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The Admission of New Prosecutorial Evidence in International Criminal Retrials 国际刑事再审中检察机关新证据的承认
3区 社会学 Q1 LAW Pub Date : 2023-10-20 DOI: 10.1093/jicj/mqad042
Adaena Sinclair-Blakemore
Abstract On 31 May 2023, the Appeals Chamber of the International Residual Mechanism for Criminal Tribunals (IRMCT) delivered its judgment in Stanišić and Simatović, marking the conclusion of the first full retrial in the history of international criminal law and providing occasion to reflect on how retrials before the International Criminal Court and other international criminal tribunals ought to be conducted. The focus of this article pertains to the Trial Chamber’s approach to the admissibility of new prosecutorial evidence during the course of the retrial, and specifically, its decision to exclude all new prosecutorial evidence from the scope of the retrial, unless exceptional circumstances justified its admission. This article questions whether the adoption of this exclusionary rule was a valid exercise of the Trial Chamber’s discretion and, from a normative standpoint, whether such a decision was and remains a desirable approach to the admissibility of prosecutorial evidence in international criminal retrials. This article argues that despite the strong and persistent objections raised by the prosecution during the Stanišić and Simatović retrial, the exclusionary rule constituted a valid exercise of the Trial Chamber’s powers and could serve as a blueprint for the admissibility of new prosecutorial evidence in potential future retrials.
2023年5月31日,国际刑事法庭余留机制上诉分庭在Stanišić和simatoviski案件中作出判决,标志着国际刑法历史上第一次全面再审的结束,并为反思国际刑事法院和其他国际刑事法庭的再审应如何进行提供了机会。该条的重点是审判分庭在重审过程中对新的起诉方证据的可采性的处理办法,特别是它决定将所有新的起诉方证据排除在重审范围之外,除非特殊情况证明其可采。该条质疑采用这一排除规则是否是审判分庭自由裁量权的有效行使,以及从规范的角度来看,这一决定是否曾经是并且仍然是国际刑事重审中起诉证据可接受性的可取办法。该条认为,尽管控方在Stanišić和simatovike的重审期间提出了强烈和持续的反对意见,但排除规则是审判分庭权力的有效行使,可以作为今后可能的重审中接受新的控方证据的蓝图。
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引用次数: 0
Autonomous Weapon Systems, Errors and Breaches of International Humanitarian Law 自主武器系统、错误和违反国际人道法行为
3区 社会学 Q1 LAW Pub Date : 2023-10-20 DOI: 10.1093/jicj/mqad043
Abhimanyu George Jain
Abstract An error in the operation of an autonomous weapon system (AWS) results in civilians or civilian objects being attacked. In such situations, have civilians or civilian objects been ‘made the object of attack’, such that there is a breach of the rule prohibiting attacks against civilians or civilian objects? This question — which is important because of the high probability of such errors — forms the subject of this article. It argues that the rule prohibiting attacks against civilians or civilian objects requires due diligence — contextually reasonable efforts — across the targeting process, to ensure that civilians or civilian objects are not attacked. This implies that AWS errors breach this rule if the errors are unreasonable, i.e., if they originate in a failure of due diligence at any point in the process of development and deployment of AWS. Moreover, the risk-sensitivity of due diligence obligations suggests that the higher degree of risk involved in the development and use of an AWS leads to a corresponding increase in what constitutes contextually reasonable efforts to ensure that civilians or civilian objects are not attacked.
摘要自主武器系统(AWS)的操作错误会导致平民或民用物体受到攻击。在这种情况下,平民或民用物体是否被“定为攻击对象”,从而违反了禁止攻击平民或民用物体的规则?这个问题——它很重要,因为这类错误的概率很高——构成了本文的主题。它认为,禁止攻击平民或民用物体的规则要求在整个瞄准过程中进行尽职调查——在背景下合理的努力,以确保平民或民用物体不受攻击。这意味着,如果错误是不合理的,即,如果这些错误是由于在AWS的开发和部署过程中的任何一点未能尽职调查而导致的,则违反了该规则。此外,尽职调查义务的风险敏感性表明,开发和使用AWS所涉及的风险程度越高,就会相应地增加构成确保平民或民用物体不受攻击的上下文合理努力的力度。
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引用次数: 0
Convicting Autonomous Weapons? 给自主武器定罪?
