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A Critical Overview of the “Filterbank-Feature-Decision” Methodology in Machine Condition Monitoring 机器状态监测中“滤波器组-特征-决策”方法综述
IF 1.7 4区 物理与天体物理 Pub Date : 2021-04-29 DOI: 10.1007/s40857-021-00232-7
Jérôme Antoni

The number of research papers dealing with vibration-based condition monitoring has been exponentially growing in recent decades. As a consequence, one may identify some trends that emerge from this vast literature. The present paper delineates a methodology that can be recognized in several research works, which is rooted in a succession of three stages. The first stage embodies a linear transform of the data, typically in the form of a filterbank, the second stage reduces the dimension of the data through a nonlinear functional, typically in the form of health indicators, and the last stage supplies a statistical decision. Although several variants of this methodology exist, its fundamental principles seem to have converged to a general consensus, at least implicitly. This paper provides a critical overview of this methodology. It discusses its working assumptions under some typical scenarios and formulates several caveats. It also provides a few prospects that may nourish future research.

近几十年来,处理基于振动的状态监测的研究论文数量呈指数级增长。因此,人们可以从这些庞大的文献中发现一些趋势。本文阐述了一种可以在几部研究著作中得到认可的方法论,该方法论植根于连续的三个阶段。第一阶段体现数据的线性变换,通常以滤波器组的形式,第二阶段通过非线性函数降低数据的维度,通常以健康指标的形式,最后一阶段提供统计决策。尽管这种方法有几种变体,但其基本原则似乎已经达成了普遍共识,至少是隐含的。本文对这种方法进行了批判性的概述。它讨论了在一些典型情况下的工作假设,并提出了几个注意事项。它还提供了一些可能滋养未来研究的前景。
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引用次数: 11
Review of Research on Condition Monitoring for Improved O&M of Offshore Wind Turbine Drivetrains 海上风电传动系统改进运维状态监测研究综述
IF 1.7 4区 物理与天体物理 Pub Date : 2021-04-28 DOI: 10.1007/s40857-021-00237-2
Jan Helsen

This paper discusses trends in condition monitoring of modern offshore wind turbines. First an overview is given of design changes that have been made over the years to large offshore wind turbines and how this resulted in novel opportunities from a monitoring perspective. Similarly, the evolution in data source availability is discussed. From these opportunities, some ongoing research activities in the field are discussed and how they fit with the open challenges. This list is far from exhaustive. It gives an overview of some capita selecta. Particularly, the fields of advanced signal processing and requirement for innovations towards prognostic frameworks are highlighted.

本文讨论了现代海上风力涡轮机状态监测的发展趋势。首先,从监测的角度概述了多年来对大型海上风力涡轮机所做的设计更改,以及这是如何带来新的机会的。同样,还讨论了数据源可用性的演变。从这些机会中,讨论了该领域正在进行的一些研究活动,以及它们如何适应公开的挑战。这份清单远非详尽无遗。它概述了一些人均选择。特别是,强调了高级信号处理领域和对预测框架创新的要求。
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引用次数: 9
An Overview of Fault Diagnosis of Industrial Machines Operating Under Variable Speeds 工业机械变速故障诊断研究综述
IF 1.7 4区 物理与天体物理 Pub Date : 2021-04-26 DOI: 10.1007/s40857-021-00236-3
Madhurjya Dev Choudhury, Kelly Blincoe, Jaspreet Singh Dhupia

This paper provides an overview of the recent advances made in the field of fault diagnosis of industrial machines operating under variable speed conditions. First, the shortcomings of the traditional techniques in extracting reliable fault information are laid down, followed by a discussion on the different approaches adopted to overcome these issues. Next, these approaches are discussed by categorizing them as resampling based and resampling free methods. The principle and implementation procedures of these methods are discussed by summarizing the key literature in this area. Finally, the paper is concluded by highlighting the future challenges to address in this area.

