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Accountability in Research-Policies and Quality Assurance最新文献

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Addressing serious and continuing research noncompliance and integrity violations through action plans: Interviews with institutional officials. 通过行动计划处理严重和持续的不遵守研究规定和违反诚信的行为:与机构官员的访谈。
IF 2.8 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-11-01 Epub Date: 2023-03-11 DOI: 10.1080/08989621.2023.2187292
Tristan McIntosh, Alison L Antes, Emily Schenk, Liz Rolf, James M DuBois

Serious and continuing research noncompliance and integrity violations undermine the quality of research and trust in science. When researchers engage in these behaviors, institutional officials (IOs) often develop corrective action plans. Ideally, such plans address the root causes so noncompliance or research integrity violations discontinue. The aim of this study was to identify what IOs perceive as causes and action plan activities typically prescribed. We conducted semi-structured in-depth interviews with 47 IOs at research institutions across the U.S. including: institutional review board and institutional animal care and use committee chairs and directors, chief research officers, research compliance and integrity officers, and institutional conflicts of interest chairs and directors. The most common root causes identified were: 1) lack of knowledge or training, 2) failure to provide research team supervision, and 3) researcher attitudes toward compliance. The most common action plan activities include: 1) retraining in compliance or research integrity, 2) follow-up and hands-on involvement with the researcher, and 3) mandated oversight or mentoring. Because the most commonly identified action plan activities fail to adequately address the majority of root causes, our findings suggest a need for IOs to rethink existing approaches to action plan development to more effectively target root causes.

严重且持续的科研违规和违反诚信的行为会损害科研质量和人们对科学的信任。当研究人员出现这些行为时,机构官员 (IO) 通常会制定纠正行动计划。理想的情况是,此类计划能从根本上解决问题,从而终止不合规或违反科研诚信的行为。本研究旨在确定 IOs 认为的原因和通常规定的行动计划活动。我们对全美研究机构的 47 名 IO 进行了半结构化深入访谈,其中包括:机构评审委员会和机构动物护理与使用委员会主席和主任、首席研究官、研究合规与诚信官以及机构利益冲突主席和主任。最常见的根本原因是1) 缺乏知识或培训;2) 未能对研究团队进行监督;3) 研究人员对合规的态度。最常见的行动计划活动包括1) 合规性或研究诚信方面的再培训,2) 跟踪研究人员并让其亲自参与,3) 强制性监督或指导。由于最常见的行动计划活动未能充分解决大多数根本原因,我们的研究结果表明,国际组织需要重新思考现有的行动计划制定方法,以便更有效地针对根本原因。
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引用次数: 0
Crossing disciplinary boundaries: An ethnographic exploration of academic publishing invitations. 跨越学科界限:学术出版邀请的人种学探索。
IF 2.8 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-10-24 DOI: 10.1080/08989621.2024.2419823
Christina Severinsen

Background: This autoethnographic study examines email invitations for health researchers to publish in journals outside their expertise, exploring implications for interdisciplinary research and knowledge production.Methods: Over three months, email invitations to publish outside the author's field were documented and analysed thematically and through reflexive journaling.Results: Five main themes in publication invitations were identified: emphasising novelty, promising rapid publication, appealing to research impact, flattering language, and persistent messaging. Reflexive analysis revealed complex factors shaping responses, including publication pressures, desires for prestige, and tensions between disciplinary norms and interdisciplinary collaboration. While invitations may present opportunities for novel collaborations, they often reflect predatory publishing practices.Conclusions: Navigating this landscape requires careful discernment, commitment to academic integrity, and reflexivity about one's positionality. The study underscores the need for researchers to critically interrogate the motivations behind such invitations. Further research could explore decision-making processes across disciplines and implications for academic publishing integrity and equity.

