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International Criminal Court Standards in a Context of Transitional Justice 过渡时期司法背景下的国际刑事法院标准
3区 社会学 Q2 Social Sciences Pub Date : 2023-09-29 DOI: 10.1093/jicj/mqad033
Carlos Gutiérrez-Rodríguez
Abstract On October 2021, Colombia and the Office of the Prosecutor (OTP) of the International Criminal Court (ICC) signed a Cooperation Agreement that closed the preliminary examination opened in 2004. This is the first agreement of its kind. This article analyses the evolution of the OTP’s reasoning in considering whether a state has genuinely administered justice in a transitional context. To do so, it chronologically analyses the Colombian case, which is the first peace process in the world developed entirely under the continued scrutiny of the ICC. Furthermore, the Colombian situation was the ICC’s most extended preliminary examination, influencing in turn, the transitional justice outcomes as well as the position of the OTP. The Cooperation Agreement offers, therefore, an outstanding opportunity to analyse from a practical point of view, debates that have been predominantly theoretical and will have future consequences elsewhere.
2021年10月,哥伦比亚与国际刑事法院检察官办公室(OTP)签署了一项合作协议,结束了2004年开始的初步审查。这是第一个这样的协议。本文分析了OTP在考虑一个国家在过渡背景下是否真正执行司法时推理的演变。为了做到这一点,它按时间顺序分析了哥伦比亚的情况,这是世界上第一个完全在国际刑事法院的持续审查下发展起来的和平进程。此外,哥伦比亚的情况是国际刑事法院最广泛的初步审查,反过来影响了过渡时期司法的结果以及过渡时期司法办公室的立场。因此,《合作协议》提供了一个绝佳的机会,可以从实际的角度分析那些主要是理论的、未来将在其他地方产生影响的辩论。
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引用次数: 0
Australia’s Investigation of Alleged ADF War Crimes in Afghanistan 澳大利亚对阿富汗国防军战争罪行的调查
3区 社会学 Q2 Social Sciences Pub Date : 2023-09-25 DOI: 10.1093/jicj/mqad032
Julia Flint
Abstract This article examines Australia’s obligation to investigate war crimes in the context of its obligations under the Rome Statute of the International Criminal Court (ICC). This obligation is contrasted with Australia’s investigation of war crimes to date, with a particular focus on the current investigations into alleged war crimes by Australian Defence Forces in Afghanistan. The article then discusses the jurisdiction of the ICC, and the important effect of the principle of complementarity under Article 17 of the Rome Statute. The article concludes by assessing the future of war crimes investigations in Australia, drawing attention to the lessons which can be learned moving forward — both domestically and by other states facing allegations of war crimes committed by their own forces.
摘要本文在《国际刑事法院罗马规约》规定的义务背景下,探讨了澳大利亚调查战争罪的义务。这一义务与澳大利亚迄今为止对战争罪行的调查形成对比,特别侧重于目前对澳大利亚国防军在阿富汗所犯战争罪行的调查。接着论述了国际刑事法院的管辖权,以及《罗马规约》第17条规定的互补性原则的重要作用。文章最后评估了澳大利亚战争罪调查的未来,提请人们注意可以吸取的教训——无论是国内还是其他面临本国军队犯下战争罪指控的国家。
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引用次数: 1
Exploring the Impact of Automation Bias and Complacency on Individual Criminal Responsibility for War Crimes 探索自动化偏见和自满对战争罪个人刑事责任的影响
3区 社会学 Q2 Social Sciences Pub Date : 2023-09-22 DOI: 10.1093/jicj/mqad034
Antonio Coco
Abstract With advancing technology, complex decision-making in warfare, including targeting, is increasingly assisted by machines. Although involving humans in decision-making is often seen as a safeguard against machine errors, it does not always prevent them. Machines can make incorrect determinations or delay them when time is critical. In these cases, human operators, influenced by automation bias (excessive trust in machines’ determinations, despite the availability of contradicting or different information from other sources) or complacency (excessive trust in machines’ determinations, leading to reduced vigilance), may fail to recognize machine errors, potentially resulting in conduct amounting to a war crime. Considering the role of automation bias and complacency in the determination of the criminal responsibility of systems’ operators is crucial, especially, for understanding the accountability framework for war crimes involving autonomous weapon systems (AWS). By exploring how automation bias and complacency affect the determination of criminal responsibility for humans who operate AWS, this article offers insights for lawmakers at the national and international levels to understand complexities and effectively shape legislative responses with respect to criminal responsibility. This article also examines automation bias and complacency in psychology, their relevance in military operations employing AWS, and their potential to exonerate human operators from criminal responsibility. It concludes by advocating for legislative, organizational, and technical measures to counteract automation bias and complacency.
