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Numerical investigation of geostress influence on the grouting reinforcement effectiveness of tunnel surrounding rock mass in fault fracture zones 断层破碎带地应力对隧道围岩注浆加固效果影响的数值研究
IF 7.3 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2024-01-01 DOI: 10.1016/j.jrmge.2023.04.011
Xiangyu Xu , Zhijun Wu , Lei Weng , Zhaofei Chu , Quansheng Liu , Yuan Zhou

Grouting is a widely used approach to reinforce broken surrounding rock mass during the construction of underground tunnels in fault fracture zones, and its reinforcement effectiveness is highly affected by geostress. In this study, a numerical manifold method (NMM) based simulator has been developed to examine the impact of geostress conditions on grouting reinforcement during tunnel excavation. To develop this simulator, a detection technique for identifying slurry migration channels and an improved fluid-solid coupling (F–S) framework, which considers the influence of fracture properties and geostress states, is developed and incorporated into a zero-thickness cohesive element (ZE) based NMM (Co-NMM) for simulating tunnel excavation. Additionally, to simulate coagulation of injected slurry, a bonding repair algorithm is further proposed based on the ZE model. To verify the accuracy of the proposed simulator, a series of simulations about slurry migration in single fractures and fracture networks are numerically reproduced, and the results align well with analytical and laboratory test results. Furthermore, these numerical results show that neglecting the influence of geostress condition can lead to a serious overestimation of slurry migration range and reinforcement effectiveness. After validations, a series of simulations about tunnel grouting reinforcement and tunnel excavation in fault fracture zones with varying fracture densities under different geostress conditions are conducted. Based on these simulations, the influence of geostress conditions and the optimization of grouting schemes are discussed.

在断层破碎带修建地下隧道时,灌浆是一种广泛使用的加固破碎围岩的方法,其加固效果受地质应力的影响很大。本研究开发了基于数值流形法(NMM)的模拟器,以研究隧道开挖过程中地质应力条件对注浆加固的影响。为开发该模拟器,开发了一种用于识别浆液迁移通道的检测技术和一种改进的流固耦合(F-S)框架,该框架考虑了断裂特性和地应力状态的影响,并将其纳入基于零厚度内聚元素(ZE)的 NMM(Co-NMM)中,用于模拟隧道开挖。此外,为了模拟注入泥浆的凝结,还进一步提出了基于 ZE 模型的粘结修复算法。为了验证所提模拟器的准确性,对泥浆在单一裂缝和裂缝网络中的迁移进行了一系列模拟,结果与分析和实验室测试结果非常吻合。此外,这些数值结果表明,忽略地应力条件的影响会导致严重高估泥浆迁移范围和加固效果。经过验证后,对不同地应力条件下不同断裂密度的断层断裂带中的隧道注浆加固和隧道开挖进行了一系列模拟。在这些模拟的基础上,讨论了地应力条件的影响和注浆方案的优化。
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引用次数: 0
Analytical evaluation of steady-state solute distribution in through-diffusion and membrane behavior test under non-perfectly flushing boundary conditions 非完全冲洗边界条件下穿透扩散和膜行为试验中稳态溶质分布的分析评价
IF 7.3 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2024-01-01 DOI: 10.1016/j.jrmge.2023.04.010
Guannian Chen , Yuchao Li , Kristin M. Sample-Lord , Shan Tong

The through-diffusion and membrane behavior testing procedure using a closed-system apparatus has been widely used for concurrent measurement of diffusion and membrane efficiency coefficients of low-permeability clay-based barrier materials. However, the common assumption of perfectly flushing conditions at the specimen boundaries could induce errors in analyses of the diffusion coefficients and membrane efficiencies. In this study, an innovative pseudo three-dimensional (3D) analytical method was proposed to evaluate solute distribution along the boundary surfaces of the soil-porous disks system, considering the non-perfectly flushing conditions. The results were consistent with numerical models under two scenarios considering different inflow/outflow positions. The proposed model has been demonstrated to be an accurate and reliable method to estimate solute distributions along the boundaries. The calculated membrane efficiency coefficient and diffusion coefficient based on the proposed analytical method are more accurate, resulting in up to 50% less relative error than the traditional approach that adopts the arithmetic mean value of the influent and effluent concentrations. The retardation factor of the clay specimen also can be calculated with a revised cumulative mass approach. Finally, the simulated transient solute transport matched with experimental data from a multi-stage through-diffusion and membrane behavior test, validating the accuracy of the proposed method.

