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Advocacy coalitions or pragmatic coupling of streams? Explaining policy change in Mexico: The tax reforms of Vicente Fox and Enrique Peña (2001 and 2013) 宣传联盟还是流派的实用耦合?解释墨西哥的政策变化:比森特-福克斯和恩里克-培尼亚的税收改革(2001 年和 2013 年)
IF 3.8 2区 管理学 Q1 Social Sciences Pub Date : 2024-04-16 DOI: 10.1111/psj.12537
Oswaldo A. Mena Aguilar
When the former hegemonic PRI won the 2012 election after 12 years of rule by PAN, the President shared with his predecessors a similar institutional setting and divided government. And yet, the PRI managed to pass all items of an extensive 2013 tax reform. If the setting was the same, why did PRI succeed when PAN had only limited success? Why was the 2013 tax reform progressive if PAN and PRI were ideologically proximate? Current explanations that characterize PAN's 2001 tax reforms as a failure because of an unsuccessful change to the Value‐Added Tax Law can accommodate neither the puzzling 2013 extensive tax overhaul nor the changes to the Income Tax Law that were indeed approved in 2001. To navigate these puzzles, I contrast the elements of both proposals and rely on two public policy theoretical frameworks literature, the Advocacy Coalitions and Multiple Streams frameworks to find that, despite representing political compromise over a shared agenda, the outcomes in 2001 and 2013 had less to do with commitment to a core of mutual beliefs and more with policy entrepreneurs of PRI and PRD taking a gamble on a window of opportunity.
在潘帕克党执政 12 年后,前霸权的革命党赢得了 2012 年大选,总统与前任有着相似的机构设置和分裂的政府。然而,PRI 成功通过了 2013 年广泛税制改革的所有项目。如果机构设置相同,为什么革命党能取得成功,而潘党只能取得有限的成功?如果 PAN 和 PRI 在意识形态上接近,为什么 2013 年的税制改革是渐进的?目前的解释将 PAN 2001 年的税制改革定性为由于对《增值税法》的修改不成功而导致的失败,这种解释既不能解释令人费解的 2013 年大范围税制改革,也不能解释 2001 年确实通过的对《所得税法》的修改。为了解开这些谜团,我对比了这两个提案的要素,并依据两个公共政策理论框架文献,即倡导联盟和多重流框架,发现尽管代表了对共同议程的政治妥协,但 2001 年和 2013 年的结果与对共同信念核心的承诺关系不大,更多的是人民革命阵线和人民民主联盟的政策企业家对机会之窗的赌博。
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引用次数: 0
Policy influence and influencers online and off 网上和网下的政策影响力和影响者
IF 3.8 2区 管理学 Q1 Social Sciences Pub Date : 2024-04-15 DOI: 10.1111/psj.12535
Anniina Kotkaniemi, Tuomas Ylä‐Anttila, Ted Hsuan Yun Chen
Social media is an important arena for policy contestation. Although online social media debates can yield notable power over political processes offline, little research has examined the relationship between policy actors' influence in offline policymaking and social media policy arenas. We explore the relationship between four types of influence: reputational and formal‐institutional influence offline, and broadcasting and boosting influence online. We ask (1) are influential policy actors better able than others to broadcast their own messages on social media? and (2) are they better able than others to boost the broadcasting influence of other policy actors in social media? Using exponential random graph models on survey and Twitter data from the Finnish climate policy domain, we find that actors with high reputational influence in offline policymaking are also influential online, when measuring influence as the ability to broadcast one's own message. The pattern does not hold for those with formal‐institutional influence offline. Additionally, offline influence does not translate to the ability to further shape online influence by making boosting other actors' visibility. Our results suggest that although online influence partially corresponds to influence in policymaking, influence varies across arenas of policy contestation.