随着技术的进步,包括瞄准在内的复杂战争决策越来越多地由机器辅助。虽然让人参与决策通常被视为防止机器出错的一种保障,但它并不总是能防止机器出错。当时间紧迫时,机器可能会做出错误的决定或延迟决定。在这些情况下,人类操作员受到自动化偏差(尽管可以从其他来源获得相互矛盾或不同的信息,但仍过度信任机器的决定)或自满情绪(过度信任机器的决定,导致警惕性降低)的影响,可能无法识别机器错误,从而可能导致相当于战争罪的行为。考虑自动化偏见和自满在确定系统操作员的刑事责任中的作用是至关重要的,特别是对于理解涉及自主武器系统(AWS)的战争罪的问责框架。通过探索自动化偏见和自满如何影响AWS运营人员刑事责任的确定,本文为国家和国际层面的立法者提供了见解,以了解复杂性并有效地形成有关刑事责任的立法反应。本文还研究了心理学中的自动化偏见和自满,它们在使用AWS的军事行动中的相关性,以及它们免除人类操作员刑事责任的潜力。它通过倡导立法、组织和技术措施来抵制自动化偏见和自满来结束。
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引用次数: 0
Criminal Responsibility by Omission for Failures to Stop Autonomous Weapon Systems 未能停止自主武器系统的疏忽刑事责任
3区 社会学 Q2 Social Sciences Pub Date : 2023-09-17 DOI: 10.1093/jicj/mqad029
Marta Bo
Abstract This article deals with establishing the criminal responsibility, through the model of commission by omission, of autonomous weapon systems (AWS) users in situations where failures to suspend AWS-driven attacks have caused a war crime. The author tackles the question of whether an omission to stop such an AWS may amount to the actus reus of war crimes of unlawful attacks and does so by establishing how the doctrine of commission by omission can be applied on the basis of the grave breaches regime in the First Additional Protocol to the Geneva Conventions and the Rome Statute of the International Criminal Court. In deconstructing the status of commission by omission under both these legal frameworks, this article analyses whether the substantive conditions of commission by omission, namely, the legal duty to act and the capacity to act, are met. The author suggests that ‘human control’, manifested in the ability to supervise, intervene and stop an AWS-driven attack, should be considered a necessary pre-condition for the imputation of criminal responsibility in at least some expected scenarios of AWS use. In the absence of such human control, there would be no accountability for unlawful attacks, including indiscriminate attacks, caused by AWS, which would lead to impunity for such crimes. On the one hand, the attribution of responsibility by omission has, therefore, crucial implications for closing the ‘responsibility gap’ within this context. On the other hand, based on the analysis of ‘control’ as the key principle for criminal responsibility by omission, the author argues that an additional treaty obligation should be adopted to ensure human control over AWS and preserve accountability for potential unlawful attacks.
