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Room for Improvement 改进空间
3区 社会学 Q2 Social Sciences Pub Date : 2023-11-02 DOI: 10.1093/jicj/mqad044
Wolfgang Kaleck, Andreas Schüller
Abstract Twenty years after the entry into force of the German Code of Crimes Against International Law, it is time for a critical assessment of its implementation and impact in practice. While a number of trials have been conducted and a certain prosecutorial practice has been established during the last decade, the law and practice nevertheless leave room for some criticism. This article addresses some of the criticism from the perspective of an NGO with experience in several international crimes cases, and deals with substantive and procedural law, as well as the issue of political case selection and the failure to prosecute corporate involvement in crimes under international law.
《德国反国际法治罪法》生效20年后,是时候对其实施情况和实践影响进行批判性评估了。虽然在过去十年中进行了一些审判,并确立了某种检察做法,但法律和做法仍有一些批评的余地。本文从一个参与过几起国际犯罪案件的非政府组织的角度,对一些批评进行了回应,并讨论了实体法和程序法,以及政治案件选择问题和未能根据国际法起诉参与犯罪的企业。
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引用次数: 0
A Short History of Prosecuting Crimes under International Law in Germany 德国根据国际法起诉犯罪的简史
3区 社会学 Q2 Social Sciences Pub Date : 2023-10-24 DOI: 10.1093/jicj/mqad039
Florian Jeßberger
Abstract This article takes the 20th anniversary of the entering into force of the German Code of Crimes against International Law (Völkerstrafgesetzbuch, CCAIL) as an opportunity to offer a historical review of the prosecution of international crimes in (West-)Germany. Starting from the post-World War II period, it flags early milestones, including efforts to hold accountable before German courts those involved in Nazi atrocities, in state oppression in the German Democratic Republic, in violations of international humanitarian law during the Yugoslav wars, and in dictatorship crimes in Argentina. This article then focuses on the practical implementation of the CCAIL and presents, at a glance, major trends, flaws and lessons learned over the past 20 years. It identifies four major phases: standstill, build-up, implementation and consolidation. This article concludes with a call for German judges and prosecutors to step up their efforts to contribute to a uniform and universal enforcement of international criminal law.
摘要本文以《德国反国际法犯罪法》(Völkerstrafgesetzbuch, CCAIL)生效20周年为契机,对(西)德国的国际犯罪起诉进行历史回顾。从第二次世界大战后开始,它标志着早期的里程碑,包括在德国法庭上追究那些涉及纳粹暴行、德意志民主共和国国家压迫、南斯拉夫战争期间违反国际人道主义法以及阿根廷独裁罪行的人的责任。然后,本文将重点介绍CCAIL的实际实现,并简要介绍过去20年的主要趋势、缺陷和经验教训。它确定了四个主要阶段:停滞、建立、实施和巩固。本文最后呼吁德国法官和检察官加紧努力,为统一和普遍执行国际刑法作出贡献。
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引用次数: 0
UN Accountability Mandates in International Justice 联合国在国际司法中的问责任务
3区 社会学 Q2 Social Sciences Pub Date : 2023-10-23 DOI: 10.1093/jicj/mqad038
Federica D’Alessandra
Abstract This article discusses an important international justice development, and specifically the rise of a new generation of ‘accountability mandates’ at the United Nations (UN). Often created in response to mass atrocities alleged in country situations falling outside of the International Criminal Court’s jurisdiction, UN accountability mandates are generally tasked to collect, consolidate, preserve, and analyse evidence of international law violations, prepare files, and preserve such evidence until it can be made available to support legal accountability proceedings, including as relevant of the criminal nature. Through such investigative and evidence preservation responsibilities, UN accountability mandates can help fill important impunity gaps by helping to collate information generated by a variety of sources, including civil society documenters, and by laying the groundwork for judicial authorities. Within this broad categorization, however, UN accountability mandates are not a monolith and exist along a spectrum based on the strength of any accountability requirements they contain — including whether they are explicitly mandated to follow criminal justice standards — and their general institutional and operational setup. The investigative mechanisms created for Syria, Myanmar and Daesh/ISIL are specifically tasked to fulfil ‘pre-prosecutorial’ functions and enjoy greater resources and independence than other, less resourced and more ‘hybrid’ mandates — expected to simultaneously fulfil the role of more traditional human rights investigations, while also supporting legal accountability. All, however, play a crucial role within the broader international justice ecosystem, while sharing common challenges that this article submits would be best addressed by permanently centralizing a variety of investigative support functions, to be administered by a dedicated, permanent, standing investigative entity. The article will first provide an overview of how and why UN accountability mandates have evolved over the past decade, and of the important role they have come to play. It will then turn to discussing the case and proposed models for a standing, permanent UN accountability mandate to support future investigations. After providing a comparative analysis of the possible alternatives, the article will conclude with some recommendations and ideas for the way forward.
