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Three Views of a Secret: Missed Opportunities in the echr’s Recent Case-Law on International Commercial Arbitration 一个秘密的三种观点:欧洲人权委员会近期国际商事仲裁判例法错失的机遇
Pub Date : 2022-02-02 DOI: 10.1163/27725650-01020001
F. Seatzu, Paolo Vargiu
The recent judgment of the European Court of Human Rights (ECtHR) in Beg v. Italy has addressed the question of the applicability of the right to fair trial, as defined in Article 6 of the European Convention on Human Rights (echr), to arbitral proceedings. The judgment has clarified that the scope of Article 6 echr extends to international commercial arbitration. However, a number of questions remain unanswered, especially about the relationship between arbitral tribunals and domestic courts, the significance of fair trial in voluntary proceedings, whether a State is responsible to monitor the respect of due process in arbitral proceedings conducted within its territory and to what extent. Moreover, the ECtHR failed, notwithstanding its foray into the field of arbitration, to clarify the meaning of “impartiality” and “independence” as requirements to sit in arbitral tribunals within the context of Article 6 echr. This article provides an analysis of the judgment in Beg v. Italy and highlights, in light of the questionable approach taken by the ECtHR in the case, the uncertainty that affects the scope of application of Article 6 echr with regard to arbitral proceedings.
欧洲人权法院(ECtHR)最近在Beg诉意大利案中作出的判决处理了《欧洲人权公约》(echr)第6条所界定的公平审判权是否适用于仲裁程序的问题。判决明确了《欧洲人权公约》第6条的适用范围延伸至国际商事仲裁。但是,仍有一些问题没有得到解答,特别是关于仲裁法庭与国内法院之间的关系、自愿诉讼中公平审判的重要性、一国是否有责任监测在其领土内进行的仲裁诉讼中遵守正当程序的情况以及监测的程度。此外,欧洲人权法院尽管涉足仲裁领域,但未能澄清“公正”和“独立”作为在《欧洲人权公约》第6条范围内参加仲裁法庭的必要条件的含义。本文对Beg诉意大利案的判决进行了分析,并根据欧洲人权法院在该案中采取的有问题的方法,强调了影响《欧洲人权公约》第6条关于仲裁程序的适用范围的不确定性。
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引用次数: 0
The European Union and International Arbitration 欧盟与国际仲裁
Pub Date : 2022-01-27 DOI: 10.1163/27725650-01020017
One of the aims of the European Union (EU) has been to establish an area of “freedom, security and justice” founded, inter alia, on the freedom of circulation of people, goods and capitals, in which legal decisions rendered in a Member State are free to circulate within the Union. The functioning of this legal order is based on the mutual trust between domestic courts, according to which, as a matter of principle, all decisions rendered in a Member State are not to be reviewed in other Member States. Automatic circulation of judgments should possibly incentivize the recourse to domestic systems of justice and, in the opinion of the EU institutions, all domestic courts within the Union should be seen as equal and apt to grant an equivalent level of justice. However, individuals and companies carrying out business activities still seem (at least partially) to distrust domestic systems of justice and to prefer recurring to international arbitration, which is sometimes perceived as a more neutral and efficient system of dispute settlement, more suitable for international commercial litigation. This consideration applies both in the field of purely commercial disputes – involving two private parties – as well in international investment arbitration – involving a foreign investor, on the one hand, and the host State where the former decided to carry out its business, on the other. In the last decade, the EU, for its part, has confronted with the continuous recourse to international arbitration on several occasions. As regards the outcomes, however, a clear distinction has to be drawn between international commercial litigation and investor-State dispute settlement (isds). As to international commercial arbitration, the EU legislator has been quite reluctant in regulating it within the normative framework of EU regulations on private international law. Arbitration is, indeed, expressly excluded by the Regulation No 1215/2012 (Brussels I-bis) and the extension of this exclusion is
