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Not Whether to Coordinate, But How: Concerns and Mechanism Choice Under a Mandate for Inter-Agency Coordination 不是是否协调,而是如何协调:机构间协调任务下的关切和机制选择
IF 3.2 Q1 Social Sciences Pub Date : 2024-03-28 DOI: 10.1093/ppmgov/gvae003
Anita Milman, Michael Roberts, Amber Walsh, William Blomquist
A critical question in relation to inter-agency coordination is not only whether, but how, to coordinate. This question is particularly salient when agencies are subject to a top-down mandate. While inter-agency coordination can provide multiple benefits, agencies frequently have concerns about the potential risks of coordination. Differing coordination mechanisms may reduce or exacerbate those concerns. Depending on their coordination concerns, agencies will be inclined to favor certain mechanisms over others. Examination of the implementation of California’s Sustainable Groundwater Management Act, which mandates local agency coordination, indicates that coordination mechanism selection is influenced by which combination of concerns agencies hold, with autonomy considerations taking priority over other concerns. These findings suggest opportunities to improve the explanatory power of theories of inter-agency coordination by incorporating potential hierarchies of concerns, their distribution across the multiple agencies tasked with coordinating, and configurational effects. To this end, we propose a contingency theory of agency concerns and coordination mechanism choice under a mandate to coordinate.
机构间协调的一个关键问题不仅是要不要协调,而且是如何协调。当各机构受制于自上而下的授权时,这个问题尤为突出。虽然机构间协调可以带来多种益处,但各机构往往对协调的潜在风险感到担忧。不同的协调机制可能会减少或加剧这些担忧。各机构会根据其对协调的担忧,倾向于采用某些机制而非其他机制。加利福尼亚州的《地下水可持续管理法案》规定地方机构必须进行协调,对该法案实施情况的研究表明,协调机制的选择受机构所持有的关注点组合的影响,自主性考虑因素优先于其他关注点。这些研究结果表明,通过纳入潜在的关注层次、这些关注在负责协调的多个机构之间的分布以及配置效应,有机会提高机构间协调理论的解释力。为此,我们提出了在协调任务下机构关注点和协调机制选择的权变理论。
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引用次数: 0
What Is The Public? A Pragmatic Analysis of a Core Concept in Public Administration 什么是公共?对公共行政核心概念的务实分析
IF 3.2 Q1 Social Sciences Pub Date : 2023-12-01 DOI: 10.1093/ppmgov/gvad011
Travis A. Whetsell
The discipline of public administration has grappled with concepts regarding the public for well over a century. Scholars from public opinion, public choice, and public value(s) have analyzed myriad elements of administration related to the public. Scholars also have applied numerous concepts from philosophical pragmatism to public administration. However, detailed explorations of the fundamental concept of the public remain surprisingly sparse. The public remains eclipsed by administration. In this essay, I analyze the concept of the public focusing on the works of John Dewey. Viewed through this lens, publics emerge when social interaction generates unreglated effects on communities that respond by organizing collective or state action, a process which I refer to as the realization of the pragmatic public. I juxtapose the theory with multiple extant literature on public administration, including public choice, transaction costs, and public value(s). I identify consistencies and inconsistencies to provide a pluralistic yet coherent framework in the hope of revealing points of departure for future theory development. Finally, I reframe and extend the pragmatic public by applying the insights of contemporary scholarship in networks and complexity theory.
