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Comparison of Heads of Research Ethics Committees with Data Protection Officers on Personal Data Protection in Research: A Mixed-Methods Study with Structured Interviews 研究伦理委员会负责人与数据保护官员在研究中个人数据保护方面的比较:结构化访谈的混合方法研究
IF 1.8 Q1 ETHICS Pub Date : 2024-02-20 DOI: 10.1007/s10805-024-09509-8

Abstract

Personal data protection is an ethical issue. In this study we analyzed how research ethics committees (RECs) and data protection officers (DPOs) handle personal data protection issues in research protocols. We conducted a mixed-methods study. We included heads (or delegated representatives) of RECs and DPOs from universities and public research institutes in Croatia. The participants provided information about data protection issues in research and their mutual collaboration on those issues through structured interviews that contained closed and open-ended questions. Qualitative description was used to analyze open-ended questions. The results showed that 55% of the REC representatives were not aware who was DPO in their institution. Among RECs, 65% never contacted the DPO. There were 61% of RECs who reported that they received no training from the organization on personal data protection. When asked about barriers to personal data protection in their institutions, 26% of REC members highlighted the lack of a clear protocol for assessing personal data protection issues, while 30% of DPOs mentioned lack of knowledge among researchers about personal data. In conclusion, we found that when it came to protecting personal data in research protocols, RECs and DPOs hardly ever worked together. When developing future personal data protection policies for academic and scientific research institutions, it is essential that RECs and DPOs should collaborate and both continue to expand/update their knowledge on personal data protection procedures.

摘要 个人数据保护是一个伦理问题。在本研究中,我们分析了研究伦理委员会(REC)和数据保护官(DPO)如何处理研究协议中的个人数据保护问题。我们进行了一项混合方法研究。我们的研究对象包括克罗地亚大学和公共研究机构的研究伦理委员会和数据保护官的负责人(或委托代表)。参与者通过包含封闭式和开放式问题的结构化访谈,提供了有关研究中的数据保护问题以及他们在这些问题上的相互合作的信息。定性描述用于分析开放式问题。结果显示,55% 的区域经济共同体代表不知道谁是其机构的数据保护官。在区域选举委员会中,有 65% 的人从未联系过 DPO。61%的区域选举委员会报告说,他们没有接受过组织提供的有关个人数据保护的培训。当被问及其所在机构在个人数据保护方面遇到的障碍时,26% 的区域经济委员会成员强调缺乏评估个人数据保护问题的明确规程,而 30% 的 DPO 提到研究人员缺乏个人数据方面的知识。总之,我们发现,在研究协议中保护个人数据时,REC 和 DPO 几乎从未合作过。在为学术和科研机构制定未来的个人数据保护政策时,区域研究中心和数据保护专员必须开展合作,并不断扩大/更新他们在个人数据保护程序方面的知识。
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引用次数: 0
Academic Integrity Training Module for Academic Stakeholders: IEPAR Framework 学术利益相关者学术诚信培训模块:IEPAR 框架
IF 1.8 Q1 ETHICS Pub Date : 2024-02-17 DOI: 10.1007/s10805-024-09517-8
Zeenath Reza Khan

The global surge in academic misconduct during the COVID-19 pandemic, exacerbated by remote teaching and online assessment, necessitates a comprehensive understanding of the multidimensional aspects and stakeholders' perspectives associated with this issue. This paper addresses the prevalent use of answer-providing sites and other types of academic misconduct, underscoring the challenge of detecting all or most of the student misconduct. Exploring factors such as faculty inexperience in remote teaching and assessment, the paper advocates for proactive measures to preserve integrity in education. Emphasizing the need for a culture of integrity beyond traditional classrooms, the paper reviews existing models, then details steps to create a framework using the International Labour Organization (ILO)’s TREE training method. It presents the IEPAR framework (Inspiration, Education, Pedagogical considerations, Assessment design, Response and Restorative practice), and assesses its effectiveness. Incorporating faculty feedback, the paper concludes with evidence-based findings, positioning the IEPAR framework as a robust approach for addressing academic misconduct and fostering a culture of academic integrity in higher education through responsible training of all stakeholders.

