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An Evidence-Based Approach to Private Ordering 一种基于证据的私人订购方法
IF 0.6 4区 社会学 Q2 LAW Pub Date : 2023-06-16 DOI: 10.3138/utlj-2023-0002
Benjamin Alarie, Albert H. Yoon
Private ordering – where private actors regulate, enforce, and resolve disputes on their own – has in recent years expanded across business, commercial, and financial sectors. Parties have economic and reputational incentives to take this approach over adjudication by the courts. Parties may prefer private ordering for reasons of process, substance, or both. Even when disputes come before them, courts often defer to parties’ private ordering. Their rationale: parties possess a stronger understanding of their intentions than do courts. This strong assumption, however, depends on parties’ knowledge and relative bargaining strength. In many instances, parties operate under incomplete or imperfect information; additional information could allow parties to enter into more efficient and more fair agreements ex ante, while better informing courts’ approach to adjudicating disputes arising from private ordering ex post. The emergence of artificial intelligence in legal technology – specifically in its ability to analyze vast amounts of data – can help advance this augmented informational objective. If made broadly accessible, AI has the potential to equalize information and bargaining power between parties. An empirical evaluation of the validity of assumptions that underpin the general support for private ordering can also be instructive for judges. For this reason, courts have an important role to play in the evolution of private law. Their ability to understand and harness AI can in the short term lead to more effective judicial oversight with respect to private ordering. Over the long term, courts can empower parties to make more informed choices when interacting with one another, reducing inefficiencies and rents.
私人秩序——由私人行为者自行管理、执行和解决纠纷——近年来已扩展到商业、商业和金融部门。当事人有经济和声誉上的动机,采取这种方法而不是由法院裁决。当事人可能出于程序、实质或两者的原因而倾向于私下订购。即使纠纷出现在法院面前,法院通常也会遵从当事人的私人命令。他们的理由是:当事人比法院更清楚自己的意图。然而,这种强有力的假设取决于各方的知识和相对议价能力。在许多情况下,当事人在不完整或不完全的信息下运作;更多的资料可使当事各方事先达成更有效和更公平的协议,同时更好地为法院裁决私人邮寄订单引起的争端的办法提供信息。法律技术中人工智能的出现——特别是其分析大量数据的能力——可以帮助推进这一增强的信息目标。如果广泛使用,人工智能有可能使各方之间的信息和议价能力平等。对支持私人排序的假设的有效性进行实证评估,对法官也有指导意义。因此,法院在私法的演变中扮演着重要的角色。他们理解和利用人工智能的能力可以在短期内为私人订购带来更有效的司法监督。从长远来看,法院可以授权当事人在相互交往时做出更明智的选择,从而减少效率低下和租金。
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引用次数: 0
Public Nuisance for Private Persons 公众对私人的滋扰
IF 0.6 4区 社会学 Q2 LAW Pub Date : 2023-06-09 DOI: 10.2139/ssrn.4265981
Hanoch Dagan, Avihay Dorfman
The public nuisance tort is now in a critical stage of development, mostly in the United States but also in other jurisdictions, including civil law systems. It is becoming ever more consequential in practice and, at the same time, widely misunderstood by courts and scholars. Our ambition is to defend a private law theory of public nuisance. Contrary to the view that the underlying rights protected by this tort contrast with private rights (say, to bodily integrity), we argue that these public rights are private rights like any other right in the law of torts since they protect private persons taken severally. And, yet, these private rights are also distinctively public in the sense that they protect the interests of private persons to use and enjoy the public sphere. In that, public nuisance imposes not merely ex post liability for undermining these interests but also, first and foremost, constructs a liberal public sphere. Our case for public nuisance shows that private law extends beyond the private sphere to capture entitlements and responsibilities that do not arise from, or attach to, ownership of land; it also resists the reduction of private law to rights of action and ex post determination of liabilities. More concretely, our reconstruction of public nuisance solves two key doctrinal challenges that the tort struggles with – concerning the standing to sue in public nuisance and the economic loss rule – and it also refines the potentially significant role of this tort in addressing the urgent threat posed by climate change.