本文讨论了一个重要的国际司法发展,特别是新一代“问责授权”在联合国(UN)的兴起。联合国问责授权通常是为应对国际刑事法院管辖范围之外的国家所发生的大规模暴行而设立的,其任务通常是收集、整合、保存和分析违反国际法的证据,准备档案,并保存这些证据,直到可以用于支持法律问责程序,包括与犯罪性质相关的证据。通过这种调查和证据保存责任,联合国问责任务可以帮助整理包括民间社会文件记录者在内的各种来源提供的信息,并为司法当局奠定基础,从而填补有罪不罚的重要空白。然而,在这一广泛分类中,联合国问责任务并不是一个整体,而是根据其所包含的任何问责要求的强度(包括是否明确授权遵守刑事司法标准)及其总体机构和业务设置而存在的。为叙利亚、缅甸和达伊沙/伊黎伊斯兰国设立的调查机制的具体任务是履行“起诉前”职能,并享有比其他资源较少、更“混合”的任务更多的资源和独立性——预计将同时履行更传统的人权调查角色,同时也支持法律问责制。然而,所有这些国家都在更广泛的国际司法生态系统中发挥着关键作用,同时分享本条提出的共同挑战,最好的解决办法是将各种调查支助职能永久集中起来,由一个专门的、常设的调查实体管理。本文将首先概述联合国问责制任务在过去十年中的演变方式和原因,以及它们所发挥的重要作用。然后,它将转而讨论这一案件,并提出一个常设的、永久的联合国问责授权模式,以支持未来的调查。在对可能的替代方案进行比较分析之后,本文将对未来的发展方向提出一些建议和想法。
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引用次数: 0
Shortcomings of a Showpiece 展示品的缺点
3区 社会学 Q2 Social Sciences Pub Date : 2023-10-23 DOI: 10.1093/jicj/mqad040
Aziz Epik, Leonie Steinl
Abstract The German Code of Crimes Against International Law can be considered a ‘well-crafted’ law. It has not only been put to test in practice in several high-profile cases before German Higher Regional Courts, but it also serves as a model for the implementation of international criminal law into domestic legislation. Nevertheless, 20 years after its entry into force and from a point of view of substantive law, it is possible to identify areas of the Code that are in need of legislative reform, such as sexual and reproductive crimes, crimes against the environment, the crime of aggression, war crimes against property and the applicable sentencing ranges. This article provides an overview of these areas and discusses possible ways forward.