3区 社会学 Q1 LAW Pub Date : 2023-10-11 DOI: 10.1093/jicj/mqad037
Thomas Weigend
Abstract If autonomous weapon systems (AWS) cause harm beyond their legitimate military use, e.g., by killing innocent civilians, the question arises as to who can be held responsible. Due to the great number of persons involved in the construction, programming, training, and deploying of AWS, a ‘responsibility gap’ has been diagnosed. As it is neither theoretically nor practically feasible to impose criminal responsibility on AWS themselves, various doctrines of international criminal law (ICL) have been suggested with a view toward making individual persons responsible for the AWS’s malfunctioning. The mens rea requirements of ICL are, however, likely to severely limit individual criminal responsibility. The author suggests that the emphasis should not be on bending legal doctrine in a futile effort to close the ‘responsibility gap’ but on establishing specific obligations to train, test, and continually observe the operation of AWS in order to avoid malfunctioning.
如果自主武器系统(AWS)造成超出其合法军事用途的伤害,例如,通过杀害无辜平民,那么谁可以承担责任的问题就出现了。由于参与AWS的构建、编程、培训和部署的人员众多,因此出现了“责任鸿沟”。由于对AWS本身施加刑事责任在理论上和实践上都不可行,因此人们提出了各种国际刑法理论,以使个人对AWS的故障负责。但是,《刑法》的犯罪行为要求很可能严重限制个人刑事责任。作者建议,重点不应该是为了徒劳地缩小“责任差距”而歪曲法律原则,而是建立培训、测试和持续观察AWS操作的具体义务,以避免出现故障。
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引用次数: 0
Gender and Forced Displacement at the International Criminal Court 国际刑事法院的性别和被迫流离失所
3区 社会学 Q1 LAW Pub Date : 2023-10-11 DOI: 10.1093/jicj/mqad036
Emma Palmer
Abstract International criminal courts and tribunals have missed opportunities to recognize gendered experiences, including when addressing crimes without a clearly sexual component. The International Criminal Court (ICC) has an opportunity to take a different approach when considering the crime against humanity of deportation in its Bangladesh/Myanmar proceedings. While the prevalence of sexual and other gendered violence, including rape and killings, in Myanmar and perpetrated against the Rohingya is well-documented, and will likely form an important aspect of investigations, there is also scope to explore the gendered nature of displacement. This article reviews the intersection of international criminal law with broader critiques of international law concerned with displacement. It then investigates how ICC Chambers could take a gender-competent approach towards the elements of the crime against humanity of deportation and forcible transfer of population in the Bangladesh/Myanmar proceedings, including when examining the concepts of expulsion and coercion, lawful presence and the purpose of the forcible displacement. It proposes a contextual approach to that analysis, informed by gender-inclusive expert evidence, gender-competent investigation practices and thoughtful integration of victims’ representations
国际刑事法院和法庭错过了承认性别经验的机会,包括在处理没有明显性成分的犯罪时。国际刑事法院(ICC)有机会在其孟加拉国/缅甸诉讼中考虑驱逐出境的危害人类罪时采取不同的方法。虽然缅甸普遍存在的性暴力和其他性别暴力,包括强奸和杀戮,以及对罗兴亚人犯下的罪行都有充分的记录,并可能成为调查的一个重要方面,但也有空间探索流离失所的性别性质。本文回顾了国际刑法与有关流离失所的国际法的更广泛批评的交集。然后,它调查了国际刑事法院分庭如何在孟加拉国/缅甸诉讼中对驱逐出境和强迫转移人口的危害人类罪要素采取顾及性别的做法,包括在审查驱逐和强迫、合法存在和强迫流离失所的目的等概念时。它提出了一种情境分析方法,以性别包容的专家证据、性别平等的调查实践和周到地整合受害者陈述为依据
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引用次数: 0
Crime of Aggression against Ukraine 侵略乌克兰罪
3区 社会学 Q1 LAW Pub Date : 2023-10-06 DOI: 10.1093/jicj/mqad035
Patrycja Grzebyk
Abstract In the discourse around prosecution of perpetrators of the crime of aggression against Ukraine, there is a need to consider the impact of Eastern European regional norms, both treaty-based and customary. This concerns both the interpretation of principles of responsibility for the crime of aggression as well as the modes of prosecution thereof. The article argues that, in Eastern Europe, the crime of aggression is a well-established norm of international and national law, and aggression — as a conduct by a state — is defined based on the principle of first use of force, while political, economic and any other justifications in order to avoid responsibility are disallowed. Individual responsibility for the crime of aggression represents a departure from the International Criminal Court’s Rome Statute standard and is instead based on the International Military Tribunal’s Charter, which limits its scope to responsibility for a war of aggression. At the same time, it does not preclude, for example, prosecution of those responsible for the administration of occupied territories. As a consequence, the leadership clause might be understood as broader in comparison to the Rome Statute standards.
