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Adjudication at the Service of Diplomacy: The Enrica Lexie Case 为外交服务的裁决:恩里卡·莱西案
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2021-06-14 DOI: 10.1093/JNLIDS/IDAB010
A. Tanzi
The article addresses the Enrica Lexie case as an example of integration between adjudicative and diplomatic means of dispute settlement. It illustrates the case focusing on the Tribunal’s assessment of the scope of its jurisdiction and of the applicable law. The article is organised in four parts, next to the introduction. First, it places the case in the context of the relationship between adjudication and diplomacy in the settlement of international disputes. Second, it illustrates the case as a dispute over the interpretation and application of UNCLOS. Third, it addresses the relevance of the immunity of the marines for the purposes of the jurisdiction of the Tribunal and the applicable law. Finally, it concludes with few general policy remarks on the beneficial impact of the Award for the disputing and third Parties, as to the balancing of the interests of flag-States and costal-States in interpreting and applying freedom of navigation. 
本文将恩里卡·莱西案作为仲裁和外交解决争端手段相结合的一个例子。它说明了案件的重点是法庭对其管辖范围和适用法律的评估。本文除引言外,共分为四个部分。首先,它将案件置于解决国际争端中裁决与外交关系的背景下。第二,将此案作为《联合国海洋法公约》的解释和适用争端加以说明。第三,它论述了海军陆战队豁免与法庭管辖权和适用法律的相关性。最后,对于裁决对争端方和第三方的有益影响,以及在解释和适用航行自由时平衡船旗国和沿海国的利益,它在结尾处几乎没有提出一般性的政策评论。
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引用次数: 1
Jurisdictional Conflicts between Investment Treaty and Commercial Arbitration—The Role of Lis Pendens 投资条约与商事仲裁的管辖权冲突——法律的作用
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2021-05-27 DOI: 10.1093/JNLIDS/IDAB012
Harshad Pathak
The domain of international investment law is evolving. Today, an increasing number of treaty claims filed against states are based on allegations of a breach of contract. Investment treaty tribunals also tend to affirm jurisdiction over such claims, routinely ignoring that the underlying contract may contain an arbitration agreement in favour of commercial arbitration. This tendency creates a potential jurisdictional conflict between a commercial and investment treaty arbitration proceeding; ripe for investors to exploit. In this context, this article explores the different ways in which investment treaty tribunals have created this jurisdictional conflict. On such basis, it assesses the ameliorative potential of the principle of lis pendens in international arbitration, and whether this potential can be realized in a timely manner.
国际投资法领域正在发展。今天,越来越多针对国家的条约索赔是基于对违反合同的指控。投资条约法庭也倾向于确认对此类索赔的管辖权,通常忽略了基础合同可能包含有利于商事仲裁的仲裁协议。这种趋势在商事和投资条约仲裁程序之间造成了潜在的管辖权冲突;投资者可以利用的时机成熟了。在此背景下,本文探讨了投资条约法庭制造这种管辖权冲突的不同方式。在此基础上,评估了未决事项原则在国际仲裁中的改善潜力,以及这种潜力是否能够及时实现。
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引用次数: 0
The Uses and Advantages of Side Letters in the Investment Chapters in Preferential Trade Agreements 优惠贸易协定投资章节附文的用途和优势
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2021-04-30 DOI: 10.1093/JNLIDS/IDAA024
Tae-jung Park
This article analyses the utility and advantages of employing side letters in the investment chapter in Preferential Trade Agreements (PTAs). Even thoughparties to a PTA often use side letters, particularly in relation to the investment chapter, the literature has paid little attention to their utility and advantages. This article develops a typology based on the three functions of the side letter (ie clarification, correction, and consensus on a new term) and explains the detailed letter exchange procedure of the letter exchange. It then discusses the three advantages (ie cost efficiency, flexibility, and transparency) of using side letter.
本文分析了在优惠贸易协定投资章节中使用附文的效用和优势。尽管PTA的各方经常使用附文,特别是在投资章节中,文献很少关注它们的效用和优势。本文以副信的三种功能(澄清、更正、新名词共识)为基础展开类型学,并对副信的具体换信程序进行了阐述。然后讨论了使用附信的三个优点(即成本效率,灵活性和透明度)。
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引用次数: 0
How Are Disputes Resolved under Bilateral Air Services Agreements? A Typology 双边航空运输协定如何解决争端?一个类型学
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2021-04-30 DOI: 10.1093/JNLIDS/IDAB003
Luping Zhang
After a dispute between India and Pakistan broke out concerning overflight rights, the International Civil Aviation Organisation (ICAO) Secretariat reviewed 204 bilateral aeronautical agreements between 1941 and 1951 and listed them according to the categories of dispute resolution clauses that they contained. Around 68 years have passed and the ICAO Council has exercised its dispute settlement power in multiple occasions. This article builds upon the research carried out by the ICAO Secretariat, which it supplements with up-to-date data of 709 agreements. It then provides a typology, a study of different types, of bilateral air services agreements (ASAs). The article concludes that the use of international arbitration is the primary forum for dispute resolution chosen by drafters of bilateral ASAs. However, a look at the cases brought to ad hoc arbitration reveals deficiencies, which leads us to discuss potential institutionalized reforms.
