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The unified patent court 统一专利法院
Q3 LAW Pub Date : 2023-11-11 DOI: 10.1093/yel/yead007
Hanns Ullrich
Abstract On 1 June 2023, the Unified Patent Court (UPC) for the settlement of disputes relating to European patents and European patents with unitary effect opened its doors as a common court of those European Union (EU) Member States that, in 2012, had joined in an enhanced cooperation in the area of unitary patent protection, and then, in 2013, entered into an ‘Agreement on a Unified Patent Court’ (UPCA) that complements their cooperation and expands it to non-unitary European patents. Although the Court’s jurisdiction is strictly limited to the two main forms of actions that may be brought in the special field of patent protection—infringement and revocation—its establishment deserves an analytical evaluation from the perspective of general European Union law because it is the first time that Member States create a common court aside of the EU’s judicial system not only for the settlement of disputes arising under their own—national or internationally uniform—legal regimes, but also for a legal regime of Union law, the unitary protection of patents. In this regard, it is not so much the sheer size of the new court that attracts attention or the economic importance of the subject matter that comes under its exclusive jurisdiction, but the many fundamental issues and controversies that accompanied its creation and that are still extensively discussed in literature. Leaving aside doctrinal problems of a proper qualification of the UPC as a common court of Member States, the main concerns relate to (i) the need for and the risks of the (over-)specialization of the UPC as a technical expert court; (ii) the legitimacy and democratic deficits of the UPC as a jurisdiction the rules and operation of which are essentially determined through self-regulation by the patent law community; (iii) the difficulties of properly qualifying the nature of the rules of substantive law of both the EU’s Regulation on unitary patent protection and of the UPCA, the ambivalence of which seemingly allowing much room for interpretation and for curtailing the reach and primacy of Union law; (iv) the related problems of adequately defining the relationship between the UPC and the Court of Justice of the EU as regards safeguarding the autonomous and uniform interpretation of Union law; and (v), more generally, the structural imbalances within the EU’s judicial system that may result from the establishment of common courts of Member States the jurisdiction of which covers the very substance of a legal regime of the Union.
2023年6月1日,解决欧洲专利和具有统一效力的欧洲专利纠纷的统一专利法院(UPC)作为欧盟(EU)成员国的共同法院开放,这些成员国于2012年在统一专利保护领域加强了合作,并于2013年签署了“统一专利法院协议”(UPCA),补充了他们的合作并将其扩展到非单一的欧洲专利。尽管法院的管辖权严格限于在专利保护的特殊领域中可能提起的两种主要诉讼形式——侵权和撤销——但它的建立值得从一般欧盟法的角度进行分析评估,因为这是成员国第一次在欧盟司法体系之外建立一个共同法院,不仅是为了解决在本国或国际统一法律制度下产生的争端,也是为了建立欧盟法律制度,对专利的统一保护。在这方面,吸引人们注意的并不是新法院的庞大规模,也不是其专属管辖范围内的主题事项的经济重要性,而是伴随其创建而来的许多基本问题和争议,这些问题和争议至今仍在文学中被广泛讨论。撇开UPC作为成员国共同法院的适当资格的理论问题不谈,主要关注的问题涉及(i) UPC作为技术专家法院(过度)专业化的必要性和风险;(ii)统一专利法委员会作为一个管辖权的合法性和民主缺陷,其规则和运作基本上是由专利法共同体通过自律决定的;(iii)对欧盟统一专利保护条例和UPCA的实体法规则的性质进行适当限定的困难,两者之间的矛盾似乎给解释提供了很大的空间,并削弱了欧盟法的范围和首要地位;(iv)在维护欧盟法律的自主和统一解释方面,适当界定UPC与欧盟法院之间关系的相关问题;(v)更广泛地说,欧盟司法系统内部的结构性失衡,可能是由成员国共同法院的建立造成的,其管辖权涵盖了欧盟法律制度的本质。
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引用次数: 0
Corporate tax reform in the European Union: are the stars finally aligned? 欧盟公司税改革:形势终于明朗了吗?
