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Fiduciary Principles in Employment Law 就业法中的信义原则
Pub Date : 2018-04-30 DOI: 10.1093/OXFORDHB/9780190634100.013.13
Aditi Bagchi
Employees are agents of their employers, and in some cases, are in a position to undermine the interests of their employers in ways that the employers cannot fully anticipate or contractually protect themselves against. While most jurisdictions historically treated all employees as fiduciaries of their employers, by now only a minority of jurisdictions regards all employees as fiduciaries. Most states treat only high-level employees of “trust and confidence” as fiduciaries, while other employees owe a lesser duty of loyalty. Some scholars have made arguments in support of recognizing employers as fiduciaries to employees, but as yet, employers owe neither fiduciary duties nor any lesser duty of loyalty to employees. Only employer-related entities such as pension funds and employee stock option programs owe fiduciary duties to employees under the Employee Retirement Income Security Act (ERISA). The doctrinal status and conceptual basis for the fiduciary duties of employees are discussed in Section I. Section II addresses fiduciary duties under ERISA. Section III touches on potential fiduciary duties of employers.
雇员是雇主的代理人,在某些情况下,他们处于损害雇主利益的地位,而雇主无法完全预料到这一点,也无法在合同中保护自己免受损害。虽然大多数司法管辖区历来将所有员工视为其雇主的受托人,但现在只有少数司法管辖区将所有员工视为受托人。大多数州只将“信任和信心”的高级雇员视为受托人,而其他雇员则负有较少的忠诚义务。一些学者提出了支持承认雇主是雇员的受托人的论点,但到目前为止,雇主既不负有受托义务,也不负有更少的对雇员的忠诚义务。根据《雇员退休收入保障法》(ERISA),只有与雇主相关的实体,如养老基金和雇员股票期权计划,才对雇员负有受托责任。第一节讨论了雇员信义义务的理论地位和概念基础。第二节讨论了ERISA下的信义义务。第三节涉及雇主潜在的受托责任。
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引用次数: 0
Regulatory of the Teleworking Activities in Romania 罗马尼亚远程工作活动的管理
Pub Date : 2018-04-06 DOI: 10.2139/SSRN.3157517
D. Țop
Recently, in Romania, a regulation concerning teleworking activity was adopted that was modeled after Japan's legislation, although similar regulations existed in some EU member states. Previously, there is no teleworking regulation in the Romanian labour law, but it is considered to be a form of recent work, characterized by the fact that the employee is working regularly outside the employer's premises, using the information technologies linked to the employer's computer network. At the European level on 16 July 2002, however, between U.I.C.E. - on behalf of the employer - and U.E.A.P.M.E, C.E.E.R and C.E.S. - from the professional organizations of the employees - the framework agreement on telework. Application of the Law on teleworking will confirm whether its provisions are more or less met by the expectations of employers and employees interested in such a flexible form of work organization.
最近,罗马尼亚效仿日本立法,通过了一项关于远程工作活动的规定,尽管一些欧盟成员国也存在类似的规定。以前,罗马尼亚劳动法中没有关于远程工作的规定,但它被认为是一种最近的工作形式,其特点是雇员经常在雇主的房地外工作,使用与雇主的计算机网络相连的信息技术。然而,在2002年7月16日,在欧洲层面,代表雇主的U.I.C.E.与代表雇员的专业组织U.E.A.P.M.E、C.E.E.R和C.E.S.之间达成了远程工作框架协议。《远程工作法》的适用将确认其规定是否或多或少符合对这种灵活的工作组织形式感兴趣的雇主和雇员的期望。
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引用次数: 0
‘Wage’, ‘Salary’ and ‘Remuneration’: A Genealogical Exploration of Juridical Terms and Their Significance for the Employer's Power to Make Deductions from Wages “工资”、“薪金”和“报酬”:法律术语的系谱探索及其对雇主扣减工资权力的意义
Pub Date : 2018-03-14 DOI: 10.17863/CAM.23630
Zoe Adams
The Supreme Court in Hartley v King Edwards VI College (2017) has confirmed that an employee who refuses to work in accordance with his contract forfeits his right to be paid for the duration of the breach. The decision extends to professional employees paid a periodic salary the principle established in Miles v Wakefield MDC (1987). The present article sheds new light on these decisions by situating them within a broader debate concerning the function of the wage and the proper relationship between work and payment. Drawing on insights from economic theory, and engaging in a genealogical analysis of legal concepts, the article shows how this debate has, over time, conditioned the use of concepts such as the 'wage', 'the salary' and 'remuneration' in legislation and case law concerning deductions. It shows that the legal concept of the 'wage' is closely related to the economic idea of the wage as the price of a commodity, while the legal concepts of 'salary' and 'remuneration' are more closely analogous to the economic idea of the wage as the cost of subsistence. The courts' tendency to confuse these concepts, and to analyse the employer's power to deduct as a right to withhold wages for non-performance of the contract, tells us much about the implicit assumptions underpinning cases such as Miles and Hartley, and how they have shaped the path of the law.
