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Unraveling the dynamics of information exchange in governance networks: Opportunity structures in anti‐corruption multi‐stakeholder partnerships 揭示治理网络中的信息交流动态:反腐败多利益攸关方伙伴关系中的机会结构
IF 2.1 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-09-17 DOI: 10.1111/ropr.12629
Jose Antonio Reyes‐Gonzalez, Filip Agneessens, Marc Esteve
Information exchange is critical to the functionality of governance networks. Traditionally, it has been argued that actors within governance networks tend to engage in information exchange with others who share similar beliefs and motivations, as these are deemed catalysts for achieving collective objectives. An alternative viewpoint posits that actors may prioritize strategies aimed at minimizing transaction costs and maximizing returns when selecting their partners. This paper proposes that information exchange predominantly occurs with partners who are easily accessible (i.e., where transaction costs are low) and with partners who are perceived as influential (i.e., where benefits are high). To investigate these alternative propositions, we examine three distinct opportunity structures that actors may utilize, which are based on their preferences for (1) partners with similar participatory motivations, (2) partners who co‐participate in institutional committees, and (3) those perceived as influential. We empirically test these opportunity structures using unique survey data gathered from 10 anti‐corruption multi‐stakeholder partnerships within the public infrastructure domain in countries of Latin America, Africa, and Eurasia. Results from Exponential Random Graph Models suggest that shared participatory motivations do not significantly impact information exchange within our context, whereas the perceived influence of a partner emerges as a critical predictor. In addition, co‐participation in institutional committees significantly facilitates information dissemination, particularly when those committees involve discussions on deliberating about strategies to communicate findings on public‐sector infrastructure discrepancies and formulating recommendations to governments on transparency and accountability. These findings prompt discussions on four network management strategies aimed at restructuring networks and fostering stakeholder involvement and inclusivity.
信息交流对治理网络的功能至关重要。传统观点认为,治理网络中的行为者倾向于与具有相似信念和动机的人进行信息交流,因为这些人被认为是实现集体目标的催化剂。另一种观点则认为,行动者在选择合作伙伴时,可能会优先考虑交易成本最小化和回报最大化的战略。本文认为,信息交流主要发生在容易接触到的合作伙伴(即交易成本较低)和被认为有影响力的合作伙伴(即收益较高)身上。为了研究这些可供选择的命题,我们研究了行动者可能利用的三种不同的机会结构,这三种机会结构是基于行动者对(1)具有相似参与动机的合作伙伴、(2)共同参与机构委员会的合作伙伴以及(3)被认为具有影响力的合作伙伴的偏好。我们利用从拉丁美洲、非洲和欧亚大陆国家公共基础设施领域的 10 个反腐败多利益相关者合作关系中收集到的独特调查数据,对这些机会结构进行了实证检验。指数随机图模型的结果表明,共同参与的动机并不会对我们的信息交流产生重大影响,而合作伙伴的感知影响力则是一个关键的预测因素。此外,共同参与机构委员会极大地促进了信息传播,尤其是当这些委员会讨论如何商议策略,以传播公共部门基础设施差异的调查结果,并就透明度和问责制向政府提出建议时。这些发现促使人们讨论四种网络管理战略,旨在重组网络,促进利益相关者的参与和包容。
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引用次数: 0
Information and expertise in public policy 公共政策方面的信息和专门知识
IF 2.1 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-08-07 DOI: 10.1111/ropr.12628
Nils C. Bandelow, Johanna Hornung, Ilana Schröder
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引用次数: 0
Embracing the politics of transformation: Policy action as “battle‐settlement events” 拥抱转型政治:作为 "战斗-解决事件 "的政策行动
IF 2.1 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-07-22 DOI: 10.1111/ropr.12627
James Patterson, Matthew Paterson
Societal transformations for addressing climate change are intensely contested and at risk of resistance and backlash to ambitious policy action. But they are frequently modeled through heuristics such as S‐curves which abstract from such conflicts, assuming increasing returns to scale as a driver of transformations. This is the case even while scholars accept the presence of political conflict in transformation processes. Within political science and allied disciplines, the notions of policy feedback and policy coalitions have been deployed to understand how such political conflicts may be understood. But these approaches risk gravitating toward an instrumental design impulse that inadvertently downplays conflict. We argue that policy action for societal transformations should be re‐conceptualized as an unfolding series of battle‐settlement events whereby heated episodic political struggles over a certain policy object or issue play out and eventually settle in ways that structure future debates while nonetheless remaining indeterminate and open to challenge or reversal. Such an approach reflects the varied empirical experiences of climate policy action to date which include both accumulation and reversal. It also helps explain trajectories of change that are discontinuous and lurching in contrast to common images of transformation as progressive and cumulative. We illustrate this approach through two cases of unfolding societal transformation on climate change: coal phaseout in the United Kingdom and renewable energy uptake in Australia.