在 COVID-19 大流行期间,全球学术不端行为激增,远程教学和在线评估又加剧了这一现象,因此有必要全面了解与这一问题相关的多维方面和利益相关者的观点。本文探讨了普遍使用答案提供网站和其他类型的学术不端行为,强调了发现全部或大部分学生不端行为的挑战。本文探讨了教师在远程教学和评估方面缺乏经验等因素,主张采取积极措施维护教育的诚信。本文强调了在传统课堂之外建立诚信文化的必要性,回顾了现有的模式,然后详细介绍了利用国际劳工组织(ILO)的 TREE 培训方法创建一个框架的步骤。论文介绍了 IEPAR 框架(启发、教育、教学考虑、评估设计、回应和恢复性实践),并评估了其有效性。结合教师的反馈意见,论文最后提出了以证据为基础的结论,将 IEPAR 框架定位为解决学术不端行为的有力方法,并通过对所有利益相关者进行负责任的培训,在高等教育中培养学术诚信文化。
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引用次数: 0
“It is Not Only About US!”: Investigating EFL Learners’ Perspectives Towards Reasons of Online Exam Cheating "这不仅与美国有关!":调查英语学习者对在线考试作弊原因的看法
IF 1.8 Q1 ETHICS Pub Date : 2024-02-17 DOI: 10.1007/s10805-024-09508-9
Alireza Maleki

The evaluation of students in online education poses a notable challenge, primarily due to the potential violation of academic integrity caused by various forms of cheating during online examinations. This study aims to explore the perspectives of English as a Foreign Language (EFL) learners on the reasons for online exam cheating. The study was conducted using a mixed-methods approach and included 27 participants from three different educational contexts: universities, institutes, and schools. The qualitative phase of the study involved conducting comprehensive discussions using the Google Meet app, allowing participants to explore the factors contributing to online exam cheating. The results of qualitative analysis revealed three broad categories of reasons for online exam cheating: student-related factors, teaching-related factors, and assessment-related factors, each with sub-themes. Followed by this, a ranking scale was administered to the participants to determine the perceived significance of these categories. The implications of this study can guide the development of interventions and strategies targeting these different categories of reasons, ultimately fostering a culture of academic honesty among EFL learners in online exam settings. Also, this study contributes to understanding the reasons for online exam cheating among EFL learners and provides insights for promoting integrity in online assessments.

在线教育中对学生的评价是一个值得注意的挑战,这主要是由于在线考试中各种形式的作弊行为可能导致学术诚信受到侵犯。本研究旨在探讨英语作为外语(EFL)学习者对在线考试作弊原因的看法。研究采用混合方法进行,包括来自大学、学院和学校三种不同教育环境的 27 名参与者。研究的定性阶段包括使用 Google Meet 应用程序进行全面讨论,让参与者探讨导致在线考试作弊的因素。定性分析的结果显示,在线考试作弊的原因分为三大类:与学生相关的因素、与教学相关的因素和与评估相关的因素,每一类又有子主题。随后,对参与者进行了排序,以确定这些类别的重要程度。本研究的意义可以指导针对这些不同类别的原因制定干预措施和策略,最终在在线考试环境中培养 EFL 学习者的学术诚信文化。此外,本研究还有助于了解 EFL 学习者在线考试作弊的原因,并为促进在线评估中的诚信提供启示。
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引用次数: 0
Students’ Online Cheating Reasons and Strategies: EFL Teachers’ Strategies to Abolish Cheating in Online Examinations 学生在线作弊的原因和策略:英语教师杜绝在线考试作弊的策略
IF 1.8 Q1 ETHICS Pub Date : 2024-02-15 DOI: 10.1007/s10805-024-09502-1
Reza Taherkhani, Saba Aref

Abstract

The current study aimed to explore effective strategies for preventing cheating in online examinations by surveying students to determine their cheating strategies. A total of 406 Iranian students at BA, MA, and PhD levels in four programs, including English language teaching, English literature, Linguistics, and English language translation, participated in this study using a convenient sampling technique. The sample was drawn from 83 universities across all 31 provinces of Iran. The researchers developed a 30-item questionnaire and a 4-item interview to collect data. The results revealed that searching in PDFs and using social media groups were the most commonly used cheating strategies. To prevent this form of academic dishonesty, teachers used various strategies, the most effective being the use of conceptual questions and one-by-one oral exams with turned-on webcams. The main reason for students to cheat was their desire to perform better. The implications of this study are relevant for educational stakeholders, particularly teachers, and students, in promoting academic integrity.

