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Accountability in Research-Policies and Quality Assurance最新文献

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New collaborative statement by bioethics journal editors on generative AI use. 《生物伦理学杂志》编辑关于生成人工智能使用的新合作声明。
IF 3.4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-12-01 Epub Date: 2023-12-26 DOI: 10.1080/08989621.2023.2276169
Lisa M Rasmussen
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引用次数: 0
Citation bias, diversity, and ethics. 引文偏见、多样性和道德规范。
IF 3.4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-12-01 Epub Date: 2022-08-18 DOI: 10.1080/08989621.2022.2111257
Keisha S Ray, Perry Zurn, Jordan D Dworkin, Dani S Bassett, David B Resnik

How often a researcher is cited usually plays a decisive role in that person's career advancement, because academic institutions often use citation metrics, either explicitly or implicitly, to estimate research impact and productivity. Research has shown, however, that citation patterns and practices are affected by various biases, including the prestige of the authors being cited and their gender, race, and nationality, whether self-attested or perceived. Some commentators have proposed that researchers can address biases related to social identity or position by including a Citation Diversity Statement in a manuscript submitted for publication. A Citation Diversity Statement is a paragraph placed before the reference section of a manuscript in which the authors address the diversity and equitability of their references in terms of gender, race, ethnicity, or other factors and affirm a commitment to promoting equity and diversity in sources and references. The present commentary considers arguments in favor of Citation Diversity Statements, and some practical and ethical issues that these statements raise.

研究人员被引用的频率通常对其职业发展起着决定性作用,因为学术机构通常会或明或暗地使用引用指标来评估研究影响力和生产力。然而,研究表明,引用模式和实践会受到各种偏见的影响,包括被引用作者的声望以及他们的性别、种族和国籍(无论是自证的还是被认为的)。一些评论家提出,研究人员可以通过在投稿中加入 "引文多样性声明 "来解决与社会身份或地位相关的偏见。引文多样性声明是稿件参考文献部分之前的一段话,作者在这段话中从性别、种族、民族或其他因素的角度阐述参考文献的多样性和公平性,并承诺促进来源和参考文献的公平性和多样性。本评论探讨了支持引文多样性声明的论点,以及这些声明提出的一些实际和伦理问题。
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引用次数: 0
Industry effects on evidence: a case study of long-acting injectable antipsychotics. 工业对证据的影响:长效注射抗精神病药物的案例研究。
IF 3.4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-12-01 Epub Date: 2022-06-07 DOI: 10.1080/08989621.2022.2082289
Lisa Cosgrove, Barbara Mintzes, Harold J Bursztajn, Gianna D'Ambrozio, Allen F Shaughnessy

A vigorously debated issue in the psychiatric literature is whether long-acting injectable antipsychotics (LAIs) show clinical benefit over antipsychotics taken orally. In addressing this question, it is critical that systematic reviews incorporate risk of bias assessments of trial data in a robust way and are free of undue industry influence. In this paper, we present a case analysis in which we identify some of the design problems in a recent systematic review on LAIs vs oral formulations. This case illustrates how evidence syntheses that are shaped by commercial interests may undermine patient-centered models of recovery and care. We offer recommendations that address both the bioethical and research design issues that arise in the systematic review process when researchers have financial conflicts of interest.

精神病学文献中一个激烈争论的问题是长效注射抗精神病药物(LAIs)是否比口服抗精神病药物更有临床疗效。在解决这一问题时,至关重要的是,系统评价应以稳健的方式纳入试验数据的偏倚风险评估,并且不受不当的行业影响。在本文中,我们提出了一个案例分析,其中我们在最近对LAIs与口服制剂的系统回顾中确定了一些设计问题。这个案例说明了由商业利益塑造的证据综合如何破坏以病人为中心的康复和护理模式。当研究人员有经济利益冲突时,我们提供解决系统评价过程中出现的生物伦理和研究设计问题的建议。
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引用次数: 0
A randomized trial alerting authors, with or without coauthors or editors, that research they cited in systematic reviews and guidelines has been retracted. 一项随机试验,提醒作者(无论有无共同作者或编辑)他们在系统综述和指南中引用的研究已被撤回。
IF 3.4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-12-01 Epub Date: 2022-06-26 DOI: 10.1080/08989621.2022.2082290
Alison Avenell, Mark J Bolland, Greg D Gamble, Andrew Grey

