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Journal of healthcare risk management : the journal of the American Society for Healthcare Risk Management最新文献

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Which information locations in covered entities under HIPAA must be secured first? A multi-criteria decision-making approach HIPAA涵盖的实体中的哪些信息位置必须首先得到保护?一种多标准决策方法。
Amir Fard Bahreini PhD, MBA, MSc, CIPP/US

Creating adequate safeguards for physical and online locations (e.g., desktop computers, network servers) where protected health information (PHI) may be breached is critical for management within entities compliant with the Health Information Portability and Accountability Act (HIPAA). With the increasing complexity of cyber breaches and budgetary issues, prioritizing which locations require the most immediate attention by top management through a data-driven model is more important than ever. Using CORAS threat modeling and five methods for multi-criteria decision-making, these locations were ranked from greatest to least risk of data breaches. Statistical methods were subsequently used for consistency and robustness checks. The findings illustrate that each type of covered entity under HIPAA must prioritize a different set of locations to safeguard first: health care providers must focus on the security of network servers, other portable electronic devices, and category of others (i.e., miscellaneous locations); health plans must focus on the security of paper and films, network servers, and others; and business associates must focus on the security of category of others, network servers, and other portable electronic devices. Combined with data on the source of the breaches (external vs. internal) and type of threats (e.g., hacking, theft), these findings provide recommendations for risk identification for privacy officers across health care.

为受保护的健康信息(PHI)可能被破坏的物理和在线位置(如台式计算机、网络服务器)创建足够的保护措施,对于符合《健康信息可携带性和责任法案》(HIPAA)的实体内的管理至关重要。随着网络入侵和预算问题的日益复杂,通过数据驱动的模型来确定哪些地点最需要高层管理人员立即关注,这比以往任何时候都更加重要。使用CORAS威胁建模和五种多标准决策方法,从数据泄露风险最大到最小对这些地点进行了排名。随后使用统计方法进行一致性和稳健性检查。研究结果表明,HIPAA下的每种类型的受保实体都必须优先考虑一组不同的地点,以首先进行保护:医疗保健提供者必须关注网络服务器、其他便携式电子设备和其他类别(即杂项地点)的安全;健康计划必须关注纸张和电影、网络服务器等的安全;和业务伙伴必须关注他人类别、网络服务器和其他便携式电子设备的安全。结合有关违规来源(外部与内部)和威胁类型(如黑客攻击、盗窃)的数据,这些发现为医疗保健领域的隐私官员提供了风险识别建议。
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引用次数: 0
A guide to mitigating audit log-related risk in medical professional liability cases 减轻医疗专业责任案件中审计日志相关风险的指南。
Dean F. Sittig PhD, Adam Wright PhD

Following the American Recovery and Reinvestment Act in 2009, use of electronic health records (EHRs) has become ubiquitous. Accordingly, one should expect most medical professional liability cases to involve review of patient records produced from EHRs. When questions arise regarding who was involved in care of a patient, what they knew and when, or the meaning, completeness, integrity, validity, timeliness, confidentiality, accuracy, or legitimacy of data, or ways that the EHR's user interface or automated clinical decision support tools may have contributed to the alleged events, one often turns to the EHR and its audit log. This manuscript discusses lines of defense incorporated into the design, development, implementation, and use of EHRs to ensure their integrity and the types of EHR transaction logs (e.g., audit log) that exist. Using these logs can help one answer questions that often arise in medical malpractice cases. Finally, there are “best practices” surrounding EHR audit logs that health care organizations should implement. When used appropriately, EHRs and their audit logs provide another source of information to help hospital risk managers, legal counsel, and EHR expert witnesses to investigate adverse incidents and, if needed, prosecute or defend clinicians and/or health care organizations involved in the patient's care.

继2009年《美国复苏和再投资法案》之后,电子健康记录的使用变得无处不在。因此,人们应该预计大多数医疗专业责任案件都涉及对EHR产生的患者记录的审查。当出现关于谁参与了患者的护理、他们知道什么以及何时、数据的含义、完整性、有效性、及时性、保密性、准确性或合法性的问题,或者EHR的用户界面或自动化临床决策支持工具可能对所称事件有贡献的方式时,人们通常会求助于EHR及其审计日志。本文讨论了EHR的设计、开发、实施和使用中的防线,以确保其完整性以及现有的EHR事务日志(如审计日志)的类型。使用这些日志可以帮助人们回答医疗事故案件中经常出现的问题。最后,卫生保健组织应该实施围绕EHR审计日志的“最佳实践”。如果使用得当,EHR及其审计日志提供了另一种信息来源,以帮助医院风险管理人员、法律顾问和EHR专家证人调查不良事件,并在必要时起诉或保护参与患者护理的临床医生和/或医疗保健组织。
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引用次数: 0
President's Message 总统的消息
Rebecca Cady Esq., BSN, CPHRM, DFASHRM, FACHE
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引用次数: 0
Case law update 判例法更新
Christopher J. Allman JD, CPHRM, DFASHRM
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引用次数: 0
Performance improvement, telemedicine, patient engagement, and comparative no-show rates 绩效改进、远程医疗、患者参与和相对缺勤率
Rawan Narwal-Kasmani MD, FACP, Tamara J. Vaughan  , Charla A. Ulrich DNP, MOD, CPHQ, CPPS, CIC, Julie M. Stausmire MSN, APRN, CNS-BC