使用封闭系统仪器进行的穿透扩散和膜行为测试程序已被广泛用于同时测量低渗透性粘土基屏障材料的扩散系数和膜效率系数。然而,在分析扩散系数和膜效率时,通常假设试样边界处于完全冲洗状态,这可能会导致误差。本研究提出了一种创新的伪三维(3D)分析方法,用于评估土壤-多孔盘系统边界表面的溶质分布,并考虑了非完全冲洗条件。在考虑不同流入/流出位置的两种情况下,结果与数值模型一致。实验证明,所提出的模型是估算沿边界溶质分布的一种准确可靠的方法。与采用进水和出水浓度算术平均值的传统方法相比,基于所提出的分析方法计算出的膜效率系数和扩散系数更为精确,相对误差减少了 50%。粘土试样的延迟因子也可以通过修正的累积质量法计算出来。最后,模拟的瞬态溶质传输与多级穿透扩散和膜行为测试的实验数据相吻合,验证了所提方法的准确性。
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引用次数: 0
Fiber optic monitoring of an anti-slide pile in a retrogressive landslide 滑坡滑坡中抗滑桩的光纤监测
IF 7.3 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2024-01-01 DOI: 10.1016/j.jrmge.2023.02.011
Lei Zhang , Honghu Zhu , Heming Han , Bin Shi

Anti-slide piles are one of the most important reinforcement structures against landslides, and evaluating the working conditions is of great significance for landslide mitigation. The widely adopted analytical methods of pile internal forces include cantilever beam method and elastic foundation beam method. However, due to many assumptions involved in calculation, the analytical models cannot be fully applicable to complex site situations, e.g. landslides with multi-sliding surfaces and pile-soil interface separation as discussed herein. In view of this, the combination of distributed fiber optic sensing (DFOS) and strain-internal force conversion methods was proposed to evaluate the working conditions of an anti-sliding pile in a typical retrogressive landslide in the Three Gorges reservoir area, China. Brillouin optical time domain reflectometry (BOTDR) was utilized to monitor the strain distribution along the pile. Next, by analyzing the relative deformation between the pile and its adjacent inclinometer, the pile-soil interface separation was profiled. Finally, the internal forces of the anti-slide pile were derived based on the strain-internal force conversion method. According to the ratio of calculated internal forces to the design values, the working conditions of the anti-slide pile could be evaluated. The results demonstrated that the proposed method could reveal the deformation pattern of the anti-slide pile system, and can quantitatively evaluate its working conditions.

抗滑桩是最重要的抗滑坡加固结构之一,其工作条件的评估对缓解滑坡具有重要意义。目前广泛采用的桩内力分析方法包括悬臂梁法和弹性地基梁法。然而,由于计算中涉及许多假设,这些分析模型无法完全适用于复杂的现场情况,例如本文讨论的具有多滑动面和桩土界面分离的滑坡。有鉴于此,本文提出了分布式光纤传感(DFOS)与应变内力转换相结合的方法,用于评估中国三峡库区典型逆冲滑坡中抗滑桩的工作条件。利用布里渊光学时域反射仪(BOTDR)监测了沿桩的应变分布。接着,通过分析桩与相邻倾斜仪之间的相对变形,剖析了桩土界面分离情况。最后,根据应变-内力换算法得出了抗滑桩的内力。根据计算内力与设计值的比值,可以评估抗滑桩的工作条件。结果表明,所提出的方法可以揭示抗滑桩系统的变形模式,并能定量评估其工作条件。
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引用次数: 0
Investigation of the block toppling evolution of a layered model slope by centrifuge test and discrete element modeling 分层模型边坡块体倾倒演化的离心试验和离散元模拟研究
IF 7.3 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2024-01-01 DOI: 10.1016/j.jrmge.2023.02.019
Leilei Jin , Hongkai Dong , Fei Ye , Yufeng Wei , Jianfeng Liu , Changkui Wang

