oxfordhb/9780190900533.013.22
Bruce Mckern, George S. Yip, D. Jolly
For many years, and with great emphasis since 1995, China has followed a technology-and education-led development strategy. Foreign multinational corporations (MNCs) have played an important role in China’s growth, in developing innovations and contributing to the creation of intellectual capital in China. This chapter reviews the role of MNCs in the creation of foreign intellectual capital in China and its transfer to Chinese firms, including incentives and policy implications for indigenous innovation. It also discusses the evolution of MNCs’ research and development (R&D) strategies in China, China’s policies toward attracting foreign intellectual capital, and the changing policy environment.
多年来,特别是自1995年以来,中国一直遵循以技术和教育为主导的发展战略。外资跨国公司在中国经济增长、创新发展和智力资本创造方面发挥了重要作用。本章回顾了跨国公司在中国创造外国智力资本及其向中国企业转移中的作用,包括对自主创新的激励和政策影响。本文还讨论了跨国公司在华研发战略的演变、中国吸引外国智力资本的政策以及政策环境的变化。
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引用次数: 0
Mass Entrepreneurship and Mass Innovation in China 中国的大众创业、大众创新
Pub Date : 2021-10-21 DOI: 10.1093/oxfordhb/9780190900533.013.15
Jian Gao, R. Mu
This chapter intends to provide a comprehensive understanding on the mass entrepreneurship and mass innovation initiative in China from its formation, to its implementation, to its implication. It identifies that the institutional mechanism, finance, intellectual capital, and services and supports for the entrepreneurship and innovation are the most significant aspects in the entrepreneurial ecosystem in China. Although the policies of the initiative are comprehensive and effective, the majority of them are supply oriented. More policies should be considered based on the constraints and difficulties faced by the entrepreneurs and startup companies, as well as the other participants in the entrepreneurial ecosystem. On the whole, the mass entrepreneurship and innovation initiative has made tangible progress in the improvement of the business environment and in the vitality and diversity of entrepreneurship and innovation activities. Moreover, it is an innovative reform on the institutions and mechanisms of entrepreneurship and innovation, significantly improving the systems and capabilities of governance in China.
本章旨在对中国的大众创业、万众创新从形成、实施到内涵等方面进行全面的了解。研究发现,体制机制、金融、智力资本以及对创业创新的服务和支持是中国创业生态系统中最重要的方面。虽然“一带一路”的政策是全面有效的,但大多数都是以供给为导向的。应该根据企业家和创业公司以及创业生态系统中其他参与者所面临的约束和困难来考虑更多的政策。总体来看,大众创业、万众创新在改善营商环境、增强创业创新活力和多样性方面取得了实实在在的成效。这是一场创业创新体制机制的创新改革,是中国治理体系和治理能力的显著提升。
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引用次数: 4
The Development of Innovation Studies in China 创新研究在中国的发展
Pub Date : 2021-10-21 DOI: 10.1093/oxfordhb/9780190900533.013.5
R. Mu, Jin Chen, Rebecca Wenjing Lyu
Innovation studies (IS) has been an interdisciplinary research field over decades of development, based on economics, business and management, sociology, policy, organization studies, and other related subjects. This chapter examines the origin and evolution of the field of IS and systematically reviews the key academic achievements and contributors in the IS community. This chapter also proposes a comprehensive and integrated research review for IS in China. In fact, despite its irreplaceable and essential role in economy, innovation also enjoys an important position in theoretical research in China. Based on unique innovation management practices in Chinese enterprises, Chinese scholars have proposed several unique innovation theories, such as “3I pattern” (imitation, improvement, and innovation), indigenous innovation, total innovation management, etc. Now, during its transition from a major innovative nation to a super innovative nation, China is facing the challenge of how to stimulate more major innovation patterns that would “change the world” in the era of the knowledge economy; thus, based on a holistic review of Chinese innovation journey, we propose a Chinese innovation paradigm and discuss future directions for Chinese IS.