Q3 LAW Pub Date : 2023-09-29 DOI: 10.1093/yel/yead006
Christiana HJI Panayi
Abstract Are the stars finally aligned as far as corporate tax reform in the European Union (EU) is concerned? Tax reform in the EU has always been a contentious issue, as taxation was always considered one of the last bastions of national sovereignty. This article examines whether this is still the case or whether, in light of recent initiatives and proposals in this area, conditions are now ripe for comprehensive reform. The article begins by reviewing the historical trajectory of EU corporate tax law. It is shown that whilst early harmonization proposals were very ambitious, the overall constitutional set-up and the fiscal veto were not conducive to comprehensive reform. What followed these early initiatives was an era of pragmatism and slow progress, which, nevertheless, laid the foundations for important developments. Apart from the ad hoc legislative tax instruments that were agreed upon in the last 30 years to further the internal market and remove obstacles to cross-border movement, this article focused on the Commission’s ongoing work on a common tax base and consolidation, as well as other recent legislative initiatives such as the now enacted Directive on a Minimum Effective Tax Rate and the Unshell proposal. In light of these crucial developments, with all their strengths and weaknesses, it is argued that what was once considered as far too ambitious a proposal indicative of a federal Europe, now has high chances of materializing in the context of the BEFIT initiative (Business in Europe: Framework for Income Taxation). This is to be welcomed, as it is the next organic step to take in the process of EU integration. Whilst the stars may not yet be fully aligned, it is argued that what is needed at this point in time, is a change of mindset and a realization that Member States’ tax sovereignty has long been eroded.
欧盟的公司税改革是否终于各就各位了?欧盟的税收改革一直是一个有争议的问题,因为税收一直被认为是国家主权的最后堡垒之一。本文探讨情况是否仍然如此,或者根据这方面最近的倡议和建议,进行全面改革的条件是否已经成熟。本文首先回顾了欧盟企业税法的历史轨迹。这表明,虽然早期的协调提案非常雄心勃勃,但整体的宪法设置和财政否决权不利于全面改革。在这些早期倡议之后是一个实用主义和缓慢进展的时代,然而,这为重要的发展奠定了基础。除了在过去30年商定的促进内部市场和消除跨境流动障碍的特设立法税收文书外,本文还重点介绍了欧盟委员会正在进行的关于共同税基和合并的工作,以及其他最近的立法举措,如现在颁布的《最低有效税率指令》和Unshell提案。鉴于这些关键的发展,以及它们所有的优点和缺点,有人认为,曾经被认为是过于雄心勃勃的提议,表明了一个联邦欧洲,现在有很高的机会在BEFIT倡议(欧洲商业:所得税框架)的背景下实现。这是欧盟一体化进程中有机迈出的下一步,值得欢迎。虽然情况可能还没有完全一致,但有人认为,目前需要的是改变思维方式,并认识到会员国的税收主权长期以来一直受到侵蚀。
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引用次数: 0
Rescuing transparency in the digital economy: in search of a common notion in EU consumer and data protection law 拯救数字经济中的透明度:在欧盟消费者和数据保护法中寻找共同概念
Q3 LAW Pub Date : 2023-09-27 DOI: 10.1093/yel/yead005
Agnieszka Jabłonowska, Giacomo Tagiuri
Abstract Transparency remains a contested concept in European Union (EU) law and policy. All the main instruments of EU consumer and data protection law require that consumers be given access to and understand certain information about their relationships with traders. Improved transparency is also proposed as a response to a variety of problems associated with digital markets, including those experienced by consumers and data subjects. At the same time, transparency is increasingly challenged as ineffective and potentially even counterproductive from doctrinal and critical scholarship alike. First, transparency is seen as inherently unable to transform the economic reality on the ground and to address the power imbalances between consumers and traders. Secondly, it is argued that acts of representation involved in transparency suffer from complexity and are prone to exploitation by the actors who engage in it. This, in turn, casts doubt on the ability of transparency to steer the behaviour of businesses and transform markets to the benefit of consumers and society. This article builds upon prior critiques of transparency and connects them with a doctrinal analysis of EU consumer and data protection law and in particular the Unfair Contract Terms Directive, the Unfair Commercial Practices Directive, and the General Data Protection Regulation. Seven different notions of transparency are identified: (i) Transparency as access to the medium over time; (ii) Transparency as presentation of information that facilitates understanding; (iii) Transparency as formulations that facilitate understanding; (iv) Transparency as non-ambiguity and logical intelligibility; (v) Transparency as the absence of deception and confusion; (vi) Transparency as completeness and specificity; and (vii) Transparency as non-arbitrariness. The article submits that the acts of representation involved in transparency are already recognized in the three legal regimes and attempts are made to leverage the mediated nature of transparency to consumers’ advantage. Crucially, existing efforts to regulate mediation and improve its quality can, nowadays, be reinforced with the help of algorithmic systems geared toward supporting consumers. Moreover, some of the deployments of transparency identified—most notably transparency as non-arbitrariness—push its outer conceptual boundaries in ways that bring transparency very close to fairness. The article ultimately questions a vision of transparency as a necessarily softer-touch protective frame, which cannot alter business conduct. The conceptual richness of transparency offers opportunities for its deployment in more disruptive ways.
