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Massive Violence Against Civilians in War 战争中针对平民的大规模暴力
3区 社会学 Q1 LAW Pub Date : 2023-09-08 DOI: 10.1093/jicj/mqad030
Frédéric Mégret
Abstract Armed conflicts have increasingly been characterized by a phenomenon of massive violence against civilians. Beyond a certain point, the question becomes whether such violence is properly characterized as incidental to the pursuit of hostilities or should be seen as conceptually detached from it. This article looks at the competing cases for dealing with this phenomenon of massive violence against civilians from the perspective of war crimes or crimes against humanity. The focus of war crimes particularly when committed as part of a policy at the International Criminal Court has further diminished the difference with crimes against humanity. This article finds that, given the dense overlap of both categories when it comes to massive violence against civilians in times of war, the expressivist finalities of international criminal justice are better served by emphasizing the fundamental nature of such violence as a crime against humanity. This better makes sense of the genealogy of international criminal law as emerging from a tradition of human rights and recuses any notion that systematic attacks against civilians have, in fact and in principle, anything to do with the pursuit of war.
武装冲突日益以大规模暴力侵害平民的现象为特征。超过了某一点,问题就变成这种暴力行为是否应该被恰当地定性为敌对行动的附带事件,还是应该被视为在概念上与敌对行动无关。本文从战争罪或危害人类罪的角度考察了处理这一针对平民的大规模暴力现象的相互竞争的案件。战争罪,特别是作为一项政策的一部分而犯下的战争罪,在国际刑事法院受到关注,这进一步缩小了战争罪与危害人类罪的区别。本文发现,考虑到在战争时期针对平民的大规模暴力行为中这两个类别的密集重叠,强调这种暴力行为作为危害人类罪的基本性质更有利于国际刑事司法的表现主义结局。这更好地理解了国际刑法的谱系,因为它是从人权传统中产生的,并回避了对平民的系统攻击在事实上和原则上与追求战争有关的任何概念。
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引用次数: 0
Data-driven Learning Systems and the Commission of International Crimes 数据驱动的学习系统与国际犯罪的发生
3区 社会学 Q1 LAW Pub Date : 2023-09-04 DOI: 10.1093/jicj/mqad031
Anna Rosalie Greipl
Abstract Current discussions on the military use of artificial intelligence (AI), in particular concerning autonomous weapons systems, have largely focused on the challenges for the attribution of individual criminal responsibility for war crimes whenever such systems do not perform as initially intended by human operators. Yet, recent observations evidence the pressing need to shift the discussion on the responsibility gap further to include challenges raised by the intentional use of AI systems for the commission of war crimes and other international crimes. Additionally, the increasing development and use of AI systems, based on data-driven learning (DDL) methods, demands particular attention due to the difficulty these systems’ lack of predictability and explainability poses in terms of anticipation of their effects. Against this background, this article complements the present discussion on the responsibility gap by discussing some concerns that the intentional use of DDL systems for the commission of international crimes raises regarding the required mental element and thus, the ascription of individual criminal responsibility. Ultimately, this article proposes preliminary avenues to address these concerns.
当前关于人工智能(AI)军事用途的讨论,特别是关于自主武器系统的讨论,主要集中在当此类系统未按人类操作者最初的预期执行时,战争罪个人刑事责任归属的挑战。然而,最近的观察结果表明,迫切需要进一步改变对责任差距的讨论,以包括故意使用人工智能系统犯下战争罪和其他国际罪行所带来的挑战。此外,基于数据驱动学习(DDL)方法的人工智能系统的日益发展和使用需要特别注意,因为这些系统在预测其效果方面缺乏可预测性和可解释性。在这一背景下,本文通过讨论故意使用DDL制度实施国际犯罪所引起的关于必要的精神要素以及个人刑事责任归属的一些关切,补充了目前关于责任差距的讨论。最后,本文提出了解决这些问题的初步途径。
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引用次数: 0
War Crimes Involving Autonomous Weapons 涉及自主武器的战争罪
IF 0.9 3区 社会学 Q1 LAW Pub Date : 2023-08-09 DOI: 10.1093/jicj/mqad027
D. Lewis
This article identifies and evaluates key international legal aspects concerning three notions that have figured in debates on war crimes involving an autonomous weapon system (AWS): responsibility, liability and accountability. It focuses on the general contours of the existing international law of armed conflict, also known as international humanitarian law (IHL), and related fields, concepts and institutions. Regarding responsibility, this article examines, on one hand, the international responsibility of a state for an internationally wrongful act related to a breach of a rule of IHL involving an AWS that may form the basis of a war crime and, on the other hand, individual criminal responsibility for a war crime involving an AWS. As for liability, this article outlines three international legal concepts of state liability potentially related to a war crime involving an AWS. Finally, this article sets out an, at least, legally adjacent concept of accountability that involves an explanation of the conduct related to a war crime involving an AWS and imposing political, legal, social or other consequences where such an explanation is absent or insufficient.