Retracted clinical trials may be influential in citing systematic reviews and clinical guidelines. We assessed the influence of 27 retracted trials on systematic reviews and clinical guidelines (citing publications), then alerted authors to these retractions. Citing publications were randomized to up to three e-mails to contact author with/without up to two coauthors, with/without the editor. After one year we assessed corrective action. We included 88 citing publications; 51% (45/88) had findings likely to change if retracted trials were removed, 87% (39/45) likely substantially. 51% (44/86) of contacted citing publications replied. Including three authors rather than the contact author alone was more likely to elicit a reply (P = 0.03). Including the editor did not increase replies (P = 0.66). Whether findings were judged likely to change, and size of the likely change, had no effect on response rate or action taken. One year after e-mails were sent only nine publications had published notifications. E-Mail alerts to authors and editors are inadequate to correct the impact of retracted publications in citing systematic reviews and guidelines. Changes to bibliographic and referencing systems, and submission processes are needed. Citing publications with retracted citations should be marked until authors resolve concerns.

撤稿的临床试验可能会影响系统综述和临床指南的引用。我们评估了27项撤稿试验对系统综述和临床指南(引用出版物)的影响,然后提醒作者注意这些撤稿试验。引用刊物的作者会随机收到最多三封电子邮件,联系作者(最多两名共同作者)、编辑(最多两名共同作者)和编辑(最多两名共同作者)。一年后,我们对纠正措施进行评估。我们收录了88篇引用出版物;如果撤销试验,51%(45/88)的研究结果可能会发生变化,87%(39/45)的研究结果可能会发生实质性变化。51%(44/86)联系过的引用出版物做出了回复。包括三位作者而非仅联系作者更有可能得到回复(P = 0.03)。包括编辑并没有增加回复率(P = 0.66)。是否判断研究结果可能发生变化以及可能发生变化的大小对回复率或采取的行动没有影响。电子邮件发送一年后,只有九家刊物发表了通知。向作者和编辑发送电子邮件提醒不足以纠正撤稿出版物对引用系统综述和指南的影响。需要对书目和参考文献系统以及投稿流程进行修改。在作者解决相关问题之前,引用被撤稿的出版物应做标记。
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引用次数: 5
A policy toolkit for authorship and dissemination policies may benefit NIH research consortia. 作者身份和传播政策工具包可能有利于美国国立卫生研究院的研究联合体。
IF 3.4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-12-01 Epub Date: 2022-09-01 DOI: 10.1080/08989621.2022.2116318
Linda Brubaker, Jesse Nodora, Tamara Bavendam, John Connett, Amy M Claussen, Cora E Lewis, Kyle Rudser, Siobhan Sutcliffe, Jean F Wyman, Janis M Miller

Authorship and dissemination policies vary across NIH research consortia. We aimed to describe elements of real-life policies in use by eligible U01 clinical research consortia. Principal investigators of eligible, active U01 clinical research projects identified in the NIH Research Portfolio Online Reporting Tools database shared relevant policies. The characteristics of key policy elements, determined a priori, were reviewed and quantified, when appropriate. Twenty one of 81 research projects met search criteria and provided policies. K elements (e.g., in quotations): "manuscript proposals reviewed and approved by committee" (90%); "guidelines for acknowledgements" (86%); "writing team formation" (71%); "process for final manuscript review and approval" (71%), "responsibilities for lead author" (67%), "guidelines for other types of publications" (67%); "draft manuscript review and approval" (62%); "recommendation for number of members per consortium site" (57%); and "requirement to identify individual contributions in the manuscript" (19%). Authorship/dissemination policies for large team science research projects are highly variable. Creation of an NIH policies repository and accompanying toolkit with model language and recommended key elements could improve comprehensiveness, ethical integrity, and efficiency in team science work while reducing burden and cost on newly funded consortia and directing time and resources to scientific endeavors.