在欧盟的法律和政策中,透明度一直是一个有争议的概念。欧盟消费者和数据保护法的所有主要工具都要求消费者有权获得并了解有关他们与贸易商关系的某些信息。还建议提高透明度,以应对与数字市场相关的各种问题,包括消费者和数据主体遇到的问题。与此同时,透明度受到越来越多的挑战,被认为是无效的,甚至可能从理论和批判性学术中产生反作用。首先,人们认为,透明度本质上无法改变经济现实,也无法解决消费者和贸易商之间的权力失衡问题。其次,有人认为,涉及透明度的代表行为具有复杂性,并且容易被参与其中的行动者利用。这反过来又让人怀疑透明度是否有能力引导企业的行为,并改变市场,使之有利于消费者和社会。本文以先前对透明度的批评为基础,并将其与欧盟消费者和数据保护法的理论分析联系起来,特别是《不公平合同条款指令》、《不公平商业惯例指令》和《一般数据保护条例》。确定了七个不同的透明度概念:(i)透明度是随着时间的推移获得媒介的机会;透明度,即提供有助于理解的资料;透明度作为促进理解的提法;透明度,即无歧义和逻辑可理解性;透明度是指没有欺骗和混淆;透明度即完整性和特殊性;(七)透明度是非任意性。文章认为,透明度所涉及的代表行为已经在三种法律制度中得到承认,并试图利用透明度的中介性质对消费者有利。至关重要的是,目前监管调解和提高其质量的现有努力可以在支持消费者的算法系统的帮助下得到加强。此外,透明度的一些部署——最明显的是非任意性的透明度——以使透明度非常接近公平的方式突破了其外部概念界限。这篇文章最终质疑了透明度的愿景,认为它必然是一种温和的保护框架,无法改变商业行为。透明度概念的丰富性为其以更具破坏性的方式部署提供了机会。
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引用次数: 0
The impact of the Digital Content Directive on online platforms’ Terms of Service 数字内容指令对在线平台服务条款的影响
Q3 LAW Pub Date : 2023-09-11 DOI: 10.1093/yel/yead004
Katarzyna Wiśniewska, Przemysław Pałka
Abstract The Digital Content Directive 2019/770 (the DCD), aiming to foster the Digital Single Market and improve consumer protection, became applicable on 1 January 2022. This article presents the results of the study of 100 Terms of Service (ToS) of online platforms, conducted to evaluate the Directive’s impact. By combining black letter analysis with qualitative and quantitative empirical research, the contribution sheds new light on the Directive’s assumptions, critically assesses its logic, and makes regulatory suggestions for European lawmakers. Our central finding is that a significant number of the studied contracts (28 per cent) do not contain descriptions of the digital content offered. Many of those that do, keep the descriptions extremely vague. Hence, the central institution of the Directive—conformity with the contract—might be less valuable than the lawmakers have assumed. Even though the DCD introduces the concept of ‘objective’ conformity, we show how, in the digital environment, it might lower legal certainty, defeating one of the purposes of the Directive. Moreover, we also demonstrate how the analysed ToS often fail to meet other requirements, such as the right to retrieve one’s content or the protection from unilateral content deletion. This begs the question about the regulatory approach, the efficacy of the chosen enforcement scheme and, more generally, the enforcement schemes used throughout the EU’s private law. To remedy these problems, we suggest engaging in more empirical research when designing future measures to protect consumers online and considering supplementing the existing enforcement schemes with administrative oversight like the one in the Digital Services Act.
