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Unraveling the dynamics of information exchange in governance networks: Opportunity structures in anti‐corruption multi‐stakeholder partnerships 揭示治理网络中的信息交流动态:反腐败多利益攸关方伙伴关系中的机会结构
IF 2.1 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-09-17 DOI: 10.1111/ropr.12629
Jose Antonio Reyes‐Gonzalez, Filip Agneessens, Marc Esteve
Information exchange is critical to the functionality of governance networks. Traditionally, it has been argued that actors within governance networks tend to engage in information exchange with others who share similar beliefs and motivations, as these are deemed catalysts for achieving collective objectives. An alternative viewpoint posits that actors may prioritize strategies aimed at minimizing transaction costs and maximizing returns when selecting their partners. This paper proposes that information exchange predominantly occurs with partners who are easily accessible (i.e., where transaction costs are low) and with partners who are perceived as influential (i.e., where benefits are high). To investigate these alternative propositions, we examine three distinct opportunity structures that actors may utilize, which are based on their preferences for (1) partners with similar participatory motivations, (2) partners who co‐participate in institutional committees, and (3) those perceived as influential. We empirically test these opportunity structures using unique survey data gathered from 10 anti‐corruption multi‐stakeholder partnerships within the public infrastructure domain in countries of Latin America, Africa, and Eurasia. Results from Exponential Random Graph Models suggest that shared participatory motivations do not significantly impact information exchange within our context, whereas the perceived influence of a partner emerges as a critical predictor. In addition, co‐participation in institutional committees significantly facilitates information dissemination, particularly when those committees involve discussions on deliberating about strategies to communicate findings on public‐sector infrastructure discrepancies and formulating recommendations to governments on transparency and accountability. These findings prompt discussions on four network management strategies aimed at restructuring networks and fostering stakeholder involvement and inclusivity.
信息交流对治理网络的功能至关重要。传统观点认为,治理网络中的行为者倾向于与具有相似信念和动机的人进行信息交流,因为这些人被认为是实现集体目标的催化剂。另一种观点则认为,行动者在选择合作伙伴时,可能会优先考虑交易成本最小化和回报最大化的战略。本文认为,信息交流主要发生在容易接触到的合作伙伴(即交易成本较低)和被认为有影响力的合作伙伴(即收益较高)身上。为了研究这些可供选择的命题,我们研究了行动者可能利用的三种不同的机会结构,这三种机会结构是基于行动者对(1)具有相似参与动机的合作伙伴、(2)共同参与机构委员会的合作伙伴以及(3)被认为具有影响力的合作伙伴的偏好。我们利用从拉丁美洲、非洲和欧亚大陆国家公共基础设施领域的 10 个反腐败多利益相关者合作关系中收集到的独特调查数据,对这些机会结构进行了实证检验。指数随机图模型的结果表明,共同参与的动机并不会对我们的信息交流产生重大影响,而合作伙伴的感知影响力则是一个关键的预测因素。此外,共同参与机构委员会极大地促进了信息传播,尤其是当这些委员会讨论如何商议策略,以传播公共部门基础设施差异的调查结果,并就透明度和问责制向政府提出建议时。这些发现促使人们讨论四种网络管理战略,旨在重组网络,促进利益相关者的参与和包容。
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引用次数: 0
Information and expertise in public policy 公共政策方面的信息和专门知识
IF 2.1 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-08-07 DOI: 10.1111/ropr.12628
Nils C. Bandelow, Johanna Hornung, Ilana Schröder
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引用次数: 0
Embracing the politics of transformation: Policy action as “battle‐settlement events” 拥抱转型政治:作为 "战斗-解决事件 "的政策行动
IF 2.1 3区 社会学 Q1 POLITICAL SCIENCE Pub Date : 2024-07-22 DOI: 10.1111/ropr.12627
James Patterson, Matthew Paterson
Societal transformations for addressing climate change are intensely contested and at risk of resistance and backlash to ambitious policy action. But they are frequently modeled through heuristics such as S‐curves which abstract from such conflicts, assuming increasing returns to scale as a driver of transformations. This is the case even while scholars accept the presence of political conflict in transformation processes. Within political science and allied disciplines, the notions of policy feedback and policy coalitions have been deployed to understand how such political conflicts may be understood. But these approaches risk gravitating toward an instrumental design impulse that inadvertently downplays conflict. We argue that policy action for societal transformations should be re‐conceptualized as an unfolding series of battle‐settlement events whereby heated episodic political struggles over a certain policy object or issue play out and eventually settle in ways that structure future debates while nonetheless remaining indeterminate and open to challenge or reversal. Such an approach reflects the varied empirical experiences of climate policy action to date which include both accumulation and reversal. It also helps explain trajectories of change that are discontinuous and lurching in contrast to common images of transformation as progressive and cumulative. We illustrate this approach through two cases of unfolding societal transformation on climate change: coal phaseout in the United Kingdom and renewable energy uptake in Australia.
