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Uncovering Sociological Effect Heterogeneity Using Tree-Based Machine Learning. 利用树型机器学习揭示社会学效应异质性。
IF 3 2区 社会学 Q1 Social Sciences Pub Date : 2021-08-01 Epub Date: 2021-03-04 DOI: 10.1177/0081175021993503
Jennie E Brand, Jiahui Xu, Bernard Koch, Pablo Geraldo

Individuals do not respond uniformly to treatments, such as events or interventions. Sociologists routinely partition samples into subgroups to explore how the effects of treatments vary by selected covariates, such as race and gender, on the basis of theoretical priors. Data-driven discoveries are also routine, yet the analyses by which sociologists typically go about them are often problematic and seldom move us beyond our biases to explore new meaningful subgroups. Emerging machine learning methods based on decision trees allow researchers to explore sources of variation that they may not have previously considered or envisaged. In this article, the authors use tree-based machine learning, that is, causal trees, to recursively partition the sample to uncover sources of effect heterogeneity. Assessing a central topic in social inequality, college effects on wages, the authors compare what is learned from covariate and propensity score-based partitioning approaches with recursive partitioning based on causal trees. Decision trees, although superseded by forests for estimation, can be used to uncover subpopulations responsive to treatments. Using observational data, the authors expand on the existing causal tree literature by applying leaf-specific effect estimation strategies to adjust for observed confounding, including inverse propensity weighting, nearest neighbor matching, and doubly robust causal forests. We also assess localized balance metrics and sensitivity analyses to address the possibility of differential imbalance and unobserved confounding. The authors encourage researchers to follow similar data exploration practices in their work on variation in sociological effects and offer a straightforward framework by which to do so.

个人对事件或干预等处理方法的反应并不一致。社会学家通常根据理论先验,将样本划分为不同的子群体,以探讨不同的协变量(如种族和性别)对治疗效果的影响。数据驱动的发现也是例行工作,但社会学家通常采用的分析方法往往存在问题,很少能让我们超越偏见,探索新的有意义的亚群。基于决策树的新兴机器学习方法使研究人员能够探索他们以前可能未曾考虑或设想过的变异来源。在本文中,作者使用基于树的机器学习方法,即因果树,对样本进行递归分区,以发现效应异质性的来源。在评估社会不平等的一个核心主题--大学对工资的影响时,作者比较了基于协变量和倾向得分的分区方法与基于因果树的递归分区方法。决策树虽然在估算中被森林所取代,但仍可用于发现对治疗有反应的亚群。作者利用观察数据,对现有的因果树文献进行了扩展,采用叶片特异性效应估计策略来调整观察到的混杂因素,包括反倾向加权、近邻匹配和双重稳健因果森林。我们还评估了局部平衡指标和敏感性分析,以解决差异不平衡和未观察到的混杂的可能性。作者鼓励研究人员在社会学效应变异的工作中遵循类似的数据探索实践,并提供了一个简单明了的框架。
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引用次数: 0
Validating Sequence Analysis Typologies Using Parametric Bootstrap. 使用参数引导法验证序列分析类型。
IF 3 2区 社会学 Q1 Social Sciences Pub Date : 2021-08-01 Epub Date: 2021-06-14 DOI: 10.1177/00811750211014232
Matthias Studer

In this article, the author proposes a methodology for the validation of sequence analysis typologies on the basis of parametric bootstraps following the framework proposed by Hennig and Lin (2015). The method works by comparing the cluster quality of an observed typology with the quality obtained by clustering similar but nonclustered data. The author proposes several models to test the different structuring aspects of the sequences important in life-course research, namely, sequencing, timing, and duration. This strategy allows identifying the key structural aspects captured by the observed typology. The usefulness of the proposed methodology is illustrated through an analysis of professional and coresidence trajectories in Switzerland. The proposed methodology is available in the WeightedCluster R library.