旨在促进数字单一市场和改善消费者保护的数字内容指令2019/770 (DCD)于2022年1月1日生效。本文介绍了对100个在线平台服务条款(ToS)的研究结果,旨在评估该指令的影响。通过将黑字分析与定性和定量实证研究相结合,该贡献揭示了指令的假设,批判性地评估了其逻辑,并为欧洲立法者提出了监管建议。我们的主要发现是,大量被研究的合同(28%)不包含对所提供数字内容的描述。许多这样做的公司,其描述都非常模糊。因此,指令的中心制度——与合同的一致性——可能没有立法者假设的那么有价值。尽管DCD引入了“客观”符合性的概念,但我们表明,在数字环境中,它可能会降低法律确定性,违背指令的目的之一。此外,我们还展示了所分析的ToS如何经常无法满足其他要求,例如检索内容的权利或防止单方面删除内容的保护。这就引出了有关监管方法、所选择的执法方案的效力,以及更普遍地说,整个欧盟私法中使用的执法方案的问题。为了解决这些问题,我们建议在设计未来保护在线消费者的措施时进行更多的实证研究,并考虑用《数字服务法》(Digital Services Act)等行政监督来补充现有的执法方案。
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引用次数: 0
The European Union’s Preferential Trade Agreements: between convergence and differentiation 欧盟优惠贸易协定:趋同与区别之间
IF 0.4 Q3 LAW Pub Date : 2023-09-06 DOI: 10.1093/yel/yead003
Andrés Delgado Casteleiro
Gone are the days when tariff liberalization was the centre of the European Union’s Preferential Trade Agreements (EU PTAs). Instead, the current generation of EU PTAs manages trade from a regulatory perspective: they establish rules that apply to domestic measures. Significantly, EU PTAs deploy international standards rather than EU law to regulate trade, directly influencing the speed of regulatory convergence with its treaty partners. Though EU PTAs aim to boost trade through regulatory convergence, they also consider the specific conditions of the EU’s treaty partner. This article analyses this regulatory turn in the EU’s PTAs, its practice and its consequences regarding trade and sustainable development.
关税自由化是欧盟优惠贸易协定(EU PTAs)核心的日子一去不复返了。相反,当前这一代欧盟自由贸易协定是从监管的角度来管理贸易的:它们制定了适用于国内措施的规则。值得注意的是,欧盟自由贸易协定采用国际标准而不是欧盟法律来规范贸易,这直接影响了其与条约伙伴的监管趋同速度。尽管欧盟自由贸易协定旨在通过监管趋同来促进贸易,但它们也会考虑欧盟条约伙伴国的具体情况。本文分析了欧盟自由贸易协定中的这一规制转向、其实践及其对贸易和可持续发展的影响。
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引用次数: 0
European Company Law in transformation—strive for participation and sustainability 转型中的欧洲公司法——争取参与性和可持续性
IF 0.4 Q3 LAW Pub Date : 2023-06-23 DOI: 10.1093/yel/yead002
Stefan Grundmann
European Company Law, a European Union (EU)-level company law (as ‘federal policy’), has passed the 50-year mark these years. Twenty-five of those years were dominated by a market function approach, the ‘black-box’ approach, where the company was seen from outside and guaranteeing necessary information for those outside the corporation, rational information users (namely long-term creditors and investors), was paramount. A transformation away from this approach began some 30 years ago; the last 20 years were dominated, first, by an approach that strongly increased participation and true multiple ‘voices’ in companies—as an approach meant to empower and heat up discussion, it can be termed the ‘red-box’ approach. This is an approach where more structural information and empowerment took place, and relations within the company were more in the focus of the legislature as well. The advent of new economic sociology could also be sensed, as the EU became more of a political Union or the concept of a competition of legislatures became a potential reality, such as with Centros. As a common denominator, the ‘wisdom of the crowds’ would seem to be more in the focus. The second phase of these last 20 years, primarily in the last decade, was then dominated by a fixing of certain long-term goals from the outside, fostering a goal of sustainability. Again, important general trends of theoretical thought emerged, and this phase can therefore be seen as a ‘green-box’ approach. A framework constitution of values is the aim of such an approach. This article brings together EU company law as a federal task and the development of these three phases, including the history of thought and political developments, as well as their theoretical and political underpinning. The article does this mainly for development at the EU level (ius communitatis), but also provides a link to (comparative) national developments and inspiration (ius commune).