欧洲联盟(欧盟)的目标之一是建立一个“自由、安全和正义”领域,除其他外,建立在人员、货物和资本自由流通的基础上,在该领域,成员国作出的法律决定可以在联盟内自由流通。这一法律秩序的运作是以国内法院之间的相互信任为基础的,根据这种信任,作为一项原则,在一个会员国作出的所有决定不应在其他会员国进行审查。判决的自动循环可能会激励诉诸国内司法系统,在欧盟机构看来,联盟内的所有国内法院都应该被视为平等的,并倾向于给予同等水平的司法。然而,从事商业活动的个人和公司似乎仍然(至少部分地)不信任国内司法制度,宁愿重复进行而不愿进行国际仲裁,后者有时被认为是一种更中立和有效的解决争端的制度,更适合于国际商业诉讼。这一考虑既适用于涉及两个私人当事方的纯商业争端领域,也适用于涉及外国投资者和前者决定开展业务的东道国的国际投资仲裁。在过去十年中,就欧盟而言,它多次面临诉诸国际仲裁的局面。但是,就结果而言,必须在国际商业诉讼和投资者-国家争端解决之间作出明确区分。对于国际商事仲裁,欧盟立法者一直不愿将其纳入欧盟国际私法规范框架。事实上,第1215/2012号法规(布鲁塞尔I-bis)明确排除了仲裁,并且该排除的扩展是
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引用次数: 0
Multilateral Principles in a Bilateral World 双边世界中的多边原则
Pub Date : 2021-10-15 DOI: 10.1163/27725650-01010004
L. Mistelis, G. Rao
Multilateralism in international investment law is a multifaceted concept with a complex and eventful history. Multilateralism is a paradigm for international investment relations and is also present in the caselaw of investment arbitral tribunals, regardless of whether they consider bilateral or multilateral investment treaties. Indeed, in most cases, they interpret treaty provisions as part of a multilateral system. Further, multilateralism is present every time States act in concert with other States or consider other States’ investors’ legitimate interests.It also emerges that, in some instances, multilateralism has become mandatory. For example, this is the case concerning sustainable development or climate change. In these areas, international law requires multilateralism. States are under an obligation to co-operate for purposes of achieving or promoting multilateral solutions. However, concerning the international investment law context, such a concept is not present. The general assumption is that States’ participation in multilateral practises is left to their discretion: it is voluntary or consensual. In this article, we question that assumption.In this article, we offer a brief review of multilateral experiences in international investment law in the 20th century and provide an analysis of multilateralism in a historical context. Then we turn our attention to the current state of affairs to appreciate it in light of the past. Further, we discuss the future, and in particular, mandatory multilateralism in international law with respect to sustainable development. Here we identify the principles, which might justify mandatory multilateral approaches. Finally, we consider whether the principles justifying mandatory multilateralism in international law are applicable in the context of international investment law as well. We attempt to answer this question in the affirmative and point out further areas of research.
国际投资法中的多边主义是一个多层面的概念,有着复杂多变的历史。多边主义是国际投资关系的范例,也存在于投资仲裁法庭的判例法中,无论它们是否考虑双边或多边投资条约。事实上,在大多数情况下,它们将条约条款解释为多边制度的一部分。此外,每当一个国家与其他国家一致行动或考虑其他国家投资者的合法利益时,多边主义就出现了。此外,在某些情况下,多边主义已成为强制性的。例如,这是关于可持续发展或气候变化的情况。在这些领域,国际法需要多边主义。各国有义务为实现或促进多边解决办法而进行合作。然而,就国际投资法而言,这种概念并不存在。一般的假设是,各国参与多边做法是由它们自行决定的:是自愿的还是双方同意的。在本文中,我们对这一假设提出质疑。在本文中,我们简要回顾了20世纪国际投资法的多边经验,并在历史背景下对多边主义进行了分析。然后我们将注意力转向当前的事态,以过去的眼光来欣赏它。此外,我们讨论了未来,特别是关于可持续发展的强制性国际法多边主义。在这里,我们确定了可能证明强制性多边办法是合理的原则。最后,我们考虑在国际法中证明强制性多边主义的原则是否也适用于国际投资法。我们试图以肯定的方式回答这个问题,并指出进一步的研究领域。
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引用次数: 0
Soft Law in International Investment Law and Arbitration 国际投资法与仲裁中的软法
Pub Date : 2021-10-15 DOI: 10.1163/27725650-01010005
G. Adinolfi
In the more recent decades, international investment law (“iil”) and arbitration have been going through a process of recalibration prompted by both the intensification of cross-border capital flows and the States’ growing concerns over the potential restraints iil may impose upon the pursuit of public interests. The present contribution will pay attention to a specific feature that can be observed within these developments, i.e. the role played by soft law in investment arbitration and, more generally, under iil, also with a view to assessing the impact on the formation of binding international law of instruments formally devoid of normative force within the international legal order. After an introduction (Section 1), the contribution is articulated into four sections. Section 2 will first define the field of investigation. The case law of investment tribunals and the treaty practice under the more recent iia s will be then explored as to the reliance on soft law instruments for the purposes of settling procedural (Section 3) and substantive issues (Section 4). Some final remarks will close (Section 5).