公害侵权目前正处于发展的关键阶段,主要是在美国,但也在其他司法管辖区,包括大陆法系。它在实践中变得越来越重要,同时也被法院和学者广泛误解。我们的目标是捍卫公害的私法理论。与认为这种侵权行为所保护的基本权利与私人权利(例如,对身体完整性的保护)相对照的观点相反,我们认为,这些公共权利与侵权法中的任何其他权利一样,都是私人权利,因为它们分别保护私人。然而,这些私人权利也具有独特的公共性,因为它们保护私人使用和享受公共领域的利益。在这种情况下,公共滋扰不仅规定了损害这些利益的事后责任,而且首先也是最重要的是,它还构建了一个自由的公共领域。我们关于公共妨害的案例表明,私法超越了私人领域,规定了与土地所有权无关的权利和责任;它还反对将私法简化为诉讼权利和事后确定责任。更具体地说,我们对公共妨害的重构解决了侵权行为所面临的两个关键理论挑战——关于公共妨害的起诉资格和经济损失规则——它还提炼了这种侵权行为在应对气候变化带来的紧迫威胁方面的潜在重要作用。
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引用次数: 0
How victims matter: Rethinking the significance of the victim in criminal theory 受害者如何重要:重新思考受害者在犯罪理论中的意义
IF 0.6 4区 社会学 Q2 LAW Pub Date : 2023-06-01 DOI: 10.3138/utlj-2021-0091
Leora Dahan Katz
Abstract:Classic theories of punishment have been deeply criticized for their failure to attribute significance to victims and the fact of their victimization within their proposed frameworks for the justification and distribution of punishment. Retributive theory, in particular, has been criticized for its failure to recognize the significance of victims. Some theorists have been led by this lacuna to adopt a victim-centred approach to punishment as a solution to the ‘absence-of-victim’ problem. Per victim-centred approaches, the very justification and imposition of punishment rely on victims and the restoration of egalitarian relations between the offender and victim that were disturbed by crime. This move toward constructing criminal law and punishment in terms of victim recognition and vindication has become increasingly popular and has been endorsed by a number of prominent theorists, yet it raises important worries. This article proposes an alternative solution, embracing the insight that victims ought to matter to the punishment of those who offend against them, yet without constructing the edifice of criminal law and punishment on the function of victim vindication. It offers an account of the way in which the introduction of a victim changes the balance of reasons in favour of punishment, becoming important to the determination of whether or not punishment ought to be imposed (in full). Yet it does so without taking the ‘victim’s turn’ – that is, without reconstructing the institution of criminal punishment entirely in victim-centric terms.
摘要:经典的惩罚理论因未能在其提出的惩罚正当性和分配框架内赋予受害者及其受害事实以意义而受到深刻批评。惩罚理论尤其因未能认识到受害者的重要性而受到批评。一些理论家被这一缺陷所引导,采取了以受害者为中心的惩罚方法,以解决“没有受害者”的问题。根据以受害者为中心的方法,惩罚的正当性和实施取决于受害者,以及恢复受犯罪干扰的罪犯和受害者之间的平等关系。这一从受害者承认和平反的角度构建刑法和刑罚的举措越来越受欢迎,并得到了一些著名理论家的支持,但也引发了重要的担忧。本文提出了另一种解决方案,接受了受害者应该受到惩罚的观点,但没有构建关于受害者辩护功能的刑法和惩罚体系。它描述了引入受害者如何改变有利于惩罚的理由的平衡,这对确定是否应该(全面)实施惩罚变得重要。然而,它这样做并没有“轮到受害者”——也就是说,没有完全以受害者为中心来重建刑事处罚制度。
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引用次数: 0
Rethinking the division of tax room and revenue in fiscal federalism 对财政联邦制下税室与收入划分的再思考
4区 社会学 Q2 LAW Pub Date : 2023-04-01 DOI: 10.3138/utlj-2021-0107
Rory Gillis
The division of tax room for shared tax bases, such as income taxes in Canada, the United States, Australia, and Switzerland, is a frequent cause of political conflict between national and sub-national governments. Economists and legal scholars have developed a theory that sets out an optimal division of tax room, but federal nations often substantially depart from this prescription by allocating too much or too little tax room to national governments. This article argues that the divergence between theory and actual practice can be partially explained by a ‘credit assignment problem’ that affects the political economy of government decision making. To illustrate, the article develops a model to identify the incentives governments face when dividing tax room. The model’s central observations are that (a) the optimal division of tax room requires robust intergovernmental contracting, but (b) the necessary contracts are difficult or impossible to perform due to problems in allocating political credit – electoral rewards and punishments – between the two levels of government. The result is political conflict and, frequently, a sub-optimal division of tax room and the revenue that results. This article argues that law can perform two functions in responding to the credit assignment problem: (a) it can facilitate credit assignment, so that the necessary contracts over tax room and revenue are politically feasible, and (b), failing perfect credit assignment, it can mitigate the welfare effects of a sub-optimal division of tax room. The article shows how a credit assignment perspective should lead to reconsideration of constitutional law doctrines, such as the federal spending power and various doctrines that enable or limit concurrent expenditure jurisdiction. While these doctrines are the subject of long-running debates in legal scholarship, the credit assignment perspective offers new insights and new doctrinal prescriptions.