《欧洲公司法》是欧盟(EU)层面的公司法(作为“联邦政策”),近年来已经走过了50个年头。其中25年是由市场功能方法主导的,即“黑箱”方法,从外部观察公司,并保证公司外部的人,理性的信息用户(即长期债权人和投资者)获得必要的信息,这是至关重要的。大约30年前,人们开始改变这种做法;在过去的20年里,一种方法占据了主导地位,首先,这种方法大大增加了公司的参与度和真正的多重“声音”——作为一种旨在授权和激化讨论的方法,它可以被称为“红框”方法。在这种方法中,更多的结构性信息和授权得以实现,公司内部的关系也更加受到立法机构的关注。随着欧盟变得更像一个政治联盟,或者立法机构竞争的概念成为一种潜在的现实,比如Centros,新经济社会学的出现也可以感觉到。作为一个共同点,“群体智慧”似乎更受关注。过去20年的第二阶段,主要是在过去十年,主要是由外部确定某些长期目标,促进可持续发展的目标。再一次,理论思想的重要总体趋势出现了,因此这一阶段可以被视为一种“绿箱”方法。价值的框架建构是这种方法的目的。本文汇集了欧盟公司法作为联邦任务的三个发展阶段,包括思想史和政治发展,以及它们的理论和政治基础。这篇文章主要是针对欧盟层面的发展(ius communitatis),但也提供了与(比较)国家发展和灵感(ius communatis)的联系。
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引用次数: 0
Tax competition and state aid 税收竞争和国家援助
Q3 LAW Pub Date : 2023-06-14 DOI: 10.1093/yel/yead001
Ruth Mason
Abstract At the inception of a new and potentially transformative type of tax enforcement, this article reviews the goals underlying the prohibition on state aid, and, in particular, whether those goals properly encompass limitations on tax competition. To explore this question, this article examines treaty text and structure, doctrine, and policy arguments for and against using state aid to curb tax competition. It concludes that the European Commission’s expansion of state-aid doctrine to limit tax competition improperly constrains Member State tax autonomy, arrogates tax policy power to the unelected Commission, and increases legal uncertainty. This article urges the Court of Justice of the European Union to clarify that preventing tax competition is not an independent goal of state-aid enforcement, although limits on tax competition may arise instrumentally via a free-trade interpretation of the prohibition of state aid.
在一种新的、可能具有变革性的税收执法开始时,本文回顾了禁止国家援助的目标,特别是这些目标是否适当地包括对税收竞争的限制。为了探讨这个问题,本文考察了支持和反对使用国家援助来遏制税收竞争的条约文本和结构、理论和政策论点。它的结论是,欧盟委员会扩大国家援助原则以限制税收竞争,不恰当地限制了成员国的税收自主权,将税收政策权力剥夺给非选举产生的委员会,并增加了法律的不确定性。本文敦促欧盟法院澄清,防止税收竞争不是国家援助执法的独立目标,尽管通过对禁止国家援助的自由贸易解释,可能会产生对税收竞争的限制。
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引用次数: 0
Thirty years since the Maastricht Treaty 《马斯特里赫特条约》签署30周年
IF 0.4 Q3 LAW Pub Date : 2023-01-02 DOI: 10.1093/yel/yeac008
A. Tizzano
The Article analyses the importance of Maastricht Treaty thirty years after his signature, but overall the different proposal presented during the negotiation.
