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Towards a three-tiered ombuds system for investment dispute prevention: principles and challenges 投资争端预防的三层机制:原则与挑战
IF 0.5 4区 社会学 Q2 LAW Pub Date : 2022-05-13 DOI: 10.1080/10192557.2022.2073710
Chen Yu
ABSTRACT In the ongoing discourse of investor-State dispute settlement (ISDS) reform, dispute prevention mechanisms (DPMs) have attracted extensive attention among States. As a typical form of DPM, the investment ombuds mechanism not only serves as a decentralized and cost and time-efficient avenue to resolve disputes before they escalate into investment arbitration but also plays an irreplaceable role in the formation of a plural investment law regime. Despite the mechanism’s unequivocal potential to benefit both investors and States, scholarly research on the topic is scarce. Against this backdrop, this article – learning from relevant practice in areas such as human rights protection – aims to contribute to the literature by outlining the fundamental principles relating to the establishment and operation of investment ombuds institutions, namely independence, accessibility, and effectiveness. It further canvasses the potential challenges to the implementation of the mechanism arising from the unique characteristics of international investment law and dispute settlement procedures. Lastly, it calls for the creation of a three-tiered international ombuds system integrating local laws, treaty rules and multilateral guidance.
在投资者-国家争端解决机制(ISDS)改革的持续讨论中,争端预防机制(dpm)引起了各国的广泛关注。投资申诉机制作为DPM的一种典型形式,不仅在纠纷升级为投资仲裁之前提供了一种分散、经济、省时的解决途径,而且在多元投资法制度的形成中具有不可替代的作用。尽管该机制对投资者和国家都有明确的好处,但关于这一专题的学术研究却很少。在此背景下,本文借鉴人权保护等领域的相关实践,旨在通过概述与投资监督机构的建立和运作有关的基本原则,即独立性、可及性和有效性,为文献作出贡献。它进一步探讨了由于国际投资法和解决争端程序的独特特点而对该机制的执行所产生的潜在挑战。最后,它呼吁建立一个集地方法律、条约规则和多边指导于一体的三级国际监察体系。
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引用次数: 0
Understanding policy diffusion mechanism of financial regulatory innovation: the experience of Taiwan 理解金融监管创新的政策扩散机制——台湾经验
IF 0.5 4区 社会学 Q2 LAW Pub Date : 2022-01-02 DOI: 10.1080/10192557.2022.2045705
Cheng-Yun Tsang, Ping-Kuei Chen
ABSTRACT This paper thoroughly examines the adoption of the financial regulatory sandbox regime in Taiwan. As the first civil law country that has promulgated a new law to implement this regime, Taiwan contributes towards and embodies an archetype of policy diffusion mechanisms of financial regulatory innovation. The discussion on sandbox diffusion remains incomplete in the literature, and this paper is an attempt to fill in the gaps. Our analysis suggests that financial regulators, the legislative branch, foreign regulators, government-supported fintech hubs, and private institutions are all affiliated in this process of policy diffusion. Forerunner states provide essential references and sometimes offer direct assistance to help promulgate the sandbox regime. This paper also explores the three main diffusion mechanisms: competition, learning, and emulation, which have all played different roles in this process of diffusion. Despite different and sometimes conflicting interests, stakeholders are concerned with fintech-related regulatory issues. Their shared interests in the regulatory sandbox regime result from a strong consensus, thus leading to the successful enactment of sandbox legislation. Taiwan’s case study holds policy implications on how a civil law country adopts financial regulatory innovation and through which mechanisms the popular regulatory sandbox was diffused into the country.