近几十年来,国际投资法和仲裁经历了一个重新调整的过程,其原因是跨境资本流动加剧,以及各国日益担心国际投资法可能对追求公共利益造成的限制。本报告将注意在这些发展中可以观察到的一个具体特点,即软法在投资仲裁中所起的作用,更一般地说,在国际法律秩序中没有规范力量的文书对具有约束力的国际法的形成所产生的影响。在介绍(第1节)之后,贡献被阐述为四个部分。第2节将首先界定调查领域。然后将探讨投资法庭的判例法和较新的国际协定下的条约实践,以解决程序性问题(第3节)和实质性问题(第4节)对软法律文书的依赖。最后将结束一些评论(第5节)。
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引用次数: 0
The New Italian Model Bit Between Current and Future Trends 新意大利模型介于当前和未来趋势之间
Pub Date : 2021-10-15 DOI: 10.1163/27725650-01010006
M. Malaguti
In 2021, the new Italian Model Bilateral Investment Treaty has been published. It replaced the 2003 Model bit and can be considered as a significant example of the “new generation of bit s”, which try to better balance investor rights with the public prerogatives of States. The Model Treaty also introduces significant innovations as to the conduct of arbitrators and the corporate social responsibility of investors and is also aimed at coordinating Italian and European foreign investment policies. This article offers a view of this new Model bit and tries to insert it in the broader context of the proposed reforms regarding international investment law and arbitration.
2021年,新的《意大利双边投资协定范本》发布。它取代了2003年的示范钻头,可被视为“新一代钻头”的一个重要例子,这些钻头试图更好地平衡投资者权利与国家的公共特权。《示范条约》还对仲裁员的行为和投资者的企业社会责任进行了重大创新,其目的还在于协调意大利和欧洲的外国投资政策。本文提供了对这一新模式的看法,并试图将其插入有关国际投资法和仲裁的拟议改革的更广泛背景中。
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引用次数: 0
Art. 11 of the Italian Constitution between text and context 意大利宪法第11条的文本与上下文之间的关系
Pub Date : 2021-10-15 DOI: 10.1163/27725650-01010012
L. Cappuccio
Luigi Bonanate’s book “Costituzione italiana: articolo 11” analyses Article 11 of the Italian Constitution through the prism of its application. Bonanate provides the reader, in a clear and compelling style, with a complete interpretation of Article 11, combining the analysis of the preparatory work in the Constituent Assembly with its doctrinal interpretation and political application. The book does not only analyse the drafting of this article, but also focuses on the “political history of Article 11”, on the contemporary debate by the scientific community and, finally, on its relations with the international legal system.
路易吉·博纳纳特(Luigi Bonanate)的著作《意大利宪法:第11条》(constitutizione italiana: articolo 11)从适用的角度分析了意大利宪法第11条。博纳纳特以一种清晰而引人注目的方式向读者提供了对第11条的完整解释,将对制宪会议筹备工作的分析与其理论解释和政治应用结合起来。这本书不仅分析了这条条款的起草,而且还关注了“第11条的政治史”,关注了科学界的当代辩论,最后还关注了它与国际法律体系的关系。
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引用次数: 0
Russian Diplomatic Espionage in Italy 俄罗斯在意大利的外交间谍
Pub Date : 2021-10-15 DOI: 10.1163/27725650-01010010
C. Milo
After uncovering Russian espionage activities on Italian territory, Italy expelled two Russian diplomats allegedly involved in such activities. The Italian decision, as well as the Russian response, offer a classic example of States’ reaction to acts of non-violent espionage. This comment offers a legal assessment of the events that unfolded in March 2021 and takes into account the implications, in matters concerning espionage, of declarations of persona non grata, diplomatic immunity and, generally, customary international law.
在发现俄罗斯在意大利境内从事间谍活动后,意大利驱逐了两名据称参与此类活动的俄罗斯外交官。意大利的决定以及俄罗斯的反应是各国对非暴力间谍行为作出反应的典型例子。本评论对2021年3月发生的事件进行了法律评估,并考虑到宣布不受欢迎的人、外交豁免以及习惯国际法在间谍活动方面的影响。
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引用次数: 0
Environmental Disasters and Humanitarian Protection: A Fertile Ground for Litigating Climate Change and Human Rights in Italy? 环境灾难与人道主义保护:意大利气候变化与人权诉讼的沃土?