德国的《违反国际法治罪法》可以说是一部“精心设计”的法律。它不仅在德国高级地区法院审理的几起引人注目的案件中得到了实践的检验,而且还成为在国内立法中实施国际刑法的典范。然而,在《治罪法》生效20年后,从实体法的角度来看,有可能确定《治罪法》中需要进行立法改革的领域,例如性和生殖罪、危害环境罪、侵略罪、危害财产的战争罪和适用的量刑范围。本文概述了这些领域,并讨论了可能的前进方向。
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引用次数: 0
The German Code of Crimes Against International Law at Twenty 德国违反国际法罪法典20年
3区 社会学 Q2 Social Sciences Pub Date : 2023-10-20 DOI: 10.1093/jicj/mqad041
Stefanie Bock
Abstract More than 20 years ago — on 30 June 2002 and thus one day prior to the Rome Statute of the International Criminal Court — the German Code of Crimes Against International Law (CCAIL) entered into force and since then allows for the national prosecution of the international core crimes. The most far-reaching innovation of the CCAIL is its broad jurisdictional reach. It is based on the principle of universal jurisdiction and empowers the German judicial authorities to prosecute genocide, crimes against humanity and war crimes even when they are committed abroad and have no specific link to Germany. After some initial hesitation, Germany today plays an active role in the international fight against impunity for core crimes. Prominent examples are the Koblenz torture trial against former members of the Assad Regime, the conviction of Taha Al-J. for genocide against members of the Yazidi community by the Higher Regional Court of Frankfurt and the decision of the Federal Court of Justice on the irrelevance of functional immunities. Sometimes, however, the Higher Regional Courts do not seem to be sufficiently aware of the international dimension and meaning of the cases. This negatively affects the trial management and the communication of the Courts with the (international) public.
20多年前,也就是2002年6月30日,也就是《国际刑事法院罗马规约》的前一天,《德国违反国际法治罪法》(CCAIL)正式生效,允许国家起诉国际核心罪行。CCAIL最具深远意义的创新是其广泛的管辖范围。该法以普遍管辖权原则为基础,赋予德国司法当局起诉种族灭绝、危害人类罪和战争罪的权力,即使这些罪行是在国外犯下的,与德国没有具体联系。在最初的一些犹豫之后,德国今天在打击核心罪行有罪不罚的国际斗争中发挥了积极作用。突出的例子是对前阿萨德政权成员的科布伦茨酷刑审判,对塔哈·阿尔·j·阿萨德的定罪。对法兰克福高级地区法院对雅兹迪社区成员进行种族灭绝的指控,以及联邦法院关于职能豁免无关性的决定。然而,有时,高级区域法院似乎没有充分认识到这些案件的国际层面和意义。这对审判管理和法院与(国际)公众的沟通产生不利影响。
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引用次数: 0
The Admission of New Prosecutorial Evidence in International Criminal Retrials 国际刑事再审中检察机关新证据的承认
3区 社会学 Q2 Social Sciences Pub Date : 2023-10-20 DOI: 10.1093/jicj/mqad042
Adaena Sinclair-Blakemore
Abstract On 31 May 2023, the Appeals Chamber of the International Residual Mechanism for Criminal Tribunals (IRMCT) delivered its judgment in Stanišić and Simatović, marking the conclusion of the first full retrial in the history of international criminal law and providing occasion to reflect on how retrials before the International Criminal Court and other international criminal tribunals ought to be conducted. The focus of this article pertains to the Trial Chamber’s approach to the admissibility of new prosecutorial evidence during the course of the retrial, and specifically, its decision to exclude all new prosecutorial evidence from the scope of the retrial, unless exceptional circumstances justified its admission. This article questions whether the adoption of this exclusionary rule was a valid exercise of the Trial Chamber’s discretion and, from a normative standpoint, whether such a decision was and remains a desirable approach to the admissibility of prosecutorial evidence in international criminal retrials. This article argues that despite the strong and persistent objections raised by the prosecution during the Stanišić and Simatović retrial, the exclusionary rule constituted a valid exercise of the Trial Chamber’s powers and could serve as a blueprint for the admissibility of new prosecutorial evidence in potential future retrials.