Primary toppling usually occurs in layered rock slopes with large anti-dip angles. In this paper, the block toppling evolution was explored using a large-scale centrifuge system. Each block column in the layered model slope was made of cement mortar. Some artificial cracks perpendicular to the block column were prefabricated. Strain gages, displacement gages, and high-speed camera measurements were employed to monitor the deformation and failure processes of the model slope. The centrifuge test results show that the block toppling evolution can be divided into seven stages, i.e. layer compression, formation of major tensile crack, reverse bending of the block column, closure of major tensile crack, strong bending of the block column, formation of failure zone, and complete failure. Block toppling is characterized by sudden large deformation and occurs in stages. The wedge-shaped cracks in the model incline towards the slope. Experimental observations show that block toppling is mainly caused by bending failure rather than by shear failure. The tensile strength also plays a key factor in the evolution of block toppling. The simulation results from discrete element method (DEM) is in line with the testing results. Tensile stress exists at the backside of rock column during toppling deformation. Stress concentration results in the fragmented rock column and its degree is the most significant at the slope toe.

原生倾覆通常发生在反倾角较大的层状岩石斜坡上。本文利用大型离心机系统探讨了砌块倾覆的演变过程。分层模型边坡中的每个砌块柱都由水泥砂浆制成。预制了一些垂直于砌块柱的人工裂缝。采用应变计、位移计和高速摄像测量来监测模型斜坡的变形和破坏过程。离心机试验结果表明,砌块倾覆演变过程可分为七个阶段,即层压缩、主要拉伸裂缝形成、砌块柱反向弯曲、主要拉伸裂缝闭合、砌块柱强弯曲、破坏区形成和完全破坏。块体倾覆的特点是突然发生大变形,并分阶段发生。模型中的楔形裂缝向斜坡倾斜。实验观察表明,砌块倾覆主要由弯曲破坏而非剪切破坏引起。抗拉强度也是影响砌块倾覆演变的关键因素。离散元素法(DEM)的模拟结果与测试结果一致。在倾覆变形过程中,岩柱背面存在拉应力。应力集中在破碎的岩柱上,其程度在坡脚处最为显著。
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引用次数: 0
Failure transition of shear-to-dilation band of rock salt under triaxial stresses 三轴应力作用下岩盐剪切带向膨胀带的破坏转变
IF 7.3 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2024-01-01 DOI: 10.1016/j.jrmge.2023.03.015
Jianfeng Liu , Xiaosong Qiu , Jianxiong Yang , Chao Liang , Jingjing Dai , Yu Bian

Great potential of underground gas/energy storage in salt caverns seems to be a promising solution to support renewable energy. In the underground storage method, the operating cycle unfortunately may reach up to daily or even hourly, which generates complicated pressures on the salt cavern. Furthermore, the mechanical behavior of rock salt may change and present distinct failure characteristics under different stress states, which affects the performance of salt cavern during the time period of full service. To reproduce a similar loading condition on the cavern surrounding rock mass, the cyclic triaxial loading/unloading tests are performed on the rock salt to explore the mechanical transition behavior and failure characteristics under different confinement. Experimental results show that the rock salt samples present a diffused shear failure band with significant bulges at certain locations in low confining pressure conditions (e.g. 5 MPa, 10 MPa and 15 MPa), which is closely related to crystal misorientation and grain boundary sliding. Under the elevated confinement (e.g. 20 MPa, 30 MPa and 40 MPa), the dilation band dominates the failure mechanism, where the large-size halite crystals are crushed to be smaller size and new pores are developing. The failure transition mechanism revealed in the paper provides additional insight into the mechanical performance of salt caverns influenced by complicated stress states.

