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Global data governance at a turning point? Rethinking China-U.S. cross-border data flow regulatory models 全球数据治理正处于转折点?反思中美跨境数据流监管模式
IF 3.3 3区 社会学 Q1 LAW Pub Date : 2024-09-30 DOI: 10.1016/j.clsr.2024.106061
China and the United States have traditionally represented the ‘security paradigm’ and ‘freedom paradigm’ in their regulatory approaches to cross-border data flow. However, with the introduction of new rules governing these flows in both countries, this article challenges that perspective and explores the potential implications of this shift for global data governance. Specifically, it analyzes how the recent regulations in China and the United States serve as critical turning points affecting the transition between these paradigms, focusing on the overall regulatory frameworks and institutional developments in both nations. The article provides legal, institutional, and case-based examples to illustrate these changes. Furthermore, it offers a comparative analysis of the existing models for cross-border data flow regulation between China and the United States. Targeted compliance advice is provided for multinational corporations and other businesses frequently engaging in international operations that may be impacted by these regulatory changes. This research aims to deliver comprehensive insights into the latest regulatory developments in both countries and their existing models for cross-border data governance, thereby assisting enterprises in developing effective compliance strategies in practice.
中国和美国对跨境数据流的监管方式历来代表着 "安全范式 "和 "自由范式"。然而,随着中美两国出台新的数据流监管规则,本文对这一观点提出了挑战,并探讨了这一转变对全球数据治理的潜在影响。具体来说,文章分析了中国和美国最近的法规如何成为影响这些模式之间过渡的关键转折点,重点关注两国的整体监管框架和制度发展。文章提供了法律、制度和案例来说明这些变化。此外,文章还对中美跨境数据流监管的现有模式进行了比较分析。文章为可能受到这些监管变化影响的跨国公司和其他经常从事国际业务的企业提供了有针对性的合规建议。本研究旨在全面解读中美两国最新的监管动态及其现有的跨境数据治理模式,从而帮助企业在实践中制定有效的合规策略。
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引用次数: 0
Collective cyber situational awareness in EU. A political project of difficult legal realisation? 欧盟的集体网络态势感知。法律上难以实现的政治项目?
IF 3.3 3区 社会学 Q1 LAW Pub Date : 2024-09-23 DOI: 10.1016/j.clsr.2024.106055
From 2020 onward, the European cybersecurity strategy has seen a major reformulation of its objectives given the changed international environment. The policy documents reveal an interest in the establishment of an increasingly integrated overall security system, in which the relevant institutions of the Union have a central role. Among the various aspects considered is the establishment of a “collective situational awareness” based on the exchange of security information between Member States and European authorities, as well as between the Union authorities themselves. The sharing of security information is certainly an expression of the capacity for cooperation among Member States in the “Area of Freedom, Security and Justice” of the European Union. The analysis proposed in this contribution aims to study the organisation and procedures of information exchange to counter cyber threats (cybersecurity information sharing) in light of recent legislative interventions in the field of cybersecurity. After analysing the evolution of European administrations, and the tools employed in cybersecurity information sharing practices, the investigation focuses on the dynamic profiles related to the treatment of personal data and sensitive and classified information contained in said information by the different actors involved in the sharing process (private entities, single points of contact, law enforcement agencies, European institutions). The conclusions aim to formulate some considerations on the current state of the art in cybersecurity information sharing practices.
自 2020 年起,鉴于国际环境的变化,欧洲网络安全战略对其目标进行了重大调整。政策文件显示,人们希望建立一个日益一体化的整体安全系统,欧盟相关机构在其中发挥核心作用。在所考虑的各个方面中,包括在成员国与欧洲当局之间以及欧盟当局之间交流安全信息的基础上建立 "集体态势感知"。共享安全信息无疑体现了成员国在欧盟 "自由、安全和公正领域 "的合作能力。本文提出的分析旨在根据网络安全领域最近的立法干预,研究信息交流的组织和程序,以应对网络威胁(网络安全信息共享)。在分析了欧洲行政机构的演变和网络安全信息共享实践中使用的工具后,调查重点放在共享过程中涉及的不同参与者(私营实体、单一联络点、执法机构、欧洲机构)在处理个人数据以及上述信息中包含的敏感和机密信息时的动态概况。结论旨在就网络安全信息共享做法的现状提出一些考虑因素。
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引用次数: 0
Assessing trustworthy AI: Technical and legal perspectives of fairness in AI 评估值得信赖的人工智能:从技术和法律角度看人工智能的公平性
IF 3.3 3区 社会学 Q1 LAW Pub Date : 2024-09-18 DOI: 10.1016/j.clsr.2024.106053