在“哈特利诉爱德华六世国王学院”(2017年)一案中,最高法院确认,拒绝按照合同工作的员工将丧失在违约期间获得报酬的权利。该决定将迈尔斯诉韦克菲尔德MDC(1987)案确立的定期支付工资原则扩展到专业员工。本文通过将这些决定置于关于工资的功能和工作与报酬之间的适当关系的更广泛的辩论中,为这些决定提供了新的视角。本文借鉴了经济理论的见解,并对法律概念进行了系谱分析,展示了这场辩论如何随着时间的推移,在有关扣除的立法和判例法中限制了“工资”、“工资”和“报酬”等概念的使用。它表明,“工资”的法律概念与工资作为商品价格的经济观念密切相关,而“工资”和“报酬”的法律概念更接近于工资作为生存成本的经济观念。法院倾向于混淆这些概念,并分析雇主因不履行合同而扣留工资的权力,这让我们了解了迈尔斯和哈特利等案件背后隐含的假设,以及它们如何塑造了法律的道路。
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引用次数: 3
Is New Code Section 199A Really Going to Turn Us All into Independent Contractors? 新法规第199A条真的会把我们都变成独立的承包商吗?
Pub Date : 2018-01-12 DOI: 10.2139/SSRN.3101180
Shu-Yi Oei, Diane M. Ring
There has been a lot of interest lately in new IRC Section 199A, the new qualified business income (QBI) deduction that grants passthroughs, including qualifying workers who are independent contractors (and not employees), a deduction equal to 20% of a specially calculated base amount of income. One of the important themes that has arisen is its effect on work and labor markets, and the notion that the new deduction creates an incentive for businesses to shift to independent contractor classification. A question that has been percolating in the press, blogs, and on social media is whether new Section 199A is going to create a big shift in the workplace and cause many workers to be reclassified as independent contractors. Is this really going to happen? How large an effect will tax have on labor markets and arrangements? We think that predicting and assessing the impact of this new provision is a rather nuanced and complicated question. There is an intersection of incentives, disincentives and risks in play among various actors and across different legal fields, not just tax. Here, we provide an initial roadmap for approaching this analysis. We do so drawing on academic work we have done over the past few years on worker classification in tax and other legal fields. For an updated and expanded analysis of these issues, see Oei & Ring, "Tax Law's Workplace Shift," forthcoming, Boston University Law Review (2020), https://ssrn.com/abstract=3285591.
最近有很多人对新的IRC第199A条很感兴趣,新的合格企业收入(QBI)扣除额允许通过,包括独立承包商(而不是雇员)的合格工人,扣除额等于特别计算的基本收入的20%。已经出现的一个重要主题是它对工作和劳动力市场的影响,以及新的扣除激励企业转向独立承包商分类的概念。在媒体、博客和社交媒体上流传的一个问题是,新的199A条款是否会在工作场所产生重大变化,并导致许多工人被重新归类为独立承包商。这真的会发生吗?税收对劳动力市场和安排的影响有多大?我们认为,预测和评估这项新规定的影响是一个相当微妙和复杂的问题。在不同的行为者和不同的法律领域(不仅仅是税收)之间,存在着激励、抑制和风险的交集。在这里,我们提供了进行此分析的初步路线图。我们这样做是借鉴了过去几年在税收和其他法律领域的工人分类方面所做的学术工作。有关这些问题的更新和扩展分析,请参阅Oei和Ring,“税法的工作场所转移”,即将出版,波士顿大学法律评论(2020),https://ssrn.com/abstract=3285591。
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引用次数: 4
Are Uber and Transportation Network Companies the Future of Transportation (Law) and Employment (Law)? 优步和交通网络公司是交通(法律)和就业(法律)的未来吗?
