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Accountability in Research-Policies and Quality Assurance最新文献

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Closing the paper mines. 关闭纸矿。
IF 4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2026-02-04 DOI: 10.1080/08989621.2026.2626740
Adrian Barnett, Jennifer Byrne

Scientific fakery is a centuries old problem. Twinned with the long history of hard-working scientists earning fame for genuine discoveries, runs a tawdry history of those who were willing fabricate results to falsely gain prestige. Fraud in the past relied on bespoke fakery, but today's fraudsters can exploit the online scientific world to quickly create realistic looking papers on an industrial scale. Fraudsters are using open data sets to create meaningless analyses and combining these results with text from large language models. There has been an explosion of these low value papers using openly available and highly regarded data sets, such as the US National Health and Nutrition Examination Survey (NHANES). The paper miners will likely exploit whatever open data resources they can find until data custodians put more stringent controls in place, or journals and publishers push back. Some scientific data may be too open, even though making research data openly available is a recommended policy for increasing research integrity. Journals and researchers need to be aware of this new threat to research integrity.

科学造假是一个有几个世纪历史的问题。与辛勤工作的科学家因真正的发现而赢得声誉的悠久历史相结合的是,那些愿意捏造结果以虚假地获得声望的人也有一段庸俗的历史。过去的欺诈依赖于定制的伪造,但今天的欺诈者可以利用在线科学世界快速地在工业规模上制作逼真的论文。欺诈者正在使用开放的数据集进行无意义的分析,并将这些结果与大型语言模型中的文本相结合。使用诸如美国国家健康与营养检查调查(NHANES)等公开可用且备受推崇的数据集的低价值论文数量激增。纸质矿工可能会利用他们能找到的任何开放数据资源,直到数据保管人实施更严格的控制,或者期刊和出版商抵制。一些科学数据可能过于开放,尽管公开提供研究数据是提高研究诚信的一项建议政策。期刊和研究人员需要意识到这种对研究诚信的新威胁。
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引用次数: 0
On the potential value conflict between scientific knowledge production and fair recognition of authorship. 论科学知识生产与作者公平承认之间潜在的价值冲突。
IF 4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2026-02-02 DOI: 10.1080/08989621.2026.2623480
Gert Helgesson, William Bülow

The value of scientific knowledge and fairness in distribution of academic credit are core values in research publication. However, it is little discussed in the literature that these values may come into conflict, particularly in interdisciplinary research. The point of this paper is to acknowledge and describe the conflict and discuss potential solutions. We use collaborations between pre-clinical (laboratory) researchers and clinicians at hospitals as an exemplifying case. We conclude that, without changing the preconditions for the value conflict, there is no general solution involving systematically prioritizing one value over the other. However, a potential way out of the conflict would be a general shift from authorship to contributorship regarding evaluation of contributions, but required routines are presently not in place with most journals.

科学知识的价值和学术信用分配的公平是科研出版的核心价值。然而,在文献中很少讨论这些价值观可能会发生冲突,特别是在跨学科研究中。本文的重点是承认和描述冲突,并讨论可能的解决方案。我们使用临床前(实验室)研究人员和医院临床医生之间的合作作为示例案例。我们得出的结论是,如果不改变价值冲突的前提条件,就不存在将一种价值系统地优先于另一种价值的通用解决方案。然而,一种潜在的解决冲突的方法是在评估贡献方面从作者到贡献者的普遍转变,但目前大多数期刊都没有必要的惯例。
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引用次数: 0
To be or not to be value-free? A tension in the European Code of Conduct for Research Integrity. 是价值自由还是不价值自由?欧洲研究诚信行为准则的紧张局势。
IF 4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2026-01-31 DOI: 10.1080/08989621.2026.2622302
Jacopo Ambrosj, Kris Dierickx, Hugh Desmond

In this paper, we document a tension in the European Code of Conduct for Research Integrity: the Code seeks to limit the influence of non-epistemic values, and yet, it recognizes that such values play a legitimate role in research. By comparing various versions of the Code, we argue that, over time, there has been less explicit recognition of the complexity of the relation between research and societal values. Currently, the Code does not give guidance on what value influence count as undesirable or as "undue pressure," and conflates the issues of value-freedom and scientific freedom. As the impact of non-epistemic values is becoming increasingly evident, we recommend that future codes start by explicitly acknowledging the challenges inherent in the relation between science and societal values, and we offer an example of how the ECoC could be revised to meet this recommendation.