共享税基的税收空间划分,如加拿大、美国、澳大利亚和瑞士的所得税,是国家和地方政府之间政治冲突的一个常见原因。经济学家和法律学者已经发展出一种理论,该理论设定了最佳的税收空间划分,但联邦国家经常通过分配过多或过少的税收空间给国家政府而大大偏离这一处方。本文认为,理论与实际之间的分歧可以部分解释为影响政府决策的政治经济学的“信用分配问题”。为了说明这一点,本文建立了一个模型来确定政府在划分税收空间时面临的激励。该模型的核心观点是:(a)税室的最优划分需要强有力的政府间契约,但(b)由于在两级政府之间分配政治信用(选举奖惩)的问题,必要的契约很难或不可能履行。其结果是政治冲突,并经常导致税收空间和由此产生的收入的次优分配。本文认为,法律在应对信用分配问题上可以发挥两种功能:(a)它可以促进信用分配,使税收空间和税收的必要合同在政治上可行;(b)在信用分配不完美的情况下,它可以减轻次优税收空间分配的福利效应。本文展示了信用分配的观点如何导致对宪法理论的重新考虑,例如联邦支出权和各种允许或限制并行支出管辖权的理论。虽然这些理论是法律学术界长期争论的主题,但信用分配观点提供了新的见解和新的理论处方。
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引用次数: 0
How Important Are the Groundbreaking Cases in Administrative Law? 行政法开创性案例有多重要?
IF 0.6 4区 社会学 Q2 LAW Pub Date : 2022-10-18 DOI: 10.2139/ssrn.4114959
A. Green
The story of Canadian administrative law could be seen as a move toward deference driven by some fundamental decisions of the Supreme Court of Canada. Debates about this move centre on the proper role for reviewing courts as well as the politics lying behind administrative law decisions. Most recently, the 2019 Supreme Court decision in Vavilov raised concerns that it licenses judges to undertake more intrusive review. Key to this story is the assumption that these groundbreaking decisions of the Supreme Court influence how lower court judges decide challenges in the administrative law context. Prior empirical studies have found that the 2008 Supreme Court decision in Dunsmuir increased the use of the reasonableness standard of review as well as the rate at which judges affirm administrative decisions. However, it can be difficult to empirically account for the variety of contexts and decision makers involved. This article uses decisions of the Federal Court to examine whether Dunsmuir and Vavilov changed how judges decide. It finds that, while the use of reasonableness has dramatically increased, the rate at which judges affirm administrative decisions has not changed over time. The article discusses these results and what they imply about the influence of these groundbreaking Supreme Court decisions.
加拿大行政法的故事可以被视为在加拿大最高法院的一些基本裁决的推动下,朝着尊重的方向发展。关于这一举措的争论集中在审查法院的适当作用以及行政法裁决背后的政治问题上。最近,2019年最高法院在瓦维洛夫的裁决引发了人们的担忧,即该裁决允许法官进行更具侵入性的审查。这个故事的关键是假设最高法院的这些开创性裁决影响了下级法院法官在行政法背景下如何决定挑战。先前的实证研究发现,2008年最高法院在Dunsmuir的裁决增加了审查合理性标准的使用,以及法官确认行政裁决的比率。然而,很难从经验上解释所涉及的各种背景和决策者。本文利用联邦法院的裁决来审查邓斯米尔和瓦维洛夫是否改变了法官的裁决方式。它发现,尽管合理性的使用大幅增加,但法官确认行政决定的比率并没有随着时间的推移而改变。文章讨论了这些结果,以及它们对最高法院这些开创性裁决的影响意味着什么。
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引用次数: 0
Private Law Legalism 私法法主义
IF 0.6 4区 社会学 Q2 LAW Pub Date : 2022-10-12 DOI: 10.2139/ssrn.4161123
Felipe Jiménez
Judges decide multiple types of disputes, including disputes involving the property or contractual rights of two private parties (their ‘private rights’). The nature of these private rights has long been the focus of philosophical debates between conventionalists, non-conventionalists, and Kantians. In this article, I offer an argument in favour of the adoption of a legalist concept of private rights by judges and lawyers involved in private law disputes. According to this argument for private law legalism, judges and lawyers should see these rights as purely legal rights that do not reflect any pre-existing moral entitlements but are simply the upshots of positive law. The reason for adopting this legalist view is that it contributes to the rationality, predictability, and stability of legal reasoning, as well as to an appropriate evaluative stance toward positive law. Thus understood, the argument for legalism is not an argument about the nature of private rights, but about the conception of such rights that participants in private law reasoning ought to adopt.