在盐穴中储存地下天然气/能源的巨大潜力似乎是支持可再生能源的一个很有前途的解决方案。在地下储能方法中,运行周期可能长达每天甚至每小时,这对盐洞产生了复杂的压力。此外,在不同的应力状态下,岩盐的机械行为可能会发生变化,并呈现出不同的失效特征,从而影响盐穴在全面服务期间的性能。为了再现岩洞围岩体的类似加载条件,对岩盐进行了循环三轴加载/卸载试验,以探索不同约束条件下的力学转变行为和破坏特征。实验结果表明,在低约束压力条件下(如 5 兆帕、10 兆帕和 15 兆帕),岩盐样品呈现弥散剪切破坏带,在某些位置有明显的隆起,这与晶体错向和晶界滑动密切相关。在较高的约束压力条件下(如 20 兆帕、30 兆帕和 40 兆帕),膨胀带主导了破坏机制,大尺寸的海绿石晶体被挤压成较小尺寸,新的孔隙开始发育。本文揭示的失效转换机制为我们进一步了解受复杂应力状态影响的盐洞力学性能提供了新的视角。
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引用次数: 0
Prediction of high-embankment settlement combining joint denoising technique and enhanced GWO-ν-SVR method 结合联合去噪技术和增强型 GWO-ν-SVR 方法预测高堤坝沉降
IF 7.3 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2024-01-01 DOI: 10.1016/j.jrmge.2023.06.018
Qi Zhang , Qian Su , Zongyu Zhang , Zhixing Deng , De Chen

Reliable long-term settlement prediction of a high embankment relates to mountain infrastructure safety. This study developed a novel hybrid model (NHM) that combines a joint denoising technique with an enhanced gray wolf optimizer (EGWO)-ν-support vector regression (ν-SVR) method. High-embankment field measurements were preprocessed using the joint denoising technique, which includes complete ensemble empirical mode decomposition, singular value decomposition, and wavelet packet transform. Furthermore, high-embankment settlements were predicted using the EGWO-ν-SVR method. In this method, the standard gray wolf optimizer (GWO) was improved to obtain the EGWO to better tune the ν-SVR model hyperparameters. The proposed NHM was then tested in two case studies. Finally, the influences of the data division ratio and kernel function on the EGWO-ν-SVR forecasting performance and prediction efficiency were investigated. The results indicate that the NHM suppresses noise and restores details in high-embankment field measurements. Simultaneously, the NHM outperforms other alternative prediction methods in prediction accuracy and robustness. This demonstrates that the proposed NHM is effective in predicting high-embankment settlements with noisy field measurements. Moreover, the appropriate data division ratio and kernel function for EGWO-ν-SVR are 7:3 and radial basis function, respectively.

对高路堤进行可靠的长期沉降预测关系到山区基础设施的安全。本研究开发了一种新型混合模型(NHM),该模型结合了联合去噪技术和增强灰狼优化器(EGWO)-ν-支持向量回归(ν-SVR)方法。使用联合去噪技术对高堤坝现场测量进行预处理,该技术包括完全集合经验模式分解、奇异值分解和小波包变换。此外,还使用 EGWO-ν-SVR 方法对高堤坝沉降进行了预测。在该方法中,对标准灰狼优化器(GWO)进行了改进,以获得 EGWO,从而更好地调整 ν-SVR 模型超参数。然后,在两个案例研究中对所提出的 NHM 进行了测试。最后,研究了数据分割率和核函数对 EGWO-ν-SVR 预测性能和预测效率的影响。结果表明,NHM 可以抑制噪声,恢复高堤坝现场测量的细节。同时,NHM 在预测精度和稳健性方面优于其他预测方法。这表明,所提出的 NHM 能够有效预测高堤坝沉降的噪声现场测量结果。此外,EGWO-ν-SVR 的合适数据分割比和核函数分别为 7:3 和径向基函数。
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引用次数: 0
Coalbursts in China: Theory, practice and management 中国的煤尘暴:理论、实践与管理
IF 7.3 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2024-01-01 DOI: 10.1016/j.jrmge.2023.11.003
Yishan Pan , Yimin Song , Hao Luo , Yonghui Xiao

Coalburst is one of the most serious disasters that threaten the safe production of coal mines, and this disaster is particularly serious in China. This paper presents an overview of coalbursts in China since 1980s. From the "stress and energy" and "regional and local" perspectives, the achievements in the theory, practice and management of coalbursts in China are systematically summarized. A theoretical system of coalbursts has been formed to reveal the deformational behavior of coalbursts and explain the mechanism of coalbursts. The occurrence conditions of coalbursts are put forward and the critical stress is obtained. The stress index method for risk evaluation of coalbursts before mining is proposed, and the deformation localization prediction method of coalbursts is put forward. The relationship between energy release and absorption in the process of coalbursts is found, and the prevention and control methods of coalbursts, including the regional method, the local method and support, are presented. The safety evaluation index of coalburst prevention and control is put forward. The integrated prevention and control method for coal and gas outbursts is proposed. The prevention and control technology and equipment of coalbursts have also been developed. Amongst them, the distribution law of the critical stress in China coalburst mines is discovered. The technology and equipment for monitoring, prevention and control of coalbursts, as well as for integrated prevention and control of combined coalbursts and other disasters, have been developed. The energy-absorbing and coalburst-preventing support technology for roadways is invented, and key engineering parameters of coalburst prevention and control are pointed out. In China, coalburst prevention and control laws and standards have been developed. Technical standards for coalbursts are formulated, statute and regulations for coal mines are established, and regulatory documents are promoted.