在本文中,我们记录了《欧洲研究诚信行为准则》中的一个紧张关系:该准则试图限制非认识论价值观的影响,然而,它承认这些价值观在研究中发挥着合法作用。通过比较《准则》的不同版本,我们认为,随着时间的推移,人们对研究与社会价值之间关系的复杂性的认识越来越不明确。目前,《准则》并未就何种价值影响被视为不受欢迎或“不当压力”提供指导,并将价值自由和科学自由混为一谈。随着非认识论价值观的影响越来越明显,我们建议未来的准则首先明确承认科学与社会价值观之间关系中固有的挑战,我们提供了一个例子,说明如何修改生态准则以满足这一建议。
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引用次数: 0
Emerging ethical duties in AI-mediated research: A case of data sovereignty in applying cross-national regulation. 在人工智能介导的研究中出现的伦理责任:应用跨国监管的数据主权案例。
IF 4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2026-01-31 DOI: 10.1080/08989621.2026.2623487
Ricardo Ayala, Pedro Hervé-Fernández

Background: Artificial intelligence (AI) is reshaping research practices, yet its ethical implications remain under‑examined, particularly in cross‑national contexts.

Objective: To explore how AI integration into environmental science complicates informed consent, privacy and data sovereignty, and to identify the ethical duties that follow for researchers.

Case context: Drawing on a Chilean case study that adopts the European Union's General Data Protection Regulation (GDPR) as a normative framework, we focus on everyday AI‑mediated tools embedded in research infrastructures (e.g., transcription, cloud services, meeting assistants) and the tensions they introduce.

Findings: AI intensifies -rather than replaces- ethical accountability, especially where legal protections are weak or infrastructures unequal. Algorithmic opacity constrains researcher autonomy and undermines data sovereignty.

Conclusions: A governance approach grounded in data sovereignty and researcher autonomy is required to safeguard consent, privacy, and accountability in AI‑mediated research.

Implications for policy and practice: We propose a revised model of ethical governance to support researchers working across fragmented regulations and opaque AI systems.

背景:人工智能(AI)正在重塑研究实践,但其伦理影响仍在审查中,特别是在跨国背景下。目的:探讨人工智能与环境科学的融合如何使知情同意、隐私和数据主权复杂化,并确定研究人员的伦理责任。案例背景:借鉴采用欧盟通用数据保护条例(GDPR)作为规范框架的智利案例研究,我们重点关注嵌入研究基础设施(例如转录、云服务、会议助理)中的日常人工智能中介工具及其带来的紧张关系。研究发现:人工智能加强了——而不是取代——道德责任,尤其是在法律保护薄弱或基础设施不平等的地方。算法不透明限制了研究人员的自主权,破坏了数据主权。结论:需要一种基于数据主权和研究人员自主权的治理方法来保护人工智能介导研究中的同意、隐私和问责制。对政策和实践的影响:我们提出了一个修订的道德治理模型,以支持研究人员在支离破碎的法规和不透明的人工智能系统中工作。
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引用次数: 0
Analyzing the concept of independence in psychedelic research. 浅析迷幻药研究中的独立性概念。
IF 4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2026-01-14 DOI: 10.1080/08989621.2025.2601225
Katherine Cheung, Rebecca Ehrenkranz, Brian D Earp, Edward Jacobs, David B Yaden

A number of proposals across different fields have suggested incorporating "independent" actors into the research process as a way to manage potential bias. For example, in response to allegations of bias in psychedelic science, some have suggested the idea of independent auditors for adverse events, as well as the incorporation of independent researchers into the research teams of psychedelic trials. However, despite growing interest in these methods, the concept of independence itself remains frequently undefined. Moreover, although introducing independent actors may seem like a prima facie beneficial solution to help reduce bias and improve the scientific rigor of research, it may come with significant drawbacks as well. Here, we argue that the sense of independence on which these proposals for independent actors implicitly rely on is freedom from any influence that might alter the actors' choices in a way that reduces the trustworthiness or accuracy of research findings. Whether it is possible to identify and involve such actors without incurring trade-offs with other scientific desiderata (e.g. due to the risk of inadequate expertise) is then further explored. We conclude by providing two models in law and science that may be helpful to draw upon if seeking to incorporate independent actors.