为应对气候变化而进行的社会变革存在着激烈的争议,并有可能对雄心勃勃的政策行动造成阻力和反弹。但是,人们经常通过诸如 S 曲线之类的启发式方法对其进行建模,这些方法对此类冲突进行了抽象,并假定规模收益递增是转型的驱动力。即使学者们承认转型过程中存在政治冲突,情况也是如此。在政治学和相关学科中,政策反馈和政策联盟的概念被用来理解如何理解此类政治冲突。但这些方法有可能倾向于工具性的设计冲动,无意中淡化了冲突。我们认为,应将社会转型的政策行动重新概念化为一系列不断展开的战斗--解决事件,在这些事件中,围绕某一政策对象或问题的激烈的偶发性政治斗争不断上演,并最终以某种方式平息,从而形成未来辩论的结构,但同时仍具有不确定性,可接受挑战或逆转。这种方法反映了迄今为止气候政策行动的各种经验,其中既有积累,也有逆转。它还有助于解释变化的轨迹,这种轨迹是不连续的、摇摆不定的,与通常所说的渐进式和累积式转变形成鲜明对比。我们通过两个关于气候变化的社会转型案例来说明这种方法:英国的煤炭淘汰和澳大利亚的可再生能源利用。
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引用次数: 0
Reputation management in turmoil—An analysis of the clashing narratives in the introduction of a “salmon tax” in Norway 动荡中的声誉管理--对挪威引入 "鲑鱼税 "过程中相互冲突的说法的分析
IF 2.1 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-05-29 DOI: 10.1111/ropr.12615
Tom Christensen, Per Lægreid
This study deals with reputation management, addressing collective issues, strategic communication by the government, and the dynamics between this communication and counter‐symbols from societal stakeholders. Empirically, it examines the political debates in Norway in recent years regarding the conflict over establishing a “ground rent” tax on extra profit earned through use of natural resources belonging to the community, related to salmon farming. The overall research question is how major concepts from reputation theory can explain the process and outcome of the decision‐making process. A main finding is that reputation varies across reputational dimensions and actors, and between government and audiences. Another is that it is necessary to examine reputation in relation to the field, the actors, and the task environment it concerns. The study also shows that reputation management is informed by the politics of reputation, revealing the challenge of balancing evidence‐based policy making and being responsive to opinion‐based stakeholder input, and that reputational threats and strategic communication are interlinked.
本研究涉及声誉管理、解决集体问题、政府的战略沟通以及这种沟通与社会利益相关者的反象征之间的动态关系。在实证研究方面,本研究考察了挪威近年来就 "地租 "税的征收问题所展开的政治辩论,该税是针对通过使用与鲑鱼养殖相关的社区自然资源所赚取的额外利润而征收的。总体研究问题是声誉理论的主要概念如何解释决策过程和结果。一个主要发现是,声誉在不同的声誉维度和参与者之间以及在政府和受众之间是不同的。另一个发现是,有必要结合所涉及的领域、参与者和任务环境来研究声誉问题。研究还表明,声誉管理受到声誉政治的影响,揭示了在以证据为基础的政策制定和对以舆论为基础的利益相关者的意见做出回应之间取得平衡所面临的挑战,以及声誉威胁与战略沟通之间的相互联系。
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引用次数: 0
The narrative policy framework and institutions 叙述性政策框架和机构
IF 2.1 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-05-27 DOI: 10.1111/ropr.12616
Rachel McGovern, Michael D. Jones
This paper re‐evaluates conventional Institutional Analysis and Development (IAD) scholarship which has traditionally prioritized the study of specific rules configurations and their role in forming effective institutional arrangements. We suggest that effective institutional governance may actually be more reliant on the narrative foundations and personal cognitive interpretations of these rules than on the explicit rules themselves. By drawing insights from the Narrative Policy Framework (NPF), which delves into the internal cognitive processes of individuals, we seek to enrich the understanding of institutional‐actor‐rule dynamics. We contend that policy actors often rely on narrative heuristics to navigate complex institutional landscapes, underscoring the role of narratives in both understanding institutional structures and instigating collective action. Although institutional scholarship recognizes the centrality of communication, its impact on shaping institutional arrangements and rule formation remains insufficiently explored. This paper advocates for the integration of the NPF and the Institutional Grammar Tools' (IGT) ADICO, identifying potential parallels between the two frameworks. Our preliminary theorization suggests a cyclical relationship between narratives and institutions, with narratives shaping and being shaped by institutional rules and norms. Building upon Narrative Attention Theory, we aim to understand the broader implications of institutional narratives in driving or reinforcing policy stasis. Our paper represents a foundational step toward a comprehensive theoretical framework on the role of narratives in institutions, spotlighting institutional rules and pointing to future research directions. Through the proposed integration of NPF and IGT's ADICO, we hope to provide a more nuanced understanding of narrative dynamics in institutional arrangements and pave the way for empirical exploration of this relationship.