摘要本文探讨了自主武器系统(AWS)用户在未能中止由AWS驱动的攻击而构成战争罪的情况下,通过不作为行为模型确立其刑事责任。作者论述了不停止这种非法攻击是否可构成非法攻击战争罪的行为这一问题,并在《日内瓦公约第一附加议定书》和《国际刑事法院罗马规约》的严重违约制度的基础上确定了如何适用不作为犯罪的原则。本文通过对两种法律框架下不作为行为地位的解构,分析了不作为行为是否具备作为义务和作为能力的实质条件。作者建议,“人为控制”,表现为监督、干预和阻止AWS驱动的攻击的能力,应被视为至少在某些预期的AWS使用场景中追究刑事责任的必要先决条件。在没有这种人为控制的情况下,就不会对由AWS造成的非法攻击,包括不分青红皂白的攻击负责,这将导致此类罪行不受惩罚。一方面,由于不作为而归因的责任,因此对于在这种情况下缩小“责任差距”具有至关重要的意义。另一方面,在分析“控制”作为不作为刑事责任的关键原则的基础上,作者认为,应通过一项额外的条约义务,以确保人类对AWS的控制,并保留对潜在非法攻击的问责制。
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引用次数: 0
International Law Rejects Immunity for International Crimes — Full Stop 国际法拒绝对国际罪行的豁免-句号
3区 社会学 Q2 Social Sciences Pub Date : 2023-09-10 DOI: 10.1093/jicj/mqad028
Chile Eboe-Osuji
Abstract As far back as 1994, Sir Arthur Watts QC, a pre-eminent international jurist of his time, put the matter of head of state immunity for international crimes in these unequivocal terms: ‘It can no longer be doubted that as a matter of general customary international law a Head of State will personally be liable to be called to account if there is sufficient evidence that he authorized or perpetrated such serious international crimes.’ Most senior jurists of Watt’s ilk who opined on the matter came to a similar conclusion. Yet, some concerning recent academic commentary wrongly suggests that there remains doubt around the question. For example, the Advisory Committee on Public International Law (CAVV), an academic thinktank that advises the Dutch government, suggested in its report on the accountability of President Putin that ‘in international legal practice, there is no clear-cut answer to the question of whether there is an exception to functional immunity for international crimes, including the crime of aggression’. This article uses the CAVV recommendation as a case study in certain mistakes and confusions that have long plagued the discourse on the immunity of state officials, especially heads of state, accused or suspected of international crimes.
早在1994年,当时杰出的国际法学家亚瑟·沃茨爵士(Sir Arthur Watts QC)就明确提出了国家元首对国际罪行的豁免问题:“毫无疑问,作为一般习惯国际法的问题,如果有足够的证据表明国家元首本人授权或犯下了这种严重的国际罪行,那么他本人将有责任被追究责任。”大多数与瓦特同级的资深法学家在这个问题上都得出了类似的结论。然而,最近一些有关的学术评论错误地暗示,围绕这个问题仍然存在疑问。例如,向荷兰政府提供咨询意见的学术智库国际公法咨询委员会(CAVV)在其关于普京总统问责制的报告中指出,"在国际法律实践中,对于包括侵略罪在内的国际罪行是否存在职能豁免例外的问题,没有明确的答案"。本文以人权委员会的建议为案例,研究长期困扰国家官员、特别是国家元首、被指控或涉嫌犯有国际罪行的人的豁免问题的某些错误和混淆。
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引用次数: 0
Massive Violence Against Civilians in War 战争中针对平民的大规模暴力
3区 社会学 Q2 Social Sciences Pub Date : 2023-09-08 DOI: 10.1093/jicj/mqad030
Frédéric Mégret
Abstract Armed conflicts have increasingly been characterized by a phenomenon of massive violence against civilians. Beyond a certain point, the question becomes whether such violence is properly characterized as incidental to the pursuit of hostilities or should be seen as conceptually detached from it. This article looks at the competing cases for dealing with this phenomenon of massive violence against civilians from the perspective of war crimes or crimes against humanity. The focus of war crimes particularly when committed as part of a policy at the International Criminal Court has further diminished the difference with crimes against humanity. This article finds that, given the dense overlap of both categories when it comes to massive violence against civilians in times of war, the expressivist finalities of international criminal justice are better served by emphasizing the fundamental nature of such violence as a crime against humanity. This better makes sense of the genealogy of international criminal law as emerging from a tradition of human rights and recuses any notion that systematic attacks against civilians have, in fact and in principle, anything to do with the pursuit of war.
