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Shear sliding of rough-walled fracture surfaces under unloading normal stress 卸载正应力作用下粗壁断口的剪切滑动
IF 7.3 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2023-10-01 DOI: 10.1016/j.jrmge.2023.02.005
Qian Yin , Chun Zhu , Jiangyu Wu , Hai Pu , Qi Wang , Yuanchao Zhang , Hongwen Jing , Tianci Deng

Through high-precision engraving, self-affine sandstone joint surfaces with various joint roughness coefficients (JRC = 3.21–12.16) were replicated and the shear sliding tests under unloading normal stress were conducted regarding various initial normal stresses (1–7 MPa) and numbers of shearing cycles (1–5). The peak shear stress of fractures decreased with shear cycles due to progressively smooth surface morphologies, while increased with both JRC and initial normal stress and could be verified using the nonlinear Barton-Bandis failure criterion. The joint friction angle of fractures exponentially increased by 62.22%–64.87% with JRC while decreased by 22.1%–24.85% with shearing cycles. After unloading normal stress, the sliding initiation time of fractures increased with both JRC and initial normal stress due to more tortuous fracture morphologies and enhanced shearing resistance capacity. The surface resistance index (SRI) of fractures decreased by 4.35%–32.02% with increasing shearing cycles due to a more significant reduction of sliding initiation shear stress than that for sliding initiation normal stress, but increased by a factor of 0.41–1.64 with JRC. After sliding initiation, the shear displacement of fractures showed an increase in power function. By defining a sliding rate threshold of 5 × 10−5 m/s, transition from “quasi-static” to “dynamic” sliding of fractures was identified, and the increase of sliding acceleration steepened with JRC while slowed down with shearing cycles. The normal displacement experienced a slight increase before shear sliding due to deformation recovery as the unloading stress was unloaded, and then enhanced shear dilation after sliding initiation due to climbing effects of surface asperities. Dilation was positively related to the shear sliding velocity of fractures. Wear characteristics of the fracture surfaces after shearing failure were evaluated using binary calculation, indicating an increasing shear area ratio by 45.24%–91.02% with normal stress.

通过高精度雕刻,复制了不同节理粗糙度系数(JRC = 3.21 ~ 12.16)的自仿射砂岩节理面,进行了不同初始法向应力(1 ~ 7 MPa)和不同剪切循环次数(1 ~ 5)的卸载法向应力剪切滑动试验。由于表面形貌逐渐光滑,裂缝的峰值剪应力随剪切循环次数的增加而减小,而随JRC和初始法向应力的增加而增加,可以用非线性Barton-Bandis破坏准则进行验证。在JRC作用下,裂缝节理摩擦角呈指数级增大62.22% ~ 64.87%,而在剪切循环作用下,裂缝节理摩擦角减小22.1% ~ 24.85%。卸载法向应力后,由于裂缝形态更加弯曲,抗剪能力增强,裂缝起滑时间随JRC和初始法向应力的增加而增加。随着剪切循环次数的增加,裂缝的表面阻力指数(SRI)降低了4.35% ~ 32.02%,这是由于滑动起裂剪应力比滑动起裂正应力降低得更明显,而JRC则增加了0.41 ~ 1.64倍。滑移起裂后,裂缝剪切位移呈幂函数增大。通过将滑动速率阈值定义为5 × 10−5 m/s,确定了裂缝从“准静态”滑动到“动态”滑动的过渡,并且滑动加速度的增加随着JRC的增加而变陡,而随着剪切循环的增加而减慢。随着卸荷应力的解除,法向位移在剪切滑动前因变形恢复而略有增大,而在开始滑动后由于表面凹凸不平的爬升作用,法向位移增强。裂缝的剪切滑动速度与扩张率呈正相关。采用二元计算对断口剪切破坏后的磨损特性进行了评价,结果表明,在正常应力下,剪切面积比增加了45.24% ~ 91.02%。
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引用次数: 2
Numerical and experimental analyses of rock failure mechanisms due to microwave treatment 微波处理岩石破坏机理的数值与实验分析
IF 7.3 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2023-10-01 DOI: 10.1016/j.jrmge.2023.02.016
Haitham M. Ahmed , Adel Ahmadihosseini , Ferri Hassani , Mohammed A. Hefni , HussinA.M. Ahmed , Hussein A. Saleem , Essam B. Moustafa , Agus P. Sasmito