一个多世纪以来,公共行政学科一直在努力解决有关公众的概念。来自公共舆论、公共选择和公共价值领域的学者分析了与公众相关的无数行政要素。学者们还将哲学实用主义的许多概念应用于公共管理。然而,关于公众这一基本概念的详细探索却出奇地少。政府仍然使公众黯然失色。本文以杜威的作品为中心,分析了公众的概念。从这个角度来看,当社会互动通过组织集体或国家行动对社区产生不受管制的影响时,公众就出现了,我把这个过程称为实用主义公众的实现。我将这一理论与多种现存的公共管理文献并置,包括公共选择、交易成本和公共价值。我识别一致性和不一致性,以提供一个多元而连贯的框架,希望为未来的理论发展揭示出发点。最后,我通过运用当代学术在网络和复杂性理论中的见解来重新构建和扩展实用主义公众。
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引用次数: 0
The Flawed Foundations of Social Equity in Public Administration: A Racial Contract Theory Critique 公共行政中社会公平的缺陷基础:对种族契约理论的批判
Q1 Social Sciences Pub Date : 2023-11-14 DOI: 10.1093/ppmgov/gvad009
Kim Moloney, Rupert Lewis
Abstract The social equity concept of American public administration traces its roots to the philosophies of John Rawls, John Locke, and Jean-Jacques Rousseau. We suggest such fixed positionalities limit what is knowable about social equity. This is due to their restricted considerations of America’s racialized origins. By introducing Charles Mills’ racial contract theory to the public administration discipline, we suggest that the assumed “social contract” at America’s origins was racialized, was disconnected from its historical actuality, and was born of exploitation. Racialized epistemological foundations alter how the social equity concept is understood. The implications matter for our disciplinary understanding of social equity and its origins.
美国公共行政的社会公平理念可以追溯到罗尔斯、洛克和卢梭的哲学思想。我们认为,这种固定的定位限制了我们对社会公平的认识。这是由于他们对美国种族化起源的考虑有限。通过将查尔斯·米尔斯的种族契约理论引入公共行政学科,我们认为假定的“社会契约”在美国的起源是种族化的,与历史现实脱节,并且产生于剥削。种族化的认识论基础改变了人们对社会公平概念的理解。这对我们对社会公平及其起源的学科理解至关重要。
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引用次数: 1
The Procedural Politicking Tug of War: Law-Versus-Management Disputes in Contexts of Democratic Backsliding 程序性政治拉锯战:民主倒退背景下的法律与管理之争
Q1 Social Sciences Pub Date : 2023-09-13 DOI: 10.1093/ppmgov/gvad008
Gabriela Spanghero Lotta, Iana Alves de Lima, Mariana Costa Silveira, Michelle Fernandez, João Paschoal Pedote, Olívia Landi Corrales Guaranha
Abstract The legitimacy of democracy and civil rights is based upon laws and administrative procedures. The presence of a legal framework and its application by bureaucrats in their daily decisions are prerequisites for the democratic rule of law. This explains why, in contexts of democratic backsliding, legal frameworks are under attack. Scholars observed the role of public administration in processes of democratic backsliding, but there is still a gap in understanding the disputes around the legal framework. Here, we analyze the conflicts between politicians and bureaucrats around the legal framework in a context of democratic backsliding. Analyzing the case of Brazil under Bolsonaro’s Government, we draw on 164 interviews with bureaucrats to understand how both bureaucrats and politicians dispute the legitimacy, uses, and interpretations of the legal framework to attack or protect democratic institutions and civil rights. On one side, bureaucrats defend themselves and their legitimacy through existing rules and procedures. On the other side, politicians change or reinterpret the rules to fragilize bureaucrats’ decisions. In this process, both politicians and bureaucrats learn how to improve their strategies around the uses of legal frameworks. These findings contribute to understanding how the dynamics around the legal framework explain processes of democratic backsliding.