摘要本文对台湾金融监管沙箱制度的实施进行了深入研究。台湾作为大陆法系国家中第一个颁布新法律来实施这一制度的国家,为金融监管创新的政策扩散机制做出了贡献并体现了其原型。关于沙盒扩散的讨论在文献中仍然不完整,本文是填补空白的尝试。我们的分析表明,金融监管机构、立法部门、外国监管机构、政府支持的金融科技中心和私人机构都参与了这一政策扩散过程。领先国家提供了重要的参考资料,有时还提供直接援助,以帮助颁布沙盒制度。本文还探讨了三种主要的扩散机制:竞争、学习和模仿,它们在扩散过程中都发挥了不同的作用。尽管利益不同,有时甚至相互冲突,但利益相关者关心金融科技相关的监管问题。他们在监管沙盒制度中的共同利益源于强烈的共识,从而导致沙盒立法的成功颁布。台湾的案例研究对大陆法系国家如何进行金融监管创新以及流行的监管沙盒通过哪些机制扩散到国内具有政策意义。
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引用次数: 0
Exploring energy resilience in China’s energy law in the carbon neutrality era 探讨碳中和时代中国能源法中的能源弹性
IF 0.5 4区 社会学 Q2 LAW Pub Date : 2022-01-02 DOI: 10.1080/10192557.2022.2045711
Hao Zhang
ABSTRACT Through the lens of scholarly discussion on law, resilience, and adaptive capacity, this article critically discusses the extent to which energy law and governance in China has been steered towards better resilience. By looking at the laws and regulations in China’s electricity sector, this article argues that China’s efforts to create a more resilient and adaptive electric power system that can respond to disruptions is challenged by three key factors. The first of these is the historic focus in China on assuring adequate supplies of energy to support economic growth, an approach that relies more on the conventional aspect of the resilience theory, known as engineering resilience, rather than transformational resilience. The second factor is the multi-level and fragmented authoritarian governance structure in China’s energy sector that opens the door to local authorities and SOEs favouring especially coal generation and curtailing generation from renewable energy sources. Finally, the laws supporting the transition to a cleaner, lower carbon and more efficient energy system in China essential to transformational resilience need to be strictly enforced since the current enforcement regime has not achieved the desired result.
摘要通过对法律、恢复力和适应能力的学术讨论,本文批判性地讨论了中国能源法律和治理在多大程度上被引导到更好的恢复力。通过研究中国电力行业的法律法规,本文认为,中国建立一个更具弹性和适应性的电力系统以应对中断的努力受到三个关键因素的挑战。第一个是中国历史性地关注确保充足的能源供应以支持经济增长,这种方法更多地依赖于弹性理论的传统方面,即工程弹性,而不是转型弹性。第二个因素是中国能源部门的多层次、分散的威权治理结构,这为地方当局和国有企业打开了大门,他们特别青睐煤炭发电,并减少可再生能源发电。最后,支持中国向更清洁、更低碳、更高效的能源系统转型的法律需要严格执行,因为目前的执行制度尚未达到预期效果。
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引用次数: 1
Scoping the impact of the Comprehensive Agreement on investment: liberalization, protection, and dispute resolution in the next era of EU–China relations 界定《全面协议》对投资的影响:下一个中欧关系时代的自由化、保护和争端解决
IF 0.5 4区 社会学 Q2 LAW Pub Date : 2022-01-02 DOI: 10.1080/10192557.2022.2045708
Qian Xu
ABSTRACT Ensuing the commencement of bilateral EU–China Comprehensive Agreement on Investment (CAI) negotiations in 2014, European Union (EU) took seven years to confirm the agreement ‘in principle’. The finalization of the agreement owing to politicization will take time. However, both EU and China have committed to conclude the awaiting negotiations on investment protection and investment dispute settlement by the first half of 2022. EU's main objective is replacing bilateral investment treaties (BITs) between China and its own individual Member States. The article confers a first comprehensive analysis of CAI with advancing EU's international investment policy. It further analyzes the CAI provisions in light of both, pre-existing BITs between EU Member States and China and the EU-Vietnam FTA investment chapter. The comprehensive analysis helps to apprehend CAI's influence on the global regime for investment concerning investment liberalization, investment protection, and investment dispute resolution.