摘要 本研究旨在通过调查学生的作弊策略,探索防止在线考试作弊的有效策略。采用方便抽样技术,共有 406 名伊朗学生参加了本研究,他们分别就读于英语教学、英语文学、语言学和英语翻译等四个专业的学士、硕士和博士课程。样本来自伊朗 31 个省的 83 所大学。研究人员编制了 30 个项目的问卷和 4 个项目的访谈来收集数据。结果显示,在 PDF 文件中搜索和使用社交媒体群组是最常用的作弊策略。为了防止这种学术不诚实行为,教师采用了各种策略,其中最有效的是使用概念性问题和打开网络摄像头进行一对一口试。学生作弊的主要原因是想取得更好的成绩。本研究对教育相关方(尤其是教师和学生)促进学术诚信具有重要意义。
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引用次数: 0
Academic Integrity Strategies: Student Insights 学术诚信策略:学生见解
IF 1.8 Q1 ETHICS Pub Date : 2024-02-08 DOI: 10.1007/s10805-024-09510-1
Caroline Campbell, Lorna Waddington

This paper reports the key findings from two student surveys undertaken at our institution in the academic years 2020-21 and 2021-22. The research was based on the Bretag et al. (2018) student survey undertaken in various Australian universities. After discussions with both Bretag and Harper, we adapted the questions to our context – a Russell Group university in the UK – but included similar questions to enable a comparison, and to find out if there were common themes. The main aim of the surveys was to understand our students’ awareness of what is meant by the term ‘academic integrity’, defined as ‘being honest in your work, acknowledging the work of others and giving credit where you have used other people’s ideas/data’ https://secretariat.leeds.ac.uk/wp-content/uploads/sites/109/2022/12/academic_integrity.pdf. The responses provided an important insight into student attitudes to academic integrity, their understanding of academic malpractice, and their awareness of the penalties if found to have plagiarised, and if found guilty of contract cheating (Medway et al., 2018; Morris, 2018; Harper et al., 2019). The surveys also identified what students would find useful in developing their understanding of academic integrity, and this underlines the importance of consulting our students. Key findings include gaps in the information provided to students, the need for regular and timely reminders of the principles of academic integrity, and the need for guidance to be written using student-friendly language. The findings informed our recommendations in terms of teaching and learning at School/Faculty level and to policy at University level, to further support student success. In the context of the key issues raised by the Quality Assurance Agency for Higher Education (QAA) Academic Integrity Charter (2020), we discuss examples of best practice currently undertaken at the University of Leeds, on-going discussions regarding developments, and our recommendations for further embedding a culture of academic integrity. We argue that all students should have the same baseline experience and therefore promoting this ethos is the responsibility of all staff who teach and support students.

本文报告了我校在 2020-21 和 2021-22 学年进行的两次学生调查的主要结果。这项研究以 Bretag 等人(2018 年)在澳大利亚多所大学开展的学生调查为基础。在与 Bretag 和 Harper 讨论后,我们根据本校(英国的一所罗素集团大学)的情况对问题进行了调整,但包括了类似的问题,以便进行比较,并找出是否存在共同的主题。调查的主要目的是了解我们的学生对 "学术诚信 "一词含义的认识,"学术诚信 "的定义是 "在工作中诚实,承认他人的工作,并在使用他人的观点/数据时给予肯定 "https://secretariat.leeds.ac.uk/wp-content/uploads/sites/109/2022/12/academic_integrity.pdf。这些回答为了解学生对学术诚信的态度、他们对学术不端行为的理解,以及他们对一旦被发现抄袭或合同作弊将受到的惩罚的认识提供了重要线索(Medway 等人,2018;Morris,2018;Harper 等人,2019)。调查还确定了学生认为哪些内容有助于加深他们对学术诚信的理解,这凸显了征求学生意见的重要性。主要发现包括:向学生提供的信息存在差距,需要定期、及时提醒学生学术诚信的原则,以及需要使用学生友好的语言编写指导。这些发现为我们在学校/学院层面的教与学以及大学层面的政策方面提出了建议,以进一步支持学生取得成功。在高等教育质量保证机构(QAA)《学术诚信宪章》(2020 年)提出的关键问题背景下,我们讨论了利兹大学目前开展的最佳实践范例、正在进行的有关发展的讨论,以及我们对进一步嵌入学术诚信文化的建议。我们认为,所有学生都应拥有相同的基线经验,因此,推广这种风气是所有教导和支持学生的教职员工的责任。
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引用次数: 0
Transition from Academic Integrity to Research Integrity: The Use of Checklists in the Supervision of Master and Doctoral Students 从学术诚信到研究诚信的过渡:在指导硕士生和博士生时使用核对表
IF 1.8 Q1 ETHICS Pub Date : 2024-02-06 DOI: 10.1007/s10805-023-09498-0
Veronika Krásničan, Inga Gaižauskaitė, William Bülow, Dita Henek Dlabolova, Sonja Bjelobaba