煤矿瓦斯灾害是威胁煤矿安全生产的最严重灾害之一,在中国尤为严重。本文概述了 20 世纪 80 年代以来中国的煤尘爆炸情况。从 "应力与能源 "和 "区域与地方 "两个角度,系统总结了我国煤尘爆炸理论、实践和管理方面的成果。形成了煤爆理论体系,揭示了煤爆变形行为,解释了煤爆机理。提出了煤爆的发生条件,得到了临界应力。提出了开采前煤爆风险评价的应力指数法,并提出了煤爆变形定位预测方法。发现了煤爆过程中能量释放与吸收的关系,提出了包括区域法、局部法和支护法在内的煤爆防治方法。提出了煤爆防治的安全评价指标。提出了煤与瓦斯突出综合防治方法。煤爆防治技术与装备也得到了发展。其中,发现了中国煤爆矿井临界应力分布规律。开发了煤层突水监测、防治技术与装备,以及煤层突水与其他灾害综合防治技术与装备。发明了巷道吸能防突支护技术,指出了防治煤爆的关键工程参数。在中国,制定了煤爆防治法规和标准。制定煤尘爆炸技术标准,制定煤矿法规和规章,推广规范性文件。
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引用次数: 0
Tensile strength and failure behavior of rock-mortar interfaces: Direct and indirect measurements 岩石-砂浆界面的抗拉强度和破坏行为:直接和间接测量
IF 7.3 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2024-01-01 DOI: 10.1016/j.jrmge.2023.04.013
Ghasem Shams , Patrice Rivard , Omid Moradian

The tensile strength at the rock-concrete interface is one of the crucial factors controlling the failure mechanisms of structures, such as concrete gravity dams. Despite the critical importance of the failure mechanism and tensile strength of rock-concrete interfaces, understanding of these factors remains very limited. This study investigated the tensile strength and fracturing processes at rock-mortar interfaces subjected to direct and indirect tensile loadings. Digital image correlation (DIC) and acoustic emission (AE) techniques were used to monitor the failure mechanisms of specimens subjected to direct tension and indirect loading (Brazilian tests). The results indicated that the direct tensile strength of the rock-mortar specimens was lower than their indirect tensile strength, with a direct/indirect tensile strength ratio of 65%. DIC strain field data and moment tensor inversions (MTI) of AE events indicated that a significant number of shear microcracks occurred in the specimens subjected to the Brazilian test. The presence of these shear microcracks, which require more energy to break, resulted in a higher tensile strength during the Brazilian tests. In contrast, microcracks were predominantly tensile in specimens subjected to direct tension, leading to a lower tensile strength. Spatiotemporal monitoring of the cracking processes in the rock-mortar interfaces revealed that they show AE precursors before failure under the Brazilian test, whereas they show a minimal number of AE events before failure under direct tension. Due to different microcracking mechanisms, specimens tested under Brazilian tests showed lower roughness with flatter fracture surfaces than those tested under direct tension with jagged and rough fracture surfaces. The results of this study shed light on better understanding the micromechanics of damage in the rock-concrete interfaces for a safer design of engineering structures.