2023年5月31日,国际刑事法庭余留机制上诉分庭在Stanišić和simatoviski案件中作出判决,标志着国际刑法历史上第一次全面再审的结束,并为反思国际刑事法院和其他国际刑事法庭的再审应如何进行提供了机会。该条的重点是审判分庭在重审过程中对新的起诉方证据的可采性的处理办法,特别是它决定将所有新的起诉方证据排除在重审范围之外,除非特殊情况证明其可采。该条质疑采用这一排除规则是否是审判分庭自由裁量权的有效行使,以及从规范的角度来看,这一决定是否曾经是并且仍然是国际刑事重审中起诉证据可接受性的可取办法。该条认为,尽管控方在Stanišić和simatovike的重审期间提出了强烈和持续的反对意见,但排除规则是审判分庭权力的有效行使,可以作为今后可能的重审中接受新的控方证据的蓝图。
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引用次数: 0
Autonomous Weapon Systems, Errors and Breaches of International Humanitarian Law 自主武器系统、错误和违反国际人道法行为
3区 社会学 Q2 Social Sciences Pub Date : 2023-10-20 DOI: 10.1093/jicj/mqad043
Abhimanyu George Jain
Abstract An error in the operation of an autonomous weapon system (AWS) results in civilians or civilian objects being attacked. In such situations, have civilians or civilian objects been ‘made the object of attack’, such that there is a breach of the rule prohibiting attacks against civilians or civilian objects? This question — which is important because of the high probability of such errors — forms the subject of this article. It argues that the rule prohibiting attacks against civilians or civilian objects requires due diligence — contextually reasonable efforts — across the targeting process, to ensure that civilians or civilian objects are not attacked. This implies that AWS errors breach this rule if the errors are unreasonable, i.e., if they originate in a failure of due diligence at any point in the process of development and deployment of AWS. Moreover, the risk-sensitivity of due diligence obligations suggests that the higher degree of risk involved in the development and use of an AWS leads to a corresponding increase in what constitutes contextually reasonable efforts to ensure that civilians or civilian objects are not attacked.
摘要自主武器系统(AWS)的操作错误会导致平民或民用物体受到攻击。在这种情况下,平民或民用物体是否被“定为攻击对象”,从而违反了禁止攻击平民或民用物体的规则?这个问题——它很重要,因为这类错误的概率很高——构成了本文的主题。它认为,禁止攻击平民或民用物体的规则要求在整个瞄准过程中进行尽职调查——在背景下合理的努力,以确保平民或民用物体不受攻击。这意味着,如果错误是不合理的,即,如果这些错误是由于在AWS的开发和部署过程中的任何一点未能尽职调查而导致的,则违反了该规则。此外,尽职调查义务的风险敏感性表明,开发和使用AWS所涉及的风险程度越高,就会相应地增加构成确保平民或民用物体不受攻击的上下文合理努力的力度。
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引用次数: 0
Convicting Autonomous Weapons? 给自主武器定罪?
3区 社会学 Q2 Social Sciences Pub Date : 2023-10-11 DOI: 10.1093/jicj/mqad037
Thomas Weigend
Abstract If autonomous weapon systems (AWS) cause harm beyond their legitimate military use, e.g., by killing innocent civilians, the question arises as to who can be held responsible. Due to the great number of persons involved in the construction, programming, training, and deploying of AWS, a ‘responsibility gap’ has been diagnosed. As it is neither theoretically nor practically feasible to impose criminal responsibility on AWS themselves, various doctrines of international criminal law (ICL) have been suggested with a view toward making individual persons responsible for the AWS’s malfunctioning. The mens rea requirements of ICL are, however, likely to severely limit individual criminal responsibility. The author suggests that the emphasis should not be on bending legal doctrine in a futile effort to close the ‘responsibility gap’ but on establishing specific obligations to train, test, and continually observe the operation of AWS in order to avoid malfunctioning.