法官裁决多种类型的纠纷,包括涉及两个私人当事人的财产或合同权利(他们的“私人权利”)的纠纷。长期以来,这些私人权利的性质一直是传统主义者、非传统主义者和康德主义者之间哲学辩论的焦点。在这篇文章中,我提出了一个论点,支持参与私法纠纷的法官和律师采用法家的私权概念。根据私法法律主义的论点,法官和律师应该将这些权利视为纯粹的法律权利,不反映任何预先存在的道德权利,而只是实证法的结果。采用这种法家观点的原因是,它有助于法律推理的合理性、可预测性和稳定性,以及对实证法的适当评价立场。因此,法家主义的论点不是关于私权性质的论点,而是关于私法推理参与者应该采用的这种权利的概念。
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引用次数: 0
Martin Loughlin, Against Constitutionalism 马丁·劳林,反对宪政
IF 0.6 4区 社会学 Q2 LAW Pub Date : 2022-10-05 DOI: 10.3138/utlj-2022-0080
R. Gargarella
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引用次数: 0
What Is Purposive Interpretation? 什么是目的性解释?
IF 0.6 4区 社会学 Q2 LAW Pub Date : 2022-09-05 DOI: 10.3138/utlj-2021-0116
J. Weinrib
Purposive interpretation leads a double life. As a matter of constitutional practice, it forms the doctrine through which courts in Canada and around the world determine the concrete protections that abstract constitutional rights afford. However, as a matter of constitutional theory, purposive interpretation is routinely rejected as either an empty phrase that offers no alternative to established theories of constitutional interpretation or a dangerous doctrine that provides no basis for distinguishing between justified and unjustified interpretations of constitutional rights. This article formulates a conception of purposive interpretation that is not vulnerable to these objections. The purposive approach to the interpretation of constitutional rights follows from a set of ideas about how legal interpretation differs from interpretation more broadly, how constitutional interpretation differs from interpretation in other legal domains, and how constitutional interpretation constrains both the purposes it attributes to particular provisions and the application of those purposes to particular contexts. My aim is to show that these ideas fit together in a coherent doctrinal whole that is neither empty nor dangerous. Purposive interpretation is not empty because it offers a genuine alternative to the presuppositions and structure of opposing interpretive paradigms. Purposive interpretation is not dangerous because it provides a principled set of resources for distinguishing between justified and unjustified interpretations.