摘要2014年,随着中欧双边投资全面协议(CAI)谈判的开始,欧盟(EU)花了七年时间“原则上”确认了该协议。由于政治化,协议的最后定稿需要时间。然而,欧盟和中国都承诺在2022年上半年前完成等待中的投资保护和投资争端解决谈判。欧盟的主要目标是取代中国与其个别成员国之间的双边投资条约。本文首次对CAI与推进欧盟国际投资政策进行了全面分析。它结合欧盟成员国与中国之间预先存在的双边投资条约和欧盟-越南自由贸易协定投资章节,进一步分析了CAI条款。综合分析有助于理解蔡对投资自由化、投资保护和投资争端解决等全球投资制度的影响。
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引用次数: 4
Who are my parents? Determining parenthood of surrogate children under Chinese law 谁是我的父母?根据中国法律确定代孕子女的父母身份
IF 0.5 4区 社会学 Q2 LAW Pub Date : 2022-01-02 DOI: 10.1080/10192557.2022.2045709
Di Chunyan
ABSTRACT The underground domestic surrogacy market is an open secret in China and many rich Chinese people have had their own children by using overseas surrogacy services. Although the Chinese national legislature has not expressed its legal position with respect to the legality of surrogacy, courts have taken an increasing number of surrogacy disputes in the past two decades, a substantial portion of which dispute over parenthood of surrogate children. The question ‘who are my parents’ requires a legal answer; otherwise, surrogate children will be left in legal limbo in terms of their parentage and sometimes nationality as well. Given its theoretical and practical significance, this article systematically analyses the issue of parenthood of surrogacy children under Chinese law and its implications for the issue of the legality of surrogacy. It finds that Chinese law, which accepts a three-parent model in certain circumstances, has recently creatively developed a dual approach to solving this legal question: the dominant biological connection test and the supplementary test of ‘constructive parenthood based on the stepparent-stepchild relationship’, the latter enabling courts to grant parenthood to a nonbiological intended parent. After assessing the dual approach, it further argues that the approach results in a backdoor acceptance of surrogacy arrangements and Chinese law, therefore, should face up to the increasing demand by infertile families for surrogacy and draw a clear line between lawful and unlawful surrogacy arrangements in accordance with the prevailing ethical views, the newly introduced three-child policy, and the relevant policies concerning woman and minor protection.
国内地下代孕市场在中国是一个公开的秘密,许多中国富人通过海外代孕服务生下了自己的孩子。尽管中国国家立法机构尚未就代孕的合法性表达其法律立场,但在过去二十年中,法院受理的代孕纠纷越来越多,其中很大一部分是代孕子女的父母身份纠纷。“谁是我的父母”这个问题需要一个合法的答案;否则,代孕儿童将因其父母身份,有时甚至国籍而陷入法律困境。鉴于其理论意义和现实意义,本文系统分析了我国法律规定的代孕子女父母身份问题及其对代孕合法性问题的启示。研究发现,在某些情况下接受三父母模式的中国法律最近创造性地发展了一种双重方法来解决这一法律问题:显性生物联系测试和“基于继父母-继子女关系的推定父母身份”的补充测试,后者使法院能够将父母身份授予非生物学目的的父母。在评估了双重方法后,它进一步认为,这种方法导致了对代孕安排的后门接受,因此,中国法律应该正视不孕家庭对代孕日益增长的需求,并根据主流的伦理观点、新出台的三孩政策、,以及有关妇女和未成年人保护的政策。
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引用次数: 0
Constitutional transition and the travail of judges: the courts of South Korea 宪法过渡与法官的艰辛:韩国法院
IF 0.5 4区 社会学 Q2 LAW Pub Date : 2022-01-02 DOI: 10.1080/10192557.2022.2045712
Amal Sethi
Few jurisdictions are more illuminating of constitutional law and politics than South Korea (‘Korea’). As autocratic legalism gradually shows its face in various corners of the world, Korea’s tumultuous history serves as a cautionary tale with respect to the extent to which autocratic legalism can be stretched. Whereas numerous countries had their first encounter with autocratic legalism only in recent decades, Korea was living under it back in the 1960s. During Korea’s lengthy authoritarian rule, the judiciary was timid and avoided head-to-head confrontations with the authoritarian regime. Nevertheless, it arguably showed signs of independence and an ability to mitigate the effects of authoritarian laws. Additionally, Korea is one of the handful of countries that have emerged from authoritarian rule and managed to stay democratic for an extended period. The Korean Constitutional Court has had a certain role to play in this achievement, challenging conventional scholarly wisdom on the extent to which courts can have a hand in democratization. Legal historian, Marie Seong-Hak Kim’s book is an ambitious attempt to unpack many of these facets, viewed through the lens of Korean courts