在本文中,作者按照 Hennig 和 Lin(2015 年)提出的框架,提出了一种基于参数引导的序列分析类型学验证方法。该方法通过比较观察到的类型学的聚类质量与通过聚类相似但未聚类的数据所获得的质量。作者提出了几个模型来测试生命历程研究中重要的序列的不同结构方面,即排序、时间和持续时间。通过这一策略,可以确定观察到的类型所反映的关键结构方面。通过对瑞士的职业轨迹和同居轨迹的分析,说明了所建议方法的实用性。建议的方法可在 WeightedCluster R 库中找到。
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引用次数: 0
A General Panel Model for Unobserved Time Heterogeneity with Application to the Politics of Mass Incarceration 非观测时间异质性的一般面板模型及其在大规模监禁政治中的应用
IF 3 2区 社会学 Q1 Social Sciences Pub Date : 2021-05-25 DOI: 10.1177/00811750211016033
Scott W. Duxbury
Panel data analysis is common in the social sciences. Fixed effects models are a favorite among sociologists because they control for unobserved heterogeneity (unexplained variation) among cross-sectional units, but estimates are biased when there is unobserved heterogeneity in the underlying time trends. Two-way fixed effects models adjust for unobserved time heterogeneity but are inefficient, cannot include unit-invariant variables, and eliminate common trends: the portion of variance in a time-varying variable that is invariant across cross-sectional units. This article introduces a general panel model that can include unit-invariant variables, corrects for unobserved time heterogeneity, and provides the effect of common trends while also allowing for unobserved unit heterogeneity, time-varying coefficients, and time-invariant variables. One-way and two-way fixed effects models are shown to be restrictive forms of this general model. Other restrictive forms are also derived that offer all the usual advantages of one-way and two-way fixed effects models but account for unobserved time heterogeneity. The author uses the models to examine the increase in state incarceration rates between 1970 and 2015.
面板数据分析在社会科学中很常见。固定效应模型是社会学家的最爱,因为它们控制了横截面单位之间未观察到的异质性(无法解释的变化),但当潜在时间趋势中存在未观察到异质性时,估计是有偏差的。双向固定效应模型针对未观察到的时间异质性进行调整,但效率低下,不能包括单位不变变量,并消除了常见趋势:时变变量中跨横截面单位不变的方差部分。本文介绍了一个通用面板模型,该模型可以包括单位不变变量,校正未观测到的时间异质性,并提供了共同趋势的影响,同时还考虑到未观测到单位异质性、时变系数和时间不变变量。单向和双向固定效应模型被证明是这种通用模型的限制形式。还导出了其他限制性形式,它们提供了单向和双向固定效应模型的所有常见优势,但考虑到了未观察到的时间异质性。作者使用这些模型来研究1970年至2015年间各州监禁率的上升情况。
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引用次数: 2
Can You Really Study an Army on the Internet? Comparing How Status Tasks Perform in the Laboratory and Online Settings 你真的能在网上研究一支军队吗?比较状态任务在实验室和联机设置中的执行方式
IF 3 2区 社会学 Q1 Social Sciences Pub Date : 2021-05-24 DOI: 10.1177/00811750211014242
Bianca Manago, Trenton D. Mize, Long Doan
Laboratory experiments have a long history within sociology, with their ability to test causality and their utility for directly observing behavior providing key advantages. One influential social psychological field, status characteristics and expectation states theory, has almost exclusively used laboratory experiments to test the theory. Unfortunately, laboratory experiments are resource intensive, requiring a research pool, laboratory space, and considerable amounts of time. For these and other reasons, social scientists are increasingly exploring the possibility of moving experiments from the lab to an online platform. Despite the advantages of the online setting, the transition from the lab is challenging, especially when studying behavior. In this project, we develop methods to translate the traditional status characteristics experimental setting from the laboratory to online. We conducted parallel laboratory and online behavioral experiments using three tasks from the status literature, comparing each task’s ability to differentiate on the basis of status distinctions. The tasks produce equivalent results in the online and laboratory environment; however, not all tasks are equally sensitive to status differences. Finally, we provide more general guidance on how to move vital aspects of laboratory studies, such as debriefing, suspicion checks, and scope condition checks, to the online setting.