有目的的解释导致双重生活。作为一种宪法实践,它形成了加拿大和世界各地法院确定抽象宪法权利所提供的具体保护的原则。然而,就宪法理论而言,目的性解释通常被视为一个空洞的短语,无法替代既定的宪法解释理论,或者是一种危险的学说,无法区分对宪法权利的合理和不合理解释。本文提出了一个目的解释的概念,不易受到这些反对意见的影响。解释宪法权利的目的性方法源于一系列观点,即法律解释与更广泛的解释有何不同,宪法解释与其他法律领域的解释有何不同,以及宪法解释如何约束其赋予特定条款的目的以及将这些目的应用于特定背景。我的目的是表明,这些思想结合在一起,形成一个既不空洞也不危险的连贯的理论整体。目的解释并不是空的,因为它为对立解释范式的预设和结构提供了一个真正的替代方案。有目的的解释并不危险,因为它提供了一套原则性的资源来区分合理和不合理的解释。
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引用次数: 0
How Victims Matter: Rethinking the Significance of the Victim in Criminal Theory 被害人有多重要:重新思考被害人在刑事理论中的意义
IF 0.6 4区 社会学 Q2 LAW Pub Date : 2022-06-22 DOI: 10.3138/utlj.2021-0091
L. Katz
Classic theories of punishment have been deeply criticized for their failure to attribute significance to victims and the fact of their victimization within their proposed frameworks for the justification and distribution of punishment. Retributive theory, in particular, has been criticized for its failure to recognize the significance of victims. Some theorists have been led by this lacuna to adopt a victim-centred approach to punishment as a solution to the ‘absence-of-victim’ problem. Per victim- centred approaches, the very justification and imposition of punishment rely on victims and the restoration of egalitarian relations between the offender and victim that were disturbed by crime. This move toward constructing criminal law and punishment in terms of victim recognition and vindication has become increasingly popular and has been endorsed by a number of prominent theorists, yet it raises important worries. This article proposes an alternative solution, embracing the insight that victims ought to matter to the punishment of those who offend against them, yet without constructing the edifice of criminal law and punishment on the function of victim vindication. It offers an account of the way in which the introduction of a victim changes the balance of reasons in favour of punishment, becoming important to the determination of whether or not punishment ought to be imposed (in full). Yet it does so without taking the ‘victim’s turn’ – that is, without reconstructing the institution of criminal punishment entirely in victim-centric terms.
经典的惩罚理论因未能在其提出的惩罚理由和分配框架内赋予受害者及其受害事实以意义而受到深刻批评。惩罚理论尤其因未能认识到受害者的重要性而受到批评。一些理论家被这一缺陷所引导,采取了以受害者为中心的惩罚方法,以解决“没有受害者”的问题。根据以受害者为中心的方法,惩罚的正当性和实施取决于受害者,以及恢复受犯罪干扰的罪犯和受害者之间的平等关系。这一从受害者承认和平反的角度构建刑法和刑罚的举措越来越受欢迎,并得到了一些著名理论家的支持,但也引发了重要的担忧。本文提出了另一种解决方案,接受了受害者应该受到惩罚的观点,但没有构建关于受害者辩护功能的刑法和惩罚体系。它描述了引入受害者如何改变有利于惩罚的理由的平衡,这对确定是否应该(全面)实施惩罚变得重要。然而,它这样做并没有“轮到受害者”——也就是说,没有完全以受害者为中心来重建刑事处罚制度。
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引用次数: 0
Rethinking Relational Architecture: Interpersonal Justice Beyond Private Law 对关系架构的反思:超越私法的人际正义
IF 0.6 4区 社会学 Q2 LAW Pub Date : 2022-06-02 DOI: 10.3138/utlj-2021-0087
Z. Tan
This article takes as its starting point a particular idea about the nature of private law: that it is specially concerned with relational or interpersonal justice. The relational conception is meant to be juxtaposed against non-relational conceptions typically grouped under the heading of ‘instrumentalism’: the idea that law is a means to an end. But a question mark hovers over domains beyond the private. Are these non-relational or relational and anti-instrumentalist in different ways? To answer this question, this article articulates a more capacious framework of interpersonal justice that captures the continuities and discontinuities between private law and non-private fields. I rework the architectonic of relationality, untangling foundational concepts such as the notions of parties and identities; the process of reasoning to different structures of interpersonal obligations; and the multifaceted idea of instrumentalism. Working through moral philosophy, jurisprudence, criminal law, and constitutional and administrative law, I follow the golden thread of interpersonal justice that is woven through the conceptual architecture of all these fields and suggest further consolidations, extensions, and implications that are yet to be fully grasped.
本文以私法性质的一个特殊观点为出发点:私法特别关注关系正义或人际正义。关系概念是指与非关系概念并置,通常归入“工具主义”的标题下:法律是达到目的的手段。但一个问号笼罩着私人领域之外的领域。这些是非关系主义还是关系主义和反工具主义?为了回答这个问题,本文阐述了一个更广阔的人际正义框架,该框架捕捉到私法和非私法领域之间的连续性和不连续性。我重新设计了关系的架构,解开了基本概念,比如政党和身份的概念;对不同人际义务结构的推理过程;以及多方面的工具主义思想。通过道德哲学、法理学、刑法以及宪法和行政法的研究,我遵循了贯穿所有这些领域概念架构的人际正义的金线,并提出了进一步的巩固、扩展和含义,这些都有待于充分把握。
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引用次数: 0
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University of Toronto Law Journal
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