Artificial Intelligence systems are used more and more nowadays, from the application of decision support systems to autonomous vehicles. Hence, the widespread use of AI systems in various fields raises concerns about their potential impact on human safety and autonomy, especially regarding fair decision-making. In our research, we primarily concentrate on aspects of non-discrimination, encompassing both group and individual fairness. Therefore, it must be ensured that decisions made by such systems are fair and unbiased. Although there are many different methods for bias mitigation, few of them meet existing legal requirements. Unclear legal frameworks further worsen this problem. To address this issue, this paper investigates current state-of-the-art methods for bias mitigation and contrasts them with the legal requirements, with the scope limited to the European Union and with a particular focus on the AI Act. Moreover, the paper initially examines state-of-the-art approaches to ensure AI fairness, and subsequently, outlines various fairness measures. Challenges of defining fairness and the need for a comprehensive legal methodology to address fairness in AI systems are discussed. The paper contributes to the ongoing discussion on fairness in AI and highlights the importance of meeting legal requirements to ensure fairness and non-discrimination for all data subjects.

如今,从决策支持系统到自动驾驶汽车,人工智能系统的应用越来越广泛。因此,人工智能系统在各个领域的广泛应用引发了人们对其对人类安全和自主性的潜在影响的担忧,尤其是在公平决策方面。在我们的研究中,我们主要关注非歧视方面,包括群体公平和个人公平。因此,必须确保此类系统做出的决策是公平和无偏见的。尽管有许多不同的方法可以减少偏见,但其中很少有符合现行法律要求的。不明确的法律框架进一步加剧了这一问题。为解决这一问题,本文研究了当前最先进的减少偏差方法,并将其与法律要求进行对比,研究范围仅限于欧盟,尤其侧重于《人工智能法》。此外,本文初步研究了确保人工智能公平性的最新方法,随后概述了各种公平性措施。本文还讨论了界定公平性所面临的挑战,以及制定全面法律方法解决人工智能系统公平性问题的必要性。本文有助于当前关于人工智能公平性的讨论,并强调了满足法律要求以确保所有数据主体的公平性和非歧视性的重要性。
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引用次数: 0
Resettlement by algorithm: Can artificial intelligence uphold human rights? 通过算法重新安置:人工智能能否维护人权?
IF 3.3 3区 社会学 Q1 LAW Pub Date : 2024-09-16 DOI: 10.1016/j.clsr.2024.106051

This article focuses on the potential use of artificial intelligence (AI) in the resettlement of refugees and its implications for their fundamental rights. Resettlement is the process of selecting refugees and transferring them to a third country that agrees to admit them permanently. While AI has the potential to improve efficiency and effectiveness in resettlement processes, such as matching refugees with suitable resettlement countries and places, it also poses various risks and raises concerns about human rights violations. The article examines the current and potential uses of AI throughout the resettlement process, including the selection and referral of refugees for resettlement and the facilitation and improvement of integration. The article then analyses the potential impact of AI on fundamental rights. The article concludes by arguing for a cautious approach to using AI in resettlement processes. It emphasises that the use of AI in assessing refugee inclusion and exclusion for resettlement, as well as matching them with different resettlement states, could conflict with fundamental rights. This raises concerns about transparency, explainability, accountability, effective remedies, data protection, and the risk of bias and discrimination.

本文重点讨论人工智能(AI)在难民安置中的潜在应用及其对难民基本权利的影响。重新安置是选择难民并将其转移到同意永久接纳他们的第三国的过程。虽然人工智能有可能提高重新安置过程的效率和效力,如将难民与合适的重新安置国家和地点相匹配,但它也会带来各种风险,并引发对侵犯人权行为的担忧。文章探讨了人工智能在整个重新安置过程中的当前和潜在用途,包括选择和转介难民进行重新安置,以及促进和改善难民融入社会。然后,文章分析了人工智能对基本权利的潜在影响。文章最后主张在重新安置过程中谨慎使用人工智能。文章强调,在评估难民是否被纳入重新安置以及将他们与不同的重新安置国进行匹配时使用人工智能,可能会与基本权利发生冲突。这引起了对透明度、可解释性、问责制、有效补救、数据保护以及偏见和歧视风险的关注。
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引用次数: 0
Contextualizing Personal Information: Privacy's Post-Neoliberal Constitutionalism and Its Heterogeneous Imperfections in China 个人信息的语境化:隐私权的后新自由主义宪政及其在中国的异质性缺陷
IF 3.3 3区 社会学 Q1 LAW Pub Date : 2024-09-14 DOI: 10.1016/j.clsr.2024.106030