不同领域的许多提案都建议将“独立”行为者纳入研究过程,作为管理潜在偏见的一种方式。例如,针对致幻剂科学存在偏见的指控,一些人建议对不良事件进行独立审计,并将独立研究人员纳入致幻剂试验的研究团队。然而,尽管人们对这些方法越来越感兴趣,但独立性的概念本身仍然经常没有定义。此外,尽管引入独立参与者似乎是一种表面上有益的解决方案,有助于减少偏见,提高研究的科学严谨性,但它也可能带来重大缺陷。在这里,我们认为这些独立行为者的建议隐含地依赖于独立意识,即不受任何可能以降低研究结果可信度或准确性的方式改变行为者选择的影响。然后进一步探讨是否有可能在不引起与其他科学需要的权衡(例如,由于缺乏专门知识的风险)的情况下确定和参与这些行为者。最后,我们提供了两种法律和科学模式,如果寻求将独立行为者纳入其中,可能会有所帮助。
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引用次数: 0
Consequences of undisclosed conflicts of interest in academic publishing. 学术出版中未公开利益冲突的后果。
IF 4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2026-01-14 DOI: 10.1080/08989621.2026.2616765
Lili Yang, Jiamin Lv, Jufang Shao, Panzhi Wang, Siyun Xu, Rongwang Yang

Background: Failure to declare a conflict of interest (COI) may bias research outcomes and undermine the integrity of readers' decision-making. This study aims to examine common practices in health sciences where COIs were inadequately disclosed.

Methods: We identified and analyzed papers with post-publication COI issues by searching PubMed/MEDLINE, Web of Science and Retraction Watch Databases.

Results: A total of 328 medical papers were identified with COI issues. Among them, 128 (39.0%) articles were retracted, 53 (16.2%) received expressions of concern, and 147 (44.8%) were corrected. Most actions (224, 68.2%) were initiated by editors or publishers. Despite these issues, papers reached a median of 4 post-publication citations. Of 189 papers failing to declare financial COIs, 33.8% were retracted, while 61.2% received corrections or expressions of concern.

Conclusions: Journals should adopt more detailed guidelines for COI disclosures and standardizing retraction notices to improve transparency. There is an urgent need for robust mechanisms to address potential COI issues effectively and to encourage authors to disclose COI transparently. Furthermore, to mitigate the risk of retractions, expressions of editorial concern, or corrections, these disclosure protocols must remain enforceable even post-publication.

背景:未申报利益冲突(COI)可能会使研究结果产生偏差,并破坏读者决策的完整性。本研究的目的是检查卫生科学中coi未充分披露的常见做法。方法:通过检索PubMed/MEDLINE、Web of Science和Retraction Watch数据库,对存在发表后COI问题的论文进行鉴定和分析。结果:共鉴定出328篇医学论文存在COI问题。其中,撤稿128篇(39.0%),关注表达53篇(16.2%),更正147篇(44.8%)。大多数行动(22.4,68.2%)是由编辑或出版商发起的。尽管存在这些问题,论文发表后被引用的中位数还是达到了4次。在189篇未申报财务coi的论文中,33.8%的论文被撤回,61.2%的论文得到了更正或关注。结论:期刊应采用更详细的COI披露指南,并规范撤稿通知,以提高透明度。迫切需要健全的机制来有效地解决潜在的COI问题,并鼓励作者透明地披露COI。此外,为了降低撤稿、表达编辑关注或更正的风险,这些披露协议即使在发表后也必须保持可执行性。
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引用次数: 0
Low awareness, informal channels: How LIS researchers perceive retracted papers and its implications for research integrity. 低意识,非正式渠道:LIS研究人员如何看待撤稿论文及其对研究诚信的影响。
IF 4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2026-01-14 DOI: 10.1080/08989621.2026.2614062
Liu Yiru, Liu Yi, Yuan Zihan

Purpose/significance: This study investigates the awareness, perceptions, and responses of library and information science (LIS) researchers toward retracted papers, aiming to inform the improvement of research integrity governance.

Method/process: A questionnaire survey of 280 LIS researchers examined their sources of retraction information, understanding of causes, perceived consequences, and attitudes toward evaluation. The influence of academic background, publication volume, and discipline was also explored.