from 1945 to the present day. Kim’s book comes with two methodological qualifications. Firstly, Kim states that since judges in authoritarian contexts are apprehensive about political reprisals, they rarely speak publicly about laws or their decisions. Therefore, she has tried to infer ‘jurisprudential and juristic belief’ from ‘the terse language in judicial opinions which were pervaded with mechanical and seemingly callous positivistic reasoning’. Secondly, Kim focuses ‘on law rather than politics’ and makes little attempt to do otherwise. After an introductory first chapter that provides background information and outlines the book’s arguments, Chapter 2 discusses Korea’s legal traditions, the making of its 1948 constitution and the Korean courts from 1945 to 1962. In 1948, after almost half a decade of Japanese colonial rule followed by three years of American military occupation, Korea promulgated a new constitution. There were serious attempts by the constitution’s drafters to leave behind the remnants of the colonial past. Simultaneously, to avoid a legal vacuum, they retained several colonial judicial personnel and judges to operate the court system. Since there were apprehensions about giving power to a judiciary with links to the colonial past, the Supreme Court and other lower courts under it, were only given the power to review administrative decrees and regulations. Meanwhile, a new part-judicial, part-political body, the Constitutional Committee, was entrusted with reviewing statutes issued by the legislature of Korea – the National Assembly. The choices made by the drafters generally remained untouched
很少有司法管辖区比韩国(“韩国”)更能说明宪法和政治。随着专制法家逐渐在世界各个角落出现,韩国的动荡历史对专制法家可以延伸到什么程度起到了警示作用。许多国家在最近几十年才第一次遇到专制的法家主义,而韩国早在20世纪60年代就生活在其中。在韩国漫长的独裁统治时期,司法部门胆小怕事,避免与独裁政权正面交锋。然而,可以说它显示了独立的迹象和减轻专制法律影响的能力。此外,韩国是少数几个摆脱专制统治并长期保持民主主义的国家之一。韩国宪法法院在这一成就中发挥了一定的作用,挑战了关于法院能在多大程度上参与民主化的传统学术智慧。法律历史学家Marie Seong-Hak Kim的书是一个雄心勃勃的尝试,通过从1945年到现在的韩国法院的镜头来揭示这些方面的许多方面。金的书有两个方法论上的限制。首先,Kim指出,由于专制环境下的法官担心政治报复,他们很少公开谈论法律或他们的决定。因此,她试图从“充斥着机械和看似冷酷的实证推理的司法意见书中的简洁语言”中推断出“法理学和法学信仰”。其次,金正日关注的是“法律而不是政治”,很少尝试做其他事情。在第一章提供背景资料和概述本书的论点之后,第二章讨论了韩国的法律传统、1948年宪法的制定以及1945年至1962年的韩国法院。1948年,在经历了近5年的日本殖民统治和3年的美国军事占领之后,朝鲜颁布了一部新宪法。宪法起草者曾认真地试图将殖民历史的残余抛在脑后。同时,为了避免法律真空,它们保留了几名殖民地司法人员和法官来运作法院系统。由于有人担心把权力交给一个与殖民历史有联系的司法机构,最高法院及其下属的其他下级法院只被赋予审查行政法令和条例的权力。与此同时,一个新的半司法半政治的机构,即宪法委员会,被委托审查韩国立法机构- -国民议会颁布的法规。起草者所作的选择基本上没有动过
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引用次数: 0
The complexification of disputes in the digital age 数字时代纠纷的复杂性
IF 0.5 4区 社会学 Q2 LAW Pub Date : 2022-01-02 DOI: 10.1080/10192557.2022.2045704
Sundaresh Menon
ABSTRACT The ‘complexity problem’ is the concern that there is now a growing class of disputes so factually rich and complex that they are virtually impossible to adjudicate fairly and properly. The complexity problem will only intensify with time – as our understanding of the world becomes more complex, so too will our disputes; and advances in information technology have led and will continue to lead to explosions in the quantities of data (and therefore, potential evidence) that adjudicators and advocates may be called on to consider. Complexity can have serious consequences not just for the time and cost of resolving such disputes, but also for our ability to properly resolve them – some disputes are now so massive and complex that they have become extremely difficult for the adjudicator to fully and properly understand, much less decide. Solutions directed at improving the efficiency of legal proceedings are, at best, only part of the answer. The problem is more fundamental and requires that we reconsider our approach to the resolution of complex disputes. We might see a shift away from a narrow conception of justice as always and invariably requiring a full and exhaustive determination of the facts, to a more holistic view of what it means to adjudicate disputes – one that embraces procedures which, whilst not as thorough, are nonetheless capable of producing reasonably accurate and broadly acceptable decisions more quickly and at far lower cost.