This article examines the evolutionary trajectory of perceptual diversification concerning Yinsi, privacy, and personal information in China. It elucidates how efforts to integrate privacy within the constitutional framework, a complex undertaking, have resulted in a heterogeneous system. This system forges an economically rational, technologically trustworthy, and socially experimental infrastructure that simultaneously embodies materialist and post-neoliberal characteristics. The study traces the transformation from collectivist and charismatic conceptualization to judicial unevenness arising from the unwritten nature of de-constitutionalized privacy. This evolution ultimately leads to digital incentive compatibility, reflecting a pressure-driven post-neoliberal economic rationale. Personal information with Chinese characteristics represents a normative construct aimed at harmonizing economic liberties and enhancing market efficiency while exemplifying sovereign statecraft of data production relations. The article underscores China's paternalist yet inertial adaptability, manifested in its pursuit of legal and institutional reforms concerning social identity, shaping socio-economic and performance legitimacy structures. Furthermore, the study introduces a tripartite cognitive and infrastructural schema of identifiability, incorporating legal, technological, and social dimensions to highlight the interchangeable roles that the state, private sector, and individuals have played in institutionalizing identities. The inherent complexities of such systems might expose them to market inefficiencies and digital harms, particularly when hierarchical interventions deviate from the original economic intention of data production and circulation. Consequently, the article advocates for elevating privacy constitutionalism to a more explicit and codified status in both legislative and judicial domains. This elevation would confer formal authority to address imbalances and unchecked competing interests in public and private stakeholderism, ultimately striving for a polycentric and proportionate (re-)equilibrium between the normative efficiency of identity infrastructures and the preservation of moral rights in digital China.

本文探讨了中国关于 "阴司"、隐私和个人信息的观念多样化的演变轨迹。文章阐明了将隐私权纳入宪法框架这一复杂工作是如何形成一个异质系统的。这一体系形成了经济上合理、技术上可信、社会上试验的基础设施,同时体现了唯物主义和后新自由主义的特征。本研究追溯了从集体主义和魅力概念化到去制度化隐私的不成文性质所导致的司法不均衡的转变过程。这一演变最终导致数字激励相容,反映了压力驱动的后新自由主义经济原理。具有中国特色的个人信息代表了一种规范性建构,旨在协调经济自由和提高市场效率,同时体现了数据生产关系的主权国家手段。文章强调了中国家长式而又惯性的适应性,这体现在其对社会身份的法律和制度改革的追求上,塑造了社会经济和政绩的合法性结构。此外,该研究还引入了一个可识别性的三方认知和基础结构模式,将法律、技术和社会维度纳入其中,以强调国家、私营部门和个人在身份制度化过程中所扮演的可互换角色。这些系统固有的复杂性可能会使其面临市场低效和数字危害,尤其是当分级干预偏离了数据生产和流通的经济初衷时。因此,文章主张在立法和司法领域将隐私宪法主义提升到更加明确和成文的地位。这种提升将赋予正式的权威,以解决公共和私人利益相关者之间不平衡和不受约束的利益竞争,最终在身份基础设施的规范效率和数字中国的道德权利保护之间实现多中心和相称的(再)平衡。
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引用次数: 0
Christian perspectives on the regulation of posthumous medical data donation (PMDD): An empirical study 基督教对遗体医学数据捐赠(PMDD)监管的观点:实证研究
IF 3.3 3区 社会学 Q1 LAW Pub Date : 2024-09-11 DOI: 10.1016/j.clsr.2024.106052

This article sets out the results of an empirical study exploring the intersection of religious views and perspectives and the regulation of post-mortem data donation (PMDD), particularly focusing on issues of consent and individual control. Through semi-structured interviews with practicing members of the Christian clergy of the United Kingdom, the study investigated the ethical and practical implications of integrating religious viewpoints into secular debates on data protection and privacy, using PMDD as a use case. The findings revealed a consensus among participants that religious perspectives, including Christian perspectives, can enhance the ethical robustness of PMDD regulatory frameworks by promoting values such as dignity, autonomy, and respect for individual preferences. However, the study also identified a possible gap in the systematic consideration of these views within existing regulatory practices pertaining to data protection and privacy. Pursuant to these findings, the article argues for the adoption of an "opt-out" consent mechanism, which balances public health benefits with individual rights, as a pragmatic approach to PMDD regulation. Additionally, the article highlights the potential for religious insights to enrich policy dialogues, ensuring that legal rules relating to data protection and information governance resonate with a broader array of societal values.