社交媒体是政策竞争的重要舞台。尽管在线社交媒体辩论可以对线下政治进程产生显著影响,但很少有研究探讨政策参与者在线下决策和社交媒体政策领域的影响力之间的关系。我们探讨了四种类型的影响力之间的关系:线下的声誉影响力和正式机构影响力,以及线上的广播影响力和推动影响力。我们的问题是:(1) 有影响力的政策参与者是否比其他人更有能力在社交媒体上广播自己的信息? (2) 他们是否比其他人更有能力提升其他政策参与者在社交媒体上的广播影响力?通过对芬兰气候政策领域的调查数据和 Twitter 数据使用指数随机图模型,我们发现,在线下决策中具有高声誉影响力的行为者在网络上也具有影响力,这是以广播自身信息的能力来衡量影响力的。而对于那些在线下具有正式机构影响力的人来说,这种模式并不成立。此外,线下影响力并不能转化为通过提高其他参与者的知名度来进一步塑造线上影响力的能力。我们的研究结果表明,尽管在线影响力部分地对应于决策影响力,但影响力在不同的政策竞争领域是不同的。
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引用次数: 0
The decline of incrementalism in U.S. lawmaking 美国立法中渐进主义的衰落
IF 3.8 2区 管理学 Q1 Social Sciences Pub Date : 2024-04-11 DOI: 10.1111/psj.12533
J. Lewallen
Punctuated equilibrium theory (PET) posits that policy change is incremental for long periods of time with occasional shifts in problem definition and governing authority that produce large changes. Incrementalism results from shared norms and standard operating procedures within policy subsystems. The U.S. Congress experienced a series of institutional changes in the 1990s that both introduced more partisanship into subsystem interactions and made it easier for majority party leaders to enact their agenda. These changes have disrupted many of the processes that produce incrementalism. Using data from 1949 to 2022, I find that U.S. policy outputs, measured through public laws, have experienced fewer incremental changes from one term to the next and more moderate and very large changes since 1995. The shift in outputs has been driven primarily by increased partisan conflict within congressional committees. This study highlights the utility of using the stochastic process approach to compare distributions of outputs across time and not only across countries or institutions.
脉冲平衡理论(PET)认为,政策变化在很长一段时间内都是渐进的,问题定义和管理权限偶尔会发生变化,从而产生巨大的变化。渐进性源于政策子系统内的共同规范和标准操作程序。20 世纪 90 年代,美国国会经历了一系列制度变革,这些变革在子系统互动中引入了更多的党派色彩,并使多数党领导人更容易颁布其议程。这些变化破坏了许多产生渐进主义的过程。通过使用 1949 年至 2022 年的数据,我发现通过公共法律衡量的美国政策产出,自 1995 年以来,从一个任期到下一个任期,经历了较少的渐进式变化,而经历了更多的温和变化和非常大的变化。产出变化的主要原因是国会委员会内部党派冲突的加剧。这项研究强调了使用随机过程方法来比较不同时期而不仅仅是不同国家或机构的产出分布的实用性。
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引用次数: 0
The interactive effects of policies: Insights for policy feedback theory from a qualitative study on homelessness 政策的互动效应:无家可归问题定性研究对政策反馈理论的启示
IF 3.8 2区 管理学 Q1 Social Sciences Pub Date : 2024-04-10 DOI: 10.1111/psj.12532
Anna Kopec
The policy feedback literature has long argued that policies influence politics. Several scholars have examined the interpretive and resource effects of policies on political participation. However, how different policy design characteristics – say their generosity and their delivery – interact to influence political engagement requires further attention. This article demonstrates that policy characteristics within and between policies interact and can have counteracting or complementary effects on engagement. Through a comparative study of homelessness in Melbourne, Australia and Toronto, Canada, and drawing on over 100 interviews with individuals experiencing homelessness, service providers, and policymakers, this article demonstrates the complex effects of policies. Qualitative interview data reveal that different characteristics of policy interact to influence the venue and form of participation, as well as the experiences associated. Anatomizing policies provides nuance to our understanding of effects and interactions with important contributions and areas of future research for policy feedback theory.
长期以来,政策反馈文献一直认为政策会影响政治。一些学者研究了政策对政治参与的解释效应和资源效应。然而,不同的政策设计特征--比如政策的慷慨程度和政策的实施--是如何相互作用影响政治参与的,还需要进一步关注。本文论证了政策内部和政策之间的政策特征是相互作用的,可以对参与产生抵消或补充效应。通过对澳大利亚墨尔本和加拿大多伦多无家可归问题的比较研究,并利用对无家可归者、服务提供者和政策制定者的 100 多次访谈,本文展示了政策的复杂影响。定性访谈数据显示,政策的不同特征相互作用,影响着参与的地点和形式,以及相关的体验。对政策的剖析使我们对政策的影响和相互作用有了更细致的了解,并为政策反馈理论做出了重要贡献和未来研究领域。
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引用次数: 0
Does anxiety increase policy learning? 焦虑会增加政策学习吗?