在印度和巴基斯坦之间关于飞越领空权利的争端爆发后,国际民用航空组织(ICAO)秘书处审查了1941年至1951年之间的204项双边航空协定,并根据它们所包含的争端解决条款的类别将它们列出。68年来,国际民航组织理事会多次行使争端解决权力。本文以民航组织秘书处进行的研究为基础,并补充了709项协定的最新数据。然后,它提供了一个类型学,对不同类型的双边航空服务协议(asa)进行了研究。文章的结论是,使用国际仲裁是双边仲裁协议起草者选择的解决争端的主要论坛。然而,看看提交临时仲裁的案件,就会发现不足之处,这促使我们讨论可能的制度化改革。
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引用次数: 0
Do Investor-State Dispute Settlement Cases Influence Domestic Environmental Regulation? The Role of Respondent State Bureaucratic Capacity 投资者-国家争端解决案件是否影响国内环境监管?应诉国家官僚能力的作用
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2021-04-30 DOI: 10.1093/JNLIDS/IDAA027
Tarald Laudal Berge, Axel Berger
Does international politics influence domestic politics? In the investment treaty regime, there is currently a debate about whether investor-state dispute settlement cases influence respondent state domestic regulation. We present a systematic test of this relationship. Using two unique datasets, we examine whether investor-state cases targeting environmental measures influence respondent states’ environmental regulation. We make two theoretical contributions. First, we present an integrated typology of potential regulatory responses to investor-state dispute settlement cases. Second, we propose a novel, conditional theory of regulatory responses to investor-state cases. We argue that states’ responses should depend on their bureaucratic capacity. In our analysis, we find that respondent state bureaucratic capacity conditions the relationship between investor-state cases and subsequent domestic regulation. There is a more pronounced negative relationship between investor-state cases and regulatory behavior in states with high bureaucratic capacity than in low-capacity states.
国际政治会影响国内政治吗?在投资条约制度中,目前存在一个关于投资者-国家争端解决案件是否影响被申请人国家国内监管的争论。我们对这种关系进行了系统的检验。使用两个独特的数据集,我们研究了针对环境措施的投资者-国家案例是否会影响被调查国家的环境监管。我们做出了两个理论上的贡献。首先,我们提出了对投资者-国家争端解决案件的潜在监管反应的综合类型。其次,我们提出了一种新的、有条件的关于投资者-国家案例的监管反应的理论。我们认为,各国的反应应取决于它们的官僚能力。在我们的分析中,我们发现被告国家的官僚能力决定了投资者-国家案件与随后的国内监管之间的关系。在官僚能力高的州,投资者-国家案例与监管行为之间的负相关关系比在官僚能力低的州更为明显。
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引用次数: 6
Transnational Islamic Finance Disputes: Towards a Convergence with English Contract Law and International Arbitration 伊斯兰金融跨国纠纷:与英国合同法和国际仲裁趋同
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2021-04-24 DOI: 10.1093/jnlids/idab008
I. Bantekas
While Islamic finance is premised on wholly antithetical rules and notions as opposed to traditional Western finance, the resolution of pertinent disputes has been structured along the lines of standard commercial arbitration. Islam has always favoured arbitration and mediation and in fact promoted these in very much liberal terms. As a result, there has never been a need to adapt a sui generis Islamic dimension to Islamic finance, because clearly Western and Islamic notions of arbitration largely coincide. In recent years there have been some attempts to limit Islamic finance arbitration within a narrow understanding of Islamic ethics, despite the fact that it has become transnational in character and Islamic ethics are in any event inbuilt in the architecture of Islamic finance instruments, which arbitrators can only avoid at their peril. It is no wonder that Muslim end users generally prefer to resolve disputes arising from Islamic finance transactions in conventional arbitral institutions, while at the same time choosing English law to govern their agreement, typically concurrently with Islamic law or other laws. As a result, Islamic finance has equally attracted non-Muslim end users. The English High Court has not only developed a particular expertise in Islamic finance law but has, in addition, demonstrated how Islamic and secular law are generally compatible and complementary (with some notable exceptions) in construing transnational Islamic finance. At the same time, institutions and rules in the Muslim world that depart from the global arbitration paradigm are fast falling into desuetude. In light of these findings, it is argued that a sui generis Islamic finance arbitration model is not only disfavoured by end users as being out of touch with business reality but is inconsistent with the fundamental tenets of the Islamic law of arbitration.