本文确定并评估了在涉及自主武器系统的战争罪辩论中出现的三个概念的关键国际法律方面:责任、赔偿责任和问责制。它侧重于现有武装冲突国际法,也称为国际人道主义法,以及相关领域、概念和机构的总体轮廓。关于责任,本条一方面探讨了一国对违反国际人道主义法规则的国际不法行为的国际责任,该行为涉及可能构成战争罪基础的AWS,另一方面也探讨了对涉及AWS的战争罪的个人刑事责任。关于责任,本文概述了可能与涉及AWS的战争罪有关的国家责任的三个国际法律概念。最后,本文提出了一个至少在法律上相邻的问责概念,该概念涉及对涉及AWS的战争罪相关行为的解释,并在缺乏或不充分解释的情况下施加政治、法律、社会或其他后果。
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引用次数: 0
Profiteers of Misery 痛苦的奸商
IF 0.9 3区 社会学 Q1 LAW Pub Date : 2023-08-09 DOI: 10.1093/jicj/mqad022
Jeremy Pizzi
Since its hailing as the ‘supreme international crime’ during the Nuremberg Trials, aggression has largely been neglected relative to other core international crimes. However, the escalation of the Russo-Ukrainian War starting in early 2022 is being held as an opportunity to breathe new life into this de facto dormant norm. This article seeks to address novel concerns as to the scope of liability permitted by the crime of aggression, which arise from Russia’s enthusiastic use of private military and security companies (PMSCs) in this conflict. It first overviews the relevant terminology applicable to the use of private armed personnel. It then asserts the value of pursuing accountability for both aggression and PMSCs. The article continues by evaluating the requirements of aggression’s ‘leadership element’, which seeks to restrict liability to high-level leaders. As an illustrative case study, it applies this to the Wagner Group’s military operations in Ukraine. This article confirms that senior corporate officers of PMSCs may, in principle, satisfy the leadership requirement of aggression, opening up the door for their liability and urging closer scrutiny of such matters.
自从在纽伦堡审判中被誉为“最高国际罪行”以来,相对于其他核心国际罪行,侵略在很大程度上被忽视了。然而,从2022年初开始的俄乌战争的升级被视为一个为这一事实上处于休眠状态的常态注入新生命的机会。这篇文章试图解决对侵略罪允许的责任范围的新的关切,这是由于俄罗斯在这场冲突中积极利用私营军事和安保公司引起的。它首先概述了适用于使用私人武装人员的相关术语。然后,它强调了追究侵略和私营军保公司责任的价值。文章继续评估了侵略的“领导要素”的要求,该要素旨在限制高层领导人的责任。作为一个例证性的案例研究,它将此应用于瓦格纳集团在乌克兰的军事行动。这篇文章证实,私营军保公司的高级公司官员原则上可以满足侵略的领导要求,为他们的责任敞开大门,并敦促对此类事项进行更密切的审查。
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引用次数: 0
A Weapon is No Subordinate 武器不是从属的
3区 社会学 Q1 LAW Pub Date : 2023-08-03 DOI: 10.1093/jicj/mqad025
Alessandra Spadaro
Abstract The doctrine of superior responsibility is occasionally presented as a potential solution to the ‘responsibility gap’ allegedly created when the employment of autonomous weapon systems (AWS) results in violations of international humanitarian law, which would amount to war crimes. This article analyses several challenges to the applicability of the doctrine of superior responsibility in these circumstances. In fact, superior responsibility is premised on the existence of a superior–subordinate relationship between individuals. The type of control required for this relationship to exist is different from the kind of control exercised over weapons, including AWS. Additionally, the doctrine requires the commission of an underlying crime in all its elements by a punishable subordinate. Nonetheless, superior responsibility remains a useful framework to demarcate the scope of the supervisory duties of the superior in relation to the prevention of war crimes. Understanding the limitations of this doctrine will be important in guiding the discussions concerning the level of human control that should be retained over AWS.