在围绕起诉侵略乌克兰罪行的肇事者的论述中,有必要考虑东欧区域规范的影响,包括基于条约的和习惯的。这既关系到对侵略罪的责任原则的解释,也关系到起诉侵略罪的方式。该条认为,在东欧,侵略罪是一项公认的国际法和国内法准则,作为国家行为的侵略是根据首先使用武力的原则来界定的,而不允许以政治、经济和任何其他理由来逃避责任。个人对侵略罪行的责任背离了国际刑事法院的《罗马规约》标准,而是以《国际军事法庭宪章》为基础,该宪章将其范围限于对侵略战争的责任。与此同时,它并不排除例如起诉对被占领领土的行政管理负有责任的人。因此,与《罗马规约》的标准相比,领导条款可以理解为更为宽泛。
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引用次数: 0
International Criminal Court Standards in a Context of Transitional Justice 过渡时期司法背景下的国际刑事法院标准
3区 社会学 Q1 LAW Pub Date : 2023-09-29 DOI: 10.1093/jicj/mqad033
Carlos Gutiérrez-Rodríguez
Abstract On October 2021, Colombia and the Office of the Prosecutor (OTP) of the International Criminal Court (ICC) signed a Cooperation Agreement that closed the preliminary examination opened in 2004. This is the first agreement of its kind. This article analyses the evolution of the OTP’s reasoning in considering whether a state has genuinely administered justice in a transitional context. To do so, it chronologically analyses the Colombian case, which is the first peace process in the world developed entirely under the continued scrutiny of the ICC. Furthermore, the Colombian situation was the ICC’s most extended preliminary examination, influencing in turn, the transitional justice outcomes as well as the position of the OTP. The Cooperation Agreement offers, therefore, an outstanding opportunity to analyse from a practical point of view, debates that have been predominantly theoretical and will have future consequences elsewhere.
2021年10月,哥伦比亚与国际刑事法院检察官办公室(OTP)签署了一项合作协议,结束了2004年开始的初步审查。这是第一个这样的协议。本文分析了OTP在考虑一个国家在过渡背景下是否真正执行司法时推理的演变。为了做到这一点,它按时间顺序分析了哥伦比亚的情况,这是世界上第一个完全在国际刑事法院的持续审查下发展起来的和平进程。此外,哥伦比亚的情况是国际刑事法院最广泛的初步审查,反过来影响了过渡时期司法的结果以及过渡时期司法办公室的立场。因此,《合作协议》提供了一个绝佳的机会,可以从实际的角度分析那些主要是理论的、未来将在其他地方产生影响的辩论。
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引用次数: 0
Australia’s Investigation of Alleged ADF War Crimes in Afghanistan 澳大利亚对阿富汗国防军战争罪行的调查
3区 社会学 Q1 LAW Pub Date : 2023-09-25 DOI: 10.1093/jicj/mqad032
Julia Flint
Abstract This article examines Australia’s obligation to investigate war crimes in the context of its obligations under the Rome Statute of the International Criminal Court (ICC). This obligation is contrasted with Australia’s investigation of war crimes to date, with a particular focus on the current investigations into alleged war crimes by Australian Defence Forces in Afghanistan. The article then discusses the jurisdiction of the ICC, and the important effect of the principle of complementarity under Article 17 of the Rome Statute. The article concludes by assessing the future of war crimes investigations in Australia, drawing attention to the lessons which can be learned moving forward — both domestically and by other states facing allegations of war crimes committed by their own forces.
