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Farmers’ organizations and sustainable development: An introduction 农民组织与可持续发展:导论
IF 1.6 4区 经济学 Q2 ECONOMICS Pub Date : 2023-07-07 DOI: 10.1111/apce.12449
Wanglin Ma, Marco A. Marini, Dil B. Rahut

This special issue features 14 new research papers investigating the role of farmers’ organizations (e.g., collective action, self-help groups, producer companies/organizations, and cooperatives) in supporting sustainable development. The key findings include: (1) farmer groups and cooperatives promote farmers’ adoption of good farm management practices, new agricultural technologies and sustainable farming practices, although not substantially improving farm yield; (2) outsourcing services provided by agricultural cooperatives help to increase the technical efficiency of crop production; (3) cooperative membership enhances members’ bargaining power and enables them to sell their products at higher prices; (4) cooperatives motivate rural laborers to work in off-farm sectors, while self-help groups empower rural women in decision-making; (5) internet use improves agricultural cooperatives’ economic, social, and innovative performances; (6) direct administrative intervention supporting cooperative development may lead to the emergence of shell cooperatives; (7) participation in forest farmer organizations enables wood value chain upgrading; (8) increasing the cooperative size in terms of income, equity, and assets increases the profitability of savings and credit cooperatives; and (9) creating cross-border cooperation between cooperatives generates benefits for all parties involved. These findings can inspire the design of policies aimed to support farmers’ organizations in achieving sustainable development goals.

本特刊收录了14篇新的研究论文,调查农民组织(如集体行动、自助团体、生产公司/组织和合作社)在支持可持续发展方面的作用。主要发现包括:(1)农民团体和合作社促进农民采用良好的农场管理做法、新的农业技术和可持续的农业做法,尽管没有实质性地提高农业产量;(2) 农业合作社提供的外包服务有助于提高作物生产的技术效率;(3) 合作社成员资格提高了成员的议价能力,使他们能够以更高的价格销售产品;(4) 合作社激励农村劳动者到非农业部门工作,而自助团体则赋予农村妇女决策权;(5) 互联网的使用提高了农业合作社的经济、社会和创新绩效;(6) 支持合作社发展的直接行政干预可能导致空壳合作社的出现;(7) 参与森林农民组织使木材价值链得以升级;(8) 增加合作社在收入、股权和资产方面的规模,提高储蓄和信贷合作社的盈利能力;以及(9)在合作社之间建立跨境合作为所有相关方带来利益。这些发现可以启发制定旨在支持农民组织实现可持续发展目标的政策。
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引用次数: 2
Does cooperative membership enhance inorganic fertilizer use intensity? Panel data evidence from maize farmers in Ethiopia 合作社成员资格是否会提高无机肥料使用强度?来自埃塞俄比亚玉米种植者的面板数据证据
IF 1.6 4区 经济学 Q2 ECONOMICS Pub Date : 2023-06-26 DOI: 10.1111/apce.12446
Abebayehu Girma Geffersa

Agricultural cooperatives are increasingly being viewed as an effective means of promoting agricultural technologies in developing countries. This paper examines the effects of cooperative membership on inorganic fertilizer use intensity. Employing a three-wave panel dataset relating to smallholder maize farmers in Ethiopia, we model inorganic fertilizer application as a two-step decision-making process involving both fertilizer adoption and its use intensity. To reflect these two related steps, we use a double-hurdle model. We account for unobservable household heterogeneity and endogeneity utilizing a correlated random-effects framework and a control function approach. The findings reveal that cooperative membership increased inorganic fertilizer use intensity, as well as the probability of it being used in the first place by 4.2% and 5.3%, respectively. Following further examination of who benefits most among cooperative members, we discovered that membership benefits all farmers in terms of fertilizer use intensity, irrespective of the members’ poverty status. However, we did not observe a significant effect of cooperative membership on the likelihood of fertilizer use by land-poor and less asset-endowed households. This highlights the necessity of implementing policies that provide poor and marginalized Ethiopian maize farmers with resources that enhance the contribution agricultural cooperatives make to their well-being.