当自主武器系统(AWS)的使用导致违反国际人道法(相当于战争罪)时,所谓的“责任鸿沟”可能会被视为一种潜在的解决方案。本文分析了优先责任原则在这种情况下适用的几个挑战。事实上,上级责任是以个体之间存在上下级关系为前提的。这种关系存在所需的控制类型不同于对武器的控制类型,包括对AWS的控制。此外,该学说还要求受惩罚的下属犯下所有基本罪行。尽管如此,上级责任仍然是界定上级在预防战争罪方面监督职责范围的有用框架。理解这一理论的局限性对于指导有关在AWS上应保留的人为控制水平的讨论将是重要的。
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引用次数: 0
Crimes without Humanity? 没有人性的犯罪?
IF 0.9 3区 社会学 Q1 LAW Pub Date : 2023-07-25 DOI: 10.1093/jicj/mqad024
G. Acquaviva
The development of autonomous weapons systems (AWS) and, more generally, the role of artificial intelligence in warfare, may come to pose unprecedented challenges to criminal law, including by making it harder to link harm to individuals who can be held responsible, due to the pivotal role of the concepts of actus reus, mens rea and causation in that domain. In this context, the notion of meaningful human control has been proposed to address some of the challenges of ensuring accountability for serious violations of international humanitarian law. One possibility might be to link — conceptually, or even legally — meaningful human control with the ‘control theory’ propounded at the International Criminal Court to assign criminal responsibility. Under this theory, the ascription of criminal responsibility to an individual as a direct perpetrator requires an assessment of whether they enjoy an effective ability to decide on the commission of a crime. This article elaborates on some of the issues posed by this approach, proceeding then to consider the most ‘extreme’ instance of AWS, i.e. the deployment of swarms of drones operating autonomously and coordinating their behaviour in a decentralized manner.
自主武器系统(AWS)的发展,以及更广泛地说,人工智能在战争中的作用,可能会对刑法构成前所未有的挑战,包括由于在这一领域中行为实质、意图和因果关系等概念的关键作用,将伤害与可被追究责任的个人联系起来变得更加困难。在这方面,提出有意义的人为控制的概念是为了解决确保对严重违反国际人道主义法的行为负责的一些挑战。一种可能是将有意义的人类控制与国际刑事法院提出的分配刑事责任的“控制理论”联系起来——在概念上,甚至在法律上。根据这一理论,将个人作为直接行为人的刑事责任归属需要评估他们是否享有对犯罪行为的有效决定能力。本文详细阐述了这种方法带来的一些问题,然后继续考虑AWS的最“极端”实例,即部署自主操作的无人机群,并以分散的方式协调它们的行为。
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引用次数: 0
Of Crimes and Crowns 关于犯罪和乌鸦
IF 0.9 3区 社会学 Q1 LAW Pub Date : 2023-07-22 DOI: 10.1093/jicj/mqad021
Marco Bocchese
This article explains variation in state cooperation with International Criminal Court (ICC)’s investigations and prosecutions across cases and over time. The idea motivating this study stems from the observation of the mixed record of state cooperation with ICC operations. For legal professionals and scholars this observation is puzzling, since states falling within the ICC’s territorial jurisdiction are legally bound to provide full judicial assistance to the Court. Thus, why do some countries entertain collaborative relations with the ICC while others display hostility towards it? I argue that state leaders’ perceptions of potential ICC indictment best explain variation in state behaviour. This article aims to contribute to a better understanding of how state attitudes form and of the extent to which external actors, spearheaded by the ICC Prosecutor’s Office (OTP), can change them. The research findings suggest that: 1) neither formal state consent (ratification) nor regime type are reliable predictors of state cooperation; 2) state leaders’ perception of potential ICC indictment appears better suited to correctly predict state behaviour in all the situations investigated by the OTP; 3) the OTP’s signalling strategy — including the timing of its intervention — affects state leaders’ perception of future ICC indictment and, in turn, the prospects of state cooperation; 4) when state authorities deny cooperation, regime change provides a one-time opportunity to start ICC–state relations anew.