Pub Date : 2017-10-03 DOI: 10.37419/LR.V4.I2.1
Miriam A. Cherry
Transportation network companies (“TNCs”) such as Uber and Lyft manage ridesharing platforms that have increased efficiency and convenience for many passengers. These platforms, however, have also opened the door to many legal and regulatory issues pertaining to their business practices, employment structures, and transportation law and policy. This article provides a perspective on the economic, social, technical, and political aspects of TNCs in two steps, focusing on transportation and employment. First, it examines the future of TNCs in transportation, noting that TNCs could do more in terms of environmentalism to live up to the promise of the “sharing” economy. Second, the article analyzes the interaction of TNCs with labor and employment law. It proposes development of basic protections from the negative side of the TNCs management model, i.e. precarious labor and automatic management through algorithmic surveillance.
Uber和Lyft等交通网络公司管理的拼车平台为许多乘客提高了效率和便利性。然而,这些平台也为许多与商业实践、就业结构、运输法律和政策相关的法律和监管问题打开了大门。本文分两步介绍了跨国公司的经济、社会、技术和政治方面,重点是运输和就业。首先,它考察了跨国公司在交通运输领域的未来,指出跨国公司可以在环保方面做得更多,以实现“共享”经济的承诺。其次,文章分析了跨国公司与劳动就业法的互动关系。它建议从跨国公司管理模式的消极方面,即不稳定的劳动和通过算法监督的自动管理,制定基本保护措施。
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引用次数: 1
Employment Law and Intellectual Property Law: Attempts to Resolve Issues at the Points of Convergence 就业法与知识产权法:试图解决趋同点上的问题
Pub Date : 2017-07-17 DOI: 10.4337/9781785366420
Ann Monotti
This chapter introduces a collection of published articles and book chapters from a range of jurisdictions in the area of employment law and intellectual property law. The chapter explains that the collection adopts a thematic approach through the lens of varied perspectives: contextual, historical and theoretical. The overall contextual perspective is that of intellectual property rights in both public (government and universities) and private sector employment. A separate section is dedicated to historical perspectives on ownership of employee inventions to reflect the extent of classic scholarship on this topic. However, historical perspectives also appear more broadly within each theme, especially where they present and analyse the legal, theoretical and practical issues that necessitated and catalysed change. Although there is extensive theoretical scholarship that examines justifications for each of the different forms of intellectual property, the research uncovered limited theoretical analysis of the legal principles that apply at the union of employment law and intellectual property law. Nevertheless, a collection of this kind is incomplete without some theoretical reflections. This collection is enriched by the contributions of both employment law and intellectual property law scholars. The authors’ principal discipline has a direct impact on the selection of issues, the point from which they commence their analysis, the perspective they take and the themes that interest them. In broad terms, an intellectual property scholar might frame the questions and conduct the analysis from the perspective of the creation of intellectual property rights during employment with particular attention to patents, confidential information and to duties of employment. What balance of rights between employer and employee will most effectively and efficiently create incentives for production of knowledge that has the relevant attributes for protection? An employment law scholar, on the other hand, might frame the questions from the perspective of safeguarding the employee’s ability to continue to use her skills and knowledge after leaving employment to work elsewhere. Their focus may not be on the creation of intellectual property rights during employment but on the evaluation of restraints that an employer might impose under contract law on departing employees. Employment law scholars in particular might question the extent to which contractual restraints undermine the balance that intellectual property laws seek to maintain between monopolised information and the public domain. They may be concerned to constrain the parameters of what knowledge might have protection as a trade secret and support the imposition of restraints on a departing employee. This chapter considers the points of convergence and the attempts to resolve the issues that arise at those points. The chapter takes the reader on a personal voyage of discovery across the literature and hope