为应对气候变化而进行的社会变革存在着激烈的争议,并有可能对雄心勃勃的政策行动造成阻力和反弹。但是,人们经常通过诸如 S 曲线之类的启发式方法对其进行建模,这些方法对此类冲突进行了抽象,并假定规模收益递增是转型的驱动力。即使学者们承认转型过程中存在政治冲突,情况也是如此。在政治学和相关学科中,政策反馈和政策联盟的概念被用来理解如何理解此类政治冲突。但这些方法有可能倾向于工具性的设计冲动,无意中淡化了冲突。我们认为,应将社会转型的政策行动重新概念化为一系列不断展开的战斗--解决事件,在这些事件中,围绕某一政策对象或问题的激烈的偶发性政治斗争不断上演,并最终以某种方式平息,从而形成未来辩论的结构,但同时仍具有不确定性,可接受挑战或逆转。这种方法反映了迄今为止气候政策行动的各种经验,其中既有积累,也有逆转。它还有助于解释变化的轨迹,这种轨迹是不连续的、摇摆不定的,与通常所说的渐进式和累积式转变形成鲜明对比。我们通过两个关于气候变化的社会转型案例来说明这种方法:英国的煤炭淘汰和澳大利亚的可再生能源利用。
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引用次数: 0
State infrastructural power in a neopatrimonialist democratization context: Why Tunisian sustainable land management fails 新世袭民主化背景下的国家基础设施权力:突尼斯可持续土地管理为何失败
IF 2.1 3区 社会学 Q1 Social Sciences Pub Date : 2024-06-14 DOI: 10.1111/ropr.12617
Andreas Thiel, N. Schütze, Annabelle Buhrow, A. Fouzai
Sustaining agricultural production in arid and semi‐arid regions is of paramount importance to food security, geo‐political independence, and social stability. In this context, it is vital to understand the effectiveness of policies. In this article, we aim to answer the question of what role the state and its policies play for soil protection in rainfed agriculture in Tunisia, and why. Beyond evaluating soil protection, this work contributes to explaining the role of the Tunisian state throughout the current phase of democratization for natural resource protection. That way it enhances our understanding of policy implementation in democratizing countries and contribute to theorizing of the policy process. We use qualitative methods and literature to understand the state infrastructural power of the Tunisian state in regard to soil protection. Land degradation in Tunisia remains a large problem. We explain the weak role of the state in effectively protecting soils as a result of subnational variation, and interrelated capabilities and weight of the state. Besides the overarching fiscal crisis that becomes worse over the years, neopatrimonial traits of the Tunisian state facilitate discrimination of rural areas, marginalization of parts of the farming population, and rainfed agriculture. Thereby, willingness and abilities of farmers and administrations to implement sustainable land management are undermined. Together with institutional uncertainty in administrations as a result of the current open‐ended democratization process, neopatrimonialist traits weaken administrative capacities.
