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Stieltjes functions and spectral analysis in the physics of sea ice 海冰物理中的Stieltjes函数和谱分析
IF 2.2 4区 地球科学 Q3 GEOSCIENCES, MULTIDISCIPLINARY Pub Date : 2023-11-23 DOI: 10.5194/npg-30-527-2023
Kenneth M. Golden, N. Benjamin Murphy, Daniel Hallman, Elena Cherkaev
Abstract. Polar sea ice is a critical component of Earth’s climate system. As a material, it is a multiscale composite of pure ice with temperature-dependent millimeter-scale brine inclusions, and centimeter-scale polycrystalline microstructure which is largely determined by how the ice was formed. The surface layer of the polar oceans can be viewed as a granular composite of ice floes in a sea water host, with floe sizes ranging from centimeters to tens of kilometers. A principal challenge in modeling sea ice and its role in climate is how to use information on smaller-scale structures to find the effective or homogenized properties on larger scales relevant to process studies and coarse-grained climate models. That is, how do you predict macroscopic behavior from microscopic laws, like in statistical mechanics and solid state physics? Also of great interest in climate science is the inverse problem of recovering parameters controlling small-scale processes from large-scale observations. Motivated by sea ice remote sensing, the analytic continuation method for obtaining rigorous bounds on the homogenized coefficients of two-phase composites was applied to the complex permittivity of sea ice, which is a Stieltjes function of the ratio of the permittivities of ice and brine. Integral representations for the effective parameters distill the complexities of the composite microgeometry into the spectral properties of a self-adjoint operator like the Hamiltonian in quantum physics. These techniques have been extended to polycrystalline materials, advection diffusion processes, and ocean waves in the sea ice cover. Here we discuss this powerful approach in homogenization, highlighting the spectral representations and resolvent structure of the fields that are shared by the two-component theory and its extensions. Spectral analysis of sea ice structures leads to a random matrix theory picture of percolation processes in composites, establishing parallels to Anderson localization and semiconductor physics and providing new insights into the physics of sea ice.
摘要。极地海冰是地球气候系统的重要组成部分。作为一种材料,它是纯冰与温度相关的毫米级盐水包裹体和厘米级多晶微观结构的多尺度复合材料,这在很大程度上取决于冰的形成方式。极地海洋的表层可以看作是海水宿主中浮冰的颗粒复合,浮冰的大小从厘米到几十公里不等。海冰及其在气候中的作用建模的一个主要挑战是如何利用小尺度结构上的信息来发现与过程研究和粗粒度气候模型相关的大尺度上的有效或均质特性。也就是说,你如何从微观规律预测宏观行为,就像在统计力学和固体物理学中一样?从大尺度观测中恢复控制小尺度过程的参数的逆问题也引起了气候科学的极大兴趣。在海冰遥感的激励下,将求解两相复合材料均质系数严格边界的解析延拓方法应用于海冰复介电常数,该复介电常数是冰与盐水介电常数之比的Stieltjes函数。有效参数的积分表示将复合微几何的复杂性提取为自伴随算子的谱性质,如量子物理中的哈密顿算子。这些技术已经扩展到多晶材料、平流扩散过程和海冰覆盖的海浪。在这里,我们讨论这种强大的方法在均质化,突出的光谱表示和解决结构,是由双组分理论和它的扩展共享的场。海冰结构的光谱分析导致了复合材料中渗透过程的随机矩阵理论图像,建立了与安德森局域化和半导体物理的相似之处,并为海冰物理提供了新的见解。
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引用次数: 0
A quest for precipitation attractors in weather radar archives 在气象雷达档案中寻找降水吸引子
IF 2.2 4区 地球科学 Q3 GEOSCIENCES, MULTIDISCIPLINARY Pub Date : 2023-11-21 DOI: 10.5194/npg-2023-24
Loris Foresti, Bernat Puigdomènech Treserras, Daniele Nerini, Aitor Atencia, Marco Gabella, Ioannis Vasileios Sideris, Urs Germann, Isztar Zawadzki
Abstract. Archives of composite weather radar images represent an invaluable resource to study the predictability of precipitation. In this paper, we compare two distinct approaches to construct empirical low-dimensional attractors from radar precipitation fields. In the first approach, the phase space dimensions of the attractor are defined using the domain-scale statistics of precipitation fields, such as the mean precipitation, fraction of rain, spatial and temporal correlations. The second type of attractor considers the spatial distribution of precipitation and is built by principal component analysis (PCA). For both attractors, we investigate the density of trajectories in phase space, growth of errors from analogue states, and fractal properties. To represent different scales, climatic and orographic conditions, the analyses are done using multi-year radar archives over the continental United States (≈4000 x 4000 km2, 21 years) and the Swiss Alpine region (≈500 x 500 km2, 6 years).