民主和公民权利的合法性建立在法律和行政程序的基础之上。法律框架的存在及其在官僚日常决策中的应用是民主法治的先决条件。这就解释了为什么在民主倒退的背景下,法律框架受到攻击。学者们观察到公共行政在民主倒退过程中的作用,但在理解围绕法律框架的争议方面仍然存在差距。在这里,我们分析了在民主倒退的背景下,政治家和官僚之间围绕法律框架的冲突。通过对博尔索纳罗政府领导下的巴西进行分析,我们对164名官僚进行了采访,以了解官僚和政客如何对法律框架的合法性、使用和解释提出质疑,以攻击或保护民主制度和公民权利。一方面,官僚们通过现有的规则和程序来捍卫自己和自己的合法性。另一方面,政客们改变或重新解释规则,使官僚们的决定变得脆弱。在这个过程中,政治家和官僚都学会了如何围绕法律框架的使用来改进他们的策略。这些发现有助于理解围绕法律框架的动态如何解释民主倒退的过程。
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引用次数: 0
Producing Agreements and Innovations in Collaborative Governance 协同治理中的协议生成与创新
IF 3.2 Q1 Social Sciences Pub Date : 2023-07-31 DOI: 10.1093/ppmgov/gvad006
Stephen B Page, Craig W. Thomas, Michael A. Kern, Amanda Murphy, Chris Page
Collaborative governance initiatives often seek innovative solutions to longstanding policy dilemmas, as well as agreements on those solutions among longtime political adversaries. Producing both innovations and agreements in combination is difficult: the diversity among collaborators that enable innovations can complicate their attempts to reach agreements, while unifying factors that support agreements may diminish the prospects for innovation. This article introduces three phases of collaborative agreement and pinpoints drivers of agreements on collaborative innovations. We analyze how each driver connects to the cross-pressure between unity and diversity in collaborative governance and generate propositions that relate each driver to the production of different phases of agreements. Our propositions indicate that collaborators seeking agreements on innovations must strike a balance between factors that support innovations (but may hinder agreements) and factors that support agreements (but may hinder innovations). We recommend ways practitioners can foster and sustain that balance by varying rules governing collaborative participation, information discovery, deliberation, and decisions. We conclude by proposing new research using our conceptual refinements to study whether specific conditions surrounding collaboration are associated with the achievement of different phases of agreement on collaborative innovations.
协作治理计划经常为长期的政策困境寻求创新的解决方案,并在长期的政治对手之间就这些解决方案达成协议。同时产生创新和协议是困难的:促成创新的合作者之间的多样性会使他们达成协议的努力复杂化,而支持协议的统一因素可能会削弱创新的前景。本文介绍了协同创新协议的三个阶段,指出了协同创新协议的驱动因素。我们分析了每个驱动因素是如何与协作治理中统一和多样性之间的交叉压力联系起来的,并提出了将每个驱动因素与协议的不同阶段的产生联系起来的命题。我们的命题表明,寻求创新协议的合作者必须在支持创新(但可能阻碍协议)和支持协议(但可能阻碍创新)的因素之间取得平衡。我们推荐从业人员可以通过管理协作参与、信息发现、审议和决策的不同规则来促进和维持这种平衡的方法。最后,我们提出了一项新的研究,利用我们的概念改进来研究围绕合作的特定条件是否与达成合作创新协议的不同阶段有关。
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引用次数: 0
Political Transactions, the Social Contract, and Administrative Power 政治交易、社会契约与行政权力
IF 3.2 Q1 Social Sciences Pub Date : 2023-07-28 DOI: 10.1093/ppmgov/gvad007
Adam Eckerd
Although power has frequently been noted as a key to understanding administration, the concept of administrative power has remained ill-defined. In this essay I offer a definition of administrative power based on the social contract, arguing that administrative power is the transactional granting of power by the people in exchange for services and a reduction in uncertainty that agencies provide. I elaborate on the role of communication and persuasion in garnering administrative power and conclude by offering arguments, based on both risk communication and political spin, for how agencies acquire and maintain administrative power in the 21st Century.