虽然伊斯兰金融的前提是与传统西方金融完全相反的规则和观念,但相关争议的解决一直是按照标准商业仲裁的方式构建的。伊斯兰教一直支持仲裁和调解,事实上,它以非常自由的方式促进了这些。因此,从来没有必要为伊斯兰金融调整一个独特的伊斯兰维度,因为显然西方和伊斯兰的仲裁概念在很大程度上是一致的。近年来,有人试图将伊斯兰金融仲裁限制在对伊斯兰伦理的狭隘理解中,尽管事实上伊斯兰金融仲裁已经具有跨国性质,而且伊斯兰伦理无论如何都植根于伊斯兰金融工具的架构中,仲裁员只能自担风险。难怪穆斯林最终用户通常更愿意在传统的仲裁机构中解决伊斯兰金融交易产生的纠纷,同时选择英国法来管理他们的协议,通常与伊斯兰法或其他法律同时进行。因此,伊斯兰金融同样吸引了非穆斯林的终端用户。英国高等法院不仅发展了伊斯兰金融法方面的专门知识,而且还证明了伊斯兰法和世俗法在解释跨国伊斯兰金融时通常是兼容和互补的(有一些明显的例外)。与此同时,穆斯林世界中背离全球仲裁范式的制度和规则正迅速陷入衰败。鉴于这些发现,有人认为,一种独特的伊斯兰金融仲裁模式不仅不受最终用户的青睐,因为它与商业现实脱节,而且与伊斯兰仲裁法的基本原则不一致。
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引用次数: 1
Judicial Interactions and Human Rights Contestations in Latin America 拉丁美洲的司法互动与人权争论
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2021-03-20 DOI: 10.1093/JNLIDS/IDAB005
J. Contesse
The Inter-American Court of Human Rights is one of the world's most active human rights tribunals. Through an impressive history of case law, the Court has exerted significant influence upon Latin American states. In recent years, however, states and domestic national courts have challenged the Inter-American Court's authority in more complex and potentially more damaging ways than in the past. By exploring how the Inter-American Court of Human Rights has expanded its reach upon states, and how states engage in turn, the Article examines ways of interaction that can enhance or debilitate the Court's authority and influence on states. The Article explores recent dissents as a potential mode of resistance, especially when coupled with states' unease towards international adjudication and suggests ways in which the Court may respond to such challenges in order to protect and enhance its authority.
美洲人权法院是世界上最活跃的人权法庭之一。通过令人印象深刻的判例法历史,法院对拉丁美洲国家施加了重大影响。然而,近年来,各州和国内法院以比过去更复杂、可能更具破坏性的方式挑战美洲法院的权威。通过探讨美洲人权法院如何扩大其对各国的影响,以及各国反过来如何参与,本文探讨了可以增强或削弱法院对各国的权威和影响的互动方式。本文探讨了最近的异议作为一种潜在的抵抗模式,特别是当与国家对国际裁决的不安相结合时,并提出了法院应对这些挑战的方法,以保护和加强其权威。
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引用次数: 3
Human Rights and Investor–State Dispute Settlement Reform: Fitting a Square Peg into a Round Hole? 人权与投资者-国家争端解决改革:方枘圆凿?
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2021-03-12 DOI: 10.1093/JNLIDS/IDAB006
K. Duggal, Nicholas J. Diamond
Investor–State dispute settlement (ISDS) is undergoing a seismic shift, not least regarding its relationship with human rights. We apply the three ‘generations’ of human rights framework to ISDS reform, underscoring fundamental tensions between ISDS and human rights considerations. The resultant tensions are as varied as calls for reform spanning, inter alia, permissive human rights provisions in international investment agreements, inconsistent State practices regarding human rights in model agreements, and case law that largely ignores human rights considerations. We acknowledge these tensions, noting where they persist, as well as where the seeds of reform have already been sewn. We contend that ongoing ISDS reform efforts provide opportunities to infuse the ISDS architecture with a newfound emphasis on all generations of human rights, thereby overcoming many of the persistent tensions that have previously encumbered efforts to develop synergies between ISDS and international human rights law.