这篇文章解释了国家与国际刑事法院(ICC)调查和起诉合作在不同案件和不同时间的变化。推动这项研究的想法源于对国家与国际刑事法院行动合作的混合记录的观察。对于法律专业人士和学者来说,这一观点令人费解,因为属于国际刑事法院领土管辖范围的国家在法律上有义务向国际刑事法院提供充分的司法援助。因此,为什么一些国家与国际刑事法院建立合作关系,而另一些国家则对其表现出敌意?我认为,国家领导人对国际刑事法院可能起诉的看法最好地解释了国家行为的变化。本文旨在更好地了解国家态度是如何形成的,以及以国际刑事法院检察官办公室(OTP)为首的外部行为者可以在多大程度上改变这些态度。研究结果表明:1)无论是正式的国家同意(批准)还是制度类型都不是国家合作的可靠预测因素;2) 国家领导人对国际刑事法院潜在起诉的看法似乎更适合在检察官办公室调查的所有情况下正确预测国家行为;3) 检察官办公室的信号策略——包括干预的时机——影响了国家领导人对国际刑事法院未来起诉的看法,进而影响了国家合作的前景;4) 当国家当局拒绝合作时,政权更迭提供了一个重新启动国际刑事法院与国家关系的一次性机会。
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引用次数: 0
Christoph Sperfeldt, Practices of Reparations in International Criminal Justice Christoph Sperfeldt,《国际刑事司法中的赔偿实践》
IF 0.9 3区 社会学 Q1 LAW Pub Date : 2023-06-19 DOI: 10.1093/jicj/mqad020
L. Moffett
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引用次数: 0
Understanding Russia’s Actions in Ukraine as the Crime of Genocide 将俄罗斯在乌克兰的行为理解为种族灭绝罪
IF 0.9 3区 社会学 Q1 LAW Pub Date : 2023-06-13 DOI: 10.1093/jicj/mqad018
Denys Azarov, D. Koval, Gaiane Nuridzhanian, Volodymyr Venher
The new wave of Russia’s aggression against Ukraine that began on 24 February 2022, and the intensification of the armed conflict accompanied by grave breaches of international humanitarian law, has received significant scholarly attention. Many academic interventions have examined the developments in Ukraine through the frameworks of jus ad bellum and jus in bello. Some, however, have applied a genocide lens to make sense of reported numerous and widespread violations of international humanitarian and human rights law. This article contributes to the latter stream of scholarship by contextualizing the arguments for the existence of genocidal intent behind the seemingly unrelated crimes committed by the armed forces of the Russian Federation all over Ukraine. The authors pay particular attention to the language and pseudo-historical references used by Russia’s leaders as a justification for the invasion of Ukraine and argue that these statements and expressions indicate the existence of genocidal intent. This article also reflects on the issue of the systematic destruction of cultural heritage of Ukraine as further evidence of the intent to destroy the Ukrainian nation understood as a protected national group under the Genocide Convention, at least in part. Finally, the authors analyse the genocidal acts that have apparently been committed, including killings; the causing of serious bodily or mental harm; the forcible transfer of Ukrainian children to Russia, and the deliberate infliction of conditions of life aimed at the physical destruction of the Ukrainian nation. It is stressed that there are reasonable grounds to believe that the destruction of the Ukrainian nation by Russia has been pursued through commission of these prohibited acts. Their nature and large-scale character serve as further evidence of genocidal intent to destroy the Ukrainian nation.
