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Evolution of 28 U.S.C. § 1783: An Unexplored Tool to Support International Arbitration? 《美国法典》第28卷第1783节的演变:支持国际仲裁的未被发现的工具?
IF 0.2 Q3 LAW Pub Date : 2021-07-01 DOI: 10.54648/joia2021024
R. Rangachari, K. Duggal, Peter L. Schmidt
In certain disputes, it may be important to acquire evidence from the other party, but it is difficult to do so because the international arbitration process envisions only a limited form of discovery from the opposing party in the form of document production. There is, however, the potential of an unexplored option in US law to help fill this void. 28 U.S.C. § 1783, also known as the ‘Walsh Act’, enables a United States court, under certain circumstances, to subpoena a national or resident of the United States who is in a foreign country to personally appear as a witness before the court, or before someone designated by the court, or to produce specific testimony or documents. Considering the ubiquity of American parties in international disputes, section 1783 has the potential to become an important tool in the arsenal of a disputes lawyer. Indeed, considering how section 1782 has been increasingly applied in international arbitration, it is possible that section 1783 might evolve as an important component in considering strategies for international arbitration. Like section 1782, however, due to its lack of use to date and vague statutory language, its applicability to various forms of international arbitrations remains an unfortunately open question. But it still has the potential to change international arbitration as we know itWitness testimony, evidence, subpoena, domestic courts, discovery
在某些争端中,从另一方取得证据可能很重要,但很难做到这一点,因为国际仲裁程序只设想对方以文件制作的形式提供有限的证据。然而,美国法律中有一个尚未探索的选项,可能有助于填补这一空白。28 U.S.C.§1783,也被称为“沃尔什法案”,允许美国法院在某些情况下传唤在外国的美国国民或居民亲自出庭作证,或在法院指定的人面前作证,或提供特定的证词或文件。考虑到美国当事人在国际争端中无处不在,第1783条有可能成为争议律师军火库中的重要工具。事实上,考虑到第1782条如何越来越多地应用于国际仲裁,第1783条有可能演变为考虑国际仲裁战略的一个重要组成部分。然而,与第1782条一样,由于其迄今未被使用和法定语言含糊不清,它对各种形式的国际仲裁的适用性仍然是一个令人遗憾的悬而未决的问题。但它仍有可能改变我们所知的国际仲裁——证人证词、证据、传票、国内法庭、发现
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引用次数: 0
Global Telecom Holding v. Canada: Interpreting and Applying Reservations and Carve-Outs in Investment Treaties Global Telecom Holding诉加拿大:投资条约中保留和分割的解释和适用
IF 0.2 Q3 LAW Pub Date : 2021-07-01 DOI: 10.54648/joia2021026
Joshua Paine
Within investment treaties, reservations and carve-outs perform a crucial role in balancing investment protection and liberalization with competing regulatory interests of States. While carve-outs for taxation matters have been interpreted and applied by a significant number of investment treaty tribunals, carve-outs concerning other issues and reservations have been adjudicated much less frequently. The recent Award in Global Telecom Holding v. Canada raises several key questions of treaty interpretation concerning a reservation by Canada in the Canada–Egypt Bilateral Investment Treaty (BIT), and a carve-out, which removed from investor-State arbitration decisions by either Party not to permit the establishment or acquisition of a business enterprise. This case comment critically analyses the approach to interpreting reservations and carve-outs adopted in the Award and the associated Dissenting Opinion. I suggest that it is through the application of the ordinary rules of treaty interpretation that adjudicators will locate the appropriate limits of reservations and carve-outs, and there is little justification for adopting a restrictive interpretation of such provisions. The case also demonstrates that interpretative inferences based on one treaty party’s other investment treaties must be approached with care.reservations, carve-outs, exceptions, treaty interpretation, national treatment, national security