Given the prevalence of misconduct in research and among students in higher education, there is a need to create solutions for how best to prevent such behaviour in academia. This paper proceeds on the assumption that one way forward is to prepare students in higher education at an early stage and to encourage a smoother transition from academic integrity to research integrity by incorporating academic integrity training as an ongoing part of the curriculum. To this end, this paper presents three checklists developed as part of the Erasmus+ Strategic Partnership project Bridging Integrity in Higher Education, Business and Society (BRIDGE, 2020-1-SE01-KA203-077973). The aim of the checklists is to help students and their supervisors to bridge academic integrity and research integrity in research training. The checklists target master students, doctoral students, and their supervisors. This paper presents the theoretical background of the checklists, how they were developed, their content, and how they may be used in supervising thesis/dissertation work to promote a transition from academic integrity to research integrity.

鉴于研究中和高等教育学生中普遍存在不端行为,有必要为如何最好地防止学术界的此类行为制定解决方案。本文的出发点是,高等教育的一个前进方向是让学生在早期阶段做好准备,并通过将学术诚信培训作为课程的一个持续部分,鼓励学生从学术诚信顺利过渡到研究诚信。为此,本文介绍了作为 "伊拉斯谟+"战略合作项目 "高等教育、商业和社会中的诚信桥梁"(BRIDGE,2020-1-SE01-KA203-077973)的一部分而开发的三份核对表。该清单旨在帮助学生及其导师在研究培训中实现学术诚信与研究诚信的衔接。核对表的对象是硕士生、博士生及其导师。本文介绍了核对表的理论背景、开发过程、内容,以及如何将其用于指导论文/学位论文工作,以促进从学术诚信到研究诚信的过渡。
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引用次数: 0
Ethics and Integrity in Research: Why Bridging the Gap Between Ethics and Integrity Matters 研究中的伦理与诚信:为何弥合伦理与诚信之间的差距至关重要
IF 1.8 Q1 ETHICS Pub Date : 2024-02-06 DOI: 10.1007/s10805-024-09504-z
Susana Magalhães

Ethics and integrity should be intertwined within the concept of Responsible Research. Integrity Officers should also be Ethics Officers, enforcing compliance with rules and norms, but also raising awareness on the meaning of ethics in researchers’ daily work. Paul Ricoeur’s definition of Ethics – “the aim of living a good life with and for others in just institutions” (Ricoeur in Oneself as Another. University of Chicago Press, 1994) –, points out the relational dimension of Ethics that matters to all the stakeholders in scientific research. The dialogical interaction between Ethics and Integrity can help to prevent researchers from assuming self-regulation as the only possible path to be followed. In this paper, the challenges and the opportunities posed by this approach will be outlined and discussed, mainly, the challenges of building trust bottom up, while setting up restrictions to comply with rules and norms top down. Concerning the opportunities, the focus will be on making better science and building a solid network among the various stakeholders of the research system.