维持干旱和半干旱地区的农业生产对粮食安全、地缘政治独立和社会稳定至关重要。在这种情况下,了解政策的有效性至关重要。在本文中,我们旨在回答国家及其政策在突尼斯雨水灌溉农业的土壤保护中发挥了什么作用,以及为什么。除了评估土壤保护外,这项工作还有助于解释突尼斯国家在当前的民主化阶段对自然资源保护所起的作用。通过这种方式,它增强了我们对民主化国家政策实施的理解,并有助于政策过程的理论化。我们采用定性方法和文献资料来了解突尼斯在土壤保护方面的国家基础设施力量。突尼斯的土地退化仍然是一个大问题。我们解释了国家在有效保护土壤方面作用薄弱的原因,这是由国家以下各级的差异以及国家相互关联的能力和权重造成的。除了多年来愈演愈烈的总体财政危机之外,突尼斯国家的新世袭特征也助长了对农村地区的歧视、部分农业人口的边缘化以及雨水灌溉农业。因此,农民和行政部门实施可持续土地管理的意愿和能力受到削弱。再加上当前开放式民主化进程造成的行政机构的不确定性,新世袭特征削弱了行政能力。
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引用次数: 0
Stories, emotions, and governmental strategies 故事、情感和政府策略
IF 2.1 3区 社会学 Q1 Social Sciences Pub Date : 2024-06-14 DOI: 10.1111/ropr.12626
N. Bandelow, Johanna Hornung, Ilana Schröder
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引用次数: 0
Investigating the mechanisms linking revenue recycling to increased political acceptability of carbon pricing 调查收入循环与提高碳定价政治可接受性的关联机制
IF 2.1 3区 社会学 Q1 Social Sciences Pub Date : 2024-06-11 DOI: 10.1111/ropr.12625
Daniel Muth
This paper analyzes the causal relationship between the carbon tax's revenue recycling measures and political acceptability. The Irish carbon tax reform of 2019 forms the basis of the study. The findings are based on deductive content analysis and semi‐structured, elite interviews with key politicians, climate policy advisors, and other influential figures involved in the policy‐making process. Analyzing the extensive Irish revenue recycling scheme, encompassing compensatory measures and various forms of climate spending, provides researchers with the chance to track distinctive causal mechanisms over the course of a politically intense period, leading up to general elections. The results show that relief measures were crucial to alleviate concerns about the negative distributional impact of the policy, which was fiercely attacked by some opposition parties. Additionally, climate spending increased political acceptance by offering low‐carbon alternatives to consumers, even though the policy was initially construed as punitive measure, especially in regions and sectors where switching to low‐carbon options, public transport, or less carbon intense heating, were challenging or even impossible. A unique finding of the study is that revenue recycling facilitates the emergence of cross‐party agreement among ideologically distant parties. Another crucial contribution of this study is the detailed comparison, from the perspective of political acceptability, of two alternative social compensation models, the fee and dividend model, and the integration of targeted social cushioning and climate spending (hypothecation).
本文分析了碳税的收入循环措施与政治可接受性之间的因果关系。爱尔兰 2019 年的碳税改革是研究的基础。研究结果基于演绎式内容分析以及对主要政治家、气候政策顾问和其他参与决策过程的有影响力人物进行的半结构化精英访谈。通过分析爱尔兰广泛的收入循环计划(包括补偿措施和各种形式的气候支出),研究人员有机会追踪大选前政治紧张时期的独特因果机制。研究结果表明,救济措施对于缓解人们对该政策的负面分配影响的担忧至关重要,因为该政策受到了一些反对党的猛烈抨击。此外,气候支出通过向消费者提供低碳替代品提高了政治接受度,尽管该政策最初被视为惩罚性措施,特别是在那些转向低碳选择、公共交通或低碳取暖具有挑战性甚至不可能的地区和部门。本研究的一个独特发现是,收入循环有助于在意识形态上相距甚远的党派之间达成跨党派协议。本研究的另一个重要贡献是从政治可接受性的角度详细比较了两种可供选择的社会补偿模式:收费和分红模式,以及有针对性的社会缓冲和气候支出(抵押)的整合。
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引用次数: 0
Multi‐level governance in higher education quality assurance: Agencification and policy coordination in Spain 高等教育质量保证的多级治理:西班牙的机构化和政策协调
IF 2.1 3区 社会学 Q1 Social Sciences Pub Date : 2024-06-06 DOI: 10.1111/ropr.12624
Ana García‐Juanatey, J. Jordana, David Sancho
This article aims to examine the emergence of a system of multi‐level governance in Higher Education quality assurance during recent decades in Spain, as a particular case within the European Space of Higher Education. Although there is a well‐established multi‐level structure in the governance of this area at the European level, it is not very common to find countries having an internal multi‐level configuration. Most countries have allocated quality assurance at the national level, either concentrating responsibilities into a single agency or allowing competition between accreditation bodies. Thus, the Spanish scenario stands out as very singular model for the governance of Higher Education quality assurance, deserving attention to comprehend the intricacies of its coordination. Here we examine its development over the last two decades, and discuss three factors that have shaped inter‐agencies' relations: first, the sequence of agency creation and their accumulated expertise; second, the role of institutional structures for multi‐level coordination; and third, informal practices related to inter‐governmental relations, and the influence of country administrative traditions. From discussing this case, this article identifies three key lessons for understanding agency relations in multilevel governance environments: first, path dependence significantly impacts‐regulatory interactions over time; second, the Administrative culture, particularly centralist traditions, considerably shapes relationships in multi‐level bodies; and, third, the coordination models in regulatory networks (hierarchical, network or market‐based) tend to reflect those underlying political dynamics.