摘要本文在《国际刑事法院罗马规约》规定的义务背景下,探讨了澳大利亚调查战争罪的义务。这一义务与澳大利亚迄今为止对战争罪行的调查形成对比,特别侧重于目前对澳大利亚国防军在阿富汗所犯战争罪行的调查。接着论述了国际刑事法院的管辖权,以及《罗马规约》第17条规定的互补性原则的重要作用。文章最后评估了澳大利亚战争罪调查的未来,提请人们注意可以吸取的教训——无论是国内还是其他面临本国军队犯下战争罪指控的国家。
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引用次数: 1
Exploring the Impact of Automation Bias and Complacency on Individual Criminal Responsibility for War Crimes 探索自动化偏见和自满对战争罪个人刑事责任的影响
3区 社会学 Q1 LAW Pub Date : 2023-09-22 DOI: 10.1093/jicj/mqad034
Antonio Coco
Abstract With advancing technology, complex decision-making in warfare, including targeting, is increasingly assisted by machines. Although involving humans in decision-making is often seen as a safeguard against machine errors, it does not always prevent them. Machines can make incorrect determinations or delay them when time is critical. In these cases, human operators, influenced by automation bias (excessive trust in machines’ determinations, despite the availability of contradicting or different information from other sources) or complacency (excessive trust in machines’ determinations, leading to reduced vigilance), may fail to recognize machine errors, potentially resulting in conduct amounting to a war crime. Considering the role of automation bias and complacency in the determination of the criminal responsibility of systems’ operators is crucial, especially, for understanding the accountability framework for war crimes involving autonomous weapon systems (AWS). By exploring how automation bias and complacency affect the determination of criminal responsibility for humans who operate AWS, this article offers insights for lawmakers at the national and international levels to understand complexities and effectively shape legislative responses with respect to criminal responsibility. This article also examines automation bias and complacency in psychology, their relevance in military operations employing AWS, and their potential to exonerate human operators from criminal responsibility. It concludes by advocating for legislative, organizational, and technical measures to counteract automation bias and complacency.
随着技术的进步,包括瞄准在内的复杂战争决策越来越多地由机器辅助。虽然让人参与决策通常被视为防止机器出错的一种保障,但它并不总是能防止机器出错。当时间紧迫时,机器可能会做出错误的决定或延迟决定。在这些情况下,人类操作员受到自动化偏差(尽管可以从其他来源获得相互矛盾或不同的信息,但仍过度信任机器的决定)或自满情绪(过度信任机器的决定,导致警惕性降低)的影响,可能无法识别机器错误,从而可能导致相当于战争罪的行为。考虑自动化偏见和自满在确定系统操作员的刑事责任中的作用是至关重要的,特别是对于理解涉及自主武器系统(AWS)的战争罪的问责框架。通过探索自动化偏见和自满如何影响AWS运营人员刑事责任的确定,本文为国家和国际层面的立法者提供了见解,以了解复杂性并有效地形成有关刑事责任的立法反应。本文还研究了心理学中的自动化偏见和自满,它们在使用AWS的军事行动中的相关性,以及它们免除人类操作员刑事责任的潜力。它通过倡导立法、组织和技术措施来抵制自动化偏见和自满来结束。
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引用次数: 0
Criminal Responsibility by Omission for Failures to Stop Autonomous Weapon Systems 未能停止自主武器系统的疏忽刑事责任
3区 社会学 Q1 LAW Pub Date : 2023-09-17 DOI: 10.1093/jicj/mqad029
Marta Bo
Abstract This article deals with establishing the criminal responsibility, through the model of commission by omission, of autonomous weapon systems (AWS) users in situations where failures to suspend AWS-driven attacks have caused a war crime. The author tackles the question of whether an omission to stop such an AWS may amount to the actus reus of war crimes of unlawful attacks and does so by establishing how the doctrine of commission by omission can be applied on the basis of the grave breaches regime in the First Additional Protocol to the Geneva Conventions and the Rome Statute of the International Criminal Court. In deconstructing the status of commission by omission under both these legal frameworks, this article analyses whether the substantive conditions of commission by omission, namely, the legal duty to act and the capacity to act, are met. The author suggests that ‘human control’, manifested in the ability to supervise, intervene and stop an AWS-driven attack, should be considered a necessary pre-condition for the imputation of criminal responsibility in at least some expected scenarios of AWS use. In the absence of such human control, there would be no accountability for unlawful attacks, including indiscriminate attacks, caused by AWS, which would lead to impunity for such crimes. On the one hand, the attribution of responsibility by omission has, therefore, crucial implications for closing the ‘responsibility gap’ within this context. On the other hand, based on the analysis of ‘control’ as the key principle for criminal responsibility by omission, the author argues that an additional treaty obligation should be adopted to ensure human control over AWS and preserve accountability for potential unlawful attacks.