Pub Date : 2021-10-15 DOI: 10.1163/27725650-01010008
F. Vona
On 24 February 2021, the Italian Corte Suprema di Cassazione delivered a landmark ordinance unequivocally establishing that the existence of a situation of environmental degradation in the country of origin of an international protection seeker, which entails grave human rights violations, justifies the recognition of the humanitarian protection status. In ruling that the assessment of vulnerability, for the purpose of granting humanitarian protection, must also be conducted in relation to environmental and climatic conditions which are capable of seriously affecting the enjoyment of human rights, the Supreme Court potentially paves the way for a first wave of rights-based climate lawsuits before Italian civil courts.
2021年2月24日,意大利最高法院通过了一项具有里程碑意义的法令,明确规定,如果国际寻求保护者的原籍国存在严重侵犯人权的环境退化情况,就有理由承认其人道主义保护地位。最高法院裁定,为了提供人道主义保护,还必须对可能严重影响人权享受的环境和气候条件进行脆弱性评估,这可能为意大利民事法院受理的第一波以权利为基础的气候诉讼铺平道路。
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引用次数: 0
State Immunity and Serious Violations of Human Rights: Judgment No. 238 of 2014 of the Italian Constitutional Court Seven Years on 国家豁免和严重侵犯人权:意大利宪法法院2014年第238号判决书,七年过去了
Pub Date : 2021-10-15 DOI: 10.1163/27725650-01010003
C. Focarelli
On 3 February 2021, the US Supreme Court affirmed the icj’s Jurisdictional Immunities of the State Judgment of 2012—according to which “a State is not deprived of immunity by reason of the fact that it is accused of serious violations of international human rights law”—adopting, thus, a position opposite to that taken by the Italian Corte Costituzionale in its well-known Judgment No. 238 of 2014. Based on a realist-constructivist theoretical approach to international law, this article argues that the only plausible legal perspective justifying Judgment No. 238 is a dynamic one. However, the Corte Costituzionale has substantially failed to argue the plausibility of the expected change in existing international law that it wished to promote for the future. To take its intended big leap realistically and successfully, the Italian position would have deserved a sounder theoretical analysis of international law and of the world system in which the latter is meant to work.
2021年2月3日,美国最高法院确认了国际法院2012年国家判决的管辖豁免,根据该判决,"一个国家不因被指控严重违反国际人权法而被剥夺豁免",因此采取了与意大利宪法法院在其著名的2014年第238号判决中所采取的立场相反的立场。本文以现实主义-建构主义的国际法理论为基础,认为第238号判决唯一合理的法律视角是动态视角。然而,宪法委员会基本上没有就它希望在未来促进的现有国际法的预期变化的合理性进行辩论。为了现实地和成功地实现其预期的重大飞跃,意大利的立场应该对国际法以及国际法应在其中发挥作用的世界体系进行更健全的理论分析。
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引用次数: 0
Borrowing to Survive: Investigating the Functioning of the Court of Justice of the EU through Comparative Law 借债求生存:用比较法考察欧盟法院的职能
Pub Date : 2021-10-15 DOI: 10.1163/27725650-01010013
Orlando Scarcello
Leonardo Pierdominici’s ‘The Mimetic Evolution of the Court of Justice of the EU. A Comparative Law Perspective’ is discussed here. I start considering the methodological tenets of the book, which investigates how the Court of Justice borrowed institutional settings from other jurisdictions and bent them to its needs throughout its history. The five substantive chapters of the book are then considered. Each chapter shows the impact of comparative law on one aspect of the functioning of the Court: the available actions, the appointment of judges, the transparency of decisions, the docket control mechanism, and the style of judgments. I end the review by suggesting a few missing topics that the book may have investigated.
Leonardo Pierdominici的《欧盟法院的模仿进化》。这里讨论的是“比较法视角”。我开始考虑这本书的方法论原则,它调查了法院如何从其他司法管辖区借鉴制度设置,并在其整个历史中使其适应自己的需要。然后考虑本书的五个实质性章节。每一章都显示了比较法对法院运作的一个方面的影响:可采取的行动、法官的任命、判决的透明度、摘要控制机制和判决的风格。在这篇评论的最后,我提出了这本书可能已经研究过的几个缺失的主题。
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引用次数: 0
期刊
The Italian Review of International and Comparative Law
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