本文概述了在变速条件下运行的工业机器故障诊断领域的最新进展。首先,阐述了传统技术在提取可靠故障信息方面的不足,然后讨论了克服这些问题所采取的不同方法。接下来,通过将这些方法分类为基于重采样和无重采样的方法来讨论这些方法。通过总结该领域的关键文献,讨论了这些方法的原理和实施程序。最后,论文最后强调了这一领域未来需要解决的挑战。
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引用次数: 5
Recent Advancement of Deep Learning Applications to Machine Condition Monitoring Part 2: Supplement Views and a Case Study 深度学习应用于机器状态监测的最新进展——第2部分:补充观点和案例研究
IF 1.7 4区 物理与天体物理 Pub Date : 2021-04-21 DOI: 10.1007/s40857-021-00235-4
Wenyi Wang, John Taylor, Robert J. Rees

With the huge success of applying deep learning (DL) methodologies to image recognition and natural language processing in recent years, researchers are now keen to use them in the machine condition monitoring (MCM) context. There are numerous papers in applying various DL techniques, such as auto-encoder, restricted Boltzmann machine, convolutional neural network and recurrent neural network, to MCM problems ranging from component level condition monitoring (machine tool wear prediction, bearing fault diagnosis and classification and hydraulic pump fault diagnosis) to system level health management (aircraft and spacecraft diagnosis). In this paper, we give a brief overview in the area of DL for MCM with a focus on reviewing the most recent papers published since 2019. In Part 1, we present some critical views regarding whether any breakthrough has been achieved from an MCM domain expert perspective, with the main conclusion that DL has great potential for MCM applications and a major breakthrough could come soon since the shortfalls lie more in data than in the DL methodologies. Our overall impression is that (a) DL models are not really showing their great potentials with only a small training data; (b) faulty-condition data is hard to come by for training DL, but normal condition data is abundant, so anomaly detection makes more sense; (c) applying DL only to the Case Western Reserve University (CWRU) bearing fault dataset is not sufficient for real-world industrial applications as it was from a very simple test rig, and applying DL to data from complex systems like helicopter gearbox data may deliver much more convincing results. In Part 2, we enhance the main conclusion of the critical review with supplement views and a case study on analyzing Bell-206B helicopter main gearbox planet bearing failure data using some traditional MCM techniques in contrast to applying the long short-term memory (LSTM) DL method. We can conclude from the case study that the DL-based methods are not necessarily always superior to the traditional MCM techniques for dataset from moderately complex machinery.

近年来,随着深度学习(DL)方法在图像识别和自然语言处理中的巨大成功,研究人员现在热衷于将其用于机器状态监测(MCM)环境。在应用各种DL技术方面有许多论文,如自动编码器、限制Boltzmann机、卷积神经网络和递归神经网络,到MCM问题,从部件级状态监测(机床磨损预测、轴承故障诊断和分类以及液压泵故障诊断)到系统级健康管理(飞机和航天器诊断)。在本文中,我们简要概述了MCM的DL领域,重点回顾了自2019年以来发表的最新论文。在第1部分中,我们从MCM领域专家的角度提出了一些关于是否取得了任何突破的关键观点,主要结论是DL在MCM应用中具有巨大潜力,并且可能很快就会取得重大突破,因为不足更多地在于数据而非DL方法。我们的总体印象是:(a)DL模型并没有用少量的训练数据真正显示出它们的巨大潜力;(b) 故障状态数据很难用于训练DL,但正常状态数据丰富,因此异常检测更有意义;(c) 仅将DL应用于凯斯西储大学(CWRU)轴承故障数据集对于真实世界的工业应用是不够的,因为它是从一个非常简单的试验台中获得的,并且将DL应用到直升机变速箱数据等复杂系统的数据可能会产生更令人信服的结果。在第2部分中,我们通过补充观点和案例研究来加强批判性综述的主要结论,即使用一些传统的MCM技术分析Bell-206B直升机主齿轮箱行星轴承故障数据,而不是应用长短期记忆(LSTM)DL方法。我们可以从案例研究中得出结论,对于来自中等复杂机械的数据集,基于DL的方法并不一定总是优于传统的MCM技术。
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引用次数: 4
Sound-Absorption Mechanism of Structures with Periodic Cavities 周期性空腔结构的吸声机理
IF 1.7 4区 物理与天体物理 Pub Date : 2021-04-13 DOI: 10.1007/s40857-021-00233-6
Yingqin Luo, Jing-jun Lou, Yan-bing Zhang, Jing-ru Li