摘要。综合气象雷达图像档案是研究降水可预测性的宝贵资源。本文比较了从雷达降水场构造经验低维吸引子的两种不同方法。在第一种方法中,利用降水场的域尺度统计来定义吸引子的相空间维度,如平均降水、降雨比例、空间和时间相关性。第二类吸引子考虑降水的空间分布,采用主成分分析(PCA)建立。对于这两个吸引子,我们研究了相空间中轨迹的密度、模拟态误差的增长和分形性质。为了代表不同的尺度、气候和地形条件,分析使用了美国大陆(≈4000 x 4000 km2, 21年)和瑞士阿尔卑斯地区(≈500 x 500 km2, 6年)的多年雷达档案。
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引用次数: 0
Superstatistical analysis of sea surface currents in the Gulf of Trieste, measured by high-frequency radar, and its relation to wind regimes using the maximum-entropy principle 高频雷达测量的的里雅斯特湾海流的超统计分析及其与使用最大熵原理的风态的关系
IF 2.2 4区 地球科学 Q3 GEOSCIENCES, MULTIDISCIPLINARY Pub Date : 2023-11-21 DOI: 10.5194/npg-30-515-2023
Sofia Flora, Laura Ursella, Achim Wirth
Abstract. Two years (2021–2022) of high-frequency-radar (HFR) sea surface current data in the Gulf of Trieste (northern Adriatic Sea) are analysed. Two different timescales are extracted using a superstatistical formalism: a relaxation time and a larger timescale over which the system is Gaussian. We propose obtaining an ocean current probability density function (PDF) combining (i) a Gaussian PDF for the fast fluctuations and (ii) a convolution of exponential PDFs for the slowly evolving variance of the Gaussian function rather than for the thermodynamic β=1/σ2 in a system with a few degrees of freedom, as the latter has divergent moments. The Gaussian PDF reflects the entropy maximization for real-valued variables with a given variance. On the other hand, if a positive variable, as a variance, has a specified mean, the maximum-entropy solution is an exponential PDF. In our case the system has 2 degrees of freedom, and therefore the PDF of the variance is the convolution of two exponentials. In the Gulf of Trieste there are three distinct main wind forcing regimes: bora, sirocco, and low wind, leading to a succession of different sea current dynamics on different timescales. The universality class PDF successfully fits the observed data over the 2 observation years and also for each wind regime separately with a different variance of the variance PDF, which is the only free parameter in all the fits.
摘要。本文分析了两年(2021-2022)的里雅斯特湾(亚得里亚海北部)高频雷达(HFR)海面流数据。使用超统计形式提取两个不同的时间尺度:一个松弛时间和一个更大的时间尺度,其中系统是高斯的。我们提出了一个海流概率密度函数(PDF),结合(i)快速波动的高斯概率密度函数和(ii)高斯函数缓慢变化方差的指数概率密度函数的卷积,而不是对具有几个自由度的系统的热力学β=1/σ2的卷积,因为后者具有发散矩。高斯PDF反映了具有给定方差的实值变量的熵最大化。另一方面,如果一个正变量,作为一个方差,有一个指定的平均值,最大熵解是一个指数PDF。在我们的例子中,系统有两个自由度,因此方差的PDF是两个指数的卷积。在的里雅斯特湾,有三种不同的主要风强迫机制:强风、强风和低风,导致了不同时间尺度上不同海流动力学的连续变化。通用性类PDF成功地拟合了2个观测年的观测数据和每个风期的观测数据,方差PDF是所有拟合中唯一的自由参数。
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引用次数: 0
Robust weather-adaptive post-processing using model output statistics random forests 使用模型输出统计随机森林的鲁棒天气自适应后处理
IF 2.2 4区 地球科学 Q3 GEOSCIENCES, MULTIDISCIPLINARY Pub Date : 2023-11-20 DOI: 10.5194/npg-30-503-2023
Thomas Muschinski, Georg J. Mayr, Achim Zeileis, Thorsten Simon
Abstract. Physical numerical weather prediction models have biases and miscalibrations that can depend on the weather situation, which makes it difficult to post-process them effectively using the traditional model output statistics (MOS) framework based on parametric regression models. Consequently, much recent work has focused on using flexible machine learning methods that are able to take additional weather-related predictors into account during post-processing beyond the forecast of the variable of interest only. Some of these methods have achieved impressive results, but they typically require significantly more training data than traditional MOS and are less straightforward to implement and interpret. We propose MOS random forests, a new post-processing method that avoids these problems by fusing traditional MOS with a powerful machine learning method called random forests to estimate weather-adapted MOS coefficients from a set of predictors. Since the assumed parametric base model contains valuable prior knowledge, much smaller training data sizes are required to obtain skillful forecasts, and model results are easy to interpret. MOS random forests are straightforward to implement and typically work well, even with no or very little hyperparameter tuning. For the difficult task of post-processing daily precipitation sums in complex terrain, they outperform reference machine learning methods at most of the stations considered. Additionally, the method is highly robust in relation to changes in data size and works well even when less than 100 observations are available for training.