岩石-混凝土界面的抗拉强度是控制混凝土重力坝等结构破坏机制的关键因素之一。尽管岩石-混凝土界面的破坏机制和抗拉强度至关重要,但人们对这些因素的了解仍然非常有限。本研究调查了岩石-水泥砂浆界面在直接和间接拉伸荷载作用下的抗拉强度和断裂过程。采用数字图像相关(DIC)和声发射(AE)技术来监测直接拉伸和间接加载(巴西试验)试样的破坏机制。结果表明,岩石砂浆试样的直接拉伸强度低于间接拉伸强度,直接/间接拉伸强度比为 65%。AE 事件的 DIC 应变场数据和力矩张量反演 (MTI) 表明,在接受巴西试验的试样中出现了大量剪切微裂缝。这些剪切微裂缝的存在需要更多的能量才能断裂,因此在巴西试验中拉伸强度较高。相比之下,直接拉伸试样中的微裂缝主要是拉伸裂缝,因此抗拉强度较低。对岩石与砂土界面的开裂过程进行时空监测后发现,在巴西试验中,岩石与砂土界面在失效前会出现 AE 前兆,而在直接拉伸试验中,岩石与砂土界面在失效前只会出现极少量的 AE 事件。由于微裂纹机制不同,在巴西试验下测试的试样粗糙度较低,断裂面较平整,而在直接拉伸试验下测试的试样断裂面则参差不齐,非常粗糙。这项研究的结果有助于更好地理解岩石-混凝土界面破坏的微观力学,从而更安全地设计工程结构。
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引用次数: 0
Uncertainties of landslide susceptibility prediction: Influences of random errors in landslide conditioning factors and errors reduction by low pass filter method 滑坡易发性预测的不确定性:滑坡条件因子随机误差的影响及低通滤波法减小误差
IF 7.3 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2024-01-01 DOI: 10.1016/j.jrmge.2023.11.001
Faming Huang , Zuokui Teng , Chi Yao , Shui-Hua Jiang , Filippo Catani , Wei Chen , Jinsong Huang

In the existing landslide susceptibility prediction (LSP) models, the influences of random errors in landslide conditioning factors on LSP are not considered, instead the original conditioning factors are directly taken as the model inputs, which brings uncertainties to LSP results. This study aims to reveal the influence rules of the different proportional random errors in conditioning factors on the LSP uncertainties, and further explore a method which can effectively reduce the random errors in conditioning factors. The original conditioning factors are firstly used to construct original factors-based LSP models, and then different random errors of 5%, 10%, 15% and 20% are added to these original factors for constructing relevant errors-based LSP models. Secondly, low-pass filter-based LSP models are constructed by eliminating the random errors using low-pass filter method. Thirdly, the Ruijin County of China with 370 landslides and 16 conditioning factors are used as study case. Three typical machine learning models, i.e. multilayer perceptron (MLP), support vector machine (SVM) and random forest (RF), are selected as LSP models. Finally, the LSP uncertainties are discussed and results show that: (1) The low-pass filter can effectively reduce the random errors in conditioning factors to decrease the LSP uncertainties. (2) With the proportions of random errors increasing from 5% to 20%, the LSP uncertainty increases continuously. (3) The original factors-based models are feasible for LSP in the absence of more accurate conditioning factors. (4) The influence degrees of two uncertainty issues, machine learning models and different proportions of random errors, on the LSP modeling are large and basically the same. (5) The Shapley values effectively explain the internal mechanism of machine learning model predicting landslide susceptibility. In conclusion, greater proportion of random errors in conditioning factors results in higher LSP uncertainty, and low-pass filter can effectively reduce these random errors.