背景:这是一项自述式研究:这项自述式研究考察了健康研究人员在其专业领域之外的期刊上发表论文的电子邮件邀请,探讨了对跨学科研究和知识生产的影响:方法:在三个月的时间里,记录了作者在其专业领域之外发表论文的电子邮件邀请,并通过反思性札记对其进行了专题分析:结果:确定了发表论文邀请函的五大主题:强调新颖性、承诺快速发表、以研究影响力为诉求、谄媚的语言和持续的信息传递。反思性分析揭示了影响回应的复杂因素,包括出版压力、对声望的渴望以及学科规范与跨学科合作之间的紧张关系。虽然邀请可能会带来新的合作机会,但它们往往反映了掠夺性的出版实践:在这种情况下,需要仔细辨别,恪守学术诚信,并对自己的立场进行反思。本研究强调,研究人员需要批判性地审视此类邀请背后的动机。进一步的研究可以探讨各学科的决策过程以及对学术出版诚信和公平的影响。
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引用次数: 0
Leadership, management, and team practices in research labs: Development and validation of two new measures. 研究实验室的领导、管理和团队实践:两种新测量方法的开发与验证。
IF 2.8 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-10-22 DOI: 10.1080/08989621.2024.2412772
Alison L Antes, Tammy English, Erin D Solomon, Matthew Wroblewski, Tristan McIntosh, Cheryl K Stenmark, James M DuBois

Background: Effective leadership and management practices contribute to responsible, high-quality research and the well-being of team members. We describe the development and initial validation of a measure assessing principal investigators' leadership and management practices and a measure of research team practices.

Methods: Using a cross-sectional survey design, 570 postdoctoral researchers funded by the National Institutes of Health reported on the perceived behaviors of their principal investigator (PI) and the research team. The PI leadership and management items factored into two dimensions: fostering relationships and directing research.

Results: Correlations of these new scales with existing, validated measures of ethical leadership and general leader behavior provided evidence of convergent validity. Providing evidence for criterion-related validity, scores on the new measures predicted lab climate for research ethics, self-reported productivity, and job satisfaction. Research team practices provided additional predictive value beyond leadership and management behaviors.

Conclusions: This study provides construct validity evidence for the new Leadership and Management in Science (LAMPS) Measure and the Research Team Practices (RTP) Measure. Qualitative responses to an open-ended item reinforced the importance of relationships and directive supervision for a positive environment. These measures can be useful tools for future research or may be useful for PIs seeking feedback about their practices.

背景:有效的领导力和管理实践有助于开展负责任的、高质量的研究,也有助于团队成员的健康成长。我们介绍了一项评估首席研究员领导力和管理实践的方法以及一项评估研究团队实践的方法的开发和初步验证:采用横断面调查设计,由美国国立卫生研究院资助的 570 名博士后研究人员报告了他们对其首席研究员(PI)和研究团队行为的感知。首席研究员领导力和管理项目分为两个维度:促进关系和指导研究:这些新量表与现有的、经过验证的道德领导力和一般领导者行为测量方法之间的相关性证明了它们之间的趋同效度。新量表的得分可以预测实验室的研究道德氛围、自我报告的工作效率和工作满意度,从而证明了标准相关有效性。除领导和管理行为外,研究团队实践还提供了额外的预测价值:本研究为新的科学领导与管理(LAMPS)测评和研究团队实践(RTP)测评提供了构造效度证据。对一个开放式项目的定性回答加强了人际关系和指导性监督对积极环境的重要性。这些测量方法可以成为未来研究的有用工具,也可能对寻求有关其实践反馈的首席研究员有用。
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引用次数: 0
Incorporating replication in higher education: Supervisors' perspectives and institutional pressures. 将复制纳入高等教育:导师的观点和机构的压力。
IF 2.8 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-10-10 DOI: 10.1080/08989621.2024.2412054
Fahimeh Marefat, Mohammad Hassanzadeh, Farzaneh Hamidi

Background: Even though replication research has gained traction within academia over the recent years, it is not often well-received as a stand-alone thesis topic by supervisors and university administrators.Methods: In this qualitative investigation, we delve into the perspectives of academic supervisors on the feasibility of replication as a thesis topic within the field of applied linguistics (AL). Drawing on Institutional Theory, administrative pressures facing supervisors on what to be considered permissible for a thesis were also explored. By conducting semi-structured e-mail interviews with a global cohort of AL supervisors and a thematic analysis of their responses, a nuanced landscape was brought to light.Results: Supervisors outlined numerous benefits associated with replication including fostering academic advancement as well as providing opportunities for reevaluating prior research. Nonetheless, they also pointed to several obstacles along the way, such as concerns over originality, constraints on time and resources, and the necessity for mentorship. Moreover, supervisors emphasized their pivotal role as decision-makers in accepting or rejecting replication for a thesis project, while acknowledging the partial influence of institutional pressures.Conclusions: Lastly, some implications and recommendations on allocating more resources to replication research are provided.

