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Limitation of Liability for Damages in European Contract Law 欧洲合同法中的损害赔偿责任限制
Pub Date : 2014-05-05 DOI: 10.3366/ELR.2014.0204
R. Zimmermann
Este artigo faz uma abordagem critica, sob uma perspectiva historica e comparativa, das regras contidas no capitulo sobre danos na proposta de Common European Sales Law – CESL. Chega-se as seguintes conclusoes: (i) a regra de previsibilidade, contida em varios ordenamentos juridicos, tem-se perpetuado no plano europeu, ainda que sem questionamento critico, se e idealmente adequada para os propositos segundo os quais foi projetada. (ii) O art. 161 do CESL nao contem previsao especi- ca para inadimplemento doloso ou realizado mediante culpa grave, o que se torna necessario. (iii) As normas relativas a “perda atribuivel ao credor” e “reducao de perda” sao problematicas em varios as- pectos. Deve-se abandonar tal distincao e ser criado um dispositivo uniforme intitulado “perda atribuivel ao credor”. Podem ser incorporadas concepcoes do direito holandes, direito alemao, dos Principles of International Commercial Contracts/Unidroit e do Grupo Acquis.
本文从历史和比较的角度,对拟议的欧洲共同销售法(CESL)损害赔偿章节中所包含的规则进行了批判。我们得出以下结论:(i)若干法律制度中所载的可预见性规则在欧洲一级得到了延续,尽管没有受到批评,但它是否理想地适合其设计的目的。(ii)第2条。《经济、社会和文化权利公约》第161条没有对故意违约或因严重过失而造成的违约作出具体规定,而这是必要的。(iii)关于“应归债权人的损失”和“减少损失”的规则在若干方面存在问题。必须放弃这种区别,建立一个名为“可归属于债权人的损失”的统一机制。可以纳入荷兰法律、德国法律、国际商业合同原则/统法社和收购集团的概念。
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引用次数: 5
Recent International Commercial Arbitration and Investor-State Arbitration Developments Impacting on Australia's Investments in the Resources Sector 最近国际商事仲裁和投资者-国家仲裁的发展对澳大利亚在资源领域的投资的影响
Pub Date : 2014-04-16 DOI: 10.2139/SSRN.2340810
L. Nottage, S. Butt
This paper highlights two sets of significant developments for businesspeople, legal advisors and policy-makers relating to international arbitration in the resources sector, particularly from an Australian perspective. Part 9.2 deals with international commercial arbitration (ICA), primarily between private firms, pointing out that a ‘legislative black hole’ arises for certain ICA agreements with the seat in Australia which were concluded before amendments to the International Arbitration Act (Cth) (IAA) commenced on 6 July 2010. Such ICA clauses are commonly included in long-term contracts, characteristic of the resources sector, so the IAA required amendment to provide support for ICA and these business relationships. A Bill introduced in 29 October 2014 aimed to fill this black hole. Part 9.3 turns to treaty-based investor-state arbitration (ISA), especially as it impacts on outbound investors from Australia. It reiterates opposition to the ‘Gillard Government Trade Policy Statement’, applied from April 2011 until the Abbott Government took power from 7 September 2013 and reverted to a case-by-case approach to including ISA protections in investment treaties. This Statement changed over two decades of treaty practice by insisting that Australia would no longer countenance any form of ISA in future treaties—even with developing countries with local laws and court systems that may not meet minimum international standards. We highlight problems that arise from such a stance, also proposed in a 2014 Bill in the Australian Senate from a minority Greens Party senator, by discussing two major developments in Indonesian law in 2012, both relevant to the resources sector. They suggest how international investment treaties (including two between Australia and Indonesia—both with ISA protections, which remain in effect, albeit perhaps limited in the earlier 1992 treaty) can help mitigate adverse effects on foreign investors. Part 9.3.1 discusses regulations issued to implement provisions of Indonesia’s Mining Law requiring eventual divestment of majority ownership to locals. Part 9.3.2 analyses a subsequent Constitutional Court decision to disband Indonesia’s regulator for upstream oil and gas exploration. Both examples highlight the need for Australia to retain ISA in addition to substantive law protections in any renegotiated or new investment treaty with Indonesia, including the bilateral free trade agreement under negotiation since September 2012, despite Indonesia’s announcement in March 2013 that it would be reviewing its 67 bilateral investment treaties.