本文旨在研究近几十年来西班牙高等教育质量保证中出现的多级治理体系,将其作为欧洲高等教育空间中的一个特殊案例。尽管在欧洲层面上,该领域的多级管理结构已经形成,但拥有内部多级结构的国家并不多见。大多数国家在国家层面分配质量保证工作,或将责任集中在一个机构,或允许认证机构之间进行竞争。因此,西班牙的高等教育质量保证管理模式非常独特,值得关注,以了解其协调的复杂性。在此,我们研究了其过去二十年的发展,并讨论了影响机构间关系的三个因素:第一,机构创建的顺序及其积累的专业知识;第二,多层次协调的制度结构的作用;第三,与政府间关系有关的非正式做法,以及国家行政传统的影响。通过对这一案例的讨论,本文提出了理解多级治理环境中机构关系的三条关键经验:第一,路径依赖会随着时间的推移对监管互动产生重大影响;第二,行政文化,尤其是中央集权传统,会在很大程度上影响多级机构中的关系;第三,监管网络中的协调模式(分级、网络或基于市场的模式)往往会反映这些潜在的政治动态。
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引用次数: 0
Reputation management in turmoil—An analysis of the clashing narratives in the introduction of a “salmon tax” in Norway 动荡中的声誉管理--对挪威引入 "鲑鱼税 "过程中相互冲突的说法的分析
IF 2.1 3区 社会学 Q1 Social Sciences Pub Date : 2024-05-29 DOI: 10.1111/ropr.12615
Tom Christensen, Per Lægreid
This study deals with reputation management, addressing collective issues, strategic communication by the government, and the dynamics between this communication and counter‐symbols from societal stakeholders. Empirically, it examines the political debates in Norway in recent years regarding the conflict over establishing a “ground rent” tax on extra profit earned through use of natural resources belonging to the community, related to salmon farming. The overall research question is how major concepts from reputation theory can explain the process and outcome of the decision‐making process. A main finding is that reputation varies across reputational dimensions and actors, and between government and audiences. Another is that it is necessary to examine reputation in relation to the field, the actors, and the task environment it concerns. The study also shows that reputation management is informed by the politics of reputation, revealing the challenge of balancing evidence‐based policy making and being responsive to opinion‐based stakeholder input, and that reputational threats and strategic communication are interlinked.
本研究涉及声誉管理、解决集体问题、政府的战略沟通以及这种沟通与社会利益相关者的反象征之间的动态关系。在实证研究方面,本研究考察了挪威近年来就 "地租 "税的征收问题所展开的政治辩论,该税是针对通过使用与鲑鱼养殖相关的社区自然资源所赚取的额外利润而征收的。总体研究问题是声誉理论的主要概念如何解释决策过程和结果。一个主要发现是,声誉在不同的声誉维度和参与者之间以及在政府和受众之间是不同的。另一个发现是,有必要结合所涉及的领域、参与者和任务环境来研究声誉问题。研究还表明,声誉管理受到声誉政治的影响,揭示了在以证据为基础的政策制定和对以舆论为基础的利益相关者的意见做出回应之间取得平衡所面临的挑战,以及声誉威胁与战略沟通之间的相互联系。
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引用次数: 0
The narrative policy framework and institutions 叙述性政策框架和机构
IF 2.1 3区 社会学 Q1 Social Sciences Pub Date : 2024-05-27 DOI: 10.1111/ropr.12616
Rachel McGovern, Michael D. Jones
This paper re‐evaluates conventional Institutional Analysis and Development (IAD) scholarship which has traditionally prioritized the study of specific rules configurations and their role in forming effective institutional arrangements. We suggest that effective institutional governance may actually be more reliant on the narrative foundations and personal cognitive interpretations of these rules than on the explicit rules themselves. By drawing insights from the Narrative Policy Framework (NPF), which delves into the internal cognitive processes of individuals, we seek to enrich the understanding of institutional‐actor‐rule dynamics. We contend that policy actors often rely on narrative heuristics to navigate complex institutional landscapes, underscoring the role of narratives in both understanding institutional structures and instigating collective action. Although institutional scholarship recognizes the centrality of communication, its impact on shaping institutional arrangements and rule formation remains insufficiently explored. This paper advocates for the integration of the NPF and the Institutional Grammar Tools' (IGT) ADICO, identifying potential parallels between the two frameworks. Our preliminary theorization suggests a cyclical relationship between narratives and institutions, with narratives shaping and being shaped by institutional rules and norms. Building upon Narrative Attention Theory, we aim to understand the broader implications of institutional narratives in driving or reinforcing policy stasis. Our paper represents a foundational step toward a comprehensive theoretical framework on the role of narratives in institutions, spotlighting institutional rules and pointing to future research directions. Through the proposed integration of NPF and IGT's ADICO, we hope to provide a more nuanced understanding of narrative dynamics in institutional arrangements and pave the way for empirical exploration of this relationship.