Despite the extensive studies conducted on the effectiveness of microwave treatment as a novel rock pre-conditioning method, there is yet to find reliable data on the rock failure mechanisms due to microwave heating. In addition, there is no significant discussion on the energy efficiency of the method as one of the important factors among the mining and geotechnical engineers in the industry. This study presents a novel experimental method to evaluate two main rock failure mechanisms due to microwave treatment without applying any mechanical forces, i.e. distributed and concentrated heating. The result shows that the existence of a small and concentrated fraction of a strong microwave absorbing mineral will change the failure mechanism from the distributed heating to the concentrated heating, which can increase the weakening over microwave efficiency (WOME) by more than 10 folds. This observation is further investigated using the developed coupled numerical model. It is shown that at the same input energy, the existence of microwave absorbing minerals can cause major heat concentration inside the rock and increase the maximum temperature by up to three times.

尽管对微波处理作为一种新的岩石预处理方法的有效性进行了广泛的研究,但尚未找到微波加热引起岩石破坏机制的可靠数据。此外,该方法的能源效率作为重要因素之一,在行业内的采矿和岩土工程师中也没有进行重要的讨论。本研究提出了一种新的实验方法来评估微波处理的两种主要岩石破坏机制,即不施加任何机械力的分布和集中加热。结果表明:少量、集中的强吸波矿物的存在,将破坏机制由分散加热转变为集中加热,使微波减弱效率(WOME)提高10倍以上;利用开发的耦合数值模型进一步研究了这一观察结果。结果表明,在相同的输入能量下,吸收微波的矿物的存在可引起岩石内部的主要热集中,使岩石的最高温度提高3倍。
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引用次数: 2
Dynamic mechanical characteristics of deep Jinping marble in complex stress environments
1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2023-10-01 DOI: 10.1016/j.jrmge.2023.08.005
Chendi Lou, Heping Xie, Ru Zhang, Hai Ren, Hao Luo, Kun Xiao, Yuan Peng, Qiang Tan, Li Ren
To reveal the dynamic mechanical characteristics of deep rocks, a series of impact tests under triaxial static stress states corresponding to depths of 300–2400 m were conducted. The results showed that both the strain rates and the stress environments in depth significantly affect the mechanical characteristics of rocks. The sensitivity of strain rate to the dynamic strength and deformation modulus shows a negative correlation with depth, indicating that producing penetrative cracks in deep environments is more difficult when damage occurs. The dynamic strength shows a tendency to decrease and then increase slightly, but decreases sharply finally. Transmissivity demonstrates a similar trend as that of strength, whereas reflectivity indicates the opposite trend. Furthermore, two critical depths with high dynamically induced hazard possibilities based on the China Jinping Underground Laboratory (CJPL) were proposed for deep engineering. The first critical depth is 600–900 m, beyond which the sensitivity of rock dynamic characteristics to the strain rate and restraint of circumferential stress decrease, causing instability of surrounding rocks under axial stress condition. The second one lies at 1500–1800 m, where the wave impedance and dynamic strength of deep surrounding rocks drop sharply, and the dissipation energy presents a negative value. It suggests that the dynamic instability of deep surrounding rocks can be divided into dynamic load dominant and dynamic load induced types, depending on the second critical depth.