实验室实验在社会学中有着悠久的历史,它们测试因果关系的能力和直接观察行为的实用性提供了关键优势。一个有影响力的社会心理学领域,地位特征和期望状态理论,几乎完全使用实验室实验来检验这一理论。不幸的是,实验室实验是资源密集型的,需要研究池、实验室空间和大量的时间。出于这些和其他原因,社会科学家越来越多地探索将实验从实验室转移到在线平台的可能性。尽管在线环境具有优势,但从实验室过渡是一项挑战,尤其是在研究行为时。在这个项目中,我们开发了将传统的状态特征实验设置从实验室转换为在线的方法。我们使用状态文献中的三项任务进行了平行的实验室和在线行为实验,比较了每项任务基于状态差异的区分能力。这些任务在在线和实验室环境中产生了等效的结果;然而,并不是所有的任务都对状态差异同样敏感。最后,我们提供了关于如何将实验室研究的重要方面(如汇报、怀疑检查和范围条件检查)转移到在线环境的更一般的指导。
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引用次数: 8
Using Social Networks to Supplement RDD Telephone Surveys to Oversample Hard-to-Reach Populations: A New RDD+RDS Approach 利用社会网络补充RDD电话调查对难以接触到的人群进行抽样:一种新的RDD+RDS方法
IF 3 2区 社会学 Q1 Social Sciences Pub Date : 2021-04-22 DOI: 10.1177/00811750211003922
R. Agans, D. Zeng, B. Shook‐Sa, Marcella H. Boynton, N. Brewer, E. Sutfin, A. Goldstein, S. Noar, Q. Vallejos, Tara L Queen, J. Bowling, K. Ribisl
Random digit dialing (RDD) telephone sampling, although experiencing declining response rates, remains one of the most accurate and cost-effective data collection methods for generating national population-based estimates. Such methods, however, are inefficient when sampling hard-to-reach populations because the costs of recruiting sufficient sample sizes to produce reliable estimates tend to be cost prohibitive. The authors implemented a novel respondent-driven sampling (RDS) approach to oversample cigarette smokers and lesbian, gay, bisexual, and transgender (LGBT) people. The new methodology selects RDS referrals or seeds from a probability-based RDD sampling frame and treats the social networks as clusters in the weighting and analysis, thus eliminating the intricate assumptions of RDS. The authors refer to this approach as RDD+RDS. In 2016 and 2017, a telephone survey was conducted on tobacco-related topics with a national sample of 4,208 U.S. adults, as well as 756 referral-based respondents. The RDD+RDS estimates were comparable with stand-alone RDD estimates, suggesting that the addition of RDS responses from social networks improved the precision of the estimates without introducing significant bias. The authors also conducted an experiment to determine whether the number of recruits would vary on the basis of how the RDS recruitment question specified the recruitment population (closeness of relationship, time since last contact, and LGBT vs. tobacco user), and significant differences were found in the number of referrals provided on the basis of question wording. The RDD+RDS sampling approach, as an adaptation of standard RDD methodology, is a practical tool for survey methodologists that provides an efficient strategy for oversampling rare or elusive populations.