本文分析了马斯特里赫特条约签署三十年后的重要性,但总体而言,谈判期间提出了不同的建议。
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引用次数: 0
EU Private Law Injustices 欧盟私法的不公正
IF 0.4 Q3 LAW Pub Date : 2022-09-28 DOI: 10.1093/yel/yeac005
M. Hesselink
This article offers a critique of injustices in European private law. It explains why the EU should be held morally responsible for the injustices created or supported by its private law. In particular, it demonstrates for several core elements of EU private law that they are unjust, because they cannot be justified with non-rejectable reasons, and insofar lead to domination by EU private law. This is the case, especially, for EU private law’s consumerism, its Eurocentrism, its constitutionalized market-functionalism, its doctrinal and judicial expert government, and its blindness towards intersectional domination. The article also critically discusses, and rejects, various theories offering blueprints for an ideal European private law system. Instead, it argues for the priority of democratic justice and for an urgent focus on salient injustices in EU private law’s theory and practice.
本文对欧洲私法中的不公正现象进行了批判。它解释了为什么欧盟应该对其私法造成或支持的不公正承担道德责任。特别是,它论证了欧盟私法的几个核心要素是不公正的,因为它们不能以不可拒绝的理由证明其正当性,从而导致欧盟私法的支配。尤其是欧盟私法的消费主义、欧洲中心主义、宪政化的市场功能主义、教条主义和司法专家政府,以及对交叉支配的盲目。本文还批判性地讨论和驳斥了为理想的欧洲私法制度提供蓝图的各种理论。相反,它主张优先考虑民主正义,并迫切关注欧盟私法理论和实践中突出的不公正现象。
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引用次数: 0
From ‘Non-Market Economy’ to ‘Significant Market Distortions’: Rethinking the EU anti-Dumping Regulation and China’s State Interventionism 从“非市场经济”到“严重市场扭曲”:反思欧盟反倾销法规与中国的国家干预主义
IF 0.4 Q3 LAW Pub Date : 2022-07-18 DOI: 10.1093/yel/yeac004
Ming Du
This article questions the consistency of the EU anti-dumping regulation with the WTO Anti-dumping Agreement. It argues that with the expiry of paragraph 15(a)(ii) on 11 December 2016, China’s WTO Accession Protocol may no longer provide the legal basis for the EU to set aside Chinese domestic prices in determining normal value of Chinese products. Moreover, given that the European Commission has consistently used costs that are not actual costs of Chinese producers in constructing normal value of Chinese products, the EU anti-dumping practice runs the risk of being inconsistent with WTO law since the WTO Anti-dumping Agreement does not allow for such flexibility when determining costs of production in the exporting country. Drawing on Jackson’s interface theory, this article further argues that the EU’s introduction of the new concept ‘significant market distortions’ to anti-dumping practices should be conceptualized as an effort to reconstitute alternative interface mechanisms when old ones are no longer applicable. The dubious legality of the EU’s new anti-dumping regulation is simply a symptom of a long-brewing tension in the multilateral trade system: how can the WTO accommodate systemic friction between heterogeneous economic models?
本文对欧盟反倾销规定与WTO反倾销协定的一致性提出了质疑。它认为,随着第15(a)(ii)段于2016年12月11日到期,中国的《入世议定书》可能不再为欧盟在确定中国产品的正常价值时搁置中国国内价格提供法律依据。此外,鉴于欧盟委员会在构建中国产品的正常价值时一直使用非中国生产商实际成本的成本,欧盟的反倾销做法存在与WTO法律不一致的风险,因为WTO反倾销协定不允许在确定出口国的生产成本时具有这种灵活性。借鉴杰克逊的界面理论,本文进一步认为,欧盟在反倾销实践中引入“重大市场扭曲”的新概念,应该被定义为在旧的界面机制不再适用时重建替代界面机制的努力。欧盟新反倾销法规的合法性令人怀疑,不过是多边贸易体系中酝酿已久的紧张局势的一个症状:世贸组织如何能容纳不同经济模式之间的系统性摩擦?
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引用次数: 1
期刊
Croatian Yearbook of European Law & Policy
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