为揭示深部岩石的动态力学特性,开展了相应深度300 ~ 2400 m的三轴静应力状态下的一系列冲击试验。结果表明,应变速率和深部应力环境对岩石力学特性有显著影响。应变率对动强度和变形模量的敏感性与深度呈负相关关系,表明深部环境中发生损伤时更难以产生穿透性裂纹。动强度呈先减小后小幅增大的趋势,最后急剧减小。透射率的变化趋势与强度的变化趋势相似,反射率的变化趋势则相反。第一个临界深度为600 ~ 900 m,超过该深度,岩石动力特性对应变速率的敏感性和周向应力约束降低,导致围岩在轴向应力条件下失稳。在1500 ~ 1800 m处,深部围岩波阻抗和动强度急剧下降,耗散能呈负值。根据第二临界深度的不同,深部围岩动力失稳可分为动荷载主导型和动荷载诱导型。
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引用次数: 0
Thermo-hydro-mechanical (THM) coupled simulation of the land subsidence due to aquifer thermal energy storage (ATES) system in soft soils 软土含水层储热系统引起地面沉降的热-水-力耦合模拟
1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2023-10-01 DOI: 10.1016/j.jrmge.2023.05.019
Yang Wang, Fengshou Zhang, Fang Liu
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引用次数: 0
Numerical analysis of bending property of bi-modulus materials and a new method for measurement of tensile elastic modulus 双模量材料弯曲性能的数值分析及拉伸弹性模量的新测量方法
IF 7.3 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2023-10-01 DOI: 10.1016/j.jrmge.2023.03.003
Tianmin Wang , Jianhong Ye

In nature, there are widely distributed bi-modulus materials with different deformation characteristics under compressive and tensile stress states, such as concrete, rock and ceramics. Due to the lack of constitutive model that could reasonably consider the bi-modulus property of materials, and the lack of simple and reliable measurement methods for the tensile elastic parameters of materials, scientists and engineers always neglect the effect of the bi-modulus property of materials in engineering design and numerical simulation. To solve this problem, this study utilizes the uncoupled strain-driven constitutive model proposed by Latorre and Montáns (2020) to systematically study the distributions and magnitudes of stresses and strains of bi-modulus materials in the three-point bending test through the numerical method. Furthermore, a new method to synchronously measure the tensile and compressive elastic moduli of materials through the four-point bending test is proposed. The numerical results show that the bi-modulus property of materials has a significant effect on the stress, strain and displacement in the specimen utilized in the three-point and four-point bending tests. Meanwhile, the results from the numerical tests, in which the elastic constitutive model proposed by Latorre and Montáns (2020) is utilized, also indicate that the newly proposed measurement method has a good reliability. Although the new measurement method proposed in this study can synchronously and effectively measure the tensile and compressive elastic moduli, it cannot measure the tensile and compressive Poisson's ratios.

在自然界中,存在着广泛分布的双模量材料,它们在压拉应力状态下具有不同的变形特性,如混凝土、岩石、陶瓷等。由于缺乏合理考虑材料双模特性的本构模型,以及缺乏简单可靠的材料拉伸弹性参数测量方法,科学家和工程师在工程设计和数值模拟中往往忽略材料双模特性的影响。为了解决这一问题,本研究利用Latorre和Montáns(2020)提出的非耦合应变驱动本构模型,通过数值方法系统研究双模材料在三点弯曲试验中的应力应变分布和大小。此外,提出了一种通过四点弯曲试验同步测量材料拉伸和压缩弹性模量的新方法。数值计算结果表明,材料的双模量特性对三点和四点弯曲试验试样的应力、应变和位移有显著影响。同时,采用Latorre和Montáns(2020)提出的弹性本构模型进行的数值试验结果也表明,所提出的测量方法具有良好的可靠性。虽然本文提出的新测量方法可以同步有效地测量拉伸和压缩弹性模量,但无法测量拉伸和压缩泊松比。
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引用次数: 1
Moment tensor and stress inversion solutions of acoustic emissions during compression and tensile fracturing in crystalline rocks 结晶岩石压缩和拉伸破裂过程中声发射的矩张量和应力反演解
IF 7.3 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2023-10-01 DOI: 10.1016/j.jrmge.2022.12.024
Zihua Niu , Bing Qiuyi Li , Omid Moradian

We investigate the accuracy and robustness of moment tensor (MT) and stress inversion solutions derived from acoustic emissions (AEs) during the laboratory fracturing of prismatic Barre granite specimens. Pre-cut flaws in the specimens introduce a complex stress field, resulting in a spatial and temporal variation of focal mechanisms. Specifically, we consider two experimental setups: (1) where the rock is loaded in compression to generate primarily shear-type fractures and (2) where the material is loaded in indirect tension to generate predominantly tensile-type fractures. In each test, we first decompose AE moment tensors into double-couple (DC) and non-DC terms and then derive unambiguous normal and slip vectors using k-means clustering and an unstructured damped stress inversion algorithm. We explore temporal and spatial distributions of DC and non-DC events at different loading levels. The majority of the DC and the tensile non-DC events cluster around the pre-cut flaws, where macro-cracks later develop. Results of stress inversion are verified against the stress field from finite element (FE) modeling. A good agreement is found between the experimentally derived and numerically simulated stress orientations. To the best of the authors’ knowledge, this work presents the first case where stress inversion methodologies are validated by numerical simulations at laboratory scale and under highly heterogeneous stress distributions.

