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Economic performance of rural collective-owned cooperatives: Determinants and influence mechanism 农村集体所有制合作社的经济绩效:决定因素和影响机制
IF 2.5 4区 经济学 Q2 ECONOMICS Pub Date : 2023-08-14 DOI: 10.1111/apce.12454
Jiayi Wang, Yongping Wang

Rural collective-owned cooperatives (RCOCs) have received significant attention for rural development, alleviating rural poverty, and achieving common welfare in China. Using the Social-ecological system (SES) framework as a conceptual and analytical lens, this paper clarifies the determinants and the influence mechanism for the economic performance of RCOCs. A mixed method, PLS-SEM combined NCA approach is applied to 420 smallholder farmers in rural China. The results reveal that rural collective property-rights system reform (RCPRSR), leadership, social capital, and collective action positively affect the economic performance of RCOCs. Moreover, leadership and social capital also operate through their mediating effect on collective action amongst collective members. Our results further show that RCPRSR, leadership, and social capital are necessary conditions for the high economic performance of RCOCs.

在中国,农村集体所有制合作社(RCOCs)在促进农村发展、缓解农村贫困和实现共同福利方面受到了广泛关注。本文以社会生态系统(SES)框架为概念和分析视角,阐明了农村集体所有制合作社经济绩效的决定因素和影响机制。本文采用 PLS-SEM 结合 NCA 的混合方法,对中国农村的 420 户小农进行了研究。研究结果表明,农村集体产权制度改革(RCPRSR)、领导力、社会资本和集体行动对 RCOCs 的经济绩效有积极影响。此外,领导力和社会资本还对集体成员的集体行动产生中介作用。我们的研究结果进一步表明,RCPRSR、领导力和社会资本是 RCOCs 取得高经济绩效的必要条件。
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引用次数: 0
Cooperative employment in the regions of Spain (1999–2019): The convergence clubs 西班牙各地区的合作就业情况(1999-2019 年):融合俱乐部
IF 1.6 4区 经济学 Q2 ECONOMICS Pub Date : 2023-08-02 DOI: 10.1111/apce.12452
María Candelaria Barrios-González, Ana María García-Pérez, Vanessa Yanes-Estévez

In times of crisis, the study of employment is of vital importance, especially that generated by cooperatives, which show great resilience. This paper analyzes the evolution of employment created by cooperatives in the different Spanish regions in relation to total employment between 1999 and 2019 with a pioneering approach. We analyze the existence of convergence clubs among the Spanish regions using the methodology developed by Phillips and Sul (2007, 2009). The results show the existence of four clubs that include the regions that converge in relative terms of cooperative employment over the 20 years analyzed. The lack of homogeneity in the behavior of employment in cooperatives in the different Spanish regions is demonstrated, with certain divergences among regions. These divergences make it difficult to establish a model of cooperative employment for the whole of Spain.

在危机时期,就业研究至关重要,尤其是由合作社创造的就业,因为合作社显示出强大的复原力。本文采用一种开创性的方法,分析了 1999 年至 2019 年期间西班牙各地区合作社创造的就业与总就业之间的关系。我们使用 Phillips 和 Sul(2007 年、2009 年)开发的方法分析了西班牙各地区是否存在趋同俱乐部。结果显示,在所分析的 20 年中,存在四个俱乐部,其中包括在合作就业方面相对趋同的地区。结果表明,西班牙各地区合作社的就业行为缺乏同质性,各地区之间存在一定差异。由于这些差异,很难为整个西班牙建立一个合作社就业模式。
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引用次数: 0
Classifying the degree of cooperative multinationality: Case study of a French multinational cooperative 合作多国性程度的分类:以法国一家跨国合作社为例
IF 1.6 4区 经济学 Q2 ECONOMICS Pub Date : 2023-07-27 DOI: 10.1111/apce.12450
Anjel Errasti, Ignacio Bretos, Carmen Marcuello

In recent decades, the largest European worker cooperatives, and those that are the most emblematic in their countries, have been transformed into multinational companies. This article examines workers’-cooperative multinationality by providing a classifying tool based on the interaction between control rights and return rights held by foreign employees in the subsidiaries of multinational cooperatives. We illustrate our matrix of cooperative multinationality by classifying an internationalized historical cooperative, Up Group (formerly Chèque Déjeuner, SCOP). In the last few decades, the French cooperative Up has become a hybrid multinational player in the employee benefits industry by setting up capitalist subsidiaries both in France and overseas. The case study also reports on Up's innovative attempt to produce a global cooperative or a more democratic multinational enterprise through converting subsidiaries’ employees into associates.