本文阐述了一项实证研究的结果,该研究探讨了宗教观点和视角与死后数据捐赠(PMDD)监管的交叉点,尤其关注同意和个人控制问题。通过对英国基督教神职人员的半结构式访谈,该研究调查了将宗教观点纳入有关数据保护和隐私的世俗辩论的伦理和实际影响,并将 PMDD 作为一个使用案例。研究结果表明,参与者一致认为,宗教观点(包括基督教观点)可以通过倡导尊严、自主和尊重个人偏好等价值观,提高 PMDD 监管框架的伦理稳健性。不过,研究也发现,在与数据保护和隐私相关的现有监管实践中,系统地考虑这些观点可能存在差距。根据这些研究结果,文章主张采用 "选择不同意 "机制,在公共卫生利益与个人权利之间取得平衡,以此作为 PMDD 监管的务实方法。此外,文章还强调了宗教见解丰富政策对话的潜力,确保与数据保护和信息治理有关的法律规则与更广泛的社会价值观产生共鸣。
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引用次数: 0
The Metaverse impact on the politics means 元宇宙对政治的影响意味着
IF 3.3 3区 社会学 Q1 LAW Pub Date : 2024-09-10 DOI: 10.1016/j.clsr.2024.106037

Here, I pose a hypothetical scenario starring the Metaverse arrival in fifteen years. First, I describe this network of networks. Then, I provide some notes on the Metaverse impact on the politics means in the constitutional states, i.e., rule of law, democracy, and human rights. Next, I propose some measures to fit that political means to the Metaverse ecosystem. Hence, they will serve as the basis for the Metaverse regulation in advance and -in turn- they will be useful as a starting point for the academic debate and will enlighten us for the analysis of concepts and institutions that today require reforms because they are not suitable for the regulation of intersubjective conducts in the digital era; e.g., civil liability for damage caused by robotics and autonomous systems, 'unlimited' power of Terms of service imposition by largest internet platforms, real democracy weakness, data and privacy protection by the use of extended reality tools, non-personal data protection.

在此,我提出了一个假设情景,即十五年后 Metaverse 的到来。首先,我将描述这个网络之网。然后,我就 Metaverse 对宪政国家政治手段(即法治、民主和人权)的影响做一些说明。接下来,我将提出一些措施,使这些政治手段与 Metaverse 生态系统相适应。因此,这些措施将作为元宇宙监管的基础,反过来,它们也将作为学术讨论的起点,启发我们分析当今需要改革的概念和制度,因为它们不适合监管数字时代的主体间行为;例如,机器人和自主系统造成损害的民事责任、最大互联网平台强加服务条款的 "无限 "权力、真正民主的弱点、使用扩展现实工具的数据和隐私保护、非个人数据保护。
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引用次数: 0
Fair and efficient asylum procedures and artificial intelligence: Quo Vadis due process? 公平高效的庇护程序与人工智能:Quo Vadis due process?
IF 3.3 3区 社会学 Q1 LAW Pub Date : 2024-09-06 DOI: 10.1016/j.clsr.2024.106050

In a context of high pressure on national asylum systems and a strive for efficiency, public authorities in Europe are increasingly exploring the potential of artificial intelligence-driven technologies in the asylum process. The use of this technology in the field of asylum is a growing but contentious topic, which raises important normative questions and concerns. In this context, this paper aims to analyse the potential implications for fair asylum procedures when artificial intelligence (AI) assists decision-making. Fair asylum procedures, or due process, are a central condition for guaranteeing the right to asylum and preventing unlawful refoulement, and overall ensuring trust in the asylum adjudication system. After revisiting the theoretical foundations of the concept of fair procedures, this paper develops a normative framework that can guide further reflection on the use of AI in asylum procedures. It thereby analyses the concepts that are key to the debate on the use of AI in decision-making: accuracy, efficiency but also participation. Then, drawing on scholarship in both political science and computer science, it explores potential challenges for the core values of fair procedures, considering both technical and non-technical challenges. This paper concludes that while AI promises efficiency gains for the administration, it identifies important challenges for accuracy and participation. On the basis of these considerations, it highlights the questions that should be asked and answered in order to protect the core values of fair asylum procedures.