我们研究了巴利花岗岩棱镜试样在实验室破裂过程中由声发射(ae)得到的矩张量(MT)和应力反演解的准确性和鲁棒性。试样的预切缺陷引入了复杂的应力场,导致了震源机制的时空变化。具体来说,我们考虑了两种实验设置:(1)岩石在压缩中加载,主要产生剪切型裂缝;(2)材料在间接拉伸中加载,主要产生拉伸型裂缝。在每个测试中,我们首先将AE矩张量分解为双偶(DC)和非DC项,然后使用k-means聚类和非结构化阻尼应力反演算法获得明确的法向和滑移向量。研究了不同负载水平下直流和非直流事件的时空分布。大多数直流电事件和拉伸非直流电事件聚集在预切割缺陷周围,随后在这些缺陷周围形成宏观裂纹。利用有限元模拟的应力场对应力反演结果进行了验证。实验推导的应力方向与数值模拟的应力方向吻合较好。据作者所知,这项工作首次在实验室规模和高度非均质应力分布下通过数值模拟验证了应力反演方法。
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引用次数: 1
Discontinuity development patterns and the challenges for 3D discrete fracture network modeling on complicated exposed rock surfaces 复杂暴露岩体表面不连续发育模式及三维离散裂缝网络建模的挑战
1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2023-10-01 DOI: 10.1016/j.jrmge.2023.09.004
Wen Zhang, Ming Wei, Ying Zhang, Tengyue Li, Qing Wang, Chen Cao, Chun Zhu, Zhengwei Li, Zhenbang Nie, Shuonan Wang, Han Yin
Natural slopes usually display complicated exposed rock surfaces that are characterized by complex and substantial terrain undulation and ubiquitous undesirable phenomena such as vegetation cover and rockfalls. This study presents a systematic outcrop research of fracture pattern variations in a complicated rock slope, and the qualitative and quantitative study of the complex phenomena impact on three-dimensional (3D) discrete fracture network (DFN) modeling. As the studies of the outcrop fracture pattern have been so far focused on local variations, thus, we put forward a statistical analysis of global variations. The entire outcrop is partitioned into several subzones, and the subzone-scale variability of fracture geometric properties is analyzed (including the orientation, the density, and the trace length). The results reveal significant variations in fracture characteristics (such as the concentrative degree, the average orientation, the density, and the trace length) among different subzones. Moreover, the density of fracture sets, which is approximately parallel to the slope surface, exhibits a notably higher value compared to other fracture sets across all subzones. To improve the accuracy of the DFN modeling, the effects of three common phenomena resulting from vegetation and rockfalls are qualitatively analyzed and the corresponding quantitative data processing solutions are proposed. Subsequently, the 3D fracture geometric parameters are determined for different areas of the high-steep rock slope in terms of the subzone dimensions. The results show significant variations in the same set of 3D fracture parameters across different regions with density differing by up to tenfold and mean trace length exhibiting differences of 3–4 times. The study results present precise geological structural information, improve modeling accuracy, and provide practical solutions for addressing complex outcrop issues.