摘要本文探讨了自主武器系统(AWS)用户在未能中止由AWS驱动的攻击而构成战争罪的情况下,通过不作为行为模型确立其刑事责任。作者论述了不停止这种非法攻击是否可构成非法攻击战争罪的行为这一问题,并在《日内瓦公约第一附加议定书》和《国际刑事法院罗马规约》的严重违约制度的基础上确定了如何适用不作为犯罪的原则。本文通过对两种法律框架下不作为行为地位的解构,分析了不作为行为是否具备作为义务和作为能力的实质条件。作者建议,“人为控制”,表现为监督、干预和阻止AWS驱动的攻击的能力,应被视为至少在某些预期的AWS使用场景中追究刑事责任的必要先决条件。在没有这种人为控制的情况下,就不会对由AWS造成的非法攻击,包括不分青红皂白的攻击负责,这将导致此类罪行不受惩罚。一方面,由于不作为而归因的责任,因此对于在这种情况下缩小“责任差距”具有至关重要的意义。另一方面,在分析“控制”作为不作为刑事责任的关键原则的基础上,作者认为,应通过一项额外的条约义务,以确保人类对AWS的控制,并保留对潜在非法攻击的问责制。
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引用次数: 0
International Law Rejects Immunity for International Crimes — Full Stop 国际法拒绝对国际罪行的豁免-句号
3区 社会学 Q1 LAW Pub Date : 2023-09-10 DOI: 10.1093/jicj/mqad028
Chile Eboe-Osuji
Abstract As far back as 1994, Sir Arthur Watts QC, a pre-eminent international jurist of his time, put the matter of head of state immunity for international crimes in these unequivocal terms: ‘It can no longer be doubted that as a matter of general customary international law a Head of State will personally be liable to be called to account if there is sufficient evidence that he authorized or perpetrated such serious international crimes.’ Most senior jurists of Watt’s ilk who opined on the matter came to a similar conclusion. Yet, some concerning recent academic commentary wrongly suggests that there remains doubt around the question. For example, the Advisory Committee on Public International Law (CAVV), an academic thinktank that advises the Dutch government, suggested in its report on the accountability of President Putin that ‘in international legal practice, there is no clear-cut answer to the question of whether there is an exception to functional immunity for international crimes, including the crime of aggression’. This article uses the CAVV recommendation as a case study in certain mistakes and confusions that have long plagued the discourse on the immunity of state officials, especially heads of state, accused or suspected of international crimes.
早在1994年,当时杰出的国际法学家亚瑟·沃茨爵士(Sir Arthur Watts QC)就明确提出了国家元首对国际罪行的豁免问题:“毫无疑问,作为一般习惯国际法的问题,如果有足够的证据表明国家元首本人授权或犯下了这种严重的国际罪行,那么他本人将有责任被追究责任。”大多数与瓦特同级的资深法学家在这个问题上都得出了类似的结论。然而,最近一些有关的学术评论错误地暗示,围绕这个问题仍然存在疑问。例如,向荷兰政府提供咨询意见的学术智库国际公法咨询委员会(CAVV)在其关于普京总统问责制的报告中指出,"在国际法律实践中,对于包括侵略罪在内的国际罪行是否存在职能豁免例外的问题,没有明确的答案"。本文以人权委员会的建议为案例,研究长期困扰国家官员、特别是国家元首、被指控或涉嫌犯有国际罪行的人的豁免问题的某些错误和混淆。
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引用次数: 0
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Journal of International Criminal Justice
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