本文重点介绍了与资源部门国际仲裁有关的商人、法律顾问和政策制定者的两组重要发展,特别是从澳大利亚的角度来看。第9.2部分涉及国际商事仲裁(ICA),主要是私营公司之间的仲裁,指出在2010年7月6日《国际仲裁法》(Cth) (IAA)修订开始之前,与澳大利亚仲裁中心达成的某些ICA协议产生了“立法黑洞”。此类ICA条款通常包含在长期合同中,这是资源部门的特点,因此IAA需要修订,为ICA和这些业务关系提供支持。2014年10月29日提出的一项法案旨在填补这一黑洞。第9.3部分转向基于条约的投资者-国家仲裁(ISA),特别是它对澳大利亚境外投资者的影响。它重申反对“吉拉德政府贸易政策声明”,该声明从2011年4月开始实施,直到阿博特政府于2013年9月7日上台,并恢复了将ISA保护纳入投资条约的逐案处理方法。这一声明改变了20多年来的条约实践,坚持澳大利亚将不再在未来的条约中支持任何形式的ISA -即使是当地法律和法院系统可能不符合最低国际标准的发展中国家。我们通过讨论2012年印度尼西亚法律的两项重大发展,强调了这种立场所产生的问题,这两项发展都与资源部门有关,这一立场也在澳大利亚参议院的一项2014年法案中提出。他们建议国际投资条约(包括澳大利亚和印度尼西亚之间的两个条约——都有ISA保护,尽管可能在1992年的早期条约中受到限制,但仍然有效)可以帮助减轻对外国投资者的不利影响。第9.3.1部分讨论了为执行印度尼西亚《矿业法》规定而颁布的法规,这些规定要求最终将多数所有权转让给当地人。第9.3.2部分分析了随后宪法法院解散印尼上游石油和天然气勘探监管机构的决定。这两个例子都强调了澳大利亚在与印度尼西亚重新谈判或新的投资条约时,除了实体法保护外,还需要保留ISA,包括自2012年9月以来正在谈判的双边自由贸易协定,尽管印度尼西亚在2013年3月宣布将审查其67项双边投资条约。
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引用次数: 0
The Rights and Duties of the Transacting Parties Under FOB International Sales Contract FOB国际销售合同下交易双方的权利和义务
Pub Date : 2014-04-11 DOI: 10.2139/SSRN.2423707
Puja Soni
'Free on board' or FOB is a trade phrase frequently invoked in an international as well as domestic sale contracts. The character of fob contract in trade law is to certify that the contract of sale, entered between vendor and purchaser, is followed by the buyer as the seller’s liability is limited to the shipment of goods. Risk of loss and property (title) in goods pass on the buyer when the goods are delivered on board of the nominated ship.
“船上交货”或FOB是一个经常在国际和国内销售合同中使用的贸易用语。在贸易法中,fob合同的性质是证明买卖双方签订的销售合同是由买方遵守的,因为卖方的责任仅限于货物的装运。货物的灭失风险和财产(所有权)在货物被交付到指定船舶时转移给买方。
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引用次数: 0
Is There a Defence of Good Consideration? 有合理的辩护理由吗?