如果自主武器系统(AWS)造成超出其合法军事用途的伤害,例如,通过杀害无辜平民,那么谁可以承担责任的问题就出现了。由于参与AWS的构建、编程、培训和部署的人员众多,因此出现了“责任鸿沟”。由于对AWS本身施加刑事责任在理论上和实践上都不可行,因此人们提出了各种国际刑法理论,以使个人对AWS的故障负责。但是,《刑法》的犯罪行为要求很可能严重限制个人刑事责任。作者建议,重点不应该是为了徒劳地缩小“责任差距”而歪曲法律原则,而是建立培训、测试和持续观察AWS操作的具体义务,以避免出现故障。
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引用次数: 0
Gender and Forced Displacement at the International Criminal Court 国际刑事法院的性别和被迫流离失所
3区 社会学 Q2 Social Sciences Pub Date : 2023-10-11 DOI: 10.1093/jicj/mqad036
Emma Palmer
Abstract International criminal courts and tribunals have missed opportunities to recognize gendered experiences, including when addressing crimes without a clearly sexual component. The International Criminal Court (ICC) has an opportunity to take a different approach when considering the crime against humanity of deportation in its Bangladesh/Myanmar proceedings. While the prevalence of sexual and other gendered violence, including rape and killings, in Myanmar and perpetrated against the Rohingya is well-documented, and will likely form an important aspect of investigations, there is also scope to explore the gendered nature of displacement. This article reviews the intersection of international criminal law with broader critiques of international law concerned with displacement. It then investigates how ICC Chambers could take a gender-competent approach towards the elements of the crime against humanity of deportation and forcible transfer of population in the Bangladesh/Myanmar proceedings, including when examining the concepts of expulsion and coercion, lawful presence and the purpose of the forcible displacement. It proposes a contextual approach to that analysis, informed by gender-inclusive expert evidence, gender-competent investigation practices and thoughtful integration of victims’ representations
国际刑事法院和法庭错过了承认性别经验的机会,包括在处理没有明显性成分的犯罪时。国际刑事法院(ICC)有机会在其孟加拉国/缅甸诉讼中考虑驱逐出境的危害人类罪时采取不同的方法。虽然缅甸普遍存在的性暴力和其他性别暴力,包括强奸和杀戮,以及对罗兴亚人犯下的罪行都有充分的记录,并可能成为调查的一个重要方面,但也有空间探索流离失所的性别性质。本文回顾了国际刑法与有关流离失所的国际法的更广泛批评的交集。然后,它调查了国际刑事法院分庭如何在孟加拉国/缅甸诉讼中对驱逐出境和强迫转移人口的危害人类罪要素采取顾及性别的做法,包括在审查驱逐和强迫、合法存在和强迫流离失所的目的等概念时。它提出了一种情境分析方法,以性别包容的专家证据、性别平等的调查实践和周到地整合受害者陈述为依据
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引用次数: 0
Crime of Aggression against Ukraine 侵略乌克兰罪
3区 社会学 Q2 Social Sciences Pub Date : 2023-10-06 DOI: 10.1093/jicj/mqad035
Patrycja Grzebyk
Abstract In the discourse around prosecution of perpetrators of the crime of aggression against Ukraine, there is a need to consider the impact of Eastern European regional norms, both treaty-based and customary. This concerns both the interpretation of principles of responsibility for the crime of aggression as well as the modes of prosecution thereof. The article argues that, in Eastern Europe, the crime of aggression is a well-established norm of international and national law, and aggression — as a conduct by a state — is defined based on the principle of first use of force, while political, economic and any other justifications in order to avoid responsibility are disallowed. Individual responsibility for the crime of aggression represents a departure from the International Criminal Court’s Rome Statute standard and is instead based on the International Military Tribunal’s Charter, which limits its scope to responsibility for a war of aggression. At the same time, it does not preclude, for example, prosecution of those responsible for the administration of occupied territories. As a consequence, the leadership clause might be understood as broader in comparison to the Rome Statute standards.
在围绕起诉侵略乌克兰罪行的肇事者的论述中,有必要考虑东欧区域规范的影响,包括基于条约的和习惯的。这既关系到对侵略罪的责任原则的解释,也关系到起诉侵略罪的方式。该条认为,在东欧,侵略罪是一项公认的国际法和国内法准则,作为国家行为的侵略是根据首先使用武力的原则来界定的,而不允许以政治、经济和任何其他理由来逃避责任。个人对侵略罪行的责任背离了国际刑事法院的《罗马规约》标准,而是以《国际军事法庭宪章》为基础,该宪章将其范围限于对侵略战争的责任。与此同时,它并不排除例如起诉对被占领领土的行政管理负有责任的人。因此,与《罗马规约》的标准相比,领导条款可以理解为更为宽泛。
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引用次数: 0
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Journal of International Criminal Justice
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