在投资条约中,保留和例外在平衡投资保护和自由化与国家相互竞争的监管利益方面发挥着至关重要的作用。虽然许多投资条约法庭对税务事项的例外条款进行了解释和适用,但对其他问题和保留的例外条款的裁决频率要低得多。最近在Global Telecom Holding诉加拿大案中的裁决提出了几个关键的条约解释问题,涉及加拿大在《加拿大-埃及双边投资条约》(BIT)中的保留,以及从投资者-国家仲裁决定中删除任何一方不允许设立或收购商业企业的分拆。本案例评论批判性地分析了裁决中采用的解释保留和例外情况的方法以及相关的反对意见。我认为,只有通过适用条约解释的一般规则,裁决者才能确定保留和例外的适当限度,对这些条款采取限制性解释的理由很少。该案例还表明,必须谨慎对待基于一个条约缔约方其他投资条约的解释性推论。保留、例外、条约解释、国民待遇、国家安全
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引用次数: 0
A Massive Fire and a Mass of Confusion: Enka v. Chubb and the Need for a Fresh Approach to the Choice of Law Governing the Arbitration Agreement 一场大火和一场混乱:Enka诉Chubb案和仲裁协议法律选择的新方法的必要性
IF 0.2 Q3 LAW Pub Date : 2021-06-01 DOI: 10.54648/joia2021019
Johannes Koepp, D. Turner
The recent judgment of the Supreme Court of the United Kingdom in Enka v. Chubb has provided an answer, at least provisionally, to the thorny question of how the proper law of an arbitration agreement is to be determined under English law. The majority of the Supreme Court (in a 3–2 split) held that in the absence of an express or implied choice of law by the parties, the ‘default rule’ should be that the arbitration agreement is presumed to be governed by the law of the arbitral seat, as the law ‘most closely connected’ to the arbitration agreement. Yet the Supreme Court’s reasoning is not wholly satisfying, and the two dissenting judgments present powerful arguments for taking a contrary approach. This article proposes a means to sever this enduring Gordian knot: drawing from the in favorem validitatis principle applied by the Swiss, Dutch and Spanish legal systems in determining the substantive validity of an arbitration agreement, we suggest extending this principle to encompass questions of the scope of an arbitration agreement and arbitrability. Under this approach, instead of focusing on determining the proper law of the arbitration agreement, the courts need only ask themselves two questions: (i) does the claim in question fall within the scope of the arbitration agreement, as interpreted under any of the potentially applicable laws, and (ii) is it arbitrable under any of those laws?(UK) Supreme Court, Enka v Chubb, Arbitration agreement, Proper law, Choice of law, Governing law, In favorem validitatis, Favour principle, Arbitral seat/seat of arbitration, Scope of the arbitration agreement
联合王国最高法院最近在Enka诉Chubb一案中的判决至少暂时回答了一个棘手的问题,即如何根据英国法律确定仲裁协议的适当法律。最高法院的大多数法官(以3比2的票数)认为,在当事人没有明确或暗示选择法律的情况下,“默认规则”应是,仲裁协议应被推定为受仲裁所在地法律管辖,因为该法律与仲裁协议“最密切相关”。然而,最高法院的推理并不完全令人满意,这两项不同的判决为采取相反的做法提供了有力的论据。本文提出了一种解决这一长期棘手问题的方法:借鉴瑞士、荷兰和西班牙法律体系在确定仲裁协议的实质有效性时所适用的有利效力原则,我们建议将这一原则扩展到仲裁协议的范围和可仲裁性问题。在这种方法下,法院不需要专注于确定仲裁协议的适当法律,而只需要问自己两个问题:(i)所涉索赔是否属于根据任何潜在适用法律解释的仲裁协议的范围,以及(ii)根据任何这些法律是否可仲裁?(英国)最高法院,Enka诉Chubb案,仲裁协议,适用法律,法律选择,管辖法律,有利原则,仲裁所在地/仲裁所在地,仲裁协议的范围
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引用次数: 0
Is Arbitration Helping or Hindering the Protection of the Environment and Public Health? 仲裁是帮助还是阻碍了环境和公众健康的保护?