农业合作社越来越被视为发展中国家推广农业技术的有效手段。本文研究了合作社成员资格对无机肥料使用强度的影响。我们利用埃塞俄比亚小农玉米种植者的三波面板数据集,将无机肥料施用作为一个两步决策过程来建模,其中涉及肥料采用及其使用强度。为了反映这两个相关步骤,我们使用了双掷模型。我们利用相关随机效应框架和控制函数方法对不可观测的家庭异质性和内生性进行了解释。研究结果表明,合作社成员资格提高了无机肥料的使用强度,并使首先使用无机肥料的概率分别提高了 4.2% 和 5.3%。在进一步研究合作社成员中谁最受益后,我们发现,无论成员的贫困状况如何,合作社成员资格都能使所有农民在化肥使用强度方面受益。但是,我们没有观察到合作社成员资格对土地贫瘠和资产较少家庭使用化肥的可能性有显著影响。这突出表明,有必要实施相关政策,为贫困和边缘化的埃塞俄比亚玉米种植农户提供资源,以增强农业合作社对其福祉的贡献。
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引用次数: 0
Do farmers' professional cooperatives improve agricultural technical efficiency? Evidence using a national-level dataset of China 农民专业合作社能提高农业技术效率吗?使用中国国家级数据集的证据
IF 1.6 4区 经济学 Q2 ECONOMICS Pub Date : 2023-06-21 DOI: 10.1111/apce.12437
Menglu Li, Shemei Zhang, Nawab Khan

This study examines the impact of farmers' professional cooperatives (FPCs) on agricultural technical efficiency (TE), using panel data from 30 provinces of China from 2015 to 2020 and the stochastic frontier function (SFF) method. The number of members of each cooperative, the proportion of demonstration cooperatives, and the proportion of standard cooperatives are introduced as proxy variables for the development level of FPCs. The results show that although the development of FPCs is imperfect, its development has a significant positive impact on improving China's agricultural TE. Through the continuous increase in the number of cooperative members and the vigorous promotion of standardized production, agricultural TE has been significantly improved. However, the construction of model cooperatives has not played a positive role but inhibited the growth of agricultural TE. It is suggested to expand the cooperative membership and promote standardized production. The government and policymakers should focus on improving the standardization level of cooperatives and the development quality of FPCs from the aspects of innovating cooperation models, standardizing internal governance, and giving full play to the synergistic effect of agricultural science and technology.

本研究利用 2015-2020 年中国 30 个省份的面板数据和随机前沿函数(SFF)方法,考察了农民专业合作社(FPC)对农业技术效率(TE)的影响。引入每个合作社的成员数、示范社比例和标准社比例作为专业合作社发展水平的替代变量。结果表明,尽管农民专业合作社的发展并不完善,但其发展对提高中国农业技术水平具有显著的积极影响。通过合作社社员数量的不断增加和标准化生产的大力推广,农业技术效率得到了显著提高。然而,示范合作社建设并未发挥积极作用,反而抑制了农业技术经济的增长。建议扩大合作社成员规模,推进标准化生产。政府和决策者应从创新合作模式、规范内部治理、发挥农业科技协同效应等方面着力提高合作社的标准化水平和农民专业合作社的发展质量。
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引用次数: 0
Creating social value by empowering people: a social innovation perspective 通过增强人的权能创造社会价值:社会创新视角
IF 1.6 4区 经济学 Q2 ECONOMICS Pub Date : 2023-06-20 DOI: 10.1111/apce.12447
Nadia von Jacobi, Enrica Chiappero-Martinetti, Lara Maestripieri, Toa Giroletti

Initiatives across the private, public, and third sectors have increasingly pursued social value beyond mere profit. However, how social value can be created still requires a more detailed investigation. This paper provides conceptual and empirical arguments on how initiatives of social innovation, which intentionally seek to empower people, contribute to generate social value. We investigate three European social innovation cases—which are collective entrepreneurial initiatives. Using mixed methods applied to primary nested data, we first find evidence for empowering effects and then identify a typical process through which empowerment occurs. Our results suggest that social innovations catalyze empowerment through a horizontal and co-creational organizational design, providing space for individuals to propose their goals and establishing mechanisms of mutual influence that transform individual autonomy into coactive power. This process kicks off social value creation, yet its reach within society depends on how much empowerment diffuses beyond the participants in the initiative.