随机数字拨号(RDD)电话抽样虽然回复率正在下降,但仍然是最准确和最具成本效益的数据收集方法之一,用于产生基于全国人口的估计数。然而,当对难以接触到的人口进行抽样时,这种方法是低效的,因为招募足够的样本量以产生可靠的估计所需的费用往往高得令人望而却步。作者采用了一种新颖的受访者驱动抽样(RDS)方法对吸烟者和女同性恋、男同性恋、双性恋和变性人(LGBT)进行抽样。新方法从基于概率的RDD采样框架中选择RDS引荐或种子,并将社会网络作为聚类进行加权和分析,从而消除了RDS的复杂假设。作者将这种方法称为RDD+RDS。2016年和2017年,对全国4208名美国成年人以及756名转诊受访者进行了一项关于烟草相关话题的电话调查。RDD+RDS估计值与单独的RDD估计值具有可比性,这表明来自社交网络的RDS反应的增加提高了估计值的精度,而不会引入明显的偏差。作者还进行了一项实验,以确定招募人数是否会根据RDS招募问题对招募人群(关系亲密程度,上次联系时间,LGBT与吸烟者)的指定方式而变化,并发现根据问题措辞提供的推荐数量存在显着差异。RDD+RDS抽样方法是对标准RDD方法的改进,是一种实用的调查方法,为罕见或难以捉摸的群体提供了一种有效的过抽样策略。
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引用次数: 4
Uncertain Choices: The Heterogeneous Multinomial Logit Model 不确定选择:异质多项式Logit模型
IF 3 2区 社会学 Q1 Social Sciences Pub Date : 2021-02-01 DOI: 10.1177/0081175020979689
G. Tutz
In this article, a modeling strategy is proposed that accounts for heterogeneity in nominal responses that is typically ignored when using common multinomial logit models. Heterogeneity can arise from unobserved variance heterogeneity, but it may also represent uncertainty in choosing from alternatives or, more generally, result from varying coefficients determined by effect modifiers. It is demonstrated that the bias in parameter estimation in multinomial logit models can be substantial if heterogeneity is present but ignored. The modeling strategy avoids biased estimates and allows researchers to investigate which variables determine uncertainty in choice behavior. Several applications demonstrate the usefulness of the model.
在这篇文章中,提出了一种建模策略,该策略考虑了名义响应的异质性,当使用常见的多项式logit模型时,这种异质性通常被忽略。异质性可能源于未观察到的方差异质性,但它也可能代表从备选方案中选择的不确定性,或者更普遍地说,是由效应修饰符确定的不同系数造成的。研究表明,如果存在异质性但忽略了异质性,多项式logit模型中参数估计的偏差可能很大。该建模策略避免了有偏差的估计,并允许研究人员调查哪些变量决定了选择行为的不确定性。几个应用程序证明了该模型的有用性。
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引用次数: 2
Multigenerational Social Mobility: A Demographic Approach. 多代社会流动:人口统计学方法。
IF 3 2区 社会学 Q1 Social Sciences Pub Date : 2021-02-01 Epub Date: 2020-12-08 DOI: 10.1177/0081175020973054
Xi Song

Most social mobility studies take a two-generation perspective, in which intergenerational relationships are represented by the association between parents' and offspring's socioeconomic status. This approach, albeit widely adopted in the literature, has serious limitations when more than two generations of families are considered. In particular, it ignores the role of families' demographic behaviors in moderating mobility outcomes and the joint role of mobility and demography in shaping long-run family and population processes. This paper provides a demographic approach to the study of multigenerational social mobility, incorporating demographic mechanisms of births, deaths, and mating into statistical models of social mobility. Compared to previous mobility models for estimating the probability of offspring's mobility conditional on parent's social class, the proposed joint demography-mobility model treats the number of offspring in various social classes as the outcome of interest. This new approach shows the extent to which demographic processes may amplify or dampen the effects of family socioeconomic positions due to the direction and strength of the interaction between mobility and differentials in demographic behaviors. I illustrate various demographic methods for studying multigenerational mobility with empirical examples using the IPUMS linked historical U.S. census representative samples (1850 to 1930), the Panel Study of Income Dynamics (1968 to 2015), and simulation data that show other possible scenarios resulting from demography-mobility interactions.