Pub Date : 2014-04-04 DOI: 10.5040/9781472561350.ch-007
A. Burrows
This essay examines an unresolved question in English law: is there a defence of good consideration to a claim for restitution of an unjust enrichment? It argues that there is no defence, as such, of good consideration. Rather the main issues thought to be raised by this defence relate to the much bigger question of the interplay between the ‘unjust factor’ and the fact that the enrichment was owed by the claimant to the defendant. It is possible to deal with this interplay by treating enrichment owed as a defence and this approach derives strong support from the United States Restatement Third: Restitution and Unjust Enrichment. However, the preferable strategy is to treat the fact that the enrichment was owed by the claimant to the defendant as an ‘upfront’ matter relating to prima facie liability, with the legal burden of proof being on the claimant, and not as a defence. At a deeper level, this involves recognising that the unjust factors and the civilian ‘absence of basis’ approaches are closer than has traditionally been thought.
本文探讨了英国法律中一个未解决的问题:对于不正当得利的赔偿要求,是否存在正当考虑的辩护?它认为,就其本身而言,不存在值得深思的辩护。相反,这一辩护提出的主要问题被认为与“不公正因素”与索赔人欠被告的财富这一事实之间的相互作用有关。可以通过将欠下的浓缩作为辩护来处理这种相互作用,这种方法得到美国重述第三:归还和不正当浓缩的大力支持。然而,较可取的策略是将索赔人欠被告的致富这一事实视为与初步责任有关的“预先”事项,由索赔人承担法律举证责任,而不是作为辩护。在更深层次上,这涉及到认识到不公正因素和平民“缺乏基础”的方法比传统上认为的更接近。
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引用次数: 2
Uses and Misuses of ‘Mutuality of Obligations’ and the Autonomy of Labour Law “义务的相互性”与劳动法自主性的运用与误用
Pub Date : 2014-03-27 DOI: 10.2139/ssrn.2416697
N. Countouris
This paper critically reviews the way in which English judicial decisions have developed the labour law concept of ‘mutuality of obligations’. The paper suggests that the primary purpose of this concept, as originally developed by Mark Freedland, was intended to be that of bringing to the fore of labour contract law analysis some relational aspects of work contracts that traditional contract law elements, such as contractual consideration, had typically failed to acknowledge. It argues that subsequent English court judgments have instead used mutuality as both i) a synonymous term of contractual consideration and ii) a pre-requisite of contractual continuity (in a vast range of personal work relations) in a way that clearly defeats the purpose of the concept as originally intended and unduly and adversely affects workers in precarious and atypical employment relations.
本文批判性地回顾了英国司法判决发展劳动法“义务相互性”概念的方式。本文认为,这一概念最初是由马克·弗里德兰(Mark Freedland)提出的,其主要目的是将传统合同法要素(如合同对价)通常未能承认的工作合同的一些关系方面引入劳动合同法分析。它认为,随后的英国法院判决将相互性作为i)合同对价的同义术语和ii)合同连续性的先决条件(在广泛的个人工作关系中),以一种明显违背了最初意图的概念目的的方式,不适当地对处于不稳定和非典型雇佣关系中的工人产生了不利影响。
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引用次数: 3
IEA Submission to the Budget 国际能源署提交的预算
Pub Date : 2014-03-11 DOI: 10.2139/ssrn.3903870
P. Booth, R. Bourne
Abolish the budget in its current form Summary The annual budget should be abolished in its current form. It should be replaced by a simple statement outlining the tax rates, allowances and borrowing levels required to finance the government’s spending obligations as outlined in the previous Autumn Statement. New tax legislation should be introduced to parliament separately and debated by both houses of parliament. The government should commit to maintaining the current system of income tax relief for pension contributions, rather than creating a so-called ‘equalised’ rate of tax relief. The tax-free lump sum available from pension funds should be abolished. The government should not introduce a so-called ‘mansion tax’. Furthermore, marginal rates of stamp duty land tax should be significantly reduced over a five year period. Eventual abolition is desirable. The government should either replace council tax with a tax on imputed rent for homes worth more than £1 million, or introduce a tax on imputed rent on all but primary residences and for all foreign-owned residences. Child benefit should be abolished. It should be replaced with a system of fully-transferable household tax allowances. This system could be integrated with means-tested payments for lower-income households. Inheritance tax should be abolished in its current form. A lower rate of tax of 20 per cent should be introduced on lifetime gifts received over £500,000, with generous allowance for small gifts received by low earners in individual years. The 40p income tax threshold should be increased significantly. The government should correct for significant fiscal drag seen in recent times by imposing a ‘double-lock’ on the uprating of thresholds over the next parliament (raising thresholds by the rate of increase in prices or wages, whichever is higher). Thereafter, thresholds for all taxes (not just income taxes) should be automatically updated in line with wage growth.