本文对传统的制度分析与发展(IAD)学术研究进行了重新评估,传统的制度分析与发展学术研究优先研究具体的规则配置及其在形成有效制度安排中的作用。我们认为,有效的制度治理实际上可能更依赖于这些规则的叙事基础和个人认知解释,而不是明确的规则本身。叙事政策框架(NPF)深入研究了个人的内部认知过程,通过借鉴该框架的见解,我们试图丰富对制度-行动者-规则动态的理解。我们认为,政策参与者通常依赖于叙事启发法来驾驭复杂的制度环境,从而强调了叙事在理解制度结构和推动集体行动中的作用。尽管制度学术界承认交流的核心作用,但对其对制度安排和规则形成的影响仍未进行充分探讨。本文主张整合 NPF 和制度语法工具(IGT)的 ADICO,找出这两个框架之间潜在的相似之处。我们的初步理论认为,叙事与制度之间存在循环关系,叙事塑造了制度规则和规范,也被制度规则和规范所塑造。在叙事注意理论的基础上,我们旨在了解制度叙事在推动或加强政策停滞方面的广泛影响。我们的论文为建立一个关于叙事在制度中的作用的全面理论框架迈出了奠基性的一步,突出了制度规则并指明了未来的研究方向。我们希望通过对 NPF 和 IGT 的 ADICO 的拟议整合,提供对制度安排中叙事动态的更细致入微的理解,并为这种关系的实证探索铺平道路。
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引用次数: 0
Evaluating conflict in collaborative environmental governance: A study of environmental justice councils 评估合作性环境治理中的冲突:环境正义委员会研究
IF 2.1 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-04-30 DOI: 10.1111/ropr.12614
Graham Ambrose, Jangmin Kim, Saba Siddiki
The formal engagement of diverse stakeholder groups in environmental policy design and implementation is increasingly common. While engaging diverse stakeholders in common fora can help address complex environmental dilemmas, insofar as different stakeholders have varying perspectives and resources to contribute, this same variance can lead to intractable conflicts. While policy scholars have developed various conceptual approaches to understanding conflict in the policy process, few scholars have applied conceptual approaches to understand how policy conflicts are reflected in interpersonal communications among diverse stakeholders. In this article, we draw on environmental justice council meeting minutes and use qualitative, computational, and statistical methods to analyze, over time: (i) the extent and severity of policy conflict observed among council actors; (ii) the association between actor‐level attributes and conflict, as conveyed in two‐way communication between actors; (iii) the association between actor's sector and change in conflict; and (iv) variation in conflict across council activities. By exploring the overtime association between policy conflict and attributes of policy actors (e.g., sectoral affiliation and interpersonal attributes), our analysis addresses not only the influence of the number of interactions for an actor at the meeting but also how they are interacting at the meeting by leveraging their position in the meeting communication network. Our article contributes to the study of the public policy process and collaborative governance, drawing attention to how conflict materializes in a collaborative forum engaged in policy making.