大多数社会流动研究采取两代人的视角,其中代际关系由父母和子女的社会经济地位之间的关联来表示。这种方法虽然在文献中被广泛采用,但在考虑两代以上的家庭时存在严重的局限性。特别是,它忽略了家庭人口行为在调节流动性结果中的作用,以及流动性和人口在形成长期家庭和人口过程中的共同作用。本文采用人口统计学方法研究多代社会流动,将出生、死亡和交配的人口统计学机制纳入社会流动的统计模型。与以往估计后代流动概率取决于父母社会阶层的流动模型相比,本文提出的联合人口流动模型将不同社会阶层的后代数量作为兴趣的结果。这种新方法表明,由于人口流动和人口行为差异之间的相互作用的方向和强度,人口过程可能在多大程度上放大或抑制家庭社会经济地位的影响。我用IPUMS与美国历史人口普查代表性样本(1850年至1930年)、收入动态小组研究(1968年至2015年)相关的实证例子,以及显示人口流动相互作用导致的其他可能情景的模拟数据,说明了研究多代流动性的各种人口统计学方法。
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引用次数: 10
Reconsidering the Reference Category 重新考虑参考类别
IF 3 2区 社会学 Q1 Social Sciences Pub Date : 2021-01-11 DOI: 10.1177/0081175020982632
S. Johfre, J. Freese
Social scientists often present modeling results from categorical explanatory variables, such as gender, race, and marital status, as coefficients representing contrasts to a “reference” group. Although choosing the reference category may seem arbitrary, the authors argue that it is an intrinsically meaningful act that affects the interpretability of results. Reference category selection foregrounds some contrasts over others. Also, selecting a culturally dominant group as the reference can subtly reify the notion that dominant groups are the most “normal.” The authors find that three of four recently published tables in Demography and American Sociological Review that include race or gender explanatory variables use dominant groups (i.e., male or white) as the reference group. Furthermore, the tables rarely state what the reference is: only half of tables with race variables and one-fifth of tables with gender variables explicitly specify the reference category; the rest leave it up to the reader to check the methods section or simply guess. As an alternative to this apparently standard practice, the authors suggest guidelines for intentionally and responsibly choosing a reference category. The authors then discuss alternative ways to convey results from categorical explanatory variables that avoid the problems of reference categories entirely.
社会科学家经常将分类解释变量(如性别、种族和婚姻状况)的建模结果作为代表与“参考”组对比的系数。虽然选择参考类别似乎是武断的,但作者认为,这是一个影响结果可解释性的内在有意义的行为。参考文献类别的选择突出了一些对比。此外,选择一个文化优势群体作为参考可以巧妙地具体化优势群体是最“正常”的概念。作者发现,最近在《人口学》和《美国社会学评论》上发表的包含种族或性别解释变量的四份表格中,有三份使用优势群体(即男性或白人)作为参考群体。此外,这些表很少说明引用是什么:只有一半带有种族变量的表和五分之一带有性别变量的表明确指定了引用类别;其余的留给读者去检查方法部分或简单地猜测。作为这种明显的标准实践的替代方案,作者建议有意和负责任地选择参考类别的指导方针。然后,作者讨论了从完全避免参考类别问题的分类解释变量传达结果的替代方法。
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引用次数: 34
Multigroup Segregation Analyses with Covariates 具有协变量的多群分离分析
IF 3 2区 社会学 Q1 Social Sciences Pub Date : 2021-01-06 DOI: 10.1177/0081175020981120
K. Yamaguchi
The author introduces methods for the decomposition analysis of multigroup segregation measured by the index of dissimilarity, the squared coefficient of variation, and Theil’s entropy measure. Using a new causal framework, the author takes a unified approach to the decomposition analysis by specifying conditions that must be satisfied to decompose segregation into unexplained and explained components. Here, the unexplained component represents the direct effects of the group variable on the conditional probability of acquiring a social position—such as a residential district in an analysis of residential segregation or an occupation in an analysis of occupational segregation—and the explained component represents indirect effects of the group variable on the outcome through covariates. The major merit of this approach is its ability to control individual-level covariates for the decomposition analysis of segregation. Two methods, one for semiparametric outcome models with the identity link function and the other for semiparametric outcome models with the multinomial logit link function, are introduced in this unified framework. The application of these methods focuses on occupational segregation among racial/ethnic groups. Father’s occupation, subject’s educational attainment, and the region of interview are included as covariates, using data from the General Social Surveys.