武装冲突日益以大规模暴力侵害平民的现象为特征。超过了某一点,问题就变成这种暴力行为是否应该被恰当地定性为敌对行动的附带事件,还是应该被视为在概念上与敌对行动无关。本文从战争罪或危害人类罪的角度考察了处理这一针对平民的大规模暴力现象的相互竞争的案件。战争罪,特别是作为一项政策的一部分而犯下的战争罪,在国际刑事法院受到关注,这进一步缩小了战争罪与危害人类罪的区别。本文发现,考虑到在战争时期针对平民的大规模暴力行为中这两个类别的密集重叠,强调这种暴力行为作为危害人类罪的基本性质更有利于国际刑事司法的表现主义结局。这更好地理解了国际刑法的谱系,因为它是从人权传统中产生的,并回避了对平民的系统攻击在事实上和原则上与追求战争有关的任何概念。
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引用次数: 0
Data-driven Learning Systems and the Commission of International Crimes 数据驱动的学习系统与国际犯罪的发生
3区 社会学 Q2 Social Sciences Pub Date : 2023-09-04 DOI: 10.1093/jicj/mqad031
Anna Rosalie Greipl
Abstract Current discussions on the military use of artificial intelligence (AI), in particular concerning autonomous weapons systems, have largely focused on the challenges for the attribution of individual criminal responsibility for war crimes whenever such systems do not perform as initially intended by human operators. Yet, recent observations evidence the pressing need to shift the discussion on the responsibility gap further to include challenges raised by the intentional use of AI systems for the commission of war crimes and other international crimes. Additionally, the increasing development and use of AI systems, based on data-driven learning (DDL) methods, demands particular attention due to the difficulty these systems’ lack of predictability and explainability poses in terms of anticipation of their effects. Against this background, this article complements the present discussion on the responsibility gap by discussing some concerns that the intentional use of DDL systems for the commission of international crimes raises regarding the required mental element and thus, the ascription of individual criminal responsibility. Ultimately, this article proposes preliminary avenues to address these concerns.
当前关于人工智能(AI)军事用途的讨论,特别是关于自主武器系统的讨论,主要集中在当此类系统未按人类操作者最初的预期执行时,战争罪个人刑事责任归属的挑战。然而,最近的观察结果表明,迫切需要进一步改变对责任差距的讨论,以包括故意使用人工智能系统犯下战争罪和其他国际罪行所带来的挑战。此外,基于数据驱动学习(DDL)方法的人工智能系统的日益发展和使用需要特别注意,因为这些系统在预测其效果方面缺乏可预测性和可解释性。在这一背景下,本文通过讨论故意使用DDL制度实施国际犯罪所引起的关于必要的精神要素以及个人刑事责任归属的一些关切,补充了目前关于责任差距的讨论。最后,本文提出了解决这些问题的初步途径。
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引用次数: 0
War Crimes Involving Autonomous Weapons 涉及自主武器的战争罪
IF 0.9 3区 社会学 Q2 Social Sciences Pub Date : 2023-08-09 DOI: 10.1093/jicj/mqad027
D. Lewis
This article identifies and evaluates key international legal aspects concerning three notions that have figured in debates on war crimes involving an autonomous weapon system (AWS): responsibility, liability and accountability. It focuses on the general contours of the existing international law of armed conflict, also known as international humanitarian law (IHL), and related fields, concepts and institutions. Regarding responsibility, this article examines, on one hand, the international responsibility of a state for an internationally wrongful act related to a breach of a rule of IHL involving an AWS that may form the basis of a war crime and, on the other hand, individual criminal responsibility for a war crime involving an AWS. As for liability, this article outlines three international legal concepts of state liability potentially related to a war crime involving an AWS. Finally, this article sets out an, at least, legally adjacent concept of accountability that involves an explanation of the conduct related to a war crime involving an AWS and imposing political, legal, social or other consequences where such an explanation is absent or insufficient.