A simplified finite element method (FEM) simulation method has been established and validated for analyzing the sound absorption mechanism of structures with periodic axisymmetric cavities. Combined with genetic algorithm, the simplified FEM method is used to optimize the sound absorption coefficient of the structure containing periodic cylindrical cavities and variable cross section cavities. The result of variable section cavities is much better than the case of cylindrical cavities. The effect of cavity shape on sound absorption mechanism is discussed through energy dissipation, structure deformation and modal analysis of the absorption structures. It is found that the cavity structure resonances include bending vibration of the surface layer and radial motion of particles near the cavities. The radial motion also changes along the axial direction. Adding geometric design parameters of the cavity cross section are conducive to moving the radial mode to low frequency. The radial vibration has a great influence on absorption performance, which is more conducive to promoting the conversion of longitudinal waves into transverse waves with more energy dissipation. Finally, a better sound absorption performance is obtained by introducing the material parameter of Young's modulus into the optimization model, indicating that comprehensive consideration of geometry and material parameters for optimization is expected to obtain the desired sound absorption structure in engineering practice.

建立并验证了一种简化的有限元法(FEM)仿真方法,用于分析具有周期轴对称腔体结构的吸声机理。结合遗传算法,采用简化有限元法对含周期圆柱空腔和变截面空腔结构的吸声系数进行了优化。变截面空腔的计算结果明显优于圆柱空腔。通过对吸声结构的能量耗散、结构变形和模态分析,讨论了腔型对吸声机理的影响。发现空腔结构共振包括表层的弯曲振动和粒子在空腔附近的径向运动。径向运动也沿着轴向变化。增加腔截面的几何设计参数有利于径向模态向低频移动。径向振动对吸收性能影响较大,更有利于促进纵波向横波的转化,能量耗散更大。最后,在优化模型中引入杨氏模量的材料参数,获得了更好的吸声性能,这表明在工程实践中,综合考虑几何和材料参数进行优化,有望获得理想的吸声结构。
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引用次数: 4
Recent Advancement of Deep Learning Applications to Machine Condition Monitoring Part 1: A Critical Review 深度学习在机器状态监测中的应用进展:综述
IF 1.7 4区 物理与天体物理 Pub Date : 2021-04-13 DOI: 10.1007/s40857-021-00222-9
Wenyi Wang, John Taylor, Robert J. Rees

With the huge success of applying deep learning (DL) methodologies to image recognition and natural language processing in recent years, researchers are now keen to use them in the machine condition monitoring (MCM) context. There are numerous papers in applying various DL techniques, such as auto-encoder, restricted Boltzmann machine, convolutional neural network and recurrent neural network, etc., to MCM problems ranging from component-level condition monitoring (machine tool wear prediction, bearing fault diagnosis and classification and hydraulic pump fault diagnosis) to system-level health management (aircraft and spacecraft diagnosis). In this paper, we give a brief overview in the area of DL for MCM with a focus on reviewing the most recent papers published since 2019. In Part 1, we present some critical views regarding whether any breakthrough has been achieved from an MCM domain expert perspective, with the main conclusion that DL has great potential for MCM applications, and a major breakthrough could come soon since the shortfalls lie more in data than in the DL methodologies. Our overall impression is that (a) DL models are not really showing their great potentials with only a small training data; (b) faulty-condition data is hard to come by for training DL, but normal condition data is abundant, so anomaly detection makes more sense; (c) applying DL only to the Case Western Reserve University (CWRU) bearing fault dataset is not sufficient for real world industrial applications as it was from a very simple test rig, and applying DL to data from complex systems like helicopter gearbox data may deliver much more convincing results. In Part 2, we enhance the main conclusion of the critical review with supplement views and a case study on analysing Bell-206B helicopter main gearbox planet bearing failure data using some traditional MCM techniques in contrast to applying the long short-term memory (LSTM) DL method. We can conclude from the case study that the DL-based methods are not necessarily always superior to the traditional MCM techniques for dataset from moderately complex machinery.