IF 0.2 Q3 LAW Pub Date : 2021-06-01 DOI: 10.54648/joia2021016
T. Granier, J. Grierson, Sacha Karsenti
On the occasion of the sixth edition of the Casablanca Arbitration Days, some leading arbitration practitioners from the Middle East and North Africa (MENA) region and further afield convened to discuss an important and topical issue: ‘is arbitration helping or hindering the protection of the environment and public health?’. This conference examined the various areas where arbitration and the protection of the environment and public health interface. First, from a substantive view point, it is clear that environmental issues have become prevalent in commercial arbitration and that the latter has proven to be well suited to resolve such issues. Secondly, while some steps have already been taken in this respect, the climate change crisis requires the international arbitration community to change its ways and arbitrate in a much more environmentally friendly way. Thirdly, amidst the progressive emergence of environmental issues in investment arbitration and the responses that have already been provided by investment treaty arbitral tribunals, numerous uncertainties remain in respect of the way in which environmental issues should be treated. There is no doubt that environmental issues will give rise to intense debates before investment tribunals (and courts) and in legal literature in the near future. Finally, in addition to the protection of the environment, the arbitration community has already begun addressing (and, we would submit, successfully so) the substantive and procedural issues related to the protection of public health, in particular as a result of the COVID-19 global pandemic. This article provides an account of what was said about these various topics during this edition of the Casablanca Arbitration Days.Arbitration, Environment, Public health, Climate, Challenges, Digitalization, Disputes, Commercial, Investment, COVID-19
在第六届卡萨布兰卡仲裁日之际,来自中东和北非(MENA)地区以及更远地区的一些领先仲裁从业者召开会议,讨论一个重要而热门的问题:“仲裁是在帮助还是阻碍环境和公共健康的保护?”。这次会议审查了仲裁与环境保护和公共卫生相互作用的各个领域。首先,从实质性角度来看,环境问题显然已在商业仲裁中普遍存在,而且事实证明后者非常适合解决这些问题。第二,尽管在这方面已经采取了一些步骤,但气候变化危机要求国际仲裁界改变方式,以更环保的方式进行仲裁。第三,随着投资仲裁中环境问题的逐渐出现以及投资条约仲裁庭已经作出的回应,在处理环境问题的方式方面仍然存在许多不确定性。毫无疑问,在不久的将来,环境问题将在投资法庭(和法院)和法律文献中引发激烈的辩论。最后,除了保护环境之外,仲裁界已经开始解决(我们认为,成功地解决)与保护公众健康有关的实质性和程序性问题,特别是由于新冠肺炎全球大流行。本文介绍了在本期卡萨布兰卡仲裁日期间对这些不同主题的看法。仲裁、环境、公共卫生、气候、挑战、数字化、争端、商业、投资、新冠肺炎
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引用次数: 0
Property Rights in Treaty Cases: Lessons for Investor-State Arbitration from Case A15 (II:A) of the Iran-United States Claims Tribunal 条约案件中的产权:伊朗-美国索赔法庭案件A15 (II:A)对投资者-国家仲裁的教训
IF 0.2 Q3 LAW Pub Date : 2021-06-01 DOI: 10.54648/joia2021020
L. Zielinski
On 10 March 2020, the Iran-United States Claims Tribunal (IUSCT) rendered its partial award No. 604-A15 (II:A)/A26 (IV)/B43-FT in Case No. A15 (II:A), ordering the United States to pay Iran over USD 29 million in damages, including decades of interest, and to return several properties that had been frozen during the 1979 hostage crisis.In deciding which properties had to be transferred by the United States to Iran, the Tribunal – having concluded that there are no public international law rules on property – struggled to identify the law applicable to property rights in the context of an inter-state arbitration based on a treaty.While the majority applied international private law principles to determine the domestic law applicable to questions of ownership, several of the dissenting arbitrators expressed the view that the nature of the dispute, as a treaty case, required the exclusive application of public international law.These two diverging approaches offer an interesting perspective on recent investor-state decisions, which also present conflicting views on the role that should be attributed to domestic law in determining the contours of those property rights, which are the subject of treaty violations and the corresponding compensation of investors.property, international law, public international law, private international law, domestic law, applicable law, Iran-US Claims Tribunal, investor-state dispute settlement, investor-state arbitration, choice of law
2020年3月10日,伊朗-美国索赔法庭(IUSCT)就第604-A15 (II:A)/A26 (IV)/B43-FT号案件作出了部分裁决。A15 (II:A),命令美国向伊朗支付超过2900万美元的赔偿金,包括几十年的利息,并归还1979年人质危机期间被冻结的几处财产。在决定美国必须将哪些财产转让给伊朗时,法庭认为没有关于财产的国际公法规则,因此难以确定在基于条约的国家间仲裁的情况下适用于财产权的法律。虽然多数仲裁员适用国际私法原则来确定所有权问题所适用的国内法,但有几位持不同意见的仲裁员认为,该争端作为一个条约案件的性质要求专门适用国际公法。这两种不同的方法为最近的投资者-国家决定提供了一个有趣的视角,这些决定也对国内法在确定这些财产权的轮廓方面应发挥的作用提出了相互矛盾的观点,这些财产权是违反条约和投资者相应赔偿的主题。财产法、国际法、国际公法、国际私法、国内法、适用法、伊朗-美国索赔法庭、投资者-国家争端解决、投资者-国家仲裁、法律选择
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引用次数: 0
Remote Hearings (2020 Survey): A Spectrum of Preferences 远程听证会(2020年调查):一系列偏好
IF 0.2 Q3 LAW Pub Date : 2021-06-01 DOI: 10.54648/joia2021014
G. Born, Anneliese Day, Hafez Virjee
A detailed survey of users’ experience of remote hearings shows that, as of July 2020, in-house and external counsel, and arbitrators and tribunal secretaries, were generally enthusiastic about fully remote hearings, but more nuanced when it came to breaking down their preferences according to the amount in dispute and the number of witnesses and experts to be examined: for short hearings and meetings, users will very likely prefer a videoconference over meeting in person or conducting the proceeding by telephone, whereas for merits hearings and hearings dealing with major procedural issues, preferences hinge primarily on the value of the case and secondly on the number of witnesses and experts to be examined. Where parties are in disagreement as to how to hold the hearing, tribunals are likely to factor into their decision any flexibility around the hearing dates, cost considerations and the number of time-zones that need to be accommodated. The article also discusses the survey results relating to the benefits and challenges of fully remote hearings, the rate of objections to fully remote hearings and how tribunals dealt with them, and provides additional insight into the profile of fully remote hearings resulting from the pandemic.