美国国立卫生研究院(NIH)各研究联盟的著作权和传播政策各不相同。我们的目标是描述符合条件的 U01 临床研究联盟所使用的实际政策要素。美国国立卫生研究院研究组合在线报告工具数据库中确定的符合条件的、正在进行的 U01 临床研究项目的主要研究者分享了相关政策。对先验确定的关键政策要素的特征进行了审查,并在适当时进行了量化。81 个研究项目中有 21 个符合搜索标准并提供了政策。K 要素(如引文):"委员会审查和批准"(90%);"致谢指南"(86%);"写作团队的组建"(71%);"最终稿件审查和批准流程"(71%);"主要作者的责任"(67%);"其他类型出版物的指南"(67%);"稿件审查和批准草案"(62%);"关于每个联合研究机构成员人数的建议"(57%);以及 "在稿件中标明个人贡献的要求"(19%)。大型团队科学研究项目的作者/发表政策差异很大。创建一个 NIH 政策库和配套的工具包,其中包括示范语言和建议的关键要素,可以提高团队科学工作的全面性、道德完整性和效率,同时减轻新资助联盟的负担和成本,并将时间和资源用于科学工作。
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引用次数: 0
Procrastination and inconsistency: Expressions of concern for publications with compromised integrity. 拖延和前后不一:对有损诚信的出版物表示关注。
IF 3.4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-12-01 Epub Date: 2022-08-18 DOI: 10.1080/08989621.2022.2112572
Andrew Grey, Alison Avenell, Mark J Bolland

Expressions of concern (EoC) can reduce the adverse effects of unreliable publications by alerting readers to concerns about publication integrity while assessment is undertaken. We investigated the use of EoC for 463 publications by two research groups for which we notified concerns about publication integrity to 142 journals and 44 publishers between March 2013 and February 2020. By December 2021, 95 papers had had an EoC, and 83 were retracted without an EoC. Median times from notification of concerns to EoC (10.4mo) or retraction without EoC (13.1mo) were similar. Among the 95 EoCs, 29 (30.5%) were followed by retraction after a median of 5.4mo, none was lifted, and 66 (69.5%) remained in place after a median of 18.1mo. Publishers with >10 notified publications issued EoCs for 0-81.8% of papers: for several publishers the proportions of notified papers for which EoCs were issued varied considerably between the 2 research groups. EoCs were issued for >30% of notified publications of randomized clinical trials and letters to the editor, and <20% of other types of research. These results demonstrate inconsistent application of EoCs between and within publishers, and prolonged times to issue and resolve EoCs.

关注表达(EoC)可以在评估过程中提醒读者关注出版物的诚信问题,从而减少不可靠出版物的负面影响。2013 年 3 月至 2020 年 2 月间,我们向 142 家期刊和 44 家出版商通报了对两个研究小组的 463 篇出版物的出版诚信问题,并对这些出版物的 EoC 使用情况进行了调查。截至 2021 年 12 月,有 95 篇论文进行了 EoC,83 篇论文在未进行 EoC 的情况下被撤稿。从接到关注通知到 EoC(10.4 个月)或未经 EoC 而撤稿(13.1 个月)的中位数时间相似。在 95 份书面意见书中,29 份(30.5%)在中位数 5.4 个月后被撤稿,没有一份被撤稿,66 份(69.5%)在中位数 18.1 个月后仍被撤稿。发表了 10 篇以上通知论文的出版商对 0-81.8% 的论文发布了撤销证书:对于一些出版商,两个研究组之间发布撤销证书的通知论文比例差异很大。在随机临床试验和致编辑的信的通知出版物中,有超过 30% 的论文被签发了评价证书,而在随机临床试验和致编辑的信中,有超过 50% 的论文被签发了评价证书。
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引用次数: 0
The research literature is an unsafe workplace. 研究文献是一个不安全的工作场所。
IF 2.8 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-11-11 DOI: 10.1080/08989621.2024.2428205
Jennifer A Byrne, Adrian G Barnett

Research is conducted in workplaces that can present safety hazards. Where researchers work in laboratories, safety hazards can arise through the need to operate complex equipment that can become unsafe if faulty or broken. The research literature also represents a workplace for millions of scientists and scholars, where publications can be considered as key research equipment. This article compares our current capacity to flag and repair faulty equipment in research laboratories versus the literature. Whereas laboratory researchers can place written notices on faulty and broken equipment to flag problems and the need for repairs, researchers have limited capacity to flag faulty research publications to other users. We argue that our current inability to flag erroneous publications quickly and at scale, combined with the lack of real-world incentives for journals and publishers to direct adequate resources toward post-publication corrections, results in the research literature representing an increasingly unsafe workplace. We describe possible solutions, such as the capacity to transfer signed PubPeer notices describing verifiable errors to relevant publications, and the reactivation of PubMed Commons.