背景:尽管近年来复制研究在学术界获得了越来越多的关注,但作为一个独立的论文题目,它并不经常受到导师和大学管理者的欢迎:在这项定性调查中,我们深入研究了学术导师对应用语言学(AL)领域将复制作为论文题目的可行性的看法。此外,我们还借鉴制度理论,探讨了导师们在论文允许内容方面所面临的行政压力。通过对全球一批应用语言学导师进行半结构化电子邮件访谈,并对他们的回答进行主题分析,揭示了细微的情况:结果:导师们概述了复制的诸多好处,包括促进学术进步以及为重新评估先前的研究提供机会。然而,他们也指出了复制过程中的一些障碍,如对原创性的担忧、时间和资源的限制以及导师指导的必要性。此外,导师们还强调了他们作为决策者在接受或拒绝论文项目复制中的关键作用,同时也承认机构压力的部分影响:最后,就为复制研究分配更多资源提出了一些影响和建议。
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引用次数: 0
Modernizing authorship criteria and transparency practices to facilitate open and equitable team science. 作者资格标准和透明度做法的现代化,促进团队科学的公开和公平。
IF 2.8 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-10-06 DOI: 10.1080/08989621.2024.2405041
Zhicheng Lin

Background: The rapid acceleration of authorship inflation-increasing numbers of authors per publication in collaborative research-has rendered the traditional "substantial contributions" criterion for authorship and the lack of transparency in author contributions increasingly problematic.Methods and results: To address these challenges, a revamped approach to authorship is proposed, replacing the rigid requirement of "substantial contributions" with a more flexible, project-specific criterion of "sufficient contributions," as determined and justified by the authors for each project. This change more accurately reflects and accommodates the proliferation of scientific collaboration ("team science" or "group science"). It broadens the scope and granularity of roles deserving of authorship by integrating the Contributor Roles Taxonomy (CRediT) and Method Reporting with Initials for Transparency (MeRIT) systems. It mandates in-text documentation of who did what (e.g., who collected what data) and moves beyond the typical binary (all-or-none) classification by assigning a gradated contribution level to each author for each role. Contributions can be denoted using an ordinal scale-either coarse (e.g., lead, equal, and supporting) or fine-grained (e.g., minimal, slight, moderate, substantial, extensive, and full). To support the implementation of the revamped approach, an authorship policy template is provided.Conclusions: Adopting proportional, role-specific credit allocation and explicit documentation of contributions fosters a more transparent, equitable, and trustworthy scientific environment.

背景:作者身份膨胀的迅速加速--合作研究中每篇论文的作者人数不断增加--使得传统的作者身份 "实质性贡献 "标准和作者贡献缺乏透明度的问题日益突出:为了应对这些挑战,我们提出了一种新的作者资格标准,用更灵活的、针对具体项目的 "充分贡献 "标准取代僵化的 "实质性贡献 "要求。这一变化更准确地反映和适应了科学合作("团队科学 "或 "群体科学")的扩散。通过整合 "贡献者角色分类标准"(CRediT)和 "方法报告与透明度首字母缩写"(MeRIT)系统,扩大了作者角色的范围和粒度。它要求在文中记录谁做了什么(例如,谁收集了什么数据),并超越了典型的二元(全有或全无)分类,为每个作者的每个角色分配了一个分级贡献级别。贡献可以用一个序数标尺来表示--既可以是粗略的(如主要、同等和支持),也可以是精细的(如最小、轻微、中等、实质性、广泛和完全)。为支持新方法的实施,我们提供了一个作者政策模板:结论:采用按比例、按角色分配学分和明确记录贡献的方法,可以营造一个更加透明、公平和值得信赖的科学环境。
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引用次数: 0
Cultural distance, gender and praise in peer review. 同行评审中的文化距离、性别和赞美。
IF 2.8 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-10-03 DOI: 10.1080/08989621.2024.2409310
Guangyao Zhang, Lili Wang, Xianwen Wang

Background: Understanding review comments holds significant importance within the realm of scientific discourse. This study aims to conduct an empirical analysis of factors associated with praise in peer review.Methods: The study involved manual labeling of "praise" in 952 review comments drawn from 301 articles published in the British Medical Journal, followed by regression analysis.Results: The study reveals that authors tend to receive longer praise when they share a cultural proximity with the reviewers. Additionally, it is observed that female reviewers are more inclined to provide praiseConclusions: In summary, these discoveries contribute valuable insights for the development of a constructive peer review process and the establishment of a more inclusive research culture.