不同利益相关者群体正式参与环境政策的设计和实施越来越普遍。虽然让不同的利益相关者参与共同的论坛有助于解决复杂的环境困境,但由于不同的利益相关者拥有不同的观点和资源,这种差异也可能导致棘手的冲突。虽然政策学者已经提出了各种概念方法来理解政策过程中的冲突,但很少有学者运用概念方法来理解政策冲突如何反映在不同利益相关者之间的人际沟通中。在本文中,我们借鉴了环境正义委员会的会议记录,并使用定性、计算和统计方法分析了随着时间推移:(i) 在委员会参与者之间观察到的政策冲突的范围和严重程度;(ii) 在参与者之间的双向交流中传达的参与者层面属性与冲突之间的关联;(iii) 参与者部门与冲突变化之间的关联;以及 (iv) 不同委员会活动中冲突的变化。通过探索政策冲突与政策参与者属性(如部门隶属关系和人际属性)之间的超时关联,我们的分析不仅解决了参与者在会议上互动次数的影响问题,还解决了他们如何利用其在会议沟通网络中的地位在会议上进行互动的问题。我们的文章有助于对公共政策过程和合作治理的研究,提请人们注意冲突是如何在参与政策制定的合作论坛中具体化的。
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引用次数: 0
The impact of policy legacies on the implementation of Citizen Income in Italy: A policy feedback perspective 政策遗产对意大利实施公民收入的影响:政策反馈视角
IF 2.1 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-04-11 DOI: 10.1111/ropr.12608
Giorgia Nesti, Paolo Graziano
The Citizen Income (Reddito di cittadinanza—RdC) is the most extensive program to fight poverty ever adopted in Italy. RdC is a Minimum Income Scheme that grants a cash amount to beneficiaries but obliges some specific groups to participate in active measures and in social inclusion programs. After 4 years of implementation, RdC seems not to have fully achieved its goals and scholars blame policy legacies as one of the main causes of its failures. Drawing on the literature on policy feedback, the paper proposes an analytical framework that identifies the mechanisms related to resources, incentives, and meanings affecting policy actors (public administration, organized civil society, and citizens). The framework is then applied to the case of RdC to detect through what specific mechanisms deriving from past anti‐poverty, active, and social policies impacted on the implementation of the RdC. The paper is moreover aimed at advancing the debate about policy legacies and their effects on current policies through the elaboration of a framework specifying the mechanisms through which policy feedback produces change or stability.
公民收入(Reddito di cittadinanza-RdC)是意大利有史以来范围最广的消除贫困计划。RdC 是一项最低收入计划,向受益人发放现金,但要求一些特定群体参与积极措施和社会融合计划。经过 4 年的实施,RdC 似乎并没有完全实现其目标,学者们将其失败的主要原因之一归咎于政策遗留问题。本文借鉴有关政策反馈的文献,提出了一个分析框架,以确定与资源、激励和影响政策参与者(公共管理部门、有组织的民间社会和公民)的意义有关的机制。然后将该框架应用于 RdC 案例,以发现过去的反贫困、积极和社会政策通过哪些具体机制对 RdC 的实施产生了影响。此外,本文还旨在通过阐述政策反馈产生变化或稳定的具体机制框架,推动有关政策遗产及其对现行政策影响的讨论。
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引用次数: 0
Coordinating school improvement: Understanding the impact of state implementation approach on coordination in multilevel governance systems 协调学校改进工作:了解国家实施办法对多级治理体系中协调工作的影响
IF 2.1 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-04-08 DOI: 10.1111/ropr.12612
Jordyn E. Green, Elizabeth A. Koebele
Multilevel governance is theorized to facilitate effective policy implementation by encouraging the use of local knowledge and expertise, enabling the participation of non‐government actors, and capitalizing on the coordinating and sanctioning authority of centralized governments. Whether a particular multilevel governance arrangement achieves this, however, depends in part on the degree to which it enables coordination among governmental and non‐governmental actors representing different levels and jurisdictions. Using a comparative case study of education governance reform in the United States, this study investigates how differences in state policy implementation approach impact the structure and mode of coordination in multilevel governance systems and considers the effects this has on policy implementation processes. The results indicate that a state's implementation approach impacts coordination by structuring how different levels of government interact, share information, and influence policy. Specifically, variation in the structure of the central governing agency directly enables or restricts the influence of bottom‐up coordination from lower levels of government. The results also highlight the theoretical limitations of current binary structure models of multilevel governance (i.e., centralized vs. decentralized, top‐down vs. bottom‐up, hierarchy vs. network) for capturing important nuances in policy coordination. These findings advance the understanding of policy coordination in multilevel governance systems and inform the design of institutional arrangements that balance trade‐offs in centralization and the delegation of authority across governance systems during policy implementation.