天然斜坡通常显示复杂的裸露岩石表面,其特征是复杂而剧烈的地形起伏和无处不在的不良现象,如植被覆盖和落石。本文对复杂岩质边坡裂缝形态变化进行了系统的露头研究,并对复杂现象对三维(3D)离散裂缝网络(DFN)建模的影响进行了定性和定量研究。目前对露头断裂模式的研究主要集中在局部变化上,因此,我们提出了对露头断裂模式全局变化的统计分析。将整个露头划分为若干子带,分析了裂缝几何性质在子带尺度上的变异性(包括裂缝的方位、密度和迹线长度)。结果表明,不同亚带的裂缝特征(如集中程度、平均方位、密度和迹线长度)存在显著差异。此外,与坡面近似平行的裂缝集密度在所有子带中都明显高于其他裂缝集。为了提高DFN模型的精度,定性分析了植被和落石对三种常见现象的影响,并提出了相应的定量数据处理方案。随后,根据分区尺寸确定了高陡岩质边坡不同区域的三维裂缝几何参数。结果表明,同一组三维裂缝参数在不同区域之间存在显著差异,密度差异可达10倍,平均迹线长度差异可达3-4倍。研究结果提供了精确的地质构造信息,提高了建模精度,为解决复杂露头问题提供了实用的解决方案。
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引用次数: 0
Evolution of mechanical parameters of Shuangjiangkou granite under different loading cycles and stress paths 不同加载循环和应力路径下双江口花岗岩力学参数演化
1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2023-10-01 DOI: 10.1016/j.jrmge.2023.09.005
Liangjie Gu, Xia-Ting Feng, Rui Kong, Chengxiang Yang, Yuelin Xia
Surrounding rocks at different locations are generally subjected to different stress paths during the process of deep hard rock excavation. In this study, to reveal the mechanical parameters of deep surrounding rock under different stress paths, a new cyclic loading and unloading test method for controlled true triaxial loading and unloading and principal stress direction interchange were proposed, and the evolution of mechanical parameters of Shuangjiangkou granite under different stress paths were studied, including the deformation modulus, elastic deformation increment ratios, fracture degree, cohesion and internal friction angle. Additionally, the new stress path coefficient was defined to characterize different stress paths, and the functional relationships among the stress path coefficient, rock fracture degree difference coefficient, cohesion and internal friction angle were obtained. The results show that during the true triaxial cyclic loading and unloading process, the deformation modulus and cohesion gradually decreases, while the internal friction angle gradually increases with increasing equivalent crack strain. The stress path coefficient is exponentially related to the rock fracture degree difference coefficient. As the stress path coefficient increases, the degrees of cohesion weakening and internal friction angle strengthening decreased linearly. During cyclic loading and unloading under true triaxial principal stress direction interchange, the direction of crack development changes, and the deformation modulus increased, while the cohesion strengths and internal friction angle decreases slightly, indicating that the principal stress direction interchange has a strengthening effect on surrounding rocks. Finally, the influences of the principal stress interchange direction on the stabilities of deep engineering excavation projects are discussed.