私营、公共和第三部门的倡议越来越多地追求超越单纯利润的社会价值。然而,如何创造社会价值仍需要更详细的调查。本文从概念和实证角度论证了有意增强人们能力的社会创新举措如何有助于创造社会价值。我们调查了三个欧洲社会创新案例--它们都是集体创业举措。通过对原始嵌套数据采用混合方法,我们首先找到了赋权效应的证据,然后确定了赋权发生的典型过程。我们的研究结果表明,社会创新通过横向和共同娱乐的组织设计来催化赋权,为个人提出目标提供空间,并建立相互影响的机制,将个人的自主权转化为共同的权力。这一过程启动了社会价值的创造,但其在社会中的影响力取决于赋权在倡议参与者之外的扩散程度。
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引用次数: 0
Impact of collective action on household welfare: Empirical evidence from baobab collectors in Malawi 集体行动对家庭福利的影响:马拉维猴面包树采集者的经验证据
IF 1.6 4区 经济学 Q2 ECONOMICS Pub Date : 2023-06-20 DOI: 10.1111/apce.12448
Dennis Etemesi Olumeh, Dagmar Mithöfer

Empirical studies show that smallholder farmers can benefit from collective action by improving their crop production and access to better markets. Although there are numerous studies on the effects of collective action on production and marketing of staple crops, such studies, particularly on the analysis of gender and collective action, are scarce for underutilized crops such as baobab. To address this gap, we estimate the impacts of cooperative membership on baobab income and food security, using data collected from a survey of 864 baobab collectors in Malawi. We employ the Inverse Probability Weight Regression Adjustment estimator to account for selection bias. We also analyse heterogeneity in the impact of cooperatives attributable to gender. We find that cooperative membership increases baobab income, household dietary diversity score, and food consumption score by 3.57%, 11%, and 5.6%, respectively. However, the welfare outcome of cooperative members differs based on gender. In particular, households with male baobab managers that are cooperative members have higher income and are more food secure. Households with unmarried female managers have better welfare outcomes. The results, therefore, highlight the need to promote collective action through cooperatives in the underutilized crop sector to enhance household welfare.

经验研究表明,小农可以从集体行动中获益,提高作物产量,进入更好的市场。虽然关于集体行动对主要农作物生产和销售的影响的研究很多,但对于猴面包树等未充分利用的农作物,此类研究,特别是关于性别和集体行动分析的研究却很少。为了填补这一空白,我们利用对马拉维 864 名猴面包树采集者的调查数据,估算了合作社成员资格对猴面包树收入和粮食安全的影响。我们采用了反概率加权回归调整估计法来考虑选择偏差。我们还分析了合作社对性别影响的异质性。我们发现,合作社成员资格可使猴面包树收入、家庭饮食多样性得分和食品消费得分分别增加 3.57%、11% 和 5.6%。然而,合作社成员的福利结果因性别而异。特别是,有男性猴面包树管理者的合作社成员家庭收入更高,食品安全更有保障。而拥有未婚女性管理者的家庭则拥有更好的福利。因此,这些结果突出表明,有必要通过合作社在未充分利用的作物部门促进集体行动,以提高家庭福利。
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引用次数: 0
Impact of cooperative membership on market performance of Nepali goat farmers 合作社成员对尼泊尔山羊养殖户市场绩效的影响
IF 1.6 4区 经济学 Q2 ECONOMICS Pub Date : 2023-06-14 DOI: 10.1111/apce.12445
Huma Neupane, Krishna P. Paudel, Qinying He

In developing countries, agricultural cooperatives are increasingly used by farmers as a mechanism to gain market power in input and output markets. To assess the impact of cooperative membership on market channel selection and pricing outcomes, we conducted a survey of 661 Nepali goat farmers in 2019–20 and applied an endogenous switching probit model to analyze the data. Our findings indicate that cooperative membership had a significant and positive influence on farmers choosing cooperatives as their market channel. Additionally, farmers who sold their goats through cooperatives received significantly higher prices than those who sold through local markets or to goat collectors. We also observed that farmers who had access to price information were able to obtain better prices for their goats. Overall, our study highlights the potential benefits of promoting cooperative membership and marketing through cooperatives, as these efforts can help farmers improve the returns on their agricultural investments.