本章介绍了一系列在就业法和知识产权法领域的司法管辖区发表的文章和书籍章节的集合。本章解释了该系列通过不同视角的镜头采用主题方法:语境,历史和理论。总体背景观点是公共(政府和大学)和私营部门就业中的知识产权问题。一个单独的部分致力于对员工发明所有权的历史观点,以反映在这个主题上的经典奖学金的程度。然而,历史观点也在每个主题中更广泛地出现,特别是在它们提出和分析需要和催化变革的法律、理论和实践问题的地方。尽管有广泛的理论研究考察了每一种不同形式的知识产权的正当性,但研究发现,对适用于就业法和知识产权法的法律原则的理论分析有限。然而,没有一些理论反思,这样的集合是不完整的。就业法和知识产权法学者的贡献丰富了这本文集。作者的主要学科对问题的选择、他们开始分析的观点、他们采取的观点和他们感兴趣的主题有直接的影响。从广义上讲,知识产权学者可以从雇佣期间知识产权创造的角度来构建问题并进行分析,特别关注专利、保密信息和雇佣义务。雇主和雇员之间怎样的权利平衡才能最有效地为知识的生产创造激励,而知识的生产具有相关的保护属性?另一方面,就业法学者可能会从保护雇员在离职后继续使用其技能和知识的能力的角度来提出问题。它们的重点可能不是在雇佣期间创造知识产权,而是评估雇主根据合同法可能对离职雇员施加的限制。尤其是就业法学者可能会质疑,合同限制在多大程度上破坏了知识产权法试图在垄断信息和公共领域之间维持的平衡。他们可能会考虑限制哪些知识可以作为商业秘密受到保护的参数,并支持对离职员工施加限制。这一章考虑了汇合点和解决这些汇合点上出现的问题的尝试。本章将带领读者进行一次跨越文献的个人探索之旅,并希望吸引各个领域的学者进一步深入研究每个主题,反思他们自己对就业法和知识产权法之间联系的理解,并为现有的学术机构增添新的内容。
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引用次数: 0
ILO Conventions 111 and 100 in Central America and Mexico: An Assessment of the Jurisprudence of the ILO Committee of Experts 劳工组织在中美洲和墨西哥的第111号和第100号公约:对劳工组织专家委员会判例的评价
Pub Date : 2017-06-26 DOI: 10.2139/SSRN.3133808
Tequila J. Brooks
The International Labor Organization (ILO) monitors compliance with Conventions through two mechanisms: the Committee on Freedom of Association (CFA) and the Committee of Experts on the Application of Conventions and Recommendations (CEACR). While there is a significant amount of attention and literature dedicated to the work of the CFA, there is less attention devoted to the work of the CEACR. There is also inadequate attention to the ILO’s promotion and monitoring of ILO Conventions 100 (equal pay for work of equal value for women and men) and 111 (prohibition of discrimination in work and occupation based on sex and other grounds). These Conventions form the third pillar of the 1998 Declaration on Fundamental Rights at Work. This paper hopes to rectify this gap in the literature by examining the jurisprudence of the CEACR relating to ILO Conventions 100 and 111 in Mexico,Guatemala, El Salvador and Honduras. It finds that ILO Committee of Experts comments had an impact on the development and improvement in labor laws in the countries examined but that sole causation could not be ascribed. Legal changes frequently took decades to occur and resulted from a combination of efforts by national and international social movements as well as reports and comments issued by the ILO and other regional and international bodies.
国际劳工组织(劳工组织)通过两个机制监测公约的遵守情况:结社自由委员会(CFA)和公约和建议适用问题专家委员会(CEACR)。虽然有大量的关注和文献致力于CFA的工作,但对CEACR工作的关注较少。对劳工组织促进和监测劳工组织第100号公约(男女同工同酬)和第111号公约(禁止基于性别和其他理由的工作和职业歧视)的工作也注意不足。这些公约构成了1998年《工作中的基本权利宣言》的第三个支柱。本文希望通过审查劳工组织第100号和第111号公约在墨西哥、危地马拉、萨尔瓦多和洪都拉斯的判例来纠正文献中的这一差距。报告认为,劳工组织专家委员会的评论对所审查国家的劳工法的发展和改进产生了影响,但不能归咎于唯一的原因。法律的改变往往需要几十年才能发生,这是国家和国际社会运动的共同努力以及劳工组织和其他区域和国际机构发表的报告和评论的结果。
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引用次数: 0
Volunteer Work, Inclusivity, and Social Equality 志愿者工作、包容性和社会平等
Pub Date : 2017-06-22 DOI: 10.1093/OSO/9780198825272.003.0017
Sabine Tsuruda
This chapter argues that current attempts in employment law to distinguish volunteers from employees on the basis of volunteer work’s civic, humanitarian, or charitable character are premised on overly narrow views of the moral significance of work. The chapter proposes that the law distinguish volunteer work from employment on the basis of the work’s merit inclusivity—inclusivity with respect to skill and ability. By offering people access to a broader range of social projects than their skills might offer in the labour market, merit inclusive volunteering opportunities can lessen the risk that skill and ability will confine people to particular social roles. Distinguishing volunteers from employees on the basis of merit inclusivity can thus create a more principled volunteer–employee legal boundary and can preserve legal space for work that lessens inegalitarian effects of the labour market on opportunities to participate in social life.