投资者-国家争端解决机制正在经历翻天覆地的变化,尤其是在其与人权的关系方面。我们将“三代”人权框架应用于ISDS改革,强调ISDS与人权考虑之间的根本紧张关系。由此产生的紧张局势各不相同,包括要求改革的呼声,其中包括国际投资协定中允许的人权规定,示范协定中关于人权的国家做法不一致,以及在很大程度上忽视人权考虑的判例法。我们承认这些紧张局势,注意到这些紧张局势在哪些地方仍然存在,以及在哪些地方已经播下了改革的种子。我们认为,正在进行的ISDS改革努力为ISDS架构注入对所有世代人权的新重视提供了机会,从而克服了许多先前阻碍ISDS与国际人权法之间发展协同作用的持续紧张关系。
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引用次数: 0
Planned Early Dispute Resolution Systems and Elements: Experiences and the Promise of Technology 计划的早期争议解决系统和要素:经验和技术的前景
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2021-02-26 DOI: 10.1093/jnlids/idab004
Dilyara Nigmatullina
Abstract The COVID-19 outbreak has severely impacted global business communities. Experts predict a tsunami of disputes. In this unprecedented situation, rational, cost-effective and quick dispute resolution is no more an option but a need. This need may be met by Planned Early Dispute Resolution (PEDR) and technological tools. Although the uptake of both has been slow so far, the current crisis may act as a catalyst for their more extensive use. This article starts with an overview of PEDR by addressing its definition, models, elements and use, among other aspects. It then investigates actual experiences of companies with PEDR systems and elements and discusses the effect that the companies’ shift to PEDR has on law firms. The article concludes by exploring how PEDR systems can benefit from the use of technological tools and how the interaction between technology and dispute resolution can contribute to shaping the future of the legal profession.
新冠肺炎疫情给全球工商界带来严重冲击。专家预测将出现争议海啸。在这种前所未有的情况下,合理、具有成本效益和迅速解决争端不再是一种选择,而是一种需要。这种需求可以通过计划的早期争议解决(PEDR)和技术工具来满足。尽管到目前为止,这两种技术的应用进展缓慢,但目前的危机可能会成为它们更广泛应用的催化剂。本文首先通过介绍PEDR的定义、模型、元素和使用等方面来概述PEDR。然后调查了采用PEDR系统和要素的公司的实际经验,并讨论了公司转向PEDR对律师事务所的影响。文章最后探讨了PEDR系统如何从技术工具的使用中受益,以及技术与争议解决之间的相互作用如何有助于塑造法律职业的未来。
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引用次数: 0
The Concept of ‘Principled Resistance’ to ECtHR Judgments: A Useful Tool to Analyse Implementation Deficits? 对《欧洲人权公约》判决的“原则性抵抗”概念:分析执行缺陷的有用工具?
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2021-02-14 DOI: 10.1093/JNLIDS/IDAA028
M. Breuer
Recent years have seen a marked increase in ‘clashes’ between national courts on the one hand and international courts and tribunals on the other hand. This article introduces a new analytical pattern, called ‘principled resistance’, in order to analyse deficits occurring during the implementation phase of a Strasbourg judgment. This analytical concept is contrasted with other most recently developed scholarly concepts (‘reasonable resistance’: Palombino; ‘pushback’ and ‘backlash’: Madsen; ‘principled’ and ‘dilatory non-execution’: de Londras and Dzehtsiarou) in order to show differences and commonalities. Furthermore, the limits of (permissible) ‘disagreement’, as opposed to (impermissible) ‘principled resistance’, are explored from an international law point of view. It will be argued that although cases of principled resistance are extremely rare, the concept has an analytical value in that it prevents us from overestimating divergences between national and international courts and tribunals. At the same time, it will be shown that even where courts and other national actors employ legal arguments for their resistance to the ECtHR, those conflicts should be conceptualized as struggles over the proper allocation of powers between the national level and Strasbourg.
近年来,国内法院与国际法院和法庭之间的“冲突”明显增加。本文介绍了一种新的分析模式,称为“原则性抵抗”,以分析斯特拉斯堡判决执行阶段出现的缺陷。这个分析概念与其他最近发展起来的学术概念(“合理抵抗”:Palombino;“阻力”和“反弹”:马德森;“原则性”和“拖延性不执行”(de Londras和Dzehtsiarou),以显示差异和共同点。此外,从国际法的角度探讨了(允许的)“分歧”与(不允许的)“原则性抵抗”的界限。有人会认为,虽然原则性抵抗的情况极为罕见,但这一概念具有分析价值,因为它可以防止我们高估国家和国际法院和法庭之间的分歧。与此同时,它将表明,即使法院和其他国家行为者利用法律论据来抵制欧洲人权法院,这些冲突也应被视为国家一级和斯特拉斯堡之间关于适当分配权力的斗争。
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引用次数: 0
期刊
Journal of International Dispute Settlement
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