IF 3.8 2区 管理学 Q1 Social Sciences Pub Date : 2024-02-23 DOI: 10.1111/psj.12529
Moulay Lablih, Pirmin Bundi, Lea Portmann
Does anxiety affect how public officials process policy information? It is often argued that the increasing number of policy failures can be explained by a lack of policy learning by decision makers. While previous studies show that socioeconomic and partisan variables are related to the perception of policy information, little attention has been paid to the role of emotions, such as anxiety, in the policymaking process. In this paper, we investigate the impact of anxiety on the policy learning of local office holders at the individual level in Switzerland. We introduce the Marcus' Affective Intelligence Model—which examines how emotions affect individuals' information processing—to the policy learning literature. To test the expectations of the model, we draw on novel experimental data collected among local elected officials from the 26 Swiss cantons. In the experiment, we randomly display anxiety‐inducing images along with policy information. We provide evidence that anxiety has a positive causal effect on learning. Considering potential moderators of this effect, we show that the relationship is not conditioned by the strength of priors or the perceived complexity of public policies. However, these variables are substantially correlated with policy learning. Our findings have important implications for better understanding how information influences policymaking.
焦虑是否会影响公职人员处理政策信息的方式?常有人认为,决策者缺乏政策学习可以解释越来越多的政策失败。以往的研究表明,社会经济变量和党派变量与政策信息的感知有关,但很少有人关注焦虑等情绪在决策过程中的作用。在本文中,我们从个人层面研究了焦虑对瑞士地方官员政策学习的影响。我们在政策学习文献中引入了马库斯的情商模型--该模型研究情绪如何影响个人的信息处理。为了检验该模型的预期效果,我们利用了从瑞士 26 个州的地方民选官员中收集的新实验数据。在实验中,我们随机展示了引发焦虑的图片和政策信息。我们提供的证据表明,焦虑对学习具有积极的因果效应。考虑到这一效应的潜在调节因素,我们发现这种关系并不受先验强度或对公共政策复杂性认知的影响。然而,这些变量却与政策学习密切相关。我们的发现对于更好地理解信息如何影响决策具有重要意义。
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引用次数: 0
The policy feedback effects of preemption 优先权的政策反馈效应
IF 3.8 2区 管理学 Q1 Social Sciences Pub Date : 2024-02-05 DOI: 10.1111/psj.12528
Mallory E. SoRelle, Allegra H. Fullerton
Scholars have charted a dramatic rise in the use of preemption both at the federal and state levels since the 1970s, with courts and politicians from both parties enacting preemptions across a range of contentious issues. Thus, preemption is a critical feature of American policymaking—one that almost certainly shapes the political choices of policymakers, organized interests, and voters across levels of government. Despite its significance to the politics of policymaking, scholars have yet to systematically consider the political consequences of preemption. We apply the logic of policy feedback theory to create a framework for analyzing the political consequences of preemption. Specifically, we detail how the use of both federal‐state and state‐local preemption might produce unique resource and interpretive effects that shape the subsequent political behaviors of policymakers, organized interests, and the public. We then consider two illustrative cases—federal preemption of state consumer financial protections and state preemption of local gender identity anti‐discrimination statutes—to demonstrate our framework's application. The article addresses a gap in the preemption literature and provides a critical extension of policy feedback theory, proposing a research agenda for future work to help better understand the politics of a widely used policy tool.
学者们描绘了自 20 世纪 70 年代以来,在联邦和州一级使用优先权的情况急剧增加,两党的法院和政治家们在一系列有争议的问题上都颁布了优先权。因此,优先权是美国决策的一个重要特征--几乎可以肯定,它影响着各级政府的决策者、有组织的利益集团和选民的政治选择。尽管抢先决策对决策政治意义重大,但学者们尚未系统地考虑抢先决策的政治后果。我们运用政策反馈理论的逻辑,创建了一个分析先发制人的政治后果的框架。具体而言,我们详细阐述了联邦-州和州-地方优先权的使用如何产生独特的资源和解释效应,从而影响决策者、有组织的利益集团和公众的后续政治行为。然后,我们考虑了两个说明性案例--联邦对州消费者金融保护的优先权和州对地方性别认同反歧视法规的优先权--来展示我们框架的应用。文章弥补了优先权文献中的空白,并对政策反馈理论进行了批判性扩展,提出了未来工作的研究议程,以帮助更好地理解这一广泛使用的政策工具的政治性。
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引用次数: 0
The policy feedback effects of preemption 优先权的政策反馈效应
IF 3.8 2区 管理学 Q1 Social Sciences Pub Date : 2024-02-05 DOI: 10.1111/psj.12528
Mallory E. SoRelle, Allegra H. Fullerton
Scholars have charted a dramatic rise in the use of preemption both at the federal and state levels since the 1970s, with courts and politicians from both parties enacting preemptions across a range of contentious issues. Thus, preemption is a critical feature of American policymaking—one that almost certainly shapes the political choices of policymakers, organized interests, and voters across levels of government. Despite its significance to the politics of policymaking, scholars have yet to systematically consider the political consequences of preemption. We apply the logic of policy feedback theory to create a framework for analyzing the political consequences of preemption. Specifically, we detail how the use of both federal‐state and state‐local preemption might produce unique resource and interpretive effects that shape the subsequent political behaviors of policymakers, organized interests, and the public. We then consider two illustrative cases—federal preemption of state consumer financial protections and state preemption of local gender identity anti‐discrimination statutes—to demonstrate our framework's application. The article addresses a gap in the preemption literature and provides a critical extension of policy feedback theory, proposing a research agenda for future work to help better understand the politics of a widely used policy tool.