近几十年来,欧洲最大的工人合作社,以及那些在他们国家最具代表性的工人合作社,已经转变为跨国公司。本文通过提供一个基于跨国合作社子公司中外国雇员所持有的控制权和返回权之间相互作用的分类工具来检验工人-合作多国性。我们通过对一个国际化的历史合作社Up Group(前身为ch dsamjeuner, SCOP)进行分类来说明我们的合作多国性矩阵。在过去的几十年里,法国合作社Up通过在法国和海外设立资本主义子公司,已经成为员工福利行业的混合跨国公司。该案例研究还报告了Up的创新尝试,即通过将子公司员工转变为联营公司,建立一个全球合作企业或一个更民主的跨国企业。
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引用次数: 0
Political spillovers of workplace democracy in Germany 德国职场民主的政治溢出效应
IF 1.6 4区 经济学 Q2 ECONOMICS Pub Date : 2023-07-25 DOI: 10.1111/apce.12451
Uwe Jirjahn, Thi Xuan Thu Le

Although works councils provide a highly developed mechanism to promote workplace democracy, research on their consequences has been dominated by economic aspects. This study brings a new perspective to the understanding of works councils by examining their influence on workers’ political behavior. Political spillover theory suggests that participation in the firm's decision making has the potential to foster workers’ political participation in civic society. Our study for Germany indeed finds a positive association between the presence of a works council and workers’ interest in politics. This holds in panel data estimations including a large set of controls and accounting for unobserved individual-specific factors. However, separate estimations by gender show a positive association between works councils and political interest only for men, but not for women. Traditional gender roles may make it difficult for women to be politically engaged even when a works council is present.

尽管劳资委员会提供了一种高度发达的机制来促进工作场所的民主,但对其后果的研究一直以经济方面为主。本研究通过检视劳资委员会对工人政治行为的影响,为理解劳资委员会提供了一个新的视角。政治溢出理论认为,参与企业决策有可能促进工人在公民社会中的政治参与。我们对德国的研究确实发现,工人委员会的存在与工人对政治的兴趣之间存在正相关关系。这适用于面板数据估计,包括大量控制和未观察到的个人特定因素。然而,按性别分列的单独估计显示,劳资委员会与政治兴趣之间的积极联系仅对男性如此,对女性则不然。传统的性别角色可能会使女性难以参与政治,即使有工作委员会在场。
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引用次数: 0
Farmers’ organizations and sustainable development: An introduction 农民组织与可持续发展:导论
IF 1.6 4区 经济学 Q2 ECONOMICS Pub Date : 2023-07-07 DOI: 10.1111/apce.12449
Wanglin Ma, Marco A. Marini, Dil B. Rahut

This special issue features 14 new research papers investigating the role of farmers’ organizations (e.g., collective action, self-help groups, producer companies/organizations, and cooperatives) in supporting sustainable development. The key findings include: (1) farmer groups and cooperatives promote farmers’ adoption of good farm management practices, new agricultural technologies and sustainable farming practices, although not substantially improving farm yield; (2) outsourcing services provided by agricultural cooperatives help to increase the technical efficiency of crop production; (3) cooperative membership enhances members’ bargaining power and enables them to sell their products at higher prices; (4) cooperatives motivate rural laborers to work in off-farm sectors, while self-help groups empower rural women in decision-making; (5) internet use improves agricultural cooperatives’ economic, social, and innovative performances; (6) direct administrative intervention supporting cooperative development may lead to the emergence of shell cooperatives; (7) participation in forest farmer organizations enables wood value chain upgrading; (8) increasing the cooperative size in terms of income, equity, and assets increases the profitability of savings and credit cooperatives; and (9) creating cross-border cooperation between cooperatives generates benefits for all parties involved. These findings can inspire the design of policies aimed to support farmers’ organizations in achieving sustainable development goals.