一项对用户远程听证会体验的详细调查显示,截至2020年7月,内部和外部律师、仲裁员和法庭秘书普遍对完全远程听证会充满热情,但在根据争议金额以及待审查的证人和专家人数细分他们的偏好时,更为微妙:对于简短的听证会和会议,用户很可能更喜欢视频会议,而不是亲自会面或通过电话进行诉讼,而对于案情听证会和涉及重大程序问题的听证会,偏好主要取决于案件的价值,其次取决于待审查的证人和专家的数量。如果各方对如何举行听证会存在分歧,法庭可能会在其决定中考虑听证会日期、费用考虑因素和需要容纳的时区数量的任何灵活性。文章还讨论了与完全远程听证会的好处和挑战有关的调查结果,对完全远程听证会提出异议的比率以及法庭如何处理这些问题,并进一步深入了解了疫情导致的完全远程听证会情况。
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引用次数: 0
Book Review: Arbitration in Argentina, Fabricio Fortese ed. Kluwer Law International. November 2020 书评:《阿根廷的仲裁》,fabicio forese编,Kluwer Law International。2020年11月
IF 0.2 Q3 LAW Pub Date : 2021-06-01 DOI: 10.54648/joia2021021
H. G. Naón
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引用次数: 0
The Advance on Costs in Arbitration: Reimbursement of Substituted Payment 仲裁费用预付:替代付款的偿付
IF 0.2 Q3 LAW Pub Date : 2021-06-01 DOI: 10.54648/joia2021017
T. Williams, Ahmed J. Durrani, U. Singh
This article explores the issues arising from the refusal of a respondent to pay its share of the advance on costs in an arbitration, the claimant’s substituted payment in respect of it, and the claimant’s entitlement to immediate reimbursement by the respondent before the final award is rendered and costs are allocated. The article will discuss the position under various institutional rules and draw a comparative analysis between them. It will also explore the legal basis of a claim for reimbursement, consider the approach that arbitral tribunals should adopt when granting relief, and examine a recent partial award in a Doha-seated International Chamber of Commerce (ICC) arbitration which ordered the immediate reimbursement of a substituted payment of the advance on costs.arbitration, advance on costs, substituted payment, immediate reimbursement, award, order
本文探讨了在仲裁中,被申请人拒绝支付其应支付的费用预付款、被申请人就此支付的替代款项,以及在作出最终裁决和分摊费用之前,被申请人有权要求被申请人立即偿还的问题。本文将讨论在各种制度规则下的地位,并对它们进行比较分析。它还将探讨要求偿还的法律依据,审议仲裁法庭在给予救济时应采取的办法,并审查最近在设在多哈的国际商会仲裁中作出的一项部分裁决,该裁决命令立即偿还代替支付的预支费用。仲裁、预支费用、替代付款、立即偿还、裁决、命令
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引用次数: 0
The Test for Apparent Bias and Arbitrators’ Duties of Disclosure Following Halliburton v. Chubb: Welcome Clarification, but Questions Remain 哈里伯顿诉丘布案后对明显偏见和仲裁员披露义务的检验:欢迎澄清,但问题仍然存在
IF 0.2 Q3 LAW Pub Date : 2021-06-01 DOI: 10.54648/joia2021018
Nigel Rawding, Charles Kimmins, Luke Pearce, Olivia Valner
UK The Supreme Court handed down its judgment in Halliburton v. Chubb in November 2020. The case addressed the test for apparent bias and the issue of arbitrators’ duties of disclosure in English-seated arbitrations. The authors of this article represented the London Court of International Arbitration (LCIA) as interveners in the Supreme Court appeal.This article explores the key points arising out of the judgment and takes stock of the current position under English law. The authors discuss certain issues that remain open following the judgment, including the relationship between the duties of disclosure and confidentiality. They explore the