摘要“复杂性问题”是指现在有越来越多的争议,事实上如此丰富和复杂,以至于几乎不可能公正、恰当地做出裁决。复杂性问题只会随着时间的推移而加剧——随着我们对世界的理解变得更加复杂,我们的争端也会变得更加复杂;信息技术的进步已经并将继续导致裁决者和辩护人可能被要求考虑的数据量(以及潜在证据)激增。复杂性不仅会对解决此类争议的时间和成本产生严重影响,还会对我们妥善解决这些争议的能力产生严重影响——有些争议现在规模巨大且复杂,以至于裁决者很难充分、正确地理解这些争议,更不用说做出决定了。旨在提高法律程序效率的解决方案充其量只是答案的一部分。这个问题更为根本,需要我们重新考虑解决复杂争端的方法。我们可能会看到一种转变,从一种狭隘的正义概念,一如既往地要求对事实进行全面彻底的确定,转向对裁决争端意味着什么的更全面的看法——一种包括程序的观点,尽管程序不那么彻底,尽管如此,它们仍然能够更快地以低得多的成本做出合理准确和广泛可接受的决策。
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引用次数: 0
Access to Justice for the Chinese Consumer: Handling Consumer Disputes in Contemporary China 中国消费者诉诸司法:当代中国消费者纠纷的处理
IF 0.5 4区 社会学 Q2 LAW Pub Date : 2022-01-02 DOI: 10.1080/10192557.2022.2045716
André Janssen
much-loved person, and thoughtful ruminations over a broad range of topics, principally in dispute resolution, that occupied so much of Derek’s life. As the Contributing Editors put it, no single volume can hope to do justice to him, but it is hoped that the book will keep his memory alive and his erudition forever available. In this, there is no doubt the objectives of the book have been well met.
他是一个备受爱戴的人,对各种各样的话题进行了深思熟虑,主要是在解决争端方面,这些话题占据了德里克生活的大部分时间。正如特约编辑所言,没有任何一本书能够公正地评价他,但人们希望这本书能让人们永远记住他,让人们永远了解他的博学。在这一点上,毫无疑问这本书的目标已经很好地实现了。
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引用次数: 3
The Indian legal system: an enquiry 印度法律体系:调查
IF 0.5 4区 社会学 Q2 LAW Pub Date : 2022-01-02 DOI: 10.1080/10192557.2022.2045713
Rustam Chaudhuri
India is one of the most ethnically, religiously and socio-economically diverse countries in the world, and this diversity is protected under Articles 25–31 of the Indian Constitution, which provides constitutional safeguards for religious, cultural and educational rights. On the other hand, India was also under British rule for two hundred years, during which time various Western-style institutions and legal systems and a formal bureaucracy were developed. With respect to these institutions, little has changed since independence. This gives rise to competing legal norms in India, as reflected in its constitution, which is based, first, on democratic aspirations inspired by the English and Welsh common law and French constitutional ideals of liberty, equality and fraternity, and, second, on the need to safeguard the interests of various sectors of the community and emerging religious, ethno-regional and tribal sentiments. The book The Indian Legal System: An Enquiry by Mahendra Pal Singh and Niraj Kumar seeks to address this delicate balance between the various normative forces present in India’s postindependence legal system. It asks whether India has been successful in striking this balance between the various Western and Eastern legal traditions subsumed within it, and if permitting the continuance of certain traditional legal systems is permissible under international human rights law and what the scope and direction for the future development of the legal system might be.