近年来,随着深度学习(DL)方法在图像识别和自然语言处理中的巨大成功,研究人员现在热衷于将其用于机器状态监测(MCM)环境。在应用各种DL技术方面有许多论文,如自动编码器、限制Boltzmann机、卷积神经网络和递归神经网络等。,到MCM问题,从部件级状态监测(机床磨损预测、轴承故障诊断和分类以及液压泵故障诊断)到系统级健康管理(飞机和航天器诊断)。在本文中,我们简要概述了MCM的DL领域,重点回顾了自2019年以来发表的最新论文。在第1部分中,我们从MCM领域专家的角度提出了一些关于是否取得了任何突破的关键观点,主要结论是DL在MCM应用中具有巨大潜力,并且可能很快就会取得重大突破,因为不足更多地在于数据而非DL方法。我们的总体印象是:(a)DL模型并没有用少量的训练数据真正显示出它们的巨大潜力;(b) 故障状态数据很难用于训练DL,但正常状态数据丰富,因此异常检测更有意义;(c) 仅将DL应用于凯斯西储大学(CWRU)轴承故障数据集对于现实世界的工业应用是不够的,因为它是从一个非常简单的试验台中获得的,并且将DL应用到直升机变速箱数据等复杂系统的数据可能会产生更令人信服的结果。在第2部分中,我们通过补充观点和案例研究来加强批判性综述的主要结论,即使用一些传统的MCM技术分析Bell-206B直升机主齿轮箱行星轴承故障数据,而不是应用长短期记忆(LSTM)DL方法。我们可以从案例研究中得出结论,对于来自中等复杂机械的数据集,基于DL的方法并不一定总是优于传统的MCM技术。
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引用次数: 13
Investigation on the Acoustic Performance of Multiple Helmholtz Resonator Configurations 几种亥姆霍兹谐振腔结构的声学性能研究
IF 1.7 4区 物理与天体物理 Pub Date : 2021-04-13 DOI: 10.1007/s40857-021-00231-8
K. Mahesh, R. S. Mini

Helmholtz resonator is considered and widely accepted as a basic acoustic model in engineering applications and research. In this paper, the normal incidence sound absorption characteristics of series and parallel configurations of Helmholtz resonators is studied analytically, numerically and experimentally. The proposed analytical model for series configuration of HRs comprises of Johnson–Champoux–Allard model and transfer matrix method while parallel configuration of HRs is described using parallel transfer matrix method. The results from proposed analytical models fit well with the finite element method (FEM) results obtained from COMSOL multiphysics. Incorporation of parallel configuration and proper tuning of geometric parameters helps to overcome the trade-off between broad band sound absorption and minimum space utilization. Also, the experimental observations of one of the parallel configuration substantiates the FEM results. Moreover, the FEM models are more accountable for the variation in neck position and also provide better visualization of acoustic absorption with frequency.

亥姆霍兹谐振器被认为是工程应用和研究中的一种基本声学模型,并被广泛接受。本文对串联和并联亥姆霍兹谐振器的法向入射吸声特性进行了分析、数值和实验研究。所提出的串联配置人力资源的分析模型包括Johnson–Champoux–Allard模型和传递矩阵方法,而并联配置人力资源则使用并行传递矩阵方法进行描述。所提出的分析模型的结果与COMSOL multiphysics的有限元法(FEM)结果非常吻合。并联配置的结合和几何参数的适当调整有助于克服宽带吸声和最小空间利用之间的权衡。此外,对其中一个平行配置的实验观察证实了有限元结果。此外,FEM模型更能解释颈部位置的变化,也能更好地显示吸声随频率的变化。
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引用次数: 9
Automated Classification of Dugong Calls and Tonal Noise by Combining Contour and MFCC Features 结合轮廓和MFCC特征的儒艮叫声和音调噪声自动分类
IF 1.7 4区 物理与天体物理 Pub Date : 2021-04-10 DOI: 10.1007/s40857-021-00234-5
Kotaro Tanaka, Kotaro Ichikawa, Kongkiat Kittiwattanawong, Nobuaki Arai, Hiromichi Mitamura