在现有的滑坡易损性预测(LSP)模型中,没有考虑滑坡调理因子的随机误差对LSP的影响,而是直接将原始调理因子作为模型输入,这给LSP结果带来了不确定性。本研究旨在揭示调理因子中不同比例随机误差对 LSP 不确定性的影响规律,并进一步探索有效减小调理因子随机误差的方法。首先利用原始调理因子构建基于原始因子的 LSP 模型,然后在这些原始因子中分别加入 5%、10%、15% 和 20% 的不同随机误差,构建基于相关误差的 LSP 模型。其次,利用低通滤波法消除随机误差,构建基于低通滤波的 LSP 模型。第三,以中国瑞金县的 370 个滑坡体和 16 个条件因子为研究案例。选择了三种典型的机器学习模型,即多层感知器(MLP)、支持向量机(SVM)和随机森林(RF),作为 LSP 模型。最后,讨论了 LSP 的不确定性,结果表明(1) 低通滤波器能有效减少条件因子中的随机误差,从而降低 LSP 不确定性。(2) 随着随机误差比例从 5%增加到 20%,LSP 不确定性不断增加。(3) 在没有更精确调节因子的情况下,基于原始因子的模型对 LSP 是可行的。(4) 机器学习模型和不同比例的随机误差这两个不确定性问题对 LSP 建模的影响程度较大且基本相同。(5) Shapley 值有效解释了机器学习模型预测滑坡易感性的内部机制。总之,条件因子中的随机误差比例越大,LSP 的不确定性就越高,而低通滤波可以有效地减少这些随机误差。
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引用次数: 0
A gated recurrent unit model to predict Poisson's ratio using deep learning 使用深度学习预测泊松比的门控循环单元模型
IF 7.3 1区 工程技术 Q1 ENGINEERING, GEOLOGICAL Pub Date : 2024-01-01 DOI: 10.1016/j.jrmge.2023.04.012
Fahd Saeed Alakbari , Mysara Eissa Mohyaldinn , Mohammed Abdalla Ayoub , Ibnelwaleed A. Hussein , Ali Samer Muhsan , Syahrir Ridha , Abdullah Abduljabbar Salih

Static Poisson's ratio (νs) is crucial for determining geomechanical properties in petroleum applications, namely sand production. Some models have been used to predict νs; however, the published models were limited to specific data ranges with an average absolute percentage relative error (AAPRE) of more than 10%. The published gated recurrent unit (GRU) models do not consider trend analysis to show physical behaviors. In this study, we aim to develop a GRU model using trend analysis and three inputs for predicting νs based on a broad range of data, νs (value of 0.1627–0.4492), bulk formation density (RHOB) (0.315–2.994 g/mL), compressional time (DTc) (44.43–186.9 μs/ft), and shear time (DTs) (72.9–341.2 μs/ft). The GRU model was evaluated using different approaches, including statistical error analyses. The GRU model showed the proper trends, and the model data ranges were wider than previous ones. The GRU model has the largest correlation coefficient (R) of 0.967 and the lowest AAPRE, average percent relative error (APRE), root mean square error (RMSE), and standard deviation (SD) of 3.228%, −1.054%, 4.389, and 0.013, respectively, compared to other models. The GRU model has a high accuracy for the different datasets: training, validation, testing, and the whole datasets with R and AAPRE values were 0.981 and 2.601%, 0.966 and 3.274%, 0.967 and 3.228%, and 0.977 and 2.861%, respectively. The group error analyses of all inputs show that the GRU model has less than 5% AAPRE for all input ranges, which is superior to other models that have different AAPRE values of more than 10% at various ranges of inputs.

静态泊松比(νs)对于确定石油应用(即采砂)中的地质力学特性至关重要。一些模型已被用于预测 νs;然而,已公布的模型仅限于特定的数据范围,平均绝对百分比相对误差 (AAPRE) 超过 10%。已发表的门控循环单元(GRU)模型并未考虑通过趋势分析来显示物理行为。在本研究中,我们的目标是利用趋势分析和三种输入建立一个 GRU 模型,以便根据广泛的数据预测 νs (值为 0.1627-0.4492)、地层体积密度 (RHOB) (0.315-2.994 g/mL)、压缩时间 (DTc) (44.43-186.9 μs/ft) 和剪切时间 (DTs) (72.9-341.2 μs/ft) 。采用不同的方法对 GRU 模型进行了评估,包括统计误差分析。GRU 模型显示了正确的趋势,模型数据范围比以前的模型更宽。与其他模型相比,GRU 模型的相关系数(R)最大,为 0.967,平均相对误差(AAPRE)、平均相对误差百分比(APRE)、均方根误差(RMSE)和标准偏差(SD)最小,分别为 3.228%、-1.054%、4.389 和 0.013。GRU 模型对不同数据集(训练集、验证集、测试集和整个数据集)的准确度较高,R 值和 AAPRE 值分别为 0.981 和 2.601%、0.966 和 3.274%、0.967 和 3.228%、0.977 和 2.861%。对所有输入值的分组误差分析表明,GRU 模型在所有输入值范围内的 AAPRE 均小于 5%,优于其他在不同输入值范围内 AAPRE 值相差超过 10%的模型。
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Journal of Rock Mechanics and Geotechnical Engineering
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