本特刊收录了14篇新的研究论文,调查农民组织(如集体行动、自助团体、生产公司/组织和合作社)在支持可持续发展方面的作用。主要发现包括:(1)农民团体和合作社促进农民采用良好的农场管理做法、新的农业技术和可持续的农业做法,尽管没有实质性地提高农业产量;(2) 农业合作社提供的外包服务有助于提高作物生产的技术效率;(3) 合作社成员资格提高了成员的议价能力,使他们能够以更高的价格销售产品;(4) 合作社激励农村劳动者到非农业部门工作,而自助团体则赋予农村妇女决策权;(5) 互联网的使用提高了农业合作社的经济、社会和创新绩效;(6) 支持合作社发展的直接行政干预可能导致空壳合作社的出现;(7) 参与森林农民组织使木材价值链得以升级;(8) 增加合作社在收入、股权和资产方面的规模,提高储蓄和信贷合作社的盈利能力;以及(9)在合作社之间建立跨境合作为所有相关方带来利益。这些发现可以启发制定旨在支持农民组织实现可持续发展目标的政策。
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引用次数: 2
Does cooperative membership enhance inorganic fertilizer use intensity? Panel data evidence from maize farmers in Ethiopia 合作社成员资格是否会提高无机肥料使用强度?来自埃塞俄比亚玉米种植者的面板数据证据
IF 1.6 4区 经济学 Q2 ECONOMICS Pub Date : 2023-06-26 DOI: 10.1111/apce.12446
Abebayehu Girma Geffersa

Agricultural cooperatives are increasingly being viewed as an effective means of promoting agricultural technologies in developing countries. This paper examines the effects of cooperative membership on inorganic fertilizer use intensity. Employing a three-wave panel dataset relating to smallholder maize farmers in Ethiopia, we model inorganic fertilizer application as a two-step decision-making process involving both fertilizer adoption and its use intensity. To reflect these two related steps, we use a double-hurdle model. We account for unobservable household heterogeneity and endogeneity utilizing a correlated random-effects framework and a control function approach. The findings reveal that cooperative membership increased inorganic fertilizer use intensity, as well as the probability of it being used in the first place by 4.2% and 5.3%, respectively. Following further examination of who benefits most among cooperative members, we discovered that membership benefits all farmers in terms of fertilizer use intensity, irrespective of the members’ poverty status. However, we did not observe a significant effect of cooperative membership on the likelihood of fertilizer use by land-poor and less asset-endowed households. This highlights the necessity of implementing policies that provide poor and marginalized Ethiopian maize farmers with resources that enhance the contribution agricultural cooperatives make to their well-being.

农业合作社越来越被视为发展中国家推广农业技术的有效手段。本文研究了合作社成员资格对无机肥料使用强度的影响。我们利用埃塞俄比亚小农玉米种植者的三波面板数据集,将无机肥料施用作为一个两步决策过程来建模,其中涉及肥料采用及其使用强度。为了反映这两个相关步骤,我们使用了双掷模型。我们利用相关随机效应框架和控制函数方法对不可观测的家庭异质性和内生性进行了解释。研究结果表明,合作社成员资格提高了无机肥料的使用强度,并使首先使用无机肥料的概率分别提高了 4.2% 和 5.3%。在进一步研究合作社成员中谁最受益后,我们发现,无论成员的贫困状况如何,合作社成员资格都能使所有农民在化肥使用强度方面受益。但是,我们没有观察到合作社成员资格对土地贫瘠和资产较少家庭使用化肥的可能性有显著影响。这突出表明,有必要实施相关政策,为贫困和边缘化的埃塞俄比亚玉米种植农户提供资源,以增强农业合作社对其福祉的贡献。
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引用次数: 0
Do farmers' professional cooperatives improve agricultural technical efficiency? Evidence using a national-level dataset of China 农民专业合作社能提高农业技术效率吗?使用中国国家级数据集的证据
IF 1.6 4区 经济学 Q2 ECONOMICS Pub Date : 2023-06-21 DOI: 10.1111/apce.12437
Menglu Li, Shemei Zhang, Nawab Khan