学者们描绘了自 20 世纪 70 年代以来,在联邦和州一级使用优先权的情况急剧增加,两党的法院和政治家们在一系列有争议的问题上都颁布了优先权。因此,优先权是美国决策的一个重要特征--几乎可以肯定,它影响着各级政府的决策者、有组织的利益集团和选民的政治选择。尽管抢先决策对决策政治意义重大,但学者们尚未系统地考虑抢先决策的政治后果。我们运用政策反馈理论的逻辑,创建了一个分析先发制人的政治后果的框架。具体而言,我们详细阐述了联邦-州和州-地方优先权的使用如何产生独特的资源和解释效应,从而影响决策者、有组织的利益集团和公众的后续政治行为。然后,我们考虑了两个说明性案例--联邦对州消费者金融保护的优先权和州对地方性别认同反歧视法规的优先权--来展示我们框架的应用。文章弥补了优先权文献中的空白,并对政策反馈理论进行了批判性扩展,提出了未来工作的研究议程,以帮助更好地理解这一广泛使用的政策工具的政治性。
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引用次数: 0
Participation in multiple policy venues in governance of Chile's Santiago Metropolitan Region: When institutional attributes can make the difference 参与智利圣地亚哥大区治理的多重政策渠道:当机构属性产生影响时
IF 3.8 2区 管理学 Q1 Social Sciences Pub Date : 2024-01-26 DOI: 10.1111/psj.12527
Karina Arias-Yurisch, Karina Retamal-Soto, Camila Ramos-Fuenzalida, Alejandro Espinosa-Rada
The complexity of metropolitan polycentric governance is still challenging scholars and practitioners, who have mostly been engaged in a normative debate in which scant attention has been paid to the coexistence and interdependence of institutional solutions. The ecology of games framework (EGF) can be used to remedy this gap. By incorporating the analysis of institutional variation into EGF propositions about venues' interdependence, this article examines the mechanisms of metropolitan governance configuration resulting from institutional complexity at the inter‐municipal level. Provincial forums, municipal associations, and inter‐municipal agreements are the policy venues studied in the Santiago Metropolitan Region, Chile. Official documents reporting formal agreements in 2017–2021 help to capture the inter‐municipal governance network to which we apply exponential random graph models (ERGMs). The results show the positive effects of mandated provincial venues on inter‐municipal ties and the absence of the effect of self‐organized municipal associations, tendencies that prevail even when incorporating other relevant covariates into the models. These results nourish the EGF debate about interdependencies between coexisting policy venues, emphasizing the role of the different institutional attributes framing the policy venues and the effects of these differences on governance formation.