在深部硬岩开挖过程中,不同位置的围岩通常受到不同的应力路径。为揭示不同应力路径下深部围岩的力学参数,提出了一种可控真三轴加卸载和主应力方向互换的循环加卸载试验新方法,研究了双江口花岗岩在不同应力路径下的变形模量、弹性变形增量比、断裂程度、内聚力和内摩擦角。此外,定义了新的应力路径系数来表征不同的应力路径,得到了应力路径系数与岩石破碎度差系数、黏聚力和内摩擦角之间的函数关系。结果表明:在真三轴循环加卸载过程中,随着等效裂纹应变的增大,变形模量和黏聚力逐渐减小,内摩擦角逐渐增大;应力路径系数与岩石破裂度差系数呈指数关系。随着应力路径系数的增大,黏聚力减弱程度和内摩擦角增强程度呈线性减小。真三轴主应力方向互换循环加卸载过程中,裂纹发育方向发生变化,变形模量增大,而黏聚强度和内摩擦角略有减小,说明主应力方向互换对围岩具有强化作用。最后,讨论了主应力交换方向对深基坑工程稳定性的影响。
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引用次数: 0
Shear strength degradation of gas hydrate–bearing sediment due to partial hydrate dissociation 水合物部分解离对含气沉积物抗剪强度的影响
1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2023-10-01 DOI: 10.1016/j.jrmge.2023.10.002
Yuan Zhou, Jiazuo Zhou, Pan Chen, Changfu Wei
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引用次数: 0
Wetting-drying-freezing-thawing cycle effect on the hydro-mechanical behaviour of Yanji swelling mudstone 干湿冻融循环对延吉膨胀泥岩水力学特性的影响
IF 7.3 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2023-10-01 DOI: 10.1016/j.jrmge.2023.05.004
Zhixiong Zeng , Lingwei Kong

Swelling geomaterials in northwestern and northeastern China are exposed to both seasonal wetting-drying (DW) and freezing-thawing (FT) processes. The influence of full-process wetting-drying-freezing-thawing (WDFT) cycles on their hydro-mechanical behaviour has not been well investigated. In this study, a series of swelling and compression tests was conducted on Yanji weathered mudstone subjected to different WD, FT and WDFT processes and the effects of seasonal processes and cyclic number on the swelling strain, compression index, rebound index and hydraulic conductivity were experimentally determined. With the increasing WD, FT and WDFT cycles, the starting time of primary swelling decreased first due to the increasing water infiltration with the appearance of large pores, and then increased because of the decreasing swelling potential of compact aggregates after two cycles. Moreover, as the cyclic number increased, the final swelling strain declined. Upon loading, the specimens after cyclic processes exhibited a smaller compression index at low stresses due to their smaller inter-particle distance after swelling, but a larger one owing to the collapse of large pores and cracks at high vertical stresses. After unloading, the rebound index decreased with the increase of cyclic number due to the irreversible collapse of large pores and cracks. The hydraulic conductivity increased with the increasing cyclic number at low vertical stresses (large void ratios). With the further increase of vertical stress, the increase of hydraulic conductivity induced by cyclic processes became indiscernible. Moreover, a comparison among three processes suggested that the WDFT process exerted a more pronounced influence on the hydro-mechanical behaviour of Yanji mudstone than the separate WD or FT process.

中国西北和东北地区的膨胀性岩土体经历了季节性干湿过程和冻融过程。全过程湿-干-冻-融循环对其水力学行为的影响尚未得到很好的研究。本研究对延吉风化泥岩进行了不同WD、FT和WDFT过程的膨胀压缩试验,实验确定了季节过程和循环次数对膨胀应变、压缩指数、回弹指数和水力导率的影响。随着WD、FT和WDFT循环次数的增加,初始溶胀开始时间先减小,这是由于水入渗的增加和大孔隙的出现,两个循环后,由于致密团聚体溶胀势的减小,初始溶胀开始时间增加。随着循环次数的增加,最终膨胀应变减小。加载后,经过循环处理的试样在低应力下的压缩指数较小,这是由于试样膨胀后的颗粒间距离较小,而在高垂直应力下,试样的压缩指数较大,这是由于大孔隙和裂纹的坍塌。卸载后,随着循环次数的增加,由于大孔隙和裂纹的不可逆坍塌,回弹指数减小。在低垂向应力(大孔隙比)条件下,水力导率随循环次数的增加而增大。随着竖向应力的进一步增大,循环过程引起的水力导电性的增加变得不明显。三种过程的对比表明,WDFT过程对延吉泥岩水力学行为的影响比单独的WD或FT过程更为显著。
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引用次数: 0
期刊
Journal of Rock Mechanics and Geotechnical Engineering
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