2022年2月24日开始的俄罗斯对乌克兰的新一波侵略,以及伴随着严重违反国际人道主义法而加剧的武装冲突,引起了学术界的高度关注。许多学术干预都通过战争法和战争法的框架审查了乌克兰的事态发展。然而,一些人从种族灭绝的角度来理解报道的大量和广泛违反国际人道主义法和人权法的行为。这篇文章通过将俄罗斯联邦武装部队在乌克兰各地犯下的看似无关的罪行背后存在种族灭绝意图的论点置于背景中,为后一种学术流做出了贡献。作者特别关注俄罗斯领导人用来为入侵乌克兰辩护的语言和伪历史参考,并认为这些言论和表达表明存在种族灭绝意图。这篇文章还反映了有系统地破坏乌克兰文化遗产的问题,认为这是意图摧毁被视为《灭绝种族罪公约》保护民族的乌克兰民族的进一步证据,至少部分是这样。最后,作者分析了显然已经实施的种族灭绝行为,包括杀戮;造成严重的身体或精神伤害;将乌克兰儿童强行转移到俄罗斯,以及蓄意施加生活条件,目的是对乌克兰民族进行人身毁灭。有人强调,有合理的理由相信,俄罗斯是通过实施这些被禁止的行为来摧毁乌克兰的。它们的性质和大规模特征进一步证明了摧毁乌克兰民族的种族灭绝意图。
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引用次数: 2
‘He Offered a Prayer for the Flier He Had Just Killed’ “他为刚刚杀死的苍蝇祈祷”
IF 0.9 3区 社会学 Q1 LAW Pub Date : 2023-05-31 DOI: 10.1093/jicj/mqad017
J. Fellows, Mark Chong
The US Army war crimes trials held in Manila from 1945 to 1947 prosecuted around 200 Japanese military personnel for war crimes committed against US prisoners of war and Filipino non-combatants. Japanese defendants attempted to argue, with little success, that the defence of superior orders justified their actions. General Douglas MacArthur (Supreme Commander for the Allies in the Pacific or SCAP) was adamant that superior orders would not serve to excuse alleged Japanese war criminals from war crimes. What is clear from the trial documents and other archival material from Manila is that not all sections of the prosecution agreed with MacArthur’s interpretation of the law. However, it seems as though MacArthur’s pronouncement in relation to the application of superior orders may have had a profound impact on not only the Manila trials, but also with subsequent trials in World War II and beyond. This article explores the various arguments in relation to superior orders emanating from the US Army trials in Manila. The trials in Manila show that the rejection of superior orders as a defence in war crimes offered a reasonable foundation and precedent for how subsequent courts and tribunals evaluated the defence of superior orders within the context of war crimes jurisprudence.
1945年至1947年在马尼拉举行的美国陆军战争罪审判起诉了约200名日本军事人员,罪名是对美国战俘和菲律宾非战斗人员犯下战争罪。日本被告试图辩称,上级命令的辩护证明了他们的行为是正当的,但收效甚微。道格拉斯·麦克阿瑟将军(太平洋盟军最高司令)坚持认为,上级命令不会为被指控的日本战犯的战争罪行开脱。从马尼拉的审判文件和其他档案材料中可以清楚地看到,并非所有检方都同意麦克阿瑟对法律的解释。然而,麦克阿瑟关于适用上级命令的声明似乎不仅对马尼拉审判产生了深远影响,而且对第二次世界大战及以后的审判也产生了深远的影响。本文探讨了美国陆军在马尼拉的审判中产生的与上级命令有关的各种论点。马尼拉的审判表明,拒绝上级命令作为战争罪的辩护,为后来的法院和法庭如何在战争罪判例的范围内评估上级命令的辩护提供了合理的基础和先例。
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引用次数: 0
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Journal of International Criminal Justice
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