No-show patient visits should be considered risk events. No-shows impact the quality and continuity of patient care. Missed visits increase health care risks by deferred or missed diagnosis and treatment, and increases costs of care. This performance improvement project proactively implemented a telemedicine system of care during a public health emergency (PHE). The goal was to improve health care access and decrease health care disparities despite emergency management changes in organizational staffing and federal stay-at-home orders. Telemedicine visits also addressed known causes of historically high in-person no-show office rates—lack of transportation, childcare issues, mobility issues, and adverse weather conditions. Despite location in a Hospital Census Tract where 50% of our population is below the Federal Poverty Level, with less access to technology, telemedicine proved to be successful. The Revised Standards for Quality Improvement Reporting Excellence (SQUIRE 2.0) guidelines were the planning framework. The Model for Healthcare Improvement including Part 1 (AIM) and Part 2 (Plan-Do-Study-Act) was used to develop interventions, outcomes, and rationale for use. Data was collected from January 2020 thru March 2022, with 22,831 total scheduled visits (15,837 in-person, 6994 telemedicine). The average monthly no-show rate for in-person visits was 35% compared to 9% for telemedicine visits.

未就诊的患者就诊应视为风险事件。没有演出会影响患者护理的质量和连续性。错过就诊会因延误或错过诊断和治疗而增加医疗风险,并增加护理成本。该绩效改进项目在公共卫生紧急情况(PHE)期间积极实施了远程医疗护理系统。尽管组织人员配置和联邦居家令发生了紧急管理变化,但目标是改善医疗服务的可及性,减少医疗保健差距。远程医疗就诊还解决了已知的历史性高的无就诊率原因——缺乏交通、儿童保育问题、行动不便和恶劣的天气条件。尽管位于医院普查区,那里50%的人口低于联邦贫困水平,获得技术的机会较少,但远程医疗被证明是成功的。修订后的卓越质量改进报告标准(SQUIRE 2.0)指南是规划框架。医疗保健改进模型,包括第1部分(AIM)和第2部分(Plan Do Study Act),用于制定干预措施、结果和使用理由。数据收集于2020年1月至2022年3月,共有22831次计划就诊(15837次亲自就诊,6994次远程医疗)。面对面就诊的平均月无就诊率为35%,而远程医疗就诊为9%。
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引用次数: 0
The power of writing 写作的力量
Robert F. Bunting Jr. PhD, MSA, CPHRM, CPHQ, MT(ASCP), DFASHRM, DSA
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引用次数: 0
Feeling safe versus being safe: Perceptions of safety versus actual disease exposure across the entire health care team 感觉安全与安全:整个医疗团队对安全的感知与实际疾病暴露。
Laurence M. Boitet PhD, Katherine A. Meese PhD, Alejandra Colón-López PhD, Katherine L. Sweeney MA, David A. Rogers MD

As supply chains experienced disruptions early in the COVID-19 pandemic, personal protective equipment (PPE) quickly became scarce. The purpose of this study was to examine the impact of perceptions of inadequate PPE, fear of COVID-19 infection, and self-reported direct COVID-19 exposure on health care workers. Data to assess distress, resilience, social-ecological factors, and work and nonwork-related stressors were collected from June to July 2020 at a large medical center. Stressors were analyzed by role using descriptive statistics and multivariate regression analysis. Our data indicate that job role influenced fear of infection and perceptions of inadequate PPE in the early phase of the COVID-19 pandemic. Perceived organizational support was also related to perceptions of inadequate PPE supply. Interestingly, work location, rather than job role, was predictive of direct COVID-19 exposure. Our data highlight a disconnect between the perception of safety in the health care setting with real risk of exposure to infectious disease. This study suggests that leaders in health care should focus on cultivating supportive organizational cultures, assessing both perceived and actual safety, and provide adequate training in safety practices may improve preparedness and organizational trust during times of both certainty and crisis particularly for clinical workers with less education and training.

由于供应链在新冠肺炎大流行早期经历了中断,个人防护设备(PPE)很快变得稀缺。本研究的目的是检查个人防护用品不足、对新冠肺炎感染的恐惧以及自我报告的新冠肺炎直接暴露对医护人员的影响。2020年6月至7月,在一家大型医疗中心收集了评估痛苦、恢复力、社会生态因素以及与工作和非工作相关的压力源的数据。使用描述性统计和多元回归分析按角色分析压力源。我们的数据表明,在新冠肺炎大流行的早期阶段,工作角色影响了对感染的恐惧和对个人防护用品不足的看法。感知到的组织支持也与个人防护用品供应不足的感知有关。有趣的是,预测新冠肺炎直接暴露的是工作地点,而不是工作角色。我们的数据强调了医疗保健环境中的安全感与接触传染病的真实风险之间的脱节。这项研究表明,医疗保健领域的领导者应该专注于培养支持性的组织文化,评估感知和实际的安全性,并提供足够的安全实践培训,这可能会在确定性和危机时期提高准备和组织信任,尤其是对教育和培训较少的临床工作者来说。
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引用次数: 0
A call for safety: Anticipating and mitigating risk across an obstetrics and gynecology service line 呼吁安全:预测和减轻整个妇产科服务线的风险
Adriann Combs DNP, NNP-BC, Victor R. Klein MD, MBA, CPHRM