本章认为,目前就业法试图根据志愿者工作的公民、人道主义或慈善性质来区分志愿者和雇员,这种做法的前提是对工作的道德意义的看法过于狭隘。这一章提出,法律应根据工作的价值包容性——即技能和能力的包容性——来区分志愿工作与就业。通过向人们提供比他们在劳动力市场上的技能所能提供的更广泛的社会项目,具有包容性的志愿服务机会可以减少技能和能力将人们限制在特定社会角色上的风险。因此,在功绩包容的基础上区分志愿者和雇员可以创造一个更有原则的志愿者-雇员法律界限,并可以为工作保留法律空间,减少劳动力市场对参与社会生活机会的不平等影响。
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引用次数: 1
When Wage Theft Was a Crime in Canada, 1935-1955 当工资盗窃在加拿大是犯罪时,1935-1955
Pub Date : 2017-06-15 DOI: 10.60082/2817-5069.3163
E. Tucker
In recent years the term “wage theft” has been widely used to describe the phenomenon of employers not paying their workers the wages they are owed. While the term has great normative weight, it is rarely accompanied by calls for employers literally to be prosecuted under the criminal law. However, it is a little known fact that in 1935 Canada enacted a criminal wage theft law, which remained on the books until 1955. This article provides an historical account of history of the wage theft law, including the role of the Royal Commission on Price Spreads, the legislative debates and amendments that narrowed its scope and the one unsuccessful effort to prosecute an employer for intentionally paying less than the provincial minimum wage. It concludes that the law was a symbolic gesture and another example of the difficulty of using the criminal law to punish employers for their wrongdoing.
近年来,“工资盗窃”一词被广泛用于描述雇主不向工人支付工资的现象。尽管这一术语具有重大的规范分量,但很少有人呼吁根据刑法对雇主进行真正的起诉。然而,一个鲜为人知的事实是,加拿大在1935年颁布了一项刑事工资盗窃法,直到1955年才生效。这篇文章提供了工资盗窃法的历史记录,包括皇家价差委员会的作用,立法辩论和缩小其范围的修正案,以及一次起诉雇主故意支付低于省最低工资的失败努力。它的结论是,这项法律是一种象征性的姿态,也是利用刑法惩罚雇主不法行为的困难的另一个例子。
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引用次数: 3
U.S.-Russia-East Asia Comparisons of Dispatch (Temporary) Worker Regulations 美国-俄罗斯-东亚派遣(临时)工人法规比较
Pub Date : 2017-03-09 DOI: 10.17589/2309-8678-2017-5-1-6-32
Ronald C. Brown, O. Rymkevich
Russia had few temporary workers in the 1990s, but after the fall of the Soviet Union and the entrance of foreign MNCs, the percent of workers on temporary contracts grew in 2014. In 2016, a new law was implemented that bans hiring temporary workers except through government-accredited agencies, but only for the purpose of substituting for employees who are temporarily absent from the workplace; to assist in the temporary expansion of production or services (for up to a maximum of nine months); and to provide temporary employment to certain approved categories of workers (i.e., fulltime students, single parents, parents of multiple children, and former convicts). This paper will compare and contrast the current labor protections of temporary dispatch workers in the U.S. and Russia, with consideration also of the recent legislative labor protections provided in the East Asian countries of China, South Korea, and Japan. Following the Introduction, the paper, in Part I discusses the phenomena of “fissurization,” in employment relations and its resulting legal implications for the regulation of “dispatch (agency)” workers in the above countries. Part II compares and contrasts the regulatory approaches of the U.S. with Russia and the East Asian countries of China, Japan, and South Korea; and the Conclusion follows. Perhaps the menu of regulatory legislation provided in this paper will be useful for those looking for the tools to construct dispatch regulation in the U.S.
上世纪90年代,俄罗斯几乎没有临时工,但在苏联解体和外国跨国公司进入俄罗斯之后,2014年签订临时合同的工人比例有所上升。2016年,实施了一项新法律,禁止雇佣临时工,除非通过政府认可的机构,但只是为了代替暂时不在工作场所的员工;协助临时扩大生产或服务(最多九个月);并为若干获批准类别的工人(即全日制学生、单亲父母、有多个子女的父母及有前科人士)提供临时就业。本文将比较和对比美国和俄罗斯目前对临时派遣工人的劳动保护,并考虑中国、韩国和日本等东亚国家最近立法提供的劳动保护。在引言之后,本文的第一部分讨论了雇佣关系中的“分裂化”现象及其对上述国家“派遣(代理)”工人监管的法律影响。第二部分对美国与俄罗斯以及东亚国家中国、日本和韩国的监管方式进行了比较和对比;然后是结论。也许本文提供的监管立法清单对那些在美国寻找构建调度监管工具的人会有所帮助
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引用次数: 0
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