研究工作是在可能存在安全隐患的工作场所进行的。研究人员在实验室工作时,需要操作复杂的设备,而这些设备一旦出现故障或损坏,就会导致安全隐患。研究文献也是数百万科学家和学者的工作场所,其中的出版物可被视为关键的研究设备。本文比较了我们目前对研究实验室和文献中的故障设备进行标记和维修的能力。实验室研究人员可以在故障和损坏的设备上张贴书面通知,标明问题和维修需求,而研究人员向其他用户标明故障研究出版物的能力却很有限。我们认为,我们目前无法快速、大规模地标记错误出版物,再加上现实世界中期刊和出版商缺乏激励机制,无法将足够的资源用于出版后的更正工作,这导致研究文献成为一个越来越不安全的工作场所。我们介绍了可能的解决方案,例如将描述可核实错误的签名 PubPeer 通知转移到相关出版物的能力,以及重新激活 PubMed Commons。
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引用次数: 0
A practitioner-centered policy roadmap for ethical computational social science in Germany, Austria, and Switzerland. 德国、奥地利和瑞士以实践者为中心的计算社会科学伦理政策路线图。
IF 2.8 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-11-05 DOI: 10.1080/08989621.2024.2420811
Seliem El-Sayed

Background: Computational Social Science (CSS) utilizes large digital datasets and computational methods to study human behavior, raising ethical concerns about data privacy, informed consent, and potential misuse.Methods: This study employs a constructivist grounded theory approach, analyzing 15 in-depth interviews with CSS practitioners in Germany, Austria, and Switzerland. These countries share a European legal context regarding data privacy and hereby provide a comparable regulatory environment for examining ethical considerations.Results: Findings highlight key challenges in CSS research, including power imbalances with data providers, uncertainties around surveillance and data privacy (especially with longitudinal data), and limitations of current ethics frameworks. Researchers face tensions between established ethical principles and practical realities, often feeling disempowered and lacking support from ethics boards due to their limited CSS expertise. Regulatory ambiguity further discourages research due to fear of sanctions.Conclusions: To foster responsible CSS practices, this paper recommends establishing specialized ethics boards with CSS expertise. It also advocates for acknowledging CSS's unique nature in research policy by developing tailored data guidelines and providing legal certainty through clear guidelines. Grounding recommendations in practitioners' experiences, this study offers actionable steps to help enable ethical CSS research.

背景:计算社会科学(CSS计算社会科学(CSS)利用大型数字数据集和计算方法研究人类行为,引发了有关数据隐私、知情同意和潜在滥用的伦理问题:本研究采用建构主义基础理论方法,分析了对德国、奥地利和瑞士 CSS 从业人员的 15 次深入访谈。这些国家在数据隐私方面拥有相同的欧洲法律背景,因此为研究伦理问题提供了可比的监管环境:研究结果凸显了 CSS 研究面临的主要挑战,包括与数据提供者之间的权力不平衡、监控和数据隐私(尤其是纵向数据)的不确定性以及当前伦理框架的局限性。研究人员面临着既定伦理原则与实际现实之间的矛盾,由于他们在 CSS 方面的专业知识有限,他们常常感到无能为力,也得不到伦理委员会的支持。由于担心受到制裁,法规的模糊性进一步阻碍了研究的进行:为了促进负责任的 CSS 实践,本文建议成立具有 CSS 专业知识的专门伦理委员会。本文还主张在研究政策中承认 CSS 的独特性,制定有针对性的数据指南,并通过明确的指导方针提供法律确定性。本研究以实践者的经验为基础提出了建议,并提供了可操作的步骤,以帮助开展符合伦理的 CSS 研究。
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引用次数: 0
Allowing AI co-authors is a disregard for humanization. 允许人工智能成为共同作者是对人性化的漠视。
IF 2.8 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-11-04 DOI: 10.1080/08989621.2024.2420812
Aorigele Bao, Yi Zeng

Background: In this paper, we explore the question "Why can't AI be a coauthor?" and reveal a rarely discussed reason.