To expand the spatial and temporal scales of passive acoustic monitoring of animals, automatically detecting target sounds among noises with similar acoustic properties is essential but challenging. In particular, the classification of tonal vocalisations and tonal noise remains a universal problem in bioacoustics research. The vocalisations of dugong, which is an endangered marine mammal that inhabits coastal seas, need to be monitored to enhance our understanding of its habitat use. However, detecting dugong tonal vocalisations is difficult due to the presence of tonal noise in the same frequency band. In this study, a classification method was developed for these signals to handle large acoustic data by reducing the labour required for manual inspection. Mel-frequency cepstral coefficients (MFCC) were extracted to characterise background sounds along with a few parameters of the signal contour, and a support vector machine was trained for binary classification. The classifier achieved an 84.4% recall and a 93.5% precision on the testing dataset even in a noisy shallow marine environment. This methodology enables the effective classification of dugong calls and similar tonal noises by combining contour and MFCC features and can extend the spatial and temporal scale of acoustic monitoring of the endangered dugong. This technique is potentially applicable to the monitoring of other endangered marine mammals that produce tonal vocalisations.

为了扩大动物被动声监测的空间和时间尺度,在具有相似声学特性的噪声中自动检测目标声音是必不可少的,但也是具有挑战性的。特别是音调发声和音调噪声的分类一直是生物声学研究中的一个普遍问题。儒艮是一种生活在近海的濒危海洋哺乳动物,我们需要对其发声进行监测,以加深我们对其栖息地使用情况的了解。然而,由于在同一频带中存在音调噪声,检测儒艮的音调发声是困难的。在本研究中,开发了一种针对这些信号的分类方法,通过减少人工检查所需的劳动力来处理大量声学数据。提取Mel-frequency倒谱系数(MFCC)和一些信号轮廓参数来表征背景声音,并训练支持向量机进行二值分类。即使在嘈杂的浅海环境中,该分类器在测试数据集上也实现了84.4%的召回率和93.5%的精度。该方法结合轮廓线特征和MFCC特征,对儒艮叫声和相似音调噪声进行有效分类,扩展了濒危儒艮声学监测的时空尺度。这项技术可能适用于监测其他产生音调发声的濒危海洋哺乳动物。
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引用次数: 1
Influence Due to the Blade Number on the Stator Tonal and Broadband Noise 叶片数对定子噪声和宽带噪声的影响
IF 1.7 4区 物理与天体物理 Pub Date : 2021-04-09 DOI: 10.1007/s40857-021-00230-9
Xingyu Wu, Yingsan Wei, Shuanbao Jin, Dong Wang, Hao Zhu, Pengfei Hu, Fangxu Sun

The cascade’s response function can be used to effectively deal with the unsteady response of the interaction between the harmonic turbulence and the cascades. Based on this function, this paper presents the formulas for the stator broadband and tonal noises, whose inflow models are different from each other. The broadband noise comes from the impact of the random turbulence wave in the rotor wake on the stator, while the tonal noise comes from the interaction between the periodic rotor wake and the stator. According to the formulas for predicating the two kinds of noise, their inflow models are different from each other. Comparing with the test models of subsonic fan, the prediction models of the broadband and tonal noise prove to be correct. Meanwhile, the influence of the blade number on stator tonal and broadband noise is carried out through the prediction models, and the results are summarized that (1) the greater the number of blades, the higher the broadband sound power level of the stator in the high frequency. (2) An increase in the number of blades can “cut off” the tonal noise of the stator at BPF. So, reasonable arrangement of the number of stator and rotor blades is significant to the passive suppression of stator noise.