摘要。物理数值天气预报模式会因天气情况而存在偏差和误校正,这使得基于参数回归模型的传统模式输出统计(MOS)框架难以对其进行有效的后处理。因此,最近的许多工作都集中在使用灵活的机器学习方法上,这些方法能够在后处理过程中考虑到额外的天气相关预测因素,而不仅仅是对感兴趣变量的预测。其中一些方法取得了令人印象深刻的结果,但它们通常比传统的MOS需要更多的训练数据,并且不太容易实现和解释。我们提出了MOS随机森林,这是一种新的后处理方法,通过将传统的MOS与称为随机森林的强大机器学习方法相融合,从一组预测因子中估计天气适应的MOS系数,从而避免了这些问题。由于假设的参数基模型包含有价值的先验知识,因此需要更小的训练数据来获得熟练的预测,并且模型结果易于解释。MOS随机森林很容易实现,而且通常工作得很好,即使没有或很少进行超参数调优。对于复杂地形中逐日降水和后处理的困难任务,它们在大多数考虑的站点中优于参考机器学习方法。此外,该方法对于数据大小的变化具有高度的鲁棒性,即使在可用于训练的观测值少于100个时也能很好地工作。
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引用次数: 0
Computation of covariant lyapunov vectors using data assimilation 用数据同化计算协变李雅普诺夫向量
IF 2.2 4区 地球科学 Q3 GEOSCIENCES, MULTIDISCIPLINARY Pub Date : 2023-11-15 DOI: 10.5194/egusphere-2023-2168
Shashank Kumar Roy, Amit Apte
Abstract. Computing Lyapunov vectors from partial and noisy observations is a challenging problem. We propose a method using data assimilation to approximate the Lyapunov vectors using the estimate of the underlying trajectory obtained from the filter mean. We then extensively study the sensitivity of these approximate Lyapunov vectors and the corresponding Oseledets' subspaces to the perturbations in the underlying true trajectory. We demonstrate that this sensitivity is consistent with and helps explain the errors in the approximate Lyapunov vectors from the estimated trajectory of the filter. Using the idea of principal angles, we demonstrate that the Oseledets' subspaces defined by the LVs computed from the approximate trajectory are less sensitive than the individual vectors.
摘要。从局部和噪声观测中计算李雅普诺夫向量是一个具有挑战性的问题。我们提出了一种使用数据同化的方法,利用从滤波均值获得的底层轨迹估计来近似李雅普诺夫向量。然后,我们广泛地研究了这些近似Lyapunov向量和相应的Oseledets子空间对潜在真轨迹中的扰动的敏感性。我们证明了这种灵敏度是一致的,并有助于解释从估计的轨迹滤波器的近似李雅普诺夫向量的误差。利用主角的思想,我们证明了由近似轨迹计算的lv定义的Oseledets子空间比单个向量更敏感。
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引用次数: 0
Evolution of small-scale turbulence at large Richardson numbers 大Richardson数下小尺度湍流的演化
IF 2.2 4区 地球科学 Q3 GEOSCIENCES, MULTIDISCIPLINARY Pub Date : 2023-11-15 DOI: 10.5194/npg-2023-22
Lev Ostrovsky, Irina Soustova, Yuliya Troitskaya, Daria Gladskikh
Abstract. The theory of stratified turbulent flow developed earlier by the authors is applied to data from the upper oceanic level to confirm that small-scale turbulence can be amplified and supported at a quasi-stationary level even at large gradient Richardson numbers due to the exchange between kinetic and potential energies. Using the mean profiles of Brunt-Väisälä frequency and vertical current shear given in Forryan et al. (2013), the profiles of kinetic energy dissipation rate are calculated, to be in reasonable agreement with the experimental data. This confirms the importance of including potential energy into realistic models of subsurface turbulence.