Methods and results: First, allowing AI to be a coauthor disregards the uniquely human experience of writing texts. This means that human authors are seen as mere producers of texts rather than rational beings engaged in a value-added and humanized learning process expressed through the paper. The relationship between the human author and the thesis is reduced to a mere result of generation rather than a result of individual human critical thinking. Second, allowing AI to be a coauthor leads to self-delusion about one's own rationality and thus violates the responsibility to understand the world correctly. In this process of self-deception, it is not as if those who grant AI coauthor status do not realize that AI is not the same as humans; however, they self-deceivingly assume that AI has the same internal state as humans. This means that the relationship between the author and the work is no longer seen as a position to be respected, but as something probabilistic and gamified.

Conclusions: Finally, we discuss the potential consequences of these rationales, concluding that including AI as a coauthor implies a disregard for humanization.

背景:在本文中,我们探讨了 "为什么人工智能不能成为合著者?"这一问题,并揭示了一个很少被讨论的原因:首先,允许人工智能成为共同作者忽视了人类独特的文本写作经验。这意味着人类作者仅仅被视为文本的生产者,而不是参与通过论文表达的增值和人性化学习过程的理性人。人类作者与论文之间的关系被简化为单纯的生成结果,而不是人类个体批判性思维的结果。其次,让人工智能成为共同作者会导致对自身理性的自欺欺人,从而违背正确认识世界的责任。在这个自欺欺人的过程中,给予人工智能共同作者身份的人并非没有意识到人工智能与人类并不相同,而是自欺欺人地认为人工智能与人类具有相同的内在状态。这意味着,作者与作品之间的关系不再被视为一种值得尊重的地位,而是一种概率化和游戏化的东西:最后,我们讨论了这些理由的潜在后果,并得出结论:将人工智能列为共同作者意味着对人性化的漠视。
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引用次数: 0
'I don't believe in the neutrality of research. OK?' Mapping researchers' attitudes toward values in science. 我不相信研究的中立性。好吗?研究人员对科学价值的态度。
IF 2.8 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2024-11-02 DOI: 10.1080/08989621.2024.2423358
Jacopo Ambrosj, Hugh Desmond, Kris Dierickx

Background: Codes of conduct for research integrity provide ambivalent guidance on the role that the values of society as well as political and economic interests can or should play in scientific research. The development of clearer guidance on this matter in the future should consider the attitudes of researchers.Methods: We conducted 24 semi-structured interviews with holders of grants from the European Research Council and performed an inductive thematic analysis thereof.Results: We developed 4 themes reflecting 4 main attitudes of researchers toward the interactions between values and science: awareness, concern, confidence, and embracement. While interviewees recognized that science is not completely value-free (awareness), they still seemed to hold on to the so-called value-free ideal of science as a professional norm to minimize bias (concern, confidence). However, they showed awareness of the beneficial influence that values like diversity can have on research (embracement).Conclusions: Codes such as the European Code of Conduct for Research Integrity tend not to problematize the tensions that emerge from having the value-free ideal of science as a norm and being guided by the values of society. Our findings suggest the time might be ripe for research integrity codes to address more directly the value issues intrinsic to science.

背景:研究诚信行为准则就社会价值观以及政治和经济利益在科学研究中可以或应该发挥的作用提供了模棱两可的指导。今后在制定更明确的指导意见时,应考虑研究人员的态度:方法:我们对欧洲研究理事会资助的研究人员进行了 24 次半结构式访谈,并对访谈结果进行了归纳式主题分析:我们提出了 4 个主题,反映了研究人员对价值观与科学之间相互作用的 4 种主要态度:认识、关注、信心和接受。虽然受访者认识到科学并非完全无价值(认识),但他们似乎仍然坚持所谓的科学无价值理想,将其作为一种职业规范,以尽量减少偏见(关注、信心)。不过,他们也意识到多样性等价值观对研究的有益影响(接受):结论:《欧洲科研诚信行为准则》等准则往往没有解决将无价值的科学理想作为准则与以社会价值观为指导之间的矛盾。我们的研究结果表明,研究诚信准则更直接地解决科学内在价值问题的时机可能已经成熟。
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引用次数: 0
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Accountability in Research-Policies and Quality Assurance
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