印度是世界上种族、宗教和社会经济最多元化的国家之一,这种多样性受到《印度宪法》第25-31条的保护,该条为宗教、文化和教育权利提供了宪法保障。另一方面,印度也在英国统治下长达200年,在此期间,各种西方式的机构、法律体系和正式的官僚机构得以发展。关于这些机构,自独立以来几乎没有什么变化。这在印度产生了相互竞争的法律规范,正如其宪法所反映的那样,该宪法首先基于英国和威尔士普通法以及法国自由、平等和博爱的宪法理想所激发的民主愿望,其次,基于维护社区各阶层利益和新出现的宗教、民族、地区和部落情绪的必要性。Mahendra Pal Singh和Niraj Kumar的《印度法律体系:调查》一书试图解决印度独立后法律体系中各种规范力量之间的微妙平衡。它询问印度是否成功地在其所包含的各种西方和东方法律传统之间取得了这种平衡,国际人权法是否允许允许某些传统法律制度的延续,以及法律制度未来发展的范围和方向可能是什么。
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引用次数: 0
Fabricating insurance subject matter and defrauding insurance money: a civil wrong or a criminal offence? 伪造保险标的骗取保险金:是民事过失还是刑事犯罪?
IF 0.5 4区 社会学 Q2 LAW Pub Date : 2022-01-02 DOI: 10.1080/10192557.2022.2045710
Z. Jing
ABSTRACT Insurance fraud is a serious problem and is dealt with mainly by the mechanisms of civil liability and criminal punishment in China. This article critically examines these mechanisms and their application to different types of fraud, identifies the existing and potential problems with them, and also propose solutions to the problems with reference to the English common law fraudulent claims rule and the Fraud Act 2006 (UK). Chinese Criminal Law provides a unique type of insurance fraud, namely, ‘fabricate insurance subject matter and defraud insurance money’, but no definition of this type of fraud is provided in the Law, this causes judicial difficulty in the trial of the fraud cases. This type of fraud is committed at two stages: ‘fabricate insurance subject matter’ at the stage of conclusion of the contract and ‘defraud insurance money’ at the stage of making claims. It argues that the phrase of ‘fabricate insurance subject matter’ should be construed in a narrow sense that it only refers to the fraud where a non-existent insurance subject matter is fabricated into an existent one; while fabrication of the features or characters of the insurance subject matter should not be taken as the fraud of ‘fabricate insurance subject matter’. This article examines the circumstances under which this type of fraud may be dealt with by civil law or criminal law and puts forward guidelines for the determination of this type of fraud and for the correct application of civil remedies or criminal sanction for the fraud.
摘要保险欺诈是一个严重的问题,在我国主要通过民事责任和刑事处罚机制来解决。本文严格审查了这些机制及其在不同类型欺诈中的应用,确定了这些机制存在的和潜在的问题,并参考英国普通法欺诈索赔规则和2006年《欺诈法》(英国)提出了解决这些问题的方案。我国刑法规定了一种独特的保险诈骗类型,即“虚构保险标的,骗取保险金”,但该法没有对这种类型的诈骗行为作出定义,这就造成了欺诈案件审判的司法困难。这种欺诈行为分为两个阶段:合同订立阶段的“虚构保险标的”和索赔阶段的“骗取保险金”。它认为,“捏造保险标的”一词应狭义解释,因为它仅指将不存在的保险标的捏造为存在的保险主题的欺诈行为;对保险标的的特征或者性质的捏造,不应当被视为“捏造保险标的”的欺诈行为。本条审查了民法或刑法可能处理这类欺诈的情况,并提出了确定这类欺诈以及正确适用民事补救措施或刑事制裁的准则。
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引用次数: 0
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