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Strategy, Structure, and the Administration of Complex Geographies 战略、结构和复杂地域的管理
IF 3.2 Q2 PUBLIC ADMINISTRATION Pub Date : 2020-12-08 DOI: 10.1093/ppmgov/gvaa013
Andrew B. Whitford
All countries with complex geographies must extend national power to local areas. Field administration is a primitive in government: it is inevitable in modern national governments, but its variety and impact is rarely discussed in modern public administration. Building on the work of James Fesler and formal results on agenda-setting in organizations, this article demonstrates dilemmas in the use of historically important, widespread mechanisms for designing the field operations of national governments. The experiences of different nation-states provide context for these dilemmas. How governments address these dilemmas shapes policy implementation and the performance of national governments.
所有地理位置复杂的国家都必须将国家权力延伸到局部地区。田野行政是政府的一种原始形式:它在现代国家政府中是不可避免的,但在现代公共行政中却很少讨论它的种类和影响。本文以James Fesler的工作和组织中议程设置的正式结果为基础,展示了在使用历史上重要的、广泛的机制来设计国家政府的实地行动时所面临的困境。不同民族国家的经历为这些困境提供了背景。政府如何解决这些困境决定了政策的实施和国家政府的绩效。
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引用次数: 2
“Hostages to Compliance”: Towards a Reasonableness Test for Administrative Burdens “服从的人质”:行政负担的合理性检验
IF 3.2 Q2 PUBLIC ADMINISTRATION Pub Date : 2020-12-08 DOI: 10.1093/ppmgov/gvaa010
M. Doughty, Karen J. Baehler
Administrative burden on its most basic level refers to “an individual’s experience of policy implementation as onerous”. The concept of administrative burdens raises complex questions of both theory and practice for public administrators and scholars. Ambitious agendas have been laid out for investigating the origins, mechanisms, and impacts of administrative burdens, and for building practical knowledge about how to minimize administrative burdens without sacrificing program effectiveness and efficiency. Those same authors, and others, have advanced the concept theoretically as well. This article builds on those efforts to address a normative question at the concept’s core—namely, the question of what makes an administrative burden acceptable or excessive, reasonable or unreasonable. Our inquiry begins with the recognition that administrative burdens sometimes perform important functions and principles and methods are needed for determining when a specific type or degree of burden crosses the threshold from reasonableness to unreasonableness. Toward that end, we propose a five-part test, similar to those employed by the Supreme Court, for bureaucrats to use when assessing the justifications for bureaucratic procedures and requirements that involve administrative burden.
行政负担在最基本的层面上是指“个人对政策执行的体验是繁重的”。行政负担的概念给公共行政人员和学者提出了复杂的理论和实践问题。已经制定了雄心勃勃的议程,以调查行政负担的起源、机制和影响,并建立关于如何在不牺牲项目有效性和效率的情况下最小化行政负担的实用知识。这些作者和其他人也从理论上提出了这个概念。本文建立在这些努力的基础上,以解决这个概念核心的一个规范性问题,即什么使行政负担可以接受或过度、合理或不合理的问题。我们的调查首先承认,行政负担有时发挥着重要的作用,需要原则和方法来确定某种特定类型或程度的负担何时越过从合理到不合理的界限。为此,我们提出了一个类似于最高法院所采用的五部分测试,供官僚们在评估涉及行政负担的官僚程序和要求的理由时使用。
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引用次数: 9
Corrigendum to: Conceptual Bases of Employee Accountability: A Psychological Approach 《员工问责制的概念基础:一种心理学方法》的更正
IF 3.2 Q2 PUBLIC ADMINISTRATION Pub Date : 2020-12-08 DOI: 10.1093/ppmgov/gvaa014
Yousueng Han, J. Perry
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引用次数: 1
Correction to: A Place at the Table: Organization Theory and Public Management 更正:《就座:组织理论与公共管理》
IF 3.2 Q2 PUBLIC ADMINISTRATION Pub Date : 2020-12-08 DOI: 10.1093/ppmgov/gvaa012
Andrew B. Whitford, H. Milward, J. Galaskiewicz, A. Khademian
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引用次数: 0
Bringing the Law Back In: The Law-Government Nexus in an Era of Network Governance 法律回归:网络治理时代的法律与政府关系
IF 3.2 Q2 PUBLIC ADMINISTRATION Pub Date : 2020-11-09 DOI: 10.1093/ppmgov/gvaa022
S. Zouridis, Vera Leijtens
Recently, scholars have claimed that public management theory has too much ignored law. Consequently, the under-legalized conception of public management has produced a flawed understanding of public management theory as well as public management practices, threatening public institutions’ legitimacy. In this article, we argue that law never left public management theory. Rather, the link between government and law has been redefined twice. We refer to the assumptions that constitute this link as the law-government nexus. This nexus changed from lawfulness in a public administration paradigm, to legal instrumentalism in a (new) public management paradigm, and to a networked concept in the public governance (PG) paradigm. In order to prevent a faulty over-legalized conception of public management, bringing the law back in should be built on lessons from the past. This article elaborates on three strategies to reconnect law and public management. We map the strengths and weaknesses of each law-government nexus and illustrate these with the case of the Dutch tax agency. In our strategies that aim to reconceptualize the current law-government nexus, we incorporate the benefits of each paradigm for public management theory. The revised law-governance nexus enables the PG paradigm to correspond to contemporary issues without encountering old pathologies.