虽然权力经常被认为是理解行政的关键,但行政权力的概念仍然不明确。在本文中,我提出了一个基于社会契约的行政权力定义,认为行政权力是人民以换取服务和减少机构提供的不确定性的交易授予权力。我详细阐述了沟通和说服在获得行政权力中的作用,并以风险沟通和政治旋转为基础,为21世纪的机构如何获得和维持行政权力提供了论据。
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引用次数: 0
Making Sense of Open Government: A Conceptual Framework and Ideas for Future Research 理解开放政府:一个概念框架和未来研究思路
IF 3.2 Q1 Social Sciences Pub Date : 2023-07-20 DOI: 10.1093/ppmgov/gvad005
José Ramón Gil-García, Mila Gascó-Hernández, T. Pardo
In the last decade, open government has been considered a powerful tool for administrative reform and governance transformation, particularly through transparency improvements and citizen engagement strategies. Although extensive research has been conducted on open government during this period, most studies highlight its links to information access and transparency and do not explicitly analyze other components related to citizen engagement, such as participation and collaboration with the public or the role of information technologies as an important enabler of open government. Similarly, studies focused on open government have failed to clearly identify and explain several of its potential results, such as improved government performance, greater accountability, and enhanced legitimacy and trust in government—all themes studied in Public Administration for decades. The streams of research on open government’s components and results have generally developed in isolation from one another, each considering a limited number of variables, with relatively few attempts to systematically connect them. As an effort to begin addressing this gap, this article proposes an open government framework that integrates multiple concepts related to open government and categorizes them as either constitutive components or potential results. The article also suggests a few propositions that illustrate how the framework could be used to envision future studies.
在过去十年中,开放政府被认为是行政改革和治理转型的有力工具,特别是通过提高透明度和公民参与战略。虽然在此期间对开放政府进行了广泛的研究,但大多数研究都强调了它与信息获取和透明度的联系,而没有明确分析与公民参与相关的其他组成部分,例如与公众的参与和合作,或者信息技术作为开放政府的重要推动者的作用。同样,关注开放政府的研究也未能清楚地识别和解释它的一些潜在结果,比如改善政府绩效、加强问责制、增强政府的合法性和信任——这些都是公共行政学研究了几十年的主题。关于开放政府的组成部分和结果的研究流通常是彼此孤立地发展起来的,每一种研究都只考虑有限数量的变量,相对而言,很少有人试图系统地将它们联系起来。为了解决这一差距,本文提出了一个开放政府框架,该框架整合了与开放政府相关的多个概念,并将它们分类为构成部分或潜在结果。文章还提出了一些建议,说明如何使用该框架来设想未来的研究。
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引用次数: 0
Network Interventions: Applying Network Science for Pragmatic Action in Public Administration and Policy 网络干预:将网络科学应用于公共行政和政策的务实行动
IF 3.2 Q1 Social Sciences Pub Date : 2023-06-28 DOI: 10.1093/ppmgov/gvad003
Michael D. Siciliano, Travis A. Whetsell
Public management and policy scholars have engaged in extensive development of theory and empirical study of networks and collaborative systems of governance. This scholarship has focused on understanding the mechanisms of network formation and the implications of network properties on individual and collective outcomes. Despite rich descriptive work and inferential analyses, little work has attempted to intervene in these systems. In this article, we develop the foundation for a new body of research in our field focused on network interventions. Network interventions are defined as the purposeful use of network data to identify strategies for accelerating behavior change, improving performance, and producing desirable outcomes (Valente, 2012). We extend network intervention strategies from the field of public health to public sector interorganizational and governance networks. Public sector actors have an interest in network interventions based on the fundamental pursuit of efficiency, effectiveness, and equity. Network interventions can increase the uptake of an organizational change among employees, improve the performance of a governance system, or promote the spread of a successful policy across jurisdictions. We provide scholars and practitioners with a useful way to conceptualize where, why, and how network interventions might be deployed in the pursuit of public value.