背景:理解审稿意见在科学话语领域具有重要意义。本研究旨在对同行评议中的表扬相关因素进行实证分析:研究从《英国医学杂志》(British Medical Journal)发表的 301 篇文章中抽取了 952 条评论意见,对其中的 "赞美 "进行人工标注,然后进行回归分析:研究结果表明,当作者与审稿人的文化背景相近时,作者往往会收到更长的表扬。此外,研究还发现女性审稿人更倾向于提供表扬:总之,这些发现为开发建设性同行评审流程和建立更具包容性的研究文化提供了宝贵的见解。
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引用次数: 0
Not me-search, you-search: Ethical considerations for research involving marginalized outgroups. 不是我搜索,而是你搜索:涉及边缘化外群体研究的伦理考虑。
IF 2.8 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-10-03 DOI: 10.1080/08989621.2024.2408287
Hannah R Snidman, Katarina S Swaringen, Lindsay Rice

Background: This study explored experiences of quantitative researchers who work with marginalized populations.Methods/materials: Participants were recruited from the Society for Personality and Social Psychology forum, and asked questions regarding their struggles and best practices while working with marginalized populations in which they are or are not a member.Results: Responses included concerns regarding bidirectional trust, community norms, perceived bias, diversity and participant recruitment and compensation. We explore the benefits of qualitative understandings of bias (i.e. positionality, reflexivity), salient concerns reported by quantitative researchers, and our recommendations for the ethical inclusion of these practices across quantitative work.Conclusions: This paper contributes to understanding of current struggles and best practices while conducting research among marginalized populations. Additionally, we encourage quantitative researchers to engage in reflexive research practices, particularly for the benefit of marginalized group research. We extend the insider-outsider researcher discussion to quantitative researchers.

背景:本研究探讨了与边缘化人群合作的定量研究人员的经验:参与者是从人格与社会心理学学会论坛招募的,他们被问及在与边缘化人群合作时遇到的困难和最佳实践等问题,无论他们是否是该论坛的成员:回答内容包括双向信任、社区规范、感知偏见、多样性以及参与者招募和补偿等方面的问题。我们探讨了定性理解偏见的益处(即立场性、反身性)、定量研究人员报告的突出问题,以及我们对在定量工作中纳入这些做法的道德建议:本文有助于理解当前在边缘化人群中开展研究时遇到的困难和最佳实践。此外,我们鼓励定量研究人员参与反思性研究实践,尤其是为了边缘化群体研究的利益。我们将局内局外研究人员的讨论扩展到定量研究人员。
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引用次数: 0
Research funders play an important role in fostering research integrity and responsible internationalization in a multipolar world. 在多极世界中,研究资助者在促进研究诚信和负责任的国际化方面发挥着重要作用。
IF 2.8 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-10-01 Epub Date: 2023-01-14 DOI: 10.1080/08989621.2023.2165917
Tommy Shih
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引用次数: 0
How to combine rules and commitment in fostering research integrity? 如何将规则与承诺相结合,促进研究诚信?
IF 2.8 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-10-01 Epub Date: 2023-03-20 DOI: 10.1080/08989621.2023.2191192
Krishma Labib, Joeri Tijdink, Klaas Sijtsma, Lex Bouter, Natalie Evans, Guy Widdershoven

Research integrity (RI) is crucial for trustworthy research. Rules are important in setting RI standards and improving research practice, but they can lead to increased bureaucracy; without commensurate commitment amongst researchers toward RI, they are unlikely to improve research practices. In this paper, we explore how to combine rules and commitment in fostering RI. Research institutions can govern RI using markets (using incentives), bureaucracies (using rules), and network processes (through commitment and agreements). Based on Habermas' Theory of Communicative Action, we argue that network processes, as part of the lifeworld, can legitimize systems - that is, market or bureaucratic governance modes. This can regulate and support RI practices in an efficient way. Systems can also become dominant and repress consensus processes. Fostering RI requires a balance between network, market and bureaucratic governance modes. We analyze the institutional response to a serious RI case to illustrate how network processes can be combined with bureaucratic rules. Specifically, we analyze how the Science Committee established at Tilburg University in 2012 has navigated different governance modes, resulting in a normatively grounded and efficient approach to fostering RI. Based on this case, we formulate recommendations to research institutions on how to combine rules and commitment.