在国家庇护制度面临巨大压力和努力提高效率的背景下,欧洲公共当局越来越多地探索人工智能技术在庇护程序中的潜力。在庇护领域使用人工智能技术是一个日益增长但又充满争议的话题,它引发了重要的规范问题和关切。在此背景下,本文旨在分析人工智能(AI)辅助决策对公平庇护程序的潜在影响。公平的庇护程序或正当程序是保障庇护权、防止非法驱回以及从整体上确保对庇护裁决系统信任的核心条件。在重新审视了公平程序概念的理论基础之后,本文制定了一个规范性框架,以指导对在庇护程序中使用人工智能的进一步思考。因此,本文分析了有关在决策中使用人工智能的辩论中的关键概念:准确性、效率以及参与。然后,本文借鉴政治学和计算机科学的研究成果,探讨了公平程序的核心价值可能面临的挑战,同时考虑了技术和非技术方面的挑战。本文的结论是,虽然人工智能有望提高行政部门的效率,但也对准确性和参与性提出了重要挑战。基于这些考虑,本文强调了为保护公平庇护程序的核心价值而应提出和回答的问题。
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引用次数: 0
From smart legal contracts to contracts on blockchain: An empirical investigation 从智能法律合同到区块链合同:实证调查
IF 3.3 3区 社会学 Q1 LAW Pub Date : 2024-09-05 DOI: 10.1016/j.clsr.2024.106035

The issue surrounding the nature and function of smart contracts in the context of legal relationships has garnered significant attention from the European and national legislators, regulatory bodies and legal scholarship. Sections I and II of this essay give an account of the results of the ongoing doctrinal debate, which is not univocal. The objective is to provide an assessment of both the advantages and limitations associated with smart legal contracts. In Section III, the authors introduce a novel negotiation process termed "contracts on chain". This process enables parties to engage in negotiations, formalize agreements and execute contracts directly on the blockchain. Consequently, this negotiation approach serves as a potential bridge between the realms of Web 2 and Web 3. Further, it offers a user experience akin to online contracts but benefits from the inherent capabilities of third-generation blockchains. Albeit on-chain contracts can be deployed on both private and public blockchains, the authors express a preference for their use on the public blockchain within a "logical platform". This choice allows to enhance regulatory compliance and mitigate the effects of decentralization on liability regimes, while simultaneously optimizing the efficiency gains of public blockchains. Notably, this approach ensures a level of protection commensurate with that offered by private blockchains. The ultimate goal of this innovative process is to streamline the ongoing technological transition and cultivate greater trust within the market for emerging technologies.

围绕智能合约在法律关系中的性质和功能的问题引起了欧洲和各国立法者、监管机构和法律学者的极大关注。本文第一节和第二节介绍了正在进行的理论辩论的结果,但这一辩论并非一成不变。目的是对智能法律合同的优势和局限性进行评估。在第三节中,作者介绍了一种被称为 "链上合同 "的新型谈判程序。该流程使各方能够直接在区块链上进行谈判、正式达成协议并执行合同。因此,这种谈判方法是连接 Web 2 和 Web 3 领域的潜在桥梁。 此外,它提供的用户体验与在线合同类似,但受益于第三代区块链的固有功能。尽管链上合约既可以部署在私有区块链上,也可以部署在公有区块链上,但作者表示更倾向于在 "逻辑平台 "内的公有区块链上使用链上合约。这种选择可以加强监管合规性,减轻去中心化对责任制度的影响,同时优化公共区块链的效率收益。值得注意的是,这种方法可确保提供与私有区块链相称的保护水平。这一创新过程的最终目标是简化正在进行的技术转型,并在市场中培养对新兴技术的更大信任。
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引用次数: 0
South Africa's Digital Transformation: Understanding the Limits of Traditional Policies and the Potential of Alternative Approaches 南非的数字化转型:了解传统政策的局限性和替代方法的潜力
IF 3.3 3区 社会学 Q1 LAW Pub Date : 2024-09-03 DOI: 10.1016/j.clsr.2024.106011

This paper analyses the readiness of South African information and communication technology (ICT) infrastructure for the implementation of Fourth Industrial Revolution technologies, which has been highly prioritised by policymakers in recent years. The discussion is centred around examples of smart cities and connectivity. Opportunities have been identified in the form of complimentary bottom-up initiatives. The analysis of the current state of internet access in South Africa, underlying infrastructure and policy developments are essential for understanding the bottlenecks for proceeding with the digital transformation agenda.

本文分析了南非信息和通信技术(ICT)基础设施在实施第四次工业革命技术方面的准备情况,近年来,第四次工业革命技术已被决策者列为高度优先事项。讨论围绕智慧城市和互联互通的实例展开。以自下而上的补充倡议形式确定了机遇。对南非互联网接入现状、底层基础设施和政策发展的分析对于了解推进数字化转型议程的瓶颈至关重要。
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引用次数: 0
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Computer Law & Security Review
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