在 "负责任的研究 "概念中,伦理与诚信应相互交织。诚信官也应是道德官,不仅要强制遵守规则和规范,还要在研究人员的日常工作中提高对道德意义的认识。保罗-里科尔(Paul Ricoeur)对 "伦理 "的定义--"在公正的机构中与他人和为他人过上美好生活的目的"(里科尔在《作为他人的自己》一书中,芝加哥大学出版社,1994 年)--指出了 "伦理 "的关系维度,这对科学研究中的所有利益相关者都很重要。伦理与诚信之间的对话互动有助于防止研究人员将自律视为唯一可行的途径。本文将概述和讨论这种方法所带来的挑战和机遇,主要是自下而上建立信任的挑战,同时自上而下建立遵守规则和规范的限制。在机遇方面,重点将放在提高科学水平和在研究系统各利益相关方之间建立稳固的网络上。
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引用次数: 0
Factors Affecting Research Conduct and Publication Among Thai Medical Students in University-Affiliated Medical Schools 影响泰国大学附属医学院医学生开展研究和发表论文的因素
IF 1.8 Q1 ETHICS Pub Date : 2024-02-05 DOI: 10.1007/s10805-023-09500-9
Thana Khawcharoenporn, Sumalee Kondo, Naesinee Chaiear, Krishna Suvarnabhumi, Sarawut Lapmanee

To determine factors affecting successful research and publication among medical students, a cross-sectional survey study was carried out at four Thai medical schools during 2018–2022. Medical students who had previously performed research under research advisors’ supervision and their research advisors were included. There were 120 participants, 78 medical students and 42 research advisors. The most common problems reported by the students were student’s lack of knowledge of research design (78%) and research topic (53%), while the most common problems reported by the advisors were student’s lack of knowledge of research topic (55%) and how to prepare documents for ethics committee approval (48%). The promoting factors for research success commonly reported by the students and advisors were “an advisor helps with protocol writing and reviewing the manuscript”, “research teaching in the curriculum”, “provision of an example of a written ethics committee protocol”, and “arranging a special session so that advisors can talk to students about their research of interest”. Among the 78 participating students, 20 (26%) had successfully published their research in journals. These 20 students were more likely than those without publications to be from an institute that had a special research project or conference for medical students (20% vs. 0%,) and to suggest that teaching protocol writing helped in promoting research success (70% vs. 43%). These findings suggest that teaching research, a special research project or conference for medical students, and faculty development of research advising could potentially increase the success rate of students’ research publications.

为了确定影响医学生成功开展研究和发表论文的因素,2018-2022 年期间,泰国四所医学院开展了一项横断面调查研究。研究对象包括曾在研究导师指导下进行研究的医学生及其研究导师。共有 120 名参与者,其中医学生 78 名,研究导师 42 名。学生报告的最常见问题是缺乏研究设计知识(78%)和研究课题(53%),而研究顾问报告的最常见问题是学生缺乏研究课题知识(55%)和如何准备伦理委员会审批文件(48%)。学生和指导教师普遍反映的促进研究成功的因素是 "指导教师帮助撰写方案和审阅手稿"、"课程中的研究教学"、"提供伦理委员会书面方案范例 "和 "安排特别会议,让指导教师与学生讨论他们感兴趣的研究"。在 78 名参与学生中,有 20 人(26%)成功地在期刊上发表了自己的研究成果。与没有发表论文的学生相比,这 20 名学生更有可能来自为医科学生举办特别研究项目或会议的学院(20% 对 0%),而且他们认为,教授撰写协议有助于促进研究成功(70% 对 43%)。这些研究结果表明,开展研究教学、为医学生举办专门的研究项目或会议,以及由教师提供研究指导,都有可能提高学生发表研究论文的成功率。
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引用次数: 0
“I Cheat” or “We Cheat?” The Structure and Psychological Correlates of Individual vs. Collective Examination Dishonesty "我作弊 "还是 "我们作弊?个人与集体考试作弊的结构和心理相关性
IF 1.8 Q1 ETHICS Pub Date : 2024-02-02 DOI: 10.1007/s10805-024-09514-x
Maciej Koscielniak, Jolanta Enko, Agata Gąsiorowska

Examination dishonesty is a global problem that became particularly critical after the outbreak of the COVID-19 pandemic and the shift to remote learning. Academic research has often examined this phenomenon as only one aspect of a broader concept of academic dishonesty and as a one-dimensional construct. This article builds on existing knowledge and proposes a novel, two-factor model of examination misconduct, dividing it into individual and collective forms of dishonesty. A study conducted on a large sample of 462 Polish students confirmed the psychometric quality of the new Examination Dishonesty Intention Scale (EDIS) and the superiority of the two-factor model over the unidimensional model. In addition, we tested the psychological correlates of both types of academic dishonesty and demonstrated their divergent validity. The results suggest that EDIS can be a valuable tool for exploring the intentions of exam dishonesty and has potential for practical applications in academic integrity policy and research.