研究诚信 (RI) 是值得信赖的研究的关键。规则对于制定 RI 标准和改进研究实践非常重要,但它们可能会导致官僚主义加剧;如果研究人员不对 RI 做出相应的承诺,规则就不可能改进研究实践。在本文中,我们将探讨如何将规则与承诺结合起来,促进研究创新。研究机构可以利用市场(利用激励机制)、官僚机构(利用规则)和网络流程(通过承诺和协议)来管理 RI。根据哈贝马斯的 "交流行动理论",我们认为,作为生活世界的一部分,网络过程可以使系统(即市场或官僚治理模式)合法化。这可以有效地规范和支持区域一体化实践。系统也可以成为主导,压制共识进程。促进 RI 需要在网络、市场和官僚治理模式之间取得平衡。我们分析了机构对一个严重的 RI 案例的反应,以说明网络过程如何与官僚规则相结合。具体地说,我们分析了蒂尔堡大学于 2012 年成立的科学委员会如何驾驭不同的治理模式,从而形成一种以规范为基础的高效方法来促进 RI。基于这一案例,我们就如何将规则与承诺相结合向研究机构提出了建议。
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引用次数: 0
Perception of organizational climate by university staff and students in medicine and humanities: A qualitative study. 大学医学和人文科学专业师生对组织氛围的感知:定性研究。
IF 2.8 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-10-01 Epub Date: 2023-02-09 DOI: 10.1080/08989621.2023.2173586
Marin Viđak, Vicko Tomić, Ivan Buljan, Ružica Tokalić, Ana Marušić

Organizational climate and culture are important for research organizations because they foster research integrity and responsible conduct of research, reduce questionable research practices, and improve job satisfaction. The aim of our study was to explore how employees and students perceive organizational climate and its consequences in the university setting. We conducted semi-structured interviews with senior students and employees (teaching and non-teaching staff) from two different university schools: School of Medicine and Faculty of Humanities and Social Sciences. Participants were asked questions regarding perceived climate, working environment, and the role of the institution. The data were analyzed using reflexive thematic analysis approach. Three themes were identified. The first theme addressed the difference in the perception and understanding of organizational climate. The second theme dealt with institutional issues emanating from organizational climate. The third theme described the behavior of stakeholders in the formation of organizational climate. Organizational climate is important concept in academic organizations as it influences both employees, particularly early career researchers, and students. Institutional leadership can strongly influence organizational climate, which can in turn affect job and job satisfaction. Due to the importance of personal morality on everyday decision-making, virtue-based research integrity training could be useful in improving academic institutions' organizational climate.

组织氛围和文化对研究机构非常重要,因为它们可以促进研究诚信和负责任的研究行为,减少有问题的研究做法,并提高工作满意度。我们的研究旨在探讨在大学环境中,员工和学生如何看待组织氛围及其影响。我们对来自两所不同大学学院的高年级学生和员工(教学人员和非教学人员)进行了半结构化访谈:这两所大学分别是医学院和人文与社会科学学院。我们向受访者提出了有关氛围、工作环境和学校角色的问题。采用反思性主题分析方法对数据进行了分析。确定了三个主题。第一个主题涉及对组织氛围的认知和理解的差异。第二个主题涉及由组织氛围引发的机构问题。第三个主题描述了利益相关者在组织氛围形成过程中的行为。组织氛围是学术组织中的一个重要概念,因为它同时影响着员工(尤其是早期职业研究人员)和学生。机构领导力会强烈影响组织氛围,而组织氛围又会影响工作和工作满意度。鉴于个人道德对日常决策的重要性,以美德为基础的科研诚信培训有助于改善学术机构的组织氛围。
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引用次数: 0
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Accountability in Research-Policies and Quality Assurance
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