在发展中国家,农业合作社越来越多地被农民用作在投入和产出市场中获得市场力量的机制。为了评估合作社成员资格对市场渠道选择和定价结果的影响,我们在2019-20年对661名尼泊尔山羊养殖户进行了调查,并应用内生切换概率模型对数据进行了分析。我们的研究结果表明,合作社成员对农民选择合作社作为其市场渠道有着显著而积极的影响。此外,通过合作社出售山羊的农民获得的价格明显高于通过当地市场或山羊收集者出售的农民。我们还观察到,能够获得价格信息的农民能够为他们的山羊获得更好的价格。总的来说,我们的研究强调了通过合作社促进合作社成员资格和营销的潜在好处,因为这些努力可以帮助农民提高农业投资的回报。
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引用次数: 0
Tax morale and social capital: An empirical investigation among European citizens 纳税士气与社会资本:欧洲公民的实证调查
IF 1.6 4区 经济学 Q2 ECONOMICS Pub Date : 2023-06-09 DOI: 10.1111/apce.12443
Alessandro Cascavilla, Jordi Ripollés, Andrea Morone

Despite the extensive literature examining determinants of tax morale, little is still known about the relationship between the associational involvement of citizens and their willingness to pay taxes. Given the insights offered by the social capital literature regarding the role of voluntary organizations in shaping civic engagement, this study empirically investigates how membership of different types of associations could influence individual tax morale in Europe. With this in mind, we exploit the information available in the fifth wave of the European Values Study for citizens of 34 countries. Unlike previous studies on tax morale, we classify the types of voluntary associations depending on their potential to build out-group “bridging” or in-group “bonding” social ties. In this study, to carry out the classification, three alternative approaches are considered which are based on the sociodemographic heterogeneity within associations, the interconnections between them, and a combination of both. Our findings show that, after controlling for different individual characteristics and country-specific unobserved heterogeneity, those survey respondents involved in bridging associations tend to exhibit higher levels of tax morale, while the opposite is found for bonding associations. The results are quite robust for the three approaches and different estimation strategies, including an instrumental-variables methodology.

尽管有大量文献对纳税士气的决定因素进行了研究,但人们对公民结社参与与纳税意愿之间的关系仍然知之甚少。鉴于社会资本文献对志愿组织在塑造公民参与中的作用所提供的启示,本研究通过实证调查不同类型协会的成员资格如何影响欧洲个人的纳税士气。有鉴于此,我们利用了针对 34 个国家公民的第五次欧洲价值观研究中的信息。与以往有关纳税士气的研究不同,我们根据志愿协会在建立群体外 "桥梁 "或群体内 "纽带 "社会联系方面的潜力,对协会类型进行了分类。在本研究中,为了进行分类,我们考虑了三种替代方法,分别基于协会内部的社会人口异质性、协会之间的相互联系以及两者的结合。我们的研究结果表明,在控制了不同的个人特征和国家特有的未观察到的异质性后,参与桥接型协会的调查对象往往表现出更高的纳税士气,而粘合型协会则相反。这三种方法和不同的估计策略(包括工具变量方法)的结果都相当稳健。
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引用次数: 0
The role of farmer cooperatives in promoting environmentally sustainable agricultural development in China: A review 农民合作社在促进中国农业环境可持续发展中的作用:综述
IF 1.6 4区 经济学 Q2 ECONOMICS Pub Date : 2023-06-09 DOI: 10.1111/apce.12444
Qiao Liang, Kangwei Ma, Wenhao Liu

Environmentally sustainable agricultural development is an essential part of the Sustainable Development Goals proposed by the United Nations in 2015. This article systematically reviews studies on the role of farmer cooperatives in promoting environmentally sustainable agricultural development and uses China as a case study to analyze the measures and function mechanisms of farmer cooperatives in promoting the adoption and scaling of sustainable farming practices by farmers. Farmer cooperatives in China influence farmers’ farming practices and benefits by not only serving farmers with various information and technologies but also supervising farmers’ production processes. Nevertheless, farmer cooperatives, both in general and in China in particular, face challenges in effectively promoting the adoption of environmentally sustainable farming practices. A few policy implications are proposed based on these analyses.