本文对传统的制度分析与发展(IAD)学术研究进行了重新评估,传统的制度分析与发展学术研究优先研究具体的规则配置及其在形成有效制度安排中的作用。我们认为,有效的制度治理实际上可能更依赖于这些规则的叙事基础和个人认知解释,而不是明确的规则本身。叙事政策框架(NPF)深入研究了个人的内部认知过程,通过借鉴该框架的见解,我们试图丰富对制度-行动者-规则动态的理解。我们认为,政策参与者通常依赖于叙事启发法来驾驭复杂的制度环境,从而强调了叙事在理解制度结构和推动集体行动中的作用。尽管制度学术界承认交流的核心作用,但对其对制度安排和规则形成的影响仍未进行充分探讨。本文主张整合 NPF 和制度语法工具(IGT)的 ADICO,找出这两个框架之间潜在的相似之处。我们的初步理论认为,叙事与制度之间存在循环关系,叙事塑造了制度规则和规范,也被制度规则和规范所塑造。在叙事注意理论的基础上,我们旨在了解制度叙事在推动或加强政策停滞方面的广泛影响。我们的论文为建立一个关于叙事在制度中的作用的全面理论框架迈出了奠基性的一步,突出了制度规则并指明了未来的研究方向。我们希望通过对 NPF 和 IGT 的 ADICO 的拟议整合,提供对制度安排中叙事动态的更细致入微的理解,并为这种关系的实证探索铺平道路。
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引用次数: 0
Evaluating conflict in collaborative environmental governance: A study of environmental justice councils 评估合作性环境治理中的冲突:环境正义委员会研究
IF 2.1 3区 社会学 Q1 Social Sciences Pub Date : 2024-04-30 DOI: 10.1111/ropr.12614
Graham Ambrose, Jangmin Kim, Saba Siddiki
The formal engagement of diverse stakeholder groups in environmental policy design and implementation is increasingly common. While engaging diverse stakeholders in common fora can help address complex environmental dilemmas, insofar as different stakeholders have varying perspectives and resources to contribute, this same variance can lead to intractable conflicts. While policy scholars have developed various conceptual approaches to understanding conflict in the policy process, few scholars have applied conceptual approaches to understand how policy conflicts are reflected in interpersonal communications among diverse stakeholders. In this article, we draw on environmental justice council meeting minutes and use qualitative, computational, and statistical methods to analyze, over time: (i) the extent and severity of policy conflict observed among council actors; (ii) the association between actor‐level attributes and conflict, as conveyed in two‐way communication between actors; (iii) the association between actor's sector and change in conflict; and (iv) variation in conflict across council activities. By exploring the overtime association between policy conflict and attributes of policy actors (e.g., sectoral affiliation and interpersonal attributes), our analysis addresses not only the influence of the number of interactions for an actor at the meeting but also how they are interacting at the meeting by leveraging their position in the meeting communication network. Our article contributes to the study of the public policy process and collaborative governance, drawing attention to how conflict materializes in a collaborative forum engaged in policy making.
不同利益相关者群体正式参与环境政策的设计和实施越来越普遍。虽然让不同的利益相关者参与共同的论坛有助于解决复杂的环境困境,但由于不同的利益相关者拥有不同的观点和资源,这种差异也可能导致棘手的冲突。虽然政策学者已经提出了各种概念方法来理解政策过程中的冲突,但很少有学者运用概念方法来理解政策冲突如何反映在不同利益相关者之间的人际沟通中。在本文中,我们借鉴了环境正义委员会的会议记录,并使用定性、计算和统计方法分析了随着时间推移:(i) 在委员会参与者之间观察到的政策冲突的范围和严重程度;(ii) 在参与者之间的双向交流中传达的参与者层面属性与冲突之间的关联;(iii) 参与者部门与冲突变化之间的关联;以及 (iv) 不同委员会活动中冲突的变化。通过探索政策冲突与政策参与者属性(如部门隶属关系和人际属性)之间的超时关联,我们的分析不仅解决了参与者在会议上互动次数的影响问题,还解决了他们如何利用其在会议沟通网络中的地位在会议上进行互动的问题。我们的文章有助于对公共政策过程和合作治理的研究,提请人们注意冲突是如何在参与政策制定的合作论坛中具体化的。
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引用次数: 0
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Review of Policy Research
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