Result/conclusion: Findings indicate generally low retraction awareness and a primary reliance on informal channels. Critically, the analysis reveals several nuanced patterns: (1) Significant disciplinary differences exist in perceiving retraction causes; (2) Opinions are sharply divided on including retraction records in research evaluation, reflecting concerns about uniform responsibility attribution; (3) A considerable proportion of researchers mistakenly view retraction's impact as reversible. These attitudes are strongly associated with educational background and publication experience. In response, this paper proposes five key recommendations: establishing authoritative retraction platforms, improving journal retraction mechanisms, differentiating retraction types in evaluation, strengthening integrity education, and building a coordinated governance framework. These measures contribute to fostering a more transparent, fair, and sustainable scholarly correction ecosystem.

目的/意义:本研究旨在探讨图书馆情报学研究者对撤稿论文的认知、认知和反应,为研究诚信治理的改进提供参考。方法/过程:对280名LIS研究人员进行问卷调查,检查他们的撤稿信息来源、对原因的理解、对后果的感知以及对评价的态度。探讨了学术背景、出版物数量和学科的影响。结果/结论:研究结果表明,一般情况下,患者的牵回意识较低,主要依赖于非正式渠道。重要的是,分析揭示了几个微妙的模式:(1)在感知撤稿原因方面存在显著的学科差异;(2)在将撤回记录纳入研究评价方面意见分歧严重,反映出对统一责任归属的担忧;(3)相当一部分研究者错误地认为撤稿的影响是可逆的。这些态度与教育背景和出版经验密切相关。为此,本文提出了建立权威撤稿平台、完善期刊撤稿机制、区分评价撤稿类型、加强诚信教育、构建协调治理框架等五大建议。这些措施有助于建立一个更加透明、公平和可持续的学术纠错生态系统。
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引用次数: 0
Guidelines needed for the use of AI in the preparation or review of IRB, IBC, and IACUC applications. 在IRB、IBC和IACUC申请的准备或审查中使用人工智能所需的指南。
IF 4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2026-01-08 DOI: 10.1080/08989621.2025.2612564
Mohammad Hosseini, Daniel Eisenman, James Riddle, Stephanie Pyle, Anju Peters, Nichelle Cobb, And Kristi Holmes

Three oversight bodies review research proposals to help ensure the safe and responsible conduct of biomedical research, each focusing on unique aspects of research ethics: institutional review boards (IRBs), institutional biosafety committees (IBCs), and institutional animal care and use committees (IACUCs). The role of artificial intelligence (AI) in research oversight is rapidly expanding, specifically when preparing and reviewing applications. Although using AI may reduce administrative costs and burdens, it also may create new concerns since AI tools can make mistakes of fact and reasoning, and are susceptible to bias. Furthermore, outsourcing ethical planning and oversight of research to AI could compromise ethical understanding. Although the arguments for/against using AI in preparation or review of IRB, IBC, or IACUC differ fundamentally from those concerning AI use in manuscript writing/peer review, currently there is minimal guidance about the responsible use of AI in research oversight from government agencies, professional organizations, universities, hospitals, and other entities that conduct research. We argue that 1) to minimize the risks of using AI in research oversight, additional guidance is urgently needed; and 2) humans must always be the final decider because ethical planning and oversight involve value judgments that should not be outsourced to AI.

三个监督机构审查研究提案,以帮助确保安全和负责任的生物医学研究行为,每个机构都侧重于研究伦理的独特方面:机构审查委员会(irb)、机构生物安全委员会(IBCs)和机构动物护理和使用委员会(IACUCs)。人工智能(AI)在研究监督中的作用正在迅速扩大,特别是在准备和审查申请时。虽然使用人工智能可以减少行政成本和负担,但它也可能产生新的担忧,因为人工智能工具可能会犯事实和推理错误,并且容易受到偏见的影响。此外,将伦理规划和研究监督外包给人工智能可能会损害伦理理解。尽管支持/反对在IRB、IBC或IACUC的准备或审查中使用人工智能的论点与在手稿写作/同行评审中使用人工智能的论点存在根本差异,但目前,政府机构、专业组织、大学、医院和其他进行研究的实体对在研究监督中负责任地使用人工智能的指导很少。我们认为,1)为了最大限度地降低在研究监督中使用人工智能的风险,迫切需要额外的指导;2)人类必须永远是最终的决策者,因为道德规划和监督涉及价值判断,不应该外包给人工智能。
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引用次数: 0
Research prioritization and societal accountability in corporatised healthcare services - What can Responsible Innovation offer? 公司化医疗保健服务的研究优先级和社会责任——负责任的创新能提供什么?
IF 4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2026-01-02 DOI: 10.1080/08989621.2025.2611383
Siun Gallagher, Sara Attinger, Ian Kerridge, Robert J Norman, Wendy Lipworth