本文介绍了用差异指数、方差平方系数和希尔熵测度测度多群分离的分解分析方法。使用一个新的因果框架,作者通过指定必须满足的条件将分离分解为未解释和已解释的组件,采用统一的方法进行分解分析。在这里,未解释的成分代表了群体变量对获得社会地位的条件概率的直接影响——比如居住隔离分析中的居住区或职业隔离分析中的职业——而被解释的成分代表了群体变量通过协变量对结果的间接影响。这种方法的主要优点是它能够控制分离分解分析的个体水平协变量。在这个统一的框架中,介绍了半参数结果模型的恒等联系函数和半参数结果模型的多项式logit联系函数的两种方法。这些方法的应用侧重于种族/族裔群体之间的职业隔离。父亲的职业、受试者的受教育程度和访谈地区被纳入协变量,使用来自综合社会调查的数据。
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引用次数: 1
Comparing Groups of Life-Course Sequences Using the Bayesian Information Criterion and the Likelihood-Ratio Test 使用贝叶斯信息准则和似然比检验比较生命历程序列组
IF 3 2区 社会学 Q1 Social Sciences Pub Date : 2020-10-05 DOI: 10.1177/0081175020959401
T. Liao, A. Fasang
How can we statistically assess differences in groups of life-course trajectories? The authors address a long-standing inadequacy of social sequence analysis by proposing an adaption of the Bayesian information criterion (BIC) and the likelihood-ratio test (LRT) for assessing differences in groups of sequence data. Unlike previous methods, this adaption provides a useful measure for degrees of difference, that is, the substantive significance, and the statistical significance of differences between predefined groups of life-course trajectories. The authors present a simulation study and an empirical application on whether employment life-courses converged after reunification in the former East Germany and West Germany, using data for six birth-cohort groups ages 15 to 40 years from the German National Education Panel Study. The new methods allow the authors to show that convergence of employment life-courses around reunification was stronger for men than for women and that it was most pronounced in terms of the duration of employment states but weaker for their order and timing in the life-course. Convergence of East German and West German women’s employment lives set in earlier and reflects a secular trend toward a more gender-egalitarian division of labor in West Germany that is unrelated to reunification. The simulation study and the substantive application demonstrate the usefulness of the proposed BIC and LRT methods for assessing group differences in sequence data.
我们如何从统计学上评估生命历程轨迹组之间的差异?作者通过提出贝叶斯信息准则(BIC)和似然比检验(LRT)的适应性来评估序列数据组中的差异,解决了社会序列分析长期存在的不足。与以前的方法不同,这种适应为差异程度提供了一种有用的衡量标准,即生命历程轨迹的预定义组之间差异的实质显著性和统计显著性。作者利用德国国家教育小组研究中6个年龄在15至40岁之间的出生队列组的数据,对前东德和西德统一后的就业生活课程是否趋同进行了模拟研究和实证应用。新方法使作者能够证明,围绕团聚的就业生活过程的趋同对男性来说比女性更强,而且在就业状态的持续时间方面最为明显,但在生活过程中的顺序和时间方面较弱。东德和西德女性就业生活的融合始于更早,反映了西德性别平等分工的长期趋势,而这与统一无关。模拟研究和实际应用证明了所提出的BIC和LRT方法在评估序列数据中的组差异方面的有用性。
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引用次数: 7
期刊
Sociological Methodology
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