创新研究(IS)是一个以经济学、工商管理学、社会学、政策学、组织学等相关学科为基础,经过几十年发展而形成的跨学科研究领域。本章考察了信息系统领域的起源和演变,并系统地回顾了信息系统领域的主要学术成就和贡献者。本章还对IS在中国的研究进行了全面、综合的回顾。事实上,创新除了在经济中具有不可替代的重要作用外,在中国的理论研究中也占有重要的地位。基于我国企业独特的创新管理实践,我国学者提出了“3I模式”(模仿、改进、创新)、自主创新、全面创新管理等几种独特的创新理论。当前,中国正处于从创新大国向超级创新大国的转型过程中,如何在知识经济时代激发更多“改变世界”的重大创新模式是一个挑战;因此,在全面回顾中国创新历程的基础上,我们提出了中国创新范式,并讨论了中国信息系统的未来发展方向。
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引用次数: 0
International Innovation Collaboration in China 中国国际创新合作
Pub Date : 2021-10-21 DOI: 10.1093/oxfordhb/9780190900533.013.26
Kaihua Chen, Ze-yong Feng, Xiaolan Fu
At present, China is in the critical period of economic growth transformation and structural adjustment. Strengthening international innovation cooperation is becoming extremely important. However, there are distinctive characteristics of international innovation collaboration that differ from domestic research collaboration, so that international innovation collaboration meets more challenges compared with other kinds of research collaboration. This chapter attempts to analyze China’s international innovation cooperation from a more macro level. Combining theory with practice, the chapter analyzes the necessity of international innovation cooperation, China’s practice and experience, and the status quo of China’s international cooperation. The chapter provides suggestions for solving the problems existing in the present stage. It also collates and forecasts the future research areas of international innovation cooperation.
当前,中国正处于经济增长转型和结构调整的关键时期。加强国际创新合作显得尤为重要。然而,由于国际创新协作具有不同于国内科研协作的鲜明特征,使得国际创新协作与其他类型的科研协作相比面临着更多的挑战。本章试图从更宏观的层面对中国的国际创新合作进行分析。本章结合理论与实践,分析了国际创新合作的必要性、中国的实践与经验以及中国国际合作的现状。第四章为解决现阶段存在的问题提出了建议。并对未来国际创新合作的研究领域进行了梳理和预测。
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引用次数: 0
China’s Industrial Development Strategies and Policies 中国产业发展战略与政策
Pub Date : 2021-10-21 DOI: 10.1093/oxfordhb/9780190900533.013.4
J. Lin, Jianjun Zhou
China has adopted a transition strategy and industrial policies pragmatically according to its economic reality since the reform and opening up started in 1979. The organic combination of an effective market with a facilitating state was the main reason for the success of China’s economy in the past four decades. In the process of China’s economic development, industrial policies have played a crucial role in both industrial upgrading and technological progress. Relying on the comparative advantage—following strategy, China has fully utilized its latecomer advantage. Chinese enterprises learn advanced technologies from developed countries when the opportunities exist and do indigenous innovation when needed. Pragmatism and learning capacity has been the most important endowments and comparative advantages of the Chinese government and enterprises. With learning capacity, the government and enterprises can pragmatically explore the comparative advantage of the existing factor endowments and convert latent comparative advantages into competitive advantages to promote continuous transformation, upgrading, and sustainable development.
自1979年改革开放以来,中国根据经济实际,务实地制定了转型战略和产业政策。有效的市场与便利的政府的有机结合,是中国经济在过去40年取得成功的主要原因。在中国经济发展的过程中,产业政策对产业升级和技术进步都起到了至关重要的作用。中国依托比较优势后发战略,充分发挥了后发优势。中国企业在有机会的时候向发达国家学习先进技术,在需要的时候进行自主创新。务实和学习能力一直是中国政府和企业最重要的禀赋和比较优势。政府和企业有了学习能力,就可以务实地挖掘现有要素禀赋的比较优势,将潜在的比较优势转化为竞争优势,促进持续转型升级和可持续发展。
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引用次数: 1
Capabilities Accumulation and Development 能力积累与发展
Pub Date : 2021-10-21 DOI: 10.1093/oxfordhb/9780190900533.013.2
G. Dosi, Xiaodan Yu
The chapter analyzes the basic ingredients and processes underlying the “great transformation” from traditional, mostly rural economies to economies driven by industrial activities and advanced services, able to systematically learn, imitate, and innovate. In that transformation, a major driver is the accumulation of knowledge and capabilities. Thus, the chapter addresses the nature of such knowledge and the ways its accumulation co-evolves with the “economic machine”—presiding over income growth and distribution—and with the systems of social relations, institutions, and policies. The latter are crucial in nurturing (or hindering) technological and organizational learning. Even if these vary a lot across historical experiences, all successful episodes have in common fundamental departures from “pure market” prescriptions, but rather shape market signals and the very nature and strategies of economic actors. Finally, in the context of these “historical lessons,” the chapter focuses on the analogies and specifications of the case of China.