叶栅的响应函数可以有效地处理谐波湍流与叶栅相互作用的非定常响应。基于该函数,本文给出了定子宽带和音调噪声的计算公式,这些噪声的流入模型各不相同。宽带噪声来自于转子尾流中的随机湍流波对定子的影响,而音调噪声来自于周期性转子尾流与定子之间的相互作用。根据两种噪声的预测公式,它们的入流模型不同。通过与亚音速风扇试验模型的比较,验证了宽频带噪声和音调噪声预测模型的正确性。同时,通过预测模型研究了叶片数量对定子音调和宽带噪声的影响,结果表明:(1)叶片数量越多,定子在高频下的宽带声功率水平越高。(2) 叶片数量的增加可以“切断”BPF下定子的音调噪声。因此,合理布置定子和转子叶片的数量对被动抑制定子噪声具有重要意义。
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引用次数: 1
Comparing the Acoustic Behaviour of the Eastern Indian Ocean Pygmy Blue Whale on Two Australian Feeding Grounds 比较东印度洋侏儒蓝鲸在两个澳大利亚觅食地的声学行为
IF 1.7 4区 物理与天体物理 Pub Date : 2021-04-04 DOI: 10.1007/s40857-021-00229-2
Capri D. Jolliffe, Robert D. McCauley, Alexander N. Gavrilov, Curt Jenner, Micheline N. Jenner

Long-term data of underwater passive acoustic monitoring (PAM) collected from two sites of pygmy blue whale presence within Australia, the continental shelf off Portland (38.5° S, 141.2° E) and the Perth Canyon (32° S, 115° E) were analysed to compare the acoustic behaviour of eastern Indian Ocean pygmy blue (EIOPB) whales. Pygmy blue whale song detection was consistently higher at the Perth Canyon site than at the Portland sample site. Statistical analysis found there to be a significant difference in the production of song and phrase variants between sites (p < 0.01) with a shorter two-unit (P2) song variant being more common in the Perth Canyon area, while the traditional three-unit (P3) song variant was more frequent off Portland. This was supported by manual and feature space analysis techniques. Increasing song complexity was observed in the form of phrases with broken song units, a phenomenon that was first observed at the Portland site on isolated occasions but has occurred and proliferated in the Perth Canyon area from 2016 onwards. Analysis of environmental conditions indicated that increased background noise due to multiple EIOPB whales vocalising, as well as water depth, may influence song length. This was reflected by songs made up of shorter phrases dominating in higher background noise conditions and deeper water, while longer more complex phrase types dominate in quieter, shallower conditions. Further research is recommended to isolate any potential influence of environmental factors on song production.

从澳大利亚波特兰大陆架(38.5°S, 141.2°E)和珀斯峡谷(32°S, 115°E)的两个地点收集的水下被动声学监测(PAM)的长期数据进行了分析,以比较东印度洋侏儒蓝(EIOPB)鲸的声学行为。珀斯峡谷地区的小蓝鲸歌声探测率始终高于波特兰地区。统计分析发现,不同地点之间的歌曲和短语变体的产生存在显著差异(p < 0.01),较短的两单元(P2)歌曲变体在珀斯峡谷地区更为常见,而传统的三单元(P3)歌曲变体在波特兰地区更为常见。这是由手工和特征空间分析技术支持的。歌曲的复杂性不断增加,以歌曲单元破碎的形式出现,这种现象最初是在波特兰地区个别场合观察到的,但从2016年开始,在珀斯峡谷地区发生并扩散。对环境条件的分析表明,由于多只EIOPB鲸鱼发声而增加的背景噪音,以及水深,可能会影响歌曲的长度。这反映在由较短的短语组成的歌曲在较高的背景噪音条件下和较深的水中占主导地位,而较长更复杂的短语类型在较安静,较浅的条件下占主导地位。建议进行进一步的研究,以分离出任何潜在的环境因素对歌曲生产的影响。
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引用次数: 2
期刊
Acoustics Australia
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