废除现行预算摘要年度预算应废除现行形式。它应该被一份简单的声明所取代,该声明概述了在上一份秋季声明中概述的为政府支出义务提供资金所需的税率、津贴和借款水平。新的税收立法应单独提交议会,并由议会两院进行辩论。政府应致力于维持现行的养老金所得税减免制度,而不是创造所谓的“平等”税率减免。从养老基金中获得的一次性免税应被取消。政府不应该引入所谓的“豪宅税”。此外,印花税和土地税的边际税率应在5年内大幅降低。最终废除是可取的。政府要么用对价值超过100万英镑的房屋征收估算租金税来取代市政税,要么对除主要住宅和所有外国人拥有的住宅以外的所有住宅征收估算租金税。儿童津贴应该取消。它应该被一种完全可转让的家庭税收免税额制度所取代。该系统可以与低收入家庭的经济状况调查支付相结合。继承税应该废除目前的形式。对于收到的超过50万英镑的终身礼物,应征收20%的较低税率,对低收入者在个别年份收到的小额礼物,应给予慷慨的免税额。40便士的所得税起征点应大幅提高。政府应该通过对下一届议会的门槛上调实施“双锁”(按价格或工资的涨幅上调门槛,以较高者为准),来纠正近期出现的严重财政拖累。此后,所有税种(不仅仅是所得税)的起征点都应根据工资增长自动更新。
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引用次数: 0
The United Kingdom 英国
Pub Date : 2014-02-07 DOI: 10.2139/ssrn.2507141
P. Eeckhout, M. Waibel
A range of complex factors affect the writing of a national report, from the UK perspective, on EMU governance questions. The first set of factors concerns the inherent complexity of the EU response to the financial crisis. A broad mixture of legal instruments have been employed, partly on the basis of the EU Treaties, but also partly outside the strict EU law framework. Those instruments involve the EU institutions, the Member States, but also novel institutions and bodies, such as the EFSF and the ESM. It is, indeed, trite that the EU's current economic and monetary governance system is a result of a lot of ad hoc bricolage. A second layer of complexity is a function of the UK's very special position vis-à-vis EMU governance. Here is a Member State with a permanent opt-out from the single currency, with no prospect of ever joining the euro on any perceptible political horizon. It is a Member State which refuses to participate in the construction of a Banking Union, but which depends on its financial services industry for prosperity and has a keen interest in the internal market for such services, and in protecting the City of London as a global financial centre. It is a Member State whose current government subscribes to austerity, but has declined to sign up to the Treaty on Stability, Co-ordination, and Governance (hereafter referred to as the Fiscal Compact). It is a Member State which preaches greater EU flexibility, but dislikes that EMU governance may be shifting towards the Eurozone, with the attendant decision-making confined to the Eurozone Member States. It is a Member State with a strong economic interest in a thriving Eurozone, but which stands on the sidelines watching the construction of the Eurozone’s governance system. A third element making the writing of this report more complex is the unsettled nature of the emerging governance system. It is true that, at the start of 2014, many parts of the system have, in political terms, been put in place. But for purposes of a constitutional and institutional assessment, from a legal perspective, the