公共管理和政策学者对治理网络和协作系统进行了广泛的理论和实证研究。这一奖学金的重点是理解网络形成的机制以及网络属性对个人和集体结果的影响。尽管有丰富的描述性工作和推理分析,很少有工作试图干预这些系统。在这篇文章中,我们发展了一个新的研究机构的基础,在我们的领域专注于网络干预。网络干预被定义为有目的地使用网络数据来确定加速行为改变、提高绩效和产生理想结果的策略(Valente, 2012)。我们将网络干预战略从公共卫生领域扩展到公共部门组织间和治理网络。基于对效率、有效性和公平性的基本追求,公共部门行为者对网络干预感兴趣。网络干预可以增加员工对组织变革的接受程度,改善治理系统的绩效,或促进成功政策在司法管辖区之间的传播。我们为学者和实践者提供了一种有用的方法来概念化网络干预在追求公共价值的过程中可能在哪里、为什么以及如何部署。
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引用次数: 0
Is Ambiguity Good or Bad for Democratic Governance? 模糊对民主治理是好是坏?
IF 3.2 Q1 Social Sciences Pub Date : 2023-06-28 DOI: 10.1093/ppmgov/gvad004
Luke Fowler
Ambiguity is often a double-edged sword that provides opportunity to further a democratic agenda in the face of institutional barriers, but with that comes a more complicated and unclear causal pathway that connects citizens to decisions that impact public goods and services. Does ambiguity enhance or hinder the ability of public servants to represent the wants and needs of citizens during the course of designing, developing, and implementing public service programs? The authors examine this at the institutional, organizational, and individual levels to understand its cascading impacts across the complex pathways that connect citizens to the sources of power and decision-making in democratic societies. Conclusions indicate that there are both normative and practical trade-offs created by ambiguity at each level, and the question of whether ambiguity enhances or hinders democratic governance comes down to how representation is balanced against coherence and consistency.
模糊性往往是一把双刃剑,它为在制度障碍面前推进民主议程提供了机会,但随之而来的是一条更复杂、更不明确的因果路径,将公民与影响公共产品和服务的决策联系起来。在设计、发展和实施公共服务项目的过程中,模糊性是增强还是阻碍了公务员代表公民需求的能力?作者从制度、组织和个人层面考察了这一点,以了解它在民主社会中连接公民与权力和决策来源的复杂途径中的级联影响。结论表明,在每个层面上,模糊性都产生了规范和实际的权衡,而模糊性是加强还是阻碍民主治理的问题归结为如何平衡代表性与连贯性和一致性。
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引用次数: 0
Relational Mechanisms to Explain Collective Performance Data Use 解释集体绩效数据使用的关系机制
IF 3.2 Q1 Social Sciences Pub Date : 2023-05-04 DOI: 10.1093/ppmgov/gvad002
Alexander Kroll
Performance management theory has been largely organizational with a focus on the decision maker, operating within the public-sector hierarchy. But such an understanding misses most contexts that are more horizontal and fall somewhere between intra-organizational team structures and inter-organizational collaborations. To address this gap, this article puts forward the concept of collective performance data use; a group-level construct defined through the lateral, voluntary, and reciprocal negotiations among partners. Drawing on related literatures, it develops a theoretical framework to explain collective data use based on three relational mechanisms (system sensemaking, deliberation routines, and dissent-conflict balancing) and a set of mechanism-activating antecedents, out of which four are featured in greater detail: connectedness, power imbalance, expertise configurations, and distributed leadership. The article argues we need to update extant performance management theory using a relational perspective if we want to better understand the social side of performance practices and related behaviors.
绩效管理理论在很大程度上是组织化的,关注决策者,在公共部门的等级制度中运作。但是这种理解忽略了大多数横向的上下文,并且落在组织内部团队结构和组织间协作之间。为了解决这一差距,本文提出了集体绩效数据使用的概念;通过合作伙伴之间的横向、自愿和互惠谈判确定的群体层次结构。借鉴相关文献,本文建立了一个理论框架来解释基于三种关系机制(系统意义生成、审议程序和异议冲突平衡)和一组机制激活前因的集体数据使用,其中更详细地描述了四种机制:连通性、权力不平衡、专业知识配置和分布式领导。本文认为,如果我们想更好地理解绩效实践和相关行为的社会方面,我们需要用关系的视角更新现有的绩效管理理论。
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引用次数: 0
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Perspectives on Public Management and Governance
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