大都市多中心治理的复杂性仍在挑战着学者和实践者,他们大多参与了规范性辩论,却很少关注制度解决方案的共存性和相互依赖性。博弈生态学框架(EGF)可用于弥补这一不足。通过将制度变异分析纳入生态博弈框架关于场所相互依存的命题中,本文研究了市际层面的制度复杂性所导致的大都市治理配置机制。省级论坛、市政协会和市际协议是智利圣地亚哥大区研究的政策场所。报告 2017-2021 年正式协议的官方文件有助于捕捉市际治理网络,我们将指数随机图模型(ERGM)应用于该网络。结果表明,授权的省级场所对市际联系有积极影响,而自发组织的市政协会则没有影响,即使将其他相关协变量纳入模型,这种趋势也普遍存在。这些结果丰富了关于共存政策场所之间相互依存关系的 EGF 辩论,强调了构成政策场所的不同制度属性的作用以及这些差异对治理形成的影响。
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引用次数: 0
The politics of problems versus solutions: Policymaking and grandstanding in congressional hearings 问题政治与解决方案:国会听证会上的决策与哗众取宠
IF 3.8 2区 管理学 Q1 Social Sciences Pub Date : 2024-01-24 DOI: 10.1111/psj.12526
J. Lewallen, Ju Yeon Park, Sean M. Theriault
Several theories of policy change posit that the politics of defining and prioritizing problems differs from the politics of devising and selecting solutions. The former involves simplifying through heuristics like indicators and ideology while the latter incorporates policy analysis and expertise to a greater degree. By employing two large datasets of U.S. congressional hearings to analyze policymakers' behavior of sending political messages, which we call “grandstanding,” we offer two findings. First, consistent with our hypotheses, grandstanding is more prevalent when committees are focused on new and emerging problems than when committees examine proposed alternatives or the implementation of existing policies. Second, the cognitive dynamics of problem solving and the incentives to grandstand vary depending on policy issues considered in hearings. Our analysis helps put dissatisfaction with contemporary U.S. policymaking in context: a rise in “messaging politics” derives at least in part from an increased focus on contesting the problem space in agenda‐setting venues.
一些政策变革理论认为,界定问题和确定问题优先次序的政治不同于制定和选择解决 方案的政治。前者通过指标和意识形态等启发式方法简化问题,而后者则在更大程度上结合了政策分析和专业知识。通过利用美国国会听证会的两个大型数据集来分析决策者传递政治信息的行为(我们称之为 "哗众取宠"),我们得出了两个结论。首先,与我们的假设相一致的是,当委员会关注新出现的问题时,"大放厥词 "的现象比委员会审查提议的替代方案或现有政策的执行情况时更为普遍。其次,问题解决的认知动力和哗众取宠的动机因听证会审议的政策问题而异。我们的分析有助于将对当代美国政策制定的不满放在背景中加以分析:"信息政治 "的兴起至少部分源于在议程制定过程中对问题空间争夺的日益重视。
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引用次数: 0
Manifesting symbolic representation through collaborative policymaking 通过合作决策体现象征性表征
IF 3.8 2区 管理学 Q1 Social Sciences Pub Date : 2024-01-08 DOI: 10.1111/psj.12525
Jack Mewhirter, Danielle M. McLaughlin, Brian Calfano
Collaboration is a widely employed strategy for addressing “wicked” policy problems. While scholars have long recognized that the organizational composition of collaborative forums can have a dramatic impact on the efficacy and equity of associated forum outputs, little is known about whether such composition impacts the manner in which everyday citizens perceive forum processes and/or participating organizations. In this article, we bridge and extend concepts from the collaborative governance and representative bureaucracy literatures, arguing that when forums attract sufficient membership from organizations that citizens perceive as reflective of their own or their community's interests—what we refer to as “forum representation”—those citizens will have more positive perceptions toward all participating organizations. Conversely, failing to achieve sufficient representation can result in degraded perceptions. While there are theoretically multiple ways to increase forum representation, we focus on one potential pathway: the inclusion of civil society organizations in policy‐making processes. Empirically, we assess whether heightened representation of civil society groups within a specific collaborative policing forum impacts citizens' perceptions of the main participating agency—the police department—finding that greater knowledge of this highly representative forum results in positive spillover effects.
合作是解决 "邪恶 "政策问题的一种广泛采用的策略。尽管学者们早已认识到,合作论坛的组织构成会对相关论坛产出的效率和公平性产生巨大影响,但对于这种构成是否会影响普通公民对论坛进程和/或参与组织的看法,却知之甚少。在这篇文章中,我们对合作治理和代议制官僚机构的概念进行了衔接和延伸,认为当论坛吸引了足够多的公民认为能够反映其自身或社区利益的组织成员时--我们称之为 "论坛代表性"--这些公民会对所有参与组织有更积极的看法。反之,如果不能实现充分的代表性,则会导致认知度下降。虽然从理论上讲,提高论坛代表性有多种途径,但我们重点关注一种潜在途径:将民间社会组织纳入决策过程。通过实证研究,我们评估了民间社会团体在特定警务合作论坛中的代表性提高是否会影响公民对主要参与机构--警察局--的看法,结果发现,对这一具有高度代表性的论坛的更多了解会产生积极的溢出效应。
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引用次数: 0
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Policy Studies Journal
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