system continues to be in its infancy. Many legal instruments are not yet finalised, others have hardly been implemented as yet, and important case law is no doubt still to come. In the face of this range of complex factors, the aims of this report are modest. It is not our intention to analyse every conceivable issue regarding the UK's position towards EMU governance. We aim to discuss some of the main issues, with a view to introducing, and occasionally clarifying, the core debates. We do this from an academic perspective - as academics based in the UK (but not UK nationals!). With that hat on we do not shy away from personally commenting on some of the constitutional and institutional questions which the new system of EMU governance throws up. For a couple of those, the "UK" perspective is present in the sense that those questions have also been considered by other UK academics. Obviously,
从英国的角度来看,一系列复杂的因素影响着撰写一份关于欧洲货币联盟治理问题的国家报告。第一组因素涉及欧盟应对金融危机的内在复杂性。采用了广泛的法律文书,部分基于欧盟条约,但也有部分在严格的欧盟法律框架之外。这些工具涉及欧盟机构、成员国,但也包括新的机构和机构,如欧洲金融稳定机构(EFSF)和欧洲稳定机制(ESM)。欧盟目前的经济和货币治理体系是大量临时拼凑的结果,这的确是老生常谈。第二层复杂性是英国在-à-vis欧洲货币联盟治理方面的特殊地位。这是一个永久选择退出单一货币的成员国,在任何明显的政治前景中都没有加入欧元的前景。它是一个拒绝参与银行业联盟建设的成员国,但它的繁荣依赖于其金融服务业,并对此类服务的内部市场和保护伦敦金融城作为全球金融中心有着浓厚的兴趣。它是一个成员国,其现任政府赞同紧缩政策,但拒绝签署《稳定、协调和治理条约》(以下简称《财政契约》)。它是一个鼓吹欧盟更大灵活性的成员国,但不喜欢欧洲货币联盟的治理可能向欧元区转移,随之而来的决策仅限于欧元区成员国。它是一个在繁荣的欧元区中拥有强烈经济利益的成员国,但它却站在一旁看着欧元区治理体系的建设。第三个因素使撰写这份报告变得更加复杂,那就是新兴治理体系的不稳定性质。的确,在2014年初,从政治角度来看,该体系的许多部分已经到位。但是,为了对宪法和体制进行评估,从法律的角度来看,该制度仍然处于初级阶段。许多法律文书尚未定稿,其他法律文书几乎尚未实施,重要的判例法无疑还在后头。面对这一系列复杂的因素,本报告的目标是适度的。我们无意分析有关英国对欧洲货币联盟治理立场的所有可能问题。我们的目标是讨论一些主要问题,以期介绍并偶尔澄清核心辩论。我们从学术的角度来做这件事——作为英国的学者(但不是英国国民!)有了这顶帽子,我们就不会回避就欧洲货币联盟新治理体系提出的一些宪法和体制问题发表个人评论。对于其中的几个问题,“英国”的观点是存在的,因为这些问题也被其他英国学者考虑过。显然,我们的目的也是指英国政府的“官方”立场,英国政府确实有官方立场。但我们认为,吸纳更广泛的英国政治、金融乃至学术界所表达的观点同样重要。
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引用次数: 0
Attribution in Company Law 公司法中的归属
Pub Date : 2014-01-20 DOI: 10.1111/1468-2230.12091
Ernest Lim
In Bilta (UK) Ltd (in liquidation) v Nazir (No 2), the Court of Appeal held that the ex turpi causa defence was inapplicable by refusing to attribute the fraud of the directors and the sole shareholder to the company in connection with the company’s claim against them and third party co-conspirators. It is significant that the court has not only clarified the law in relation to attribution, but it did so by rejecting the majority’s reasoning and endorsing the dissenting judgment in the House of Lords decision in Stone & Rolls (in liquidation) v Moore Stephens (a firm). This article evaluates the decision in Bilta by critically examining the fundamental principles and policies that apply to the three distinct circumstances under which corporate attribution should or should not take place.