This study examines the impact of farmers' professional cooperatives (FPCs) on agricultural technical efficiency (TE), using panel data from 30 provinces of China from 2015 to 2020 and the stochastic frontier function (SFF) method. The number of members of each cooperative, the proportion of demonstration cooperatives, and the proportion of standard cooperatives are introduced as proxy variables for the development level of FPCs. The results show that although the development of FPCs is imperfect, its development has a significant positive impact on improving China's agricultural TE. Through the continuous increase in the number of cooperative members and the vigorous promotion of standardized production, agricultural TE has been significantly improved. However, the construction of model cooperatives has not played a positive role but inhibited the growth of agricultural TE. It is suggested to expand the cooperative membership and promote standardized production. The government and policymakers should focus on improving the standardization level of cooperatives and the development quality of FPCs from the aspects of innovating cooperation models, standardizing internal governance, and giving full play to the synergistic effect of agricultural science and technology.

本研究利用 2015-2020 年中国 30 个省份的面板数据和随机前沿函数(SFF)方法,考察了农民专业合作社(FPC)对农业技术效率(TE)的影响。引入每个合作社的成员数、示范社比例和标准社比例作为专业合作社发展水平的替代变量。结果表明,尽管农民专业合作社的发展并不完善,但其发展对提高中国农业技术水平具有显著的积极影响。通过合作社社员数量的不断增加和标准化生产的大力推广,农业技术效率得到了显著提高。然而,示范合作社建设并未发挥积极作用,反而抑制了农业技术经济的增长。建议扩大合作社成员规模,推进标准化生产。政府和决策者应从创新合作模式、规范内部治理、发挥农业科技协同效应等方面着力提高合作社的标准化水平和农民专业合作社的发展质量。
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引用次数: 0
Creating social value by empowering people: a social innovation perspective 通过增强人的权能创造社会价值:社会创新视角
IF 1.6 4区 经济学 Q2 ECONOMICS Pub Date : 2023-06-20 DOI: 10.1111/apce.12447
Nadia von Jacobi, Enrica Chiappero-Martinetti, Lara Maestripieri, Toa Giroletti

Initiatives across the private, public, and third sectors have increasingly pursued social value beyond mere profit. However, how social value can be created still requires a more detailed investigation. This paper provides conceptual and empirical arguments on how initiatives of social innovation, which intentionally seek to empower people, contribute to generate social value. We investigate three European social innovation cases—which are collective entrepreneurial initiatives. Using mixed methods applied to primary nested data, we first find evidence for empowering effects and then identify a typical process through which empowerment occurs. Our results suggest that social innovations catalyze empowerment through a horizontal and co-creational organizational design, providing space for individuals to propose their goals and establishing mechanisms of mutual influence that transform individual autonomy into coactive power. This process kicks off social value creation, yet its reach within society depends on how much empowerment diffuses beyond the participants in the initiative.

私营、公共和第三部门的倡议越来越多地追求超越单纯利润的社会价值。然而,如何创造社会价值仍需要更详细的调查。本文从概念和实证角度论证了有意增强人们能力的社会创新举措如何有助于创造社会价值。我们调查了三个欧洲社会创新案例--它们都是集体创业举措。通过对原始嵌套数据采用混合方法,我们首先找到了赋权效应的证据,然后确定了赋权发生的典型过程。我们的研究结果表明,社会创新通过横向和共同娱乐的组织设计来催化赋权,为个人提出目标提供空间,并建立相互影响的机制,将个人的自主权转化为共同的权力。这一过程启动了社会价值的创造,但其在社会中的影响力取决于赋权在倡议参与者之外的扩散程度。
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引用次数: 0
Impact of collective action on household welfare: Empirical evidence from baobab collectors in Malawi 集体行动对家庭福利的影响:马拉维猴面包树采集者的经验证据
IF 1.6 4区 经济学 Q2 ECONOMICS Pub Date : 2023-06-20 DOI: 10.1111/apce.12448
Dennis Etemesi Olumeh, Dagmar Mithöfer