本章分析了从以农村为主的传统经济向以工业活动和先进服务业为驱动、能够系统地学习、模仿和创新的经济“大转型”的基本要素和过程。在这种转变中,一个主要的驱动力是知识和能力的积累。因此,本章阐述了这些知识的本质及其积累与“经济机器”(主导收入增长和分配)以及社会关系、制度和政策体系共同演变的方式。后者在培养(或阻碍)技术和组织学习方面至关重要。尽管在不同的历史经历中,这些因素差异很大,但所有成功的案例都有一个共同点,即从根本上偏离了“纯市场”处方,而是塑造了市场信号,以及经济参与者的本质和策略。最后,在这些“历史教训”的背景下,本章将重点放在中国案例的类比和说明上。
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引用次数: 0
System Reform, Competition, and Innovation in China 中国的体制改革、竞争与创新
Pub Date : 2021-10-21 DOI: 10.1093/oxfordhb/9780190900533.013.13
Weiying Zhang
China’s economic reform and openness have promoted innovation through intensifying competition. A cross-regional analysis shows that innovations in terms of research and development intensity, patents, and sales of new products are all positively and significantly correlated with the degree of marketization, share of private ownership, and foreign investments. However, China is far away from an innovative economy. The high growth of the past four decades is mainly a result of improvement in allocative efficiency driven by entrepreneurial arbitrage. As the potential of pure allocative efficiency is exhausting, future growth will be more and more dependent on entrepreneurial innovation. For Chinese entrepreneurs to be really innovative and for China to be a real innovative country, abolishing the dominance of the state sector and putting the government under law are urgently called for.
中国的经济改革开放通过激烈竞争促进了创新。跨区域分析表明,研发强度创新、专利创新、新产品销售创新均与市场化程度、私有制比例、外商投资呈显著正相关。然而,中国离创新型经济还很远。过去40年的高增长主要是由企业家套利驱动的配置效率提高的结果。由于纯粹配置效率的潜力正在耗尽,未来的增长将越来越依赖于创业创新。中国企业家要真正创新,中国要成为一个真正的创新型国家,迫切需要废除国有部门的主导地位,使政府依法治国。
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引用次数: 1
Innovation and Entrepreneurship Education and Its Implications for Human Capital Development in China 创新创业教育及其对中国人力资本发展的启示
Pub Date : 2021-10-21 DOI: 10.1093/oxfordhb/9780190900533.013.12
F. Cooke
Education plays a fundamental role, through human capital development, in building the innovation capability and ultimately sustainable economic performance and competitiveness of a nation. In its effort to catch up and increase China’s global competitiveness, the Chinese government has embarked on an ambitious development program in recent decades and treats the educational transformation as part of China’s broader development strategy underpinned by innovation. This chapter examines the role of the state in education reform to raise the creativity and innovation capacity of the nation. It discusses characteristics and pitfalls of creativity/innovation education and entrepreneurship education at the primary, secondary, and tertiary levels with reference to teaching objectives, mechanisms/techniques, and effectiveness. It also proposes a number of suggestions for key stakeholders to develop an integrated and effective system of innovation and entrepreneurship education to meet various needs of individuals, communities, and society.
教育通过人力资本开发,在建设一个国家的创新能力和最终的可持续经济绩效和竞争力方面发挥着根本作用。在努力追赶和提高中国的全球竞争力的过程中,中国政府在近几十年里启动了一项雄心勃勃的发展计划,并将教育转型视为中国以创新为基础的更广泛发展战略的一部分。本章探讨国家在教育改革中所扮演的角色,以提高国家的创造力和创新能力。它从教学目标、机制/技术和有效性等方面讨论了小学、中学和大学阶段的创造力/创新教育和创业教育的特点和缺陷。它还为主要利益相关者提出了一些建议,以建立一个完整有效的创新创业教育体系,以满足个人,社区和社会的各种需求。
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引用次数: 1
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The Oxford Handbook of China Innovation
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