最近,学者们认为公共管理理论过于忽视法律。因此,缺乏法制化的公共管理概念造成了对公共管理理论和公共管理实践的错误理解,威胁到公共机构的合法性。在本文中,我们认为法律从未离开过公共管理理论。相反,政府与法律之间的联系已经被重新定义了两次。我们把构成这种联系的假设称为法律-政府关系。这种联系从公共行政范式中的合法性,到(新)公共管理范式中的法律工具主义,再到公共治理(PG)范式中的网络化概念。为了防止公共管理概念出现错误的过度合法化,应该在吸取过去的教训的基础上重新引入法律。本文阐述了法律与公共管理重新衔接的三种策略。我们绘制了每个法律-政府关系的优势和劣势,并以荷兰税务机构的案例来说明这些。在我们旨在重新定义当前法律-政府关系的策略中,我们结合了公共管理理论中每种范式的优点。修订后的法律-治理关系使PG范式能够与当代问题相对应,而不会遇到旧的病态。
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引用次数: 0
Judge-Made Lore: Public Management and Public Authority 法官创造的爱:公共管理与公共权威
IF 3.2 Q2 PUBLIC ADMINISTRATION Pub Date : 2020-11-07 DOI: 10.1093/ppmgov/gvaa021
M. Prebble
Law is a fundamental aspect of public management, but many public management scholars and jurists view each other with mutual incomprehension. The misunderstanding stems in part from incompatible concepts about the nature of government and the nature of people. By combining a legal perspective on the nature of government with a managerial perspective on the nature of people, this article produces law-based management principles that are relevant in any common law country. Officials’ actions could be improved by observing three simple rules of thumb: every action needs legal authority; every decision needs relevant facts; and every person may make a case. These principles are not law, but they are derived from court judgments: they are judge-made lore. A central aspect of judge-made lore is the importance and implications of the use of public authority.
法律是公共管理的一个基本方面,但许多公共管理学者和法学家相互不理解。这种误解部分源于对政府本质和人的本质的不相容的概念。通过将政府本质的法律视角与人本质的管理视角相结合,本文提出了适用于任何普通法国家的基于法律的管理原则。通过遵守三条简单的经验法则,可以改善官员的行为:每项行动都需要法律授权;每个决定都需要相关的事实;每个人都有自己的理由。这些原则不是法律,但它们来自法院的判决:它们是法官制定的爱。法官裁决的一个核心方面是使用公共权力的重要性和影响。
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引用次数: 1
Public Management’s Problems are Legal Problems: How Law Contributes to Inequity in Contemporary Governance 公共管理的问题是法律问题:法律如何导致当代治理中的不公平
IF 3.2 Q2 PUBLIC ADMINISTRATION Pub Date : 2020-10-21 DOI: 10.1093/ppmgov/gvaa020
Ben Merriman
Over the latter half of the twentieth century, legal changes obliged public organizations in the United States to alter and standardize their procedures to provide due process and promote equal protection. Integration of administration into the constitutional order produced two remarkable changes. First, the everyday work of administration uses forms and vocabularies resembling those of law and the court system. Second, adoption of legally mandated due process protections catalyzed a broader values reorientation, yielding practices that promote social equity and public participation. However, as administrative practice became more law-like, partisans and organized interests made new use of legal tactics to bend administrative decision-making toward their own ends. Common patterns of unequal outcomes in the American legal system thus arise, in similar forms, in administrative settings. Law’s problems have thereby become governance problems. This article elucidates these past and current patterns by reading law and society literature alongside that of public administration and public management. In doing so, it shows that these two fields have long developed in parallel and have much to contribute to each other. This article underscores the importance of mutual learning and understanding between the fields of law and society and public administration and management.