In many parts of the world, an increasing number of clinical healthcare services are delivered through corporations. These corporations are also increasingly required to shape and undertake vital medical research. In this paper we outline the challenges of setting research priorities in corporatised clinics and ensuring that researchers are accountable to society and alert to the broader societal impacts of their work. We propose that the approach to research governance known as "Responsible Innovation" might provide a useful framework for selecting and shaping corporate research priorities so that they are grounded in population health priorities and wider social benefit. Responsible innovation also provides guidance for engaging patients, consumers, regulators and payers in constructive collaboration with researchers; encouraging ethical reflection by both corporations and individual scientists; and promoting responsiveness to contingencies in the processes, outcomes, and reception of research.

在世界许多地方,越来越多的临床保健服务是通过公司提供的。这些公司也越来越多地被要求参与和承担重要的医学研究。在本文中,我们概述了在公司化诊所设置研究优先级的挑战,并确保研究人员对社会负责,并警惕其工作的更广泛的社会影响。我们建议,被称为“负责任的创新”的研究治理方法可能为选择和塑造公司研究优先事项提供一个有用的框架,以便它们以人口健康优先事项和更广泛的社会效益为基础。负责任的创新还为患者、消费者、监管机构和支付方与研究人员开展建设性合作提供指导;鼓励企业和科学家个人进行道德反思;促进对研究过程、结果和接受中的突发事件的反应。
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引用次数: 0
A practitioner-centered policy roadmap for ethical computational social science in Germany, Austria, and Switzerland. 德国、奥地利和瑞士以实践者为中心的计算社会科学伦理政策路线图。
IF 4 1区 哲学 Q1 MEDICAL ETHICS Pub Date : 2026-01-01 Epub Date: 2024-11-05 DOI: 10.1080/08989621.2024.2420811
Seliem El-Sayed

Background: Computational Social Science (CSS) utilizes large digital datasets and computational methods to study human behavior, raising ethical concerns about data privacy, informed consent, and potential misuse.Methods: This study employs a constructivist grounded theory approach, analyzing 15 in-depth interviews with CSS practitioners in Germany, Austria, and Switzerland. These countries share a European legal context regarding data privacy and hereby provide a comparable regulatory environment for examining ethical considerations.Results: Findings highlight key challenges in CSS research, including power imbalances with data providers, uncertainties around surveillance and data privacy (especially with longitudinal data), and limitations of current ethics frameworks. Researchers face tensions between established ethical principles and practical realities, often feeling disempowered and lacking support from ethics boards due to their limited CSS expertise. Regulatory ambiguity further discourages research due to fear of sanctions.Conclusions: To foster responsible CSS practices, this paper recommends establishing specialized ethics boards with CSS expertise. It also advocates for acknowledging CSS's unique nature in research policy by developing tailored data guidelines and providing legal certainty through clear guidelines. Grounding recommendations in practitioners' experiences, this study offers actionable steps to help enable ethical CSS research.

背景:计算社会科学(CSS计算社会科学(CSS)利用大型数字数据集和计算方法研究人类行为,引发了有关数据隐私、知情同意和潜在滥用的伦理问题:本研究采用建构主义基础理论方法,分析了对德国、奥地利和瑞士 CSS 从业人员的 15 次深入访谈。这些国家在数据隐私方面拥有相同的欧洲法律背景,因此为研究伦理问题提供了可比的监管环境:研究结果凸显了 CSS 研究面临的主要挑战,包括与数据提供者之间的权力不平衡、监控和数据隐私(尤其是纵向数据)的不确定性以及当前伦理框架的局限性。研究人员面临着既定伦理原则与实际现实之间的矛盾,由于他们在 CSS 方面的专业知识有限,他们常常感到无能为力,也得不到伦理委员会的支持。由于担心受到制裁,法规的模糊性进一步阻碍了研究的进行:为了促进负责任的 CSS 实践,本文建议成立具有 CSS 专业知识的专门伦理委员会。本文还主张在研究政策中承认 CSS 的独特性,制定有针对性的数据指南,并通过明确的指导方针提供法律确定性。本研究以实践者的经验为基础提出了建议,并提供了可操作的步骤,以帮助开展符合伦理的 CSS 研究。
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引用次数: 0
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Accountability in Research-Policies and Quality Assurance
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