extent to which parties’ adoption of institutional rules can modify the English law position, and comment on the extent to which English law is now in line with that of other jurisdictions.The article notes that Halliburton v. Chubb is one of a number of recent cases globally concerning the scope of arbitrators’ duties. It concludes that while the decision of the Supreme Court provides a welcome degree of clarity as to the English law position, and a necessary confirmation that the English courts take a robust approach to such issues, the judgment itself was necessarily confined to relatively narrow facts. As such, questions relating to arbitrators’ duties are likely to return to the spotlight in future cases, and English law is likely to continue to develop as the relevant principles are applied to different fact patterns and as new norms emerge amongst arbitrators.Halliburton v. Chubb, Arbitrators’ duties, Duty of disclosure, Apparent bias, Conflicts of interest, Impartiality, Challenges to arbitrators, Arbitration Act 1996, Confidentiality, Supreme Court
英国最高法院于2020年11月宣布了哈里伯顿诉查布案的判决。该案例解决了明显偏见的检验和仲裁员在英国仲裁中的披露义务问题。本文的作者代表伦敦国际仲裁法院(LCIA)作为最高法院上诉的干预者。本文探讨了判决中出现的关键点,并对英国法律的现状进行了评估。作者讨论了判决后仍未解决的一些问题,包括披露义务和保密义务之间的关系。他们探讨了当事人采用制度规则可以在多大程度上改变英国法律的立场,并评论了英国法律目前与其他司法管辖区的法律一致的程度。文章指出,哈里伯顿诉查布案是最近全球范围内涉及仲裁员职责范围的若干案件之一。它的结论是,虽然最高法院的裁决为英国法律立场提供了令人欢迎的清晰程度,并必要地确认了英国法院对此类问题采取了强有力的方法,但判决本身必然局限于相对狭窄的事实。因此,在未来的案件中,与仲裁员职责有关的问题可能会重新成为焦点,随着相关原则适用于不同的事实模式以及仲裁员之间出现新的规范,英国法律可能会继续发展。哈里伯顿诉丘伯,仲裁员的职责,披露义务,明显偏见,利益冲突,公正性,对仲裁员的挑战,1996年仲裁法,保密性,最高法院
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引用次数: 0
The Canary Is Dead: Arbitration and Climate Change 金丝雀已死:仲裁与气候变化
IF 0.2 Q3 LAW Pub Date : 2021-06-01 DOI: 10.54648/joia2021015
L. Greenwood
As international lawyers, arbitration practitioners are at the forefront of global issues, yet in relation to climate change and its impact on our practices, we have been slow to act. This article considers the role that arbitration should play in determining climate change disputes and the role that arbitration practitioners could play in shaping and adapting international law to respond to the climate crisis. The pandemic has driven significant behavioural change in the arbitration community. Now is the time to reflect on our practices to ensure that arbitration remains relevant and fit for purpose in a world where climate change will impact every area of our lives.Climate change, Climate emergency, Arbitration, Protocol, Investment Arbitration, Commercial Arbitration, Dispute Resolution, Paris Agreement, Greener Arbitrations, Green Pledge
作为国际律师,仲裁从业人员处于全球问题的最前沿,但在气候变化及其对我们业务的影响方面,我们一直行动迟缓。本文考虑了仲裁在确定气候变化争端中应该发挥的作用,以及仲裁从业者在制定和调整国际法以应对气候危机方面可以发挥的作用。疫情已促使仲裁界的行为发生重大变化。现在是时候反思我们的做法,以确保在气候变化将影响我们生活的各个领域的世界中,仲裁仍然具有相关性和适用性。气候变化,气候紧急情况,仲裁,协议,投资仲裁,商事仲裁,争议解决,巴黎协定,绿色仲裁,绿色承诺
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引用次数: 1
期刊
Journal of International Arbitration
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