本文确定并评估了在涉及自主武器系统的战争罪辩论中出现的三个概念的关键国际法律方面:责任、赔偿责任和问责制。它侧重于现有武装冲突国际法,也称为国际人道主义法,以及相关领域、概念和机构的总体轮廓。关于责任,本条一方面探讨了一国对违反国际人道主义法规则的国际不法行为的国际责任,该行为涉及可能构成战争罪基础的AWS,另一方面也探讨了对涉及AWS的战争罪的个人刑事责任。关于责任,本文概述了可能与涉及AWS的战争罪有关的国家责任的三个国际法律概念。最后,本文提出了一个至少在法律上相邻的问责概念,该概念涉及对涉及AWS的战争罪相关行为的解释,并在缺乏或不充分解释的情况下施加政治、法律、社会或其他后果。
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引用次数: 0
Profiteers of Misery 痛苦的奸商
IF 0.9 3区 社会学 Q2 Social Sciences Pub Date : 2023-08-09 DOI: 10.1093/jicj/mqad022
Jeremy Pizzi
Since its hailing as the ‘supreme international crime’ during the Nuremberg Trials, aggression has largely been neglected relative to other core international crimes. However, the escalation of the Russo-Ukrainian War starting in early 2022 is being held as an opportunity to breathe new life into this de facto dormant norm. This article seeks to address novel concerns as to the scope of liability permitted by the crime of aggression, which arise from Russia’s enthusiastic use of private military and security companies (PMSCs) in this conflict. It first overviews the relevant terminology applicable to the use of private armed personnel. It then asserts the value of pursuing accountability for both aggression and PMSCs. The article continues by evaluating the requirements of aggression’s ‘leadership element’, which seeks to restrict liability to high-level leaders. As an illustrative case study, it applies this to the Wagner Group’s military operations in Ukraine. This article confirms that senior corporate officers of PMSCs may, in principle, satisfy the leadership requirement of aggression, opening up the door for their liability and urging closer scrutiny of such matters.
自从在纽伦堡审判中被誉为“最高国际罪行”以来,相对于其他核心国际罪行,侵略在很大程度上被忽视了。然而,从2022年初开始的俄乌战争的升级被视为一个为这一事实上处于休眠状态的常态注入新生命的机会。这篇文章试图解决对侵略罪允许的责任范围的新的关切,这是由于俄罗斯在这场冲突中积极利用私营军事和安保公司引起的。它首先概述了适用于使用私人武装人员的相关术语。然后,它强调了追究侵略和私营军保公司责任的价值。文章继续评估了侵略的“领导要素”的要求,该要素旨在限制高层领导人的责任。作为一个例证性的案例研究,它将此应用于瓦格纳集团在乌克兰的军事行动。这篇文章证实,私营军保公司的高级公司官员原则上可以满足侵略的领导要求,为他们的责任敞开大门,并敦促对此类事项进行更密切的审查。
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引用次数: 0
A Weapon is No Subordinate 武器不是从属的
3区 社会学 Q2 Social Sciences Pub Date : 2023-08-03 DOI: 10.1093/jicj/mqad025
Alessandra Spadaro
Abstract The doctrine of superior responsibility is occasionally presented as a potential solution to the ‘responsibility gap’ allegedly created when the employment of autonomous weapon systems (AWS) results in violations of international humanitarian law, which would amount to war crimes. This article analyses several challenges to the applicability of the doctrine of superior responsibility in these circumstances. In fact, superior responsibility is premised on the existence of a superior–subordinate relationship between individuals. The type of control required for this relationship to exist is different from the kind of control exercised over weapons, including AWS. Additionally, the doctrine requires the commission of an underlying crime in all its elements by a punishable subordinate. Nonetheless, superior responsibility remains a useful framework to demarcate the scope of the supervisory duties of the superior in relation to the prevention of war crimes. Understanding the limitations of this doctrine will be important in guiding the discussions concerning the level of human control that should be retained over AWS.
当自主武器系统(AWS)的使用导致违反国际人道法(相当于战争罪)时,所谓的“责任鸿沟”可能会被视为一种潜在的解决方案。本文分析了优先责任原则在这种情况下适用的几个挑战。事实上,上级责任是以个体之间存在上下级关系为前提的。这种关系存在所需的控制类型不同于对武器的控制类型,包括对AWS的控制。此外,该学说还要求受惩罚的下属犯下所有基本罪行。尽管如此,上级责任仍然是界定上级在预防战争罪方面监督职责范围的有用框架。理解这一理论的局限性对于指导有关在AWS上应保留的人为控制水平的讨论将是重要的。
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引用次数: 0
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Journal of International Criminal Justice
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