根据理论,多级治理可通过鼓励利用当地知识和专长、促进非政府行为体的参 与以及利用中央政府的协调和制裁权力,促进政策的有效实施。然而,特定的多级治理安排能否实现这一点,部分取决于它在多大程度上促进了代表不同层级和管辖范围的政府和非政府行为者之间的协调。本研究通过对美国教育治理改革的比较案例研究,探讨了各州政策实施方法的差异如何影响多级治理体系中的协调结构和模式,并考虑了这种差异对政策实施过程的影响。研究结果表明,一个州的实施方法通过构建不同层级政府的互动、信息共享和政策影响方式来影响协调。具体来说,中央管理机构结构的变化直接影响或限制了下级政府自下而上的协调。研究结果还凸显了当前多级治理二元结构模型(即集权与分权、自上而下与自下而上、层级与网络)在捕捉政策协调中的重要细微差别方面的理论局限性。这些研究结果促进了对多级治理体系中政策协调的理解,并为设计制度安排提供了信息,从而在政策实施过程中平衡各治理体系在集权与授权之间的权衡。
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引用次数: 0
The politics of piloting. The case of minimum income schemes in European cities 试点政治。欧洲城市最低收入计划案例
IF 2.1 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-04-05 DOI: 10.1111/ropr.12611
Giorgia Nesti, Matide Cittadini, Matteo Bassoli
EU member states have adopted Minimum Income Schemes (MIS) to prevent destitution and ensure a minimum standard of living through means‐tested income support combined with Active Labor Market Policies (ALMPs). However, the effectiveness of MIS has been hindered by limited coverage, low take‐up rates, inadequate cash transfers, strict conditionalities, and the limited impact of ALMPs. Public opinion is polarized, leading to potential policy changes. Pilot projects have emerged as a strategy to address implementation barriers, facilitate evidence‐based policy making, and improve stakeholder relationships. This paper investigates the political conditions under which pilots are promoted and the effects these policy decisions have on scaling up through a qualitative analysis and comparison, using two exemplary cases—B‐MINCOME in Barcelona and Weten Wat Werkt in Utrecht.
欧盟成员国已采用最低收入计划(MIS),通过经济情况调查收入支持与积极劳动力市场政策(ALMPs)相结合,防止赤贫并确保最低生活标准。然而,由于覆盖面有限、参与率低、现金转移不足、条件限制严格以及积极劳动力市场政策的影响有限,最低收入计划的有效性受到了阻碍。公众舆论两极分化,导致政策可能发生变化。试点项目已成为解决实施障碍、促进循证决策和改善利益相关者关系的一项战略。本文利用巴塞罗那的 B-MINCOME 和乌得勒支的 Weten Wat Werkt 这两个典范案例,通过定性分析和比较,研究了推动试点项目的政治条件以及这些政策决定对扩大规模的影响。
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引用次数: 0
Knowledge is not power: Learning in polycentric governance systems 知识不是力量:多中心治理系统中的学习
IF 2.1 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-04-03 DOI: 10.1111/ropr.12606
Pamela Rittelmeyer, Mark Lubell, Meredith Hovis, Tanya Heikkila, Andrea Gerlak, Tara Pozzi
The link between knowledge and decision‐making in polycentric systems is shaped by the process of collective learning, where policy actors participate in multiple policy forums to acquire, translate, and disseminate knowledge. This article argues that the relationship between learning and participation in polycentric systems differs for actors with executive responsibilities versus specialized staff. Using a mix of quantitative and qualitative data, we show that executive staff are less likely to learn because of their incentives, resources, and position in the system. In contrast, specialized staff are more likely to learn as they form epistemic communities focused on specific policy issues. The different learning experiences of executive versus technical staff contributes to the disjunction between knowledge and power that is a feature of all polycentric systems. Bridging this gap requires institutional arrangements and training to enable the development of trust‐based relationships between decision‐makers, scientists, and other types of specialized knowledge communities.
在多中心系统中,知识与决策之间的联系是由集体学习过程决定的,政策参与者通过参与多个政策论坛来获取、转化和传播知识。本文认为,在多中心系统中,学习与参与之间的关系对于负有行政责任的行动者和专业人员来说是不同的。通过混合使用定量和定性数据,我们表明,由于激励机制、资源和在系统中的地位,行政人员不太可能学习。相比之下,专业人员更有可能学习,因为他们形成了专注于特定政策问题的认识论群体。行政人员与技术人员不同的学习经历造成了知识与权力之间的脱节,而这正是所有多中心系统的一个特点。要弥合这一差距,就需要做出制度安排和开展培训,以便在决策者、科学家和其他类型的专门知识界之间建立基于信任的关系。
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引用次数: 0
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Review of Policy Research
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