在20世纪后半叶,法律的变化迫使美国的公共组织改变和规范其程序,以提供正当程序和促进平等保护。行政与宪法秩序的融合产生了两个显著的变化。首先,日常行政工作使用的形式和词汇与法律和法院系统的形式和词汇相似。其次,采用法律规定的正当程序保护促进了更广泛的价值观重新定位,产生了促进社会公平和公众参与的做法。然而,随着行政实践变得更加法制化,党派和有组织的利益集团利用新的法律策略来扭曲行政决策以达到自己的目的。因此,美国法律体系中不平等结果的常见模式以类似的形式出现在行政环境中。法律的问题因此变成了治理的问题。本文通过阅读法律和社会文献以及公共行政和公共管理文献来阐明这些过去和现在的模式。在这样做的过程中,它表明这两个领域长期以来是并行发展的,并且彼此有很多贡献。这篇文章强调了法律和社会领域以及公共行政和管理领域之间相互学习和理解的重要性。
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引用次数: 3
Swiss Public Administration 瑞士公共行政
IF 3.2 Q2 PUBLIC ADMINISTRATION Pub Date : 2020-10-12 DOI: 10.1007/978-3-319-92381-9
A. Ladner, N. Soguel, Yves Emery, S. Weerts, Stéphane Nahrath
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引用次数: 4
Understanding Heterogeneous Effects of Performance Management: An Application of Kroll’s Contingency Approach to Educational Accountability 理解绩效管理的异质性效应:Kroll的权变方法在教育问责制中的应用
IF 3.2 Q2 PUBLIC ADMINISTRATION Pub Date : 2020-10-10 DOI: 10.1093/ppmgov/gvaa019
Philip Gigliotti
Performance Management (PM) systems are intended to inform managerial decision-making, driving performance improvements through managerial reforms. Despite the prevalence of these systems, they were implemented with little evidence of the assumed relationship between PM and organizational performance. Since 2010, a literature on this relationship has developed, but it is heterogeneous and inconclusive. This review develops a theoretical framework of heterogeneous PM effects adapted from Kroll (2015, Public Performance & Management Review, 39, 7–32) and assesses it for consistency with empirical evidence from three cases of educational accountability reforms. This framework assumes that effects of PM systems are driven by the effectiveness of an organization’s managerial response, which is determined by adopting one of three strategies: prospecting, reacting, or gaming. The cases demonstrate that organizational strategy, as inferred from managerial response, predicts performance under accountability. This raises questions about how to predict managerial response, suggesting that managerial autonomy plays an important role.
绩效管理(PM)系统旨在为管理决策提供信息,通过管理改革推动绩效改进。尽管这些系统很流行,但它们在实施时很少有证据表明项目管理与组织绩效之间存在假定的关系。自2010年以来,关于这种关系的文献有所发展,但它是异质的和不确定的。本文采用Kroll (2015, Public Performance & Management review, 39, 7-32)的理论框架构建了异质性项目管理效应,并对其与三个教育问责制改革案例的经验证据进行了一致性评估。该框架假设项目管理系统的效果是由组织管理响应的有效性驱动的,这是由采用以下三种策略之一决定的:勘探、反应或博弈。这些案例表明,从管理反应中推断出的组织战略预测了问责制下的绩效。这就提出了如何预测管理反应的问题,这表明管理自主权起着重要作用。
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引用次数: 3
Path Dependence and the Roots of Interorganizational Relationship Challenges 路径依赖与组织间关系挑战的根源
IF 3.2 Q2 PUBLIC ADMINISTRATION Pub Date : 2020-09-04 DOI: 10.1093/ppmgov/gvaa016
Donna Sedgwick, Laura S. Jensen
Governance today often requires concerted action by multiple organizations operating within and across sectors. Although scholars fruitfully have assayed many factors that facilitate or constrain interorganizational collaboration, the extant literature largely ignores the ways in which historical patterns of policy and organizational development may figure in present-day obstacles to collaboration. This is unfortunate, for such obstacles may result from path dependence and, thus, be particularly ingrained and resistant to change. In this article, we detail recent advances in path dependency theory, then illustrate our argument with a case study of path-dependent barriers to collaboration between two public programs pressed to work together after decades of deliberately separate operation. The case confirms the utility of new theoretical developments, yet also suggests necessary clarifications and refinements. Though aspects of path dependence theory should be reexamined, we argue that it is ripe for use by scholars of public management concerned with barriers to collaboration and other contemporary governance challenges.
今天的治理通常需要在部门内部和跨部门运作的多个组织协调一致的行动。尽管学者们卓有成效地分析了促进或限制组织间合作的许多因素,但现有文献在很大程度上忽略了政策和组织发展的历史模式可能成为当今合作障碍的方式。这是不幸的,因为这些障碍可能是由路径依赖造成的,因此,特别根深蒂固,难以改变。在本文中,我们详细介绍了路径依赖理论的最新进展,然后通过一个案例研究来说明我们的论点,该案例研究了两个公共项目在经过数十年的刻意分离运作后,被迫合作的路径依赖障碍。这个案例证实了新理论发展的实用性,但也提出了必要的澄清和改进。虽然路径依赖理论的各个方面需要重新审视,但我们认为,它已经成熟,可以被关注合作障碍和其他当代治理挑战的公共管理学者使用。
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引用次数: 6
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Perspectives on Public Management and Governance
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