在Bilta (UK) Ltd (In liquidation) v Nazir (No . 2)一案中,上诉法院在公司向董事及唯一股东提出申索时,拒绝将该等董事及唯一股东的欺诈行为归责于该公司,裁定“依事实而定”的抗辩不适用。重要的是,法院不仅澄清了与归属有关的法律,而且还通过驳回多数人的推理,支持上议院在滚石(清算)诉摩尔斯蒂芬斯(一家公司)一案中的反对判决来做到这一点。本文通过严格审查适用于公司归属应该或不应该发生的三种不同情况的基本原则和政策来评估比尔塔案的决定。
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引用次数: 2
Using Ideas Derived from Historical Institutionalism to Illuminate the Long-Term Impacts on Crime of 'Thatcherite' Social and Economic Policies: A Working Paper 运用源自历史制度主义的思想来阐明“撒切尔主义”社会经济政策对犯罪的长期影响:一份工作论文
Pub Date : 2014-01-08 DOI: 10.2139/ssrn.2376136
S. Farrall, Emily Gray, W. Jennings, C. Hay
In this working paper, we outline our thinking on a very large and complex undertaking; namely the assessment of the ways in which the Thatcher governments of the 1980s may have had quite unintended consequences on crime via some of the policies which they set about pursuing for quite separate reasons, but which, nevertheless contributed to amongst other things, the upswing in crime in the 1980s. Our thinking is not heavily informed by theories commonly examined by criminologists; instead our thinking about both the causal antecedents of these governments and their approach to re-engineering society, and the causal antecedents of crime are informed by thinking inspired by historical institutionalist scholars writing within political science, and sociological and economic theories of crime causation. We outline historical institutionalism and identify the ways in which it may be of use to ourselves.
在这份工作文件中,我们概述了我们对一项非常庞大和复杂的任务的思考;也就是对撒切尔政府在20世纪80年代可能通过一些政策对犯罪产生了意想不到的后果的评估他们出于不同的原因开始推行这些政策,但这些政策却导致了20世纪80年代犯罪率的上升。我们的想法并没有受到犯罪学家通常检验的理论的大量影响;相反,我们对这些政府的因果关系和他们再造社会的方法的思考,以及犯罪的因果关系的思考,都是由历史制度主义学者在政治科学和犯罪因果的社会学和经济学理论中所启发的。我们概述了历史制度主义,并确定了它可能对我们有用的方式。
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引用次数: 7
Hands‐Off or Hands‐On?: Deconstructing the ‘Test‐Case’ of Re G within a Culture of Children's Rights Hands - Off还是Hands - On?在儿童权利文化中解构Re - G的“测试案例”
Pub Date : 2014-01-01 DOI: 10.1111/1468-2230.12058
T. Tolley
This note challenges the so‐called ‘test‐case’ status of Re G in so far as it attempts to overturn the principle established in Re T that courts should adopt a neutral position when it comes to weighing the merits of different upbringings and the education provided by parents of minority religions. In determining the future upbringing and education of children who had been brought up in a minority religious community, Re G applies a principle of maximising educational opportunity in order to uphold the mother's proposed educational choice and way of life. This note argues that Re G was wrong to do so, should not be regarded as establishing any new principle and that the only relevant principle, both in determining this case and future cases, ought to rest on the psychological well‐being of the child.
这篇文章挑战了所谓的“判例”地位,因为它试图推翻《判例》中确立的原则,即法院在权衡不同教养的优点和少数宗教父母提供的教育时应采取中立立场。在决定在少数宗教社区中长大的儿童未来的抚养和教育时,司法部长采用了最大限度地增加教育机会的原则,以支持母亲提出的教育选择和生活方式。本说明认为,Re G这样做是错误的,不应被视为建立了任何新的原则,在确定本案件和未来案件时,唯一相关的原则应该基于儿童的心理健康。
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引用次数: 3
期刊
English & Commonwealth Law eJournal
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