Empirical studies show that smallholder farmers can benefit from collective action by improving their crop production and access to better markets. Although there are numerous studies on the effects of collective action on production and marketing of staple crops, such studies, particularly on the analysis of gender and collective action, are scarce for underutilized crops such as baobab. To address this gap, we estimate the impacts of cooperative membership on baobab income and food security, using data collected from a survey of 864 baobab collectors in Malawi. We employ the Inverse Probability Weight Regression Adjustment estimator to account for selection bias. We also analyse heterogeneity in the impact of cooperatives attributable to gender. We find that cooperative membership increases baobab income, household dietary diversity score, and food consumption score by 3.57%, 11%, and 5.6%, respectively. However, the welfare outcome of cooperative members differs based on gender. In particular, households with male baobab managers that are cooperative members have higher income and are more food secure. Households with unmarried female managers have better welfare outcomes. The results, therefore, highlight the need to promote collective action through cooperatives in the underutilized crop sector to enhance household welfare.

经验研究表明,小农可以从集体行动中获益,提高作物产量,进入更好的市场。虽然关于集体行动对主要农作物生产和销售的影响的研究很多,但对于猴面包树等未充分利用的农作物,此类研究,特别是关于性别和集体行动分析的研究却很少。为了填补这一空白,我们利用对马拉维 864 名猴面包树采集者的调查数据,估算了合作社成员资格对猴面包树收入和粮食安全的影响。我们采用了反概率加权回归调整估计法来考虑选择偏差。我们还分析了合作社对性别影响的异质性。我们发现,合作社成员资格可使猴面包树收入、家庭饮食多样性得分和食品消费得分分别增加 3.57%、11% 和 5.6%。然而,合作社成员的福利结果因性别而异。特别是,有男性猴面包树管理者的合作社成员家庭收入更高,食品安全更有保障。而拥有未婚女性管理者的家庭则拥有更好的福利。因此,这些结果突出表明,有必要通过合作社在未充分利用的作物部门促进集体行动,以提高家庭福利。
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引用次数: 0
Impact of cooperative membership on market performance of Nepali goat farmers 合作社成员对尼泊尔山羊养殖户市场绩效的影响
IF 1.6 4区 经济学 Q2 ECONOMICS Pub Date : 2023-06-14 DOI: 10.1111/apce.12445
Huma Neupane, Krishna P. Paudel, Qinying He

In developing countries, agricultural cooperatives are increasingly used by farmers as a mechanism to gain market power in input and output markets. To assess the impact of cooperative membership on market channel selection and pricing outcomes, we conducted a survey of 661 Nepali goat farmers in 2019–20 and applied an endogenous switching probit model to analyze the data. Our findings indicate that cooperative membership had a significant and positive influence on farmers choosing cooperatives as their market channel. Additionally, farmers who sold their goats through cooperatives received significantly higher prices than those who sold through local markets or to goat collectors. We also observed that farmers who had access to price information were able to obtain better prices for their goats. Overall, our study highlights the potential benefits of promoting cooperative membership and marketing through cooperatives, as these efforts can help farmers improve the returns on their agricultural investments.

在发展中国家,农业合作社越来越多地被农民用作在投入和产出市场中获得市场力量的机制。为了评估合作社成员资格对市场渠道选择和定价结果的影响,我们在2019-20年对661名尼泊尔山羊养殖户进行了调查,并应用内生切换概率模型对数据进行了分析。我们的研究结果表明,合作社成员对农民选择合作社作为其市场渠道有着显著而积极的影响。此外,通过合作社出售山羊的农民获得的价格明显高于通过当地市场或山羊收集者出售的农民。我们还观察到,能够获得价格信息的农民能够为他们的山羊获得更好的价格。总的来说,我们的研究强调了通过合作社促进合作社成员资格和营销的潜在好处,因为这些努力可以帮助农民提高农业投资的回报。
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引用次数: 0
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Annals of Public and Cooperative Economics
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