考试不诚信是一个全球性问题,在 COVID-19 大流行病爆发和转向远程学习之后,这个问题变得尤为严重。学术研究通常只将这一现象作为学术不端这一更广泛概念的一个方面和一个单维结构来研究。本文以现有知识为基础,提出了一个新颖的考试不端行为双因素模型,将其分为个人不端行为和集体不端行为。对 462 名波兰学生的大样本研究证实了新的考试不诚实意向量表(EDIS)的心理测量质量,以及双因素模型优于单维模型。此外,我们还测试了这两种学术不诚实行为的心理相关因素,并证明了它们之间的差异有效性。研究结果表明,EDIS 是探究考试不诚实意图的重要工具,在学术诚信政策和研究中具有实际应用的潜力。
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引用次数: 0
Participants’ Right to Withdraw from Research: Researchers’ Lived Experiences on Ethics of Withdrawal 参与者退出研究的权利:研究人员关于退出伦理的亲身经历
IF 1.8 Q1 ETHICS Pub Date : 2024-02-01 DOI: 10.1007/s10805-024-09513-y
Bibek Dahal

Ethics in research can be broadly divided into two epistemic dimensions. One dimension focuses on bureaucratic procedures (i.e., procedural ethics), while the other focuses on contextually and culturally contested practice of ethics in research (i.e., ethics in practice). Researchers experience both dimensions distinctly in their qualitative research. The review of ethics in prospective research through bureaucratic procedures aims to measure compliance with documented requirements relating to research participants, data management, consent, and ensure researchers can demonstrate their ethical competence before they commence their research. However, researchers often experience unanticipated ethical issues within the context of their research; sometimes ethics-related situations, including language sensitivity, cultural humility, and data processing experienced by researchers can be very different from what was included in bureaucratic procedures. In this study, phenomena related to research ethics in practice, as experienced by social scientists (n = 5) in their qualitative research, are hermeneutically explored and interpreted. The selected phenomena represent the researchers’ lived experiences regarding the practice of participant autonomy, specifically exploring participants’ right to withdraw from research. These phenomena are interpreted from the theoretical perspectives of situational relativism and self-determined autonomy. The interpreted phenomena reveal the current practices in ethical management of data collected from participants before their decision to withdraw from research (i.e., withdrawal data), are predominantly focused on tangible forms of data (i.e., the information that can easily be distinguished from other data), but ethical concerns associated with intangible forms of data are often neglected. The intangible forms of data are experiential knowing and understanding that include, feeling, emotion, courage, respect, celebration, anger, and the sense of being and belonging. The study recommends that researchers and research professionals should exercise ethical sensitivity and humility towards intangible forms of data collected during qualitative research when participants withdraw their consent.

研究伦理可大致分为两个认识层面。一个维度侧重于官僚程序(即程序伦理),另一个维度侧重于研究伦理在背景和文化上有争议的实践(即实践伦理)。研究人员在定性研究中会明显感受到这两个层面。通过官僚程序审查前瞻性研究中的伦理问题,旨在衡量是否符合与研究参与者、数据管理、同意书有关的文件要求,并确保研究人员在开始研究之前能够证明自己的伦理能力。然而,研究人员在研究过程中经常会遇到意想不到的伦理问题;有时,研究人员遇到的与伦理相关的情况,包括语言敏感性、文化谦逊性和数据处理,可能与官僚程序中的要求大相径庭。在本研究中,对社会科学家(n = 5)在定性研究中经历的与研究伦理相关的现象进行了诠释学探索和解释。所选现象代表了研究人员在参与者自主权实践方面的生活经验,特别是探索参与者退出研究的权利。我们从情境相对主义和自决自治的理论视角对这些现象进行了解读。所解释的现象揭示了目前在对参与者决定退出研究之前所收集的数据(即退出数据)进行伦理管理时,主要关注的是有形形式的数据(即容易与其他数据区分开来的信息),而与无形形式的数据相关的伦理问题却往往被忽视。无形形式的数据是经验性的认识和理解,包括感觉、情感、勇气、尊重、庆祝、愤怒以及存在感和归属感。本研究建议研究人员和研究专业人员在定性研究过程中,当参与者撤销同意时,应对收集到的无形形式的数据保持道德敏感性和谦卑。
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引用次数: 0
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