环境可持续农业发展是联合国2015年提出的可持续发展目标的重要组成部分。本文系统地回顾了关于农民合作社在促进环境可持续农业发展中的作用的研究,并以中国为例分析了农民合作社在推动农民采用和推广可持续农业实践方面的措施和作用机制。中国的农民合作社不仅为农民提供各种信息和技术,而且监督农民的生产过程,从而影响农民的耕作实践和利益。然而,农民合作社,无论是在总体上,还是在中国,在有效促进采用环境可持续的农业做法方面都面临挑战。基于这些分析提出了一些政策含义。
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引用次数: 1
Women self-help groups and intra-household decision-making in agriculture 妇女自助团体和家庭内部农业决策
IF 1.6 4区 经济学 Q2 ECONOMICS Pub Date : 2023-06-07 DOI: 10.1111/apce.12442
Subash Surendran Padmaja, Aditya Korekallu Srinivasa, Pooja Trivedi, Kondapi Srinivas

This study examines the effect of women-centric agricultural self-help groups (SHGs) on intra-household decision-making in agriculture. Using data collected from an intra-household survey of 815 households, we analyze the effect of women's membership in different types of SHGs on 14 decisions related to farms and households. Specifically, we investigate the discord in decision-making, which is the difference in the perceived decision-making roles of spouses within a household. Our results show that women's participation in SHGs has increased their role in decision-making by 8–13%. However, the effects vary according to the type of intervention and the decision. We found fewer discords in intra-household decision-making in seed SHGs than in micro-finance SHGs. In conclusion, our study suggests that women's engagement in agriculture-based SHG interventions can encourage joint decision-making, but the magnitude of this effect depends on the type of SHG. Development agencies can use this information to design interventions targeted at empowering women through the improvement of the agricultural value chain.

本研究考察了以妇女为中心的农业自助团体(SHG)对农业家庭内部决策的影响。利用从815个家庭的家庭内部调查中收集的数据,我们分析了妇女在不同类型的SHG中的成员身份对14个与农场和家庭有关的决策的影响。具体而言,我们调查了决策中的不和谐,即配偶在家庭中感知的决策角色的差异。我们的研究结果表明,妇女参与SHG使她们在决策中的作用增加了8-13%。然而,效果因干预类型和决策而异。我们发现,种子SHG中的家庭内部决策不一致比小额金融SHG中更少。总之,我们的研究表明,妇女参与基于农业的SHG干预可以鼓励联合决策,但这种影响的大小取决于SHG的类型。发展机构可以利用这些信息制定干预措施,通过改善农业价值链增强妇女权能。
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引用次数: 0
Do outsourcing services provided by agricultural cooperatives affect technical efficiency? Insights from tobacco farmers in China 农业合作社提供的外包服务是否影响技术效率?来自中国烟农的见解
IF 1.6 4区 经济学 Q2 ECONOMICS Pub Date : 2023-06-05 DOI: 10.1111/apce.12435
Junying Lin, Songqing Jin, Hongdong Guo

In this study, we assess whether household outsourcing production tasks provided by tobacco cooperatives affect household technical efficiency, using the survey data from 449 households in Guizhou Province, China in 2014. The one-step estimation of the stochastic frontier production function is employed. We also use the instrumental variable approach to address the potential selection biases that may arise from unobserved factors that are correlated with both outsourcing service adoption and technical efficiency. The empirical results show that the farmers’ decision to outsource agricultural services provided by cooperatives has a positive effect on technical efficiency. The effects of outsourcing on technical efficiency are highly heterogeneous at different production stages. It is also interesting to note that the magnitudes of outsourcing effects on technical efficiency are similar between labor-intensive services and technology-intensive services.

在本研究中,我们使用2014年中国贵州省449户家庭的调查数据,评估了烟草合作社提供的家庭外包生产任务是否影响家庭技术效率。采用随机前沿生产函数的一步估计。我们还使用工具变量法来解决潜在的选择偏差,这些偏差可能由与外包服务采用和技术效率相关的未观察到的因素引起。实证结果表明,农民决定将合作社提供的农业服务外包对技术效率有积极影响。在不同的生产阶段,外包对技术效率的影响是高度异质的。值得注意的是,劳动密集型服务和技术密集型服务外包对技术效率的影响程度相似。
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引用次数: 0
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Annals of Public and Cooperative Economics
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