Delivery of healthcare is a complex interaction of patients, healthcare providers, nurses, ambulatory practices, and hospitals. As the model of health care transitioned, free standing physician practices and hospitals have coalesced to form networks of ambulatory practices and hospitals. This change in the model of healthcare delivery presented challenges to provide safe, quality, cost-effective care for patients, with potentially increased risk to an organization. The development and imbedding of comprehensive safety strategies are imperative to the foundation of this model.

Northwell Health, a large health system in the northeastern United States developed a strategy for their Obstetrics and Gynecology Service Line which includes weekly interaction by departmental leadership from each hospital to discuss operations, share concerns and identify potential opportunities to prevent recurrent suboptimal outcomes and improve patient safety. The weekly Safety Call, described in this article is a component of the safety and quality program that has contributed to a 19% decrease in the Weighted Adverse Outcomes Index for the 10 maternity hospitals delivering over 30,000 babies annually within the system since inception. There was also a significant reduction in insurance premiums based on actuarial projections of risk reduction because of the implementation of an Obstetrical Safety Program.

医疗保健的提供是患者、医疗保健提供者、护士、门诊诊所和医院之间复杂的相互作用。随着医疗保健模式的转变,独立的医生实践和医院已经合并形成流动实践和医院的网络。医疗保健服务模式的这种变化对为患者提供安全、优质、具有成本效益的护理提出了挑战,并可能增加组织的风险。综合安全策略的制定和嵌入对该模型的建立至关重要。Northwell Health是美国东北部的一个大型卫生系统,为他们的妇产科服务热线制定了一项战略,其中包括每个医院的部门领导每周进行互动,讨论手术,分享关注并确定潜在的机会,以防止复发的次优结果并提高患者安全。本文中描述的每周安全电话是安全和质量计划的一个组成部分,自该系统成立以来,每年为10家妇产医院提供超过30,000名婴儿的加权不良后果指数下降了19%。由于实施了产科安全计划,基于风险降低的精算预测,保险费也显著减少。
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引用次数: 0
Administrators’ preparedness to address physician burnout before and during COVID-19 管理人员在COVID-19之前和期间应对医生职业倦怠的准备情况
Payton L. Schoolcraft BS, Stephen L. Brown MS, PhD, Yue Xie MHA, PhD

Occupational burnout has become widespread. The syndrome can be especially harmful in health care settings, affecting clinicians, organizational effectiveness, and patient safety. Certain approaches have proven helpful in some cases in combatting the syndrome. The coronavirus pandemic presented physicians with unique challenges, which appeared to have magnified work stress This national survey specifically explored interventions used by health care leaders to reduce burnout and whether these interventions proved effective during a pandemic. We also discuss effective and appropriate organizational measures to reduce physician burnout and its associated risks during crises.

职业倦怠已经变得很普遍。该综合征在卫生保健环境中尤其有害,影响临床医生、组织效率和患者安全。某些方法已被证明在某些情况下有助于对抗这种综合症。冠状病毒大流行给医生带来了独特的挑战,这似乎加大了他们的工作压力。这项全国性调查专门探讨了医疗保健领导者用于减少倦怠的干预措施,以及这些干预措施在大流行期间是否被证明有效。我们还讨论了有效和适当的组织措施,以减少危机期间医生的职业倦怠及其相关风险。
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引用次数: 0
Assessing the impact of hospital mergers and acquisitions on safety culture with proactive risk assessments 通过前瞻性风险评估评估医院并购对安全文化的影响
Patricia Folcarelli PhD, MA, RN, Jock Hoffman BS, Margaret Janes JD, RN, Jennifer Clair MacCready DNP, RN, AHCNS, Annette Roberts MSN, RN, Jason Boulanger MFA, CPPS, Melissa DeMayo MSN, RN, LNC, Jennifer Vuu Sanchez MA, BSN, RN, Bessie Manley Szum RN, MPA/HA

Hospitals seeking to understand patient safety strengths and vulnerabilities in the context of mergers/acquisitions benefit more from a third-party perspective than from a limited internal process. A well-structured and highly-inclusive risk assessment—involving a broad cross-section of interviews—can be key to a successful transition of optimal health care safety during organizational changes.

寻求了解合并/收购背景下患者安全优势和弱点的医院从第三方角度比从有限的内部流程中获益更多。结构良好且高度包容的风险评估(包括广泛的访谈)可能是组织变革期间成功过渡到最佳医疗安全的关键。
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引用次数: 0
期刊
Journal of healthcare risk management : the journal of the American Society for Healthcare Risk Management
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