摘要。将作者早先提出的分层湍流理论应用于海洋上层的资料,证实了小尺度湍流在准平稳水平上,即使在大的理查德森数梯度下,由于动能和势能之间的交换,也可以被放大和支持。利用Forryan et al.(2013)给出的Brunt-Väisälä频率和垂直电流剪切的平均廓线,计算出了动能耗散率廓线,与实验数据较为吻合。这证实了在真实的地下湍流模型中包含势能的重要性。
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引用次数: 0
Rate-induced tipping in ecosystems and climate: the role of unstable states, basin boundaries and transient dynamics 生态系统和气候中速率诱导的倾斜:不稳定状态、流域边界和瞬态动力学的作用
4区 地球科学 Q3 GEOSCIENCES, MULTIDISCIPLINARY Pub Date : 2023-11-03 DOI: 10.5194/npg-30-481-2023
Ulrike Feudel
Abstract. The climate system as well as ecosystems might undergo relatively sudden qualitative changes in the dynamics when environmental parameters or external forcings vary due to anthropogenic influences. The study of these qualitative changes, called tipping phenomena, requires the development of new methodological approaches that allow phenomena observed in nature to be modeled, analyzed and predicted, especially concerning the climate crisis and its consequences. Here we briefly review the mechanisms of classical tipping phenomena and investigate rate-dependent tipping phenomena which occur in non-autonomous systems characterized by multiple timescales in more detail. We focus on the mechanism of rate-induced tipping caused by basin boundary crossings. We unravel the mechanism of this transition and analyze, in particular, the role of such basin boundary crossings in non-autonomous systems when a parameter drift induces a saddle-node bifurcation in which new attractors and saddle points emerge, including their basins of attraction. Furthermore, we study the detectability of those bifurcations by monitoring single trajectories in state space and find that depending on the rate of environmental parameter drift, such saddle-node bifurcations might be masked or hidden, and they can only be detected if a critical rate of environmental drift is crossed. This analysis reveals that unstable states of saddle type are the organizing centers of the global dynamics in non-autonomous multistable systems and as such need much more attention in future studies.
摘要当环境参数或外部强迫因人为影响而发生变化时,气候系统以及生态系统可能会经历相对突然的动力学质的变化。对这些被称为“引爆现象”的质变的研究,需要发展新的方法方法,使在自然界中观察到的现象能够建模、分析和预测,特别是关于气候危机及其后果的研究。本文简要回顾了经典倾翻现象的机理,并详细研究了发生在多时间尺度非自治系统中的速率相关倾翻现象。本文重点研究了由盆地边界穿越引起的速率诱导翻倒的机理。我们揭示了这种转变的机制,并特别分析了在非自治系统中,当参数漂移引起新的吸引子和鞍点出现的鞍节点分岔时,这种盆地边界交叉的作用,包括它们的吸引盆地。此外,我们通过监测状态空间中的单个轨迹来研究这些分岔的可检测性,并发现依赖于环境参数漂移的速率,这些鞍节点分岔可能被掩盖或隐藏,并且只有当越过临界环境漂移速率时才能被检测到。分析结果表明,鞍型不稳定状态是非自治多稳定系统全局动力学的组织中心,需要在今后的研究中予以重视。
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引用次数: 2
Comparative study of strongly and weakly coupled data assimilation with a global land–atmosphere coupled model 强耦合和弱耦合资料同化与全球陆-气耦合模式的比较研究
4区 地球科学 Q3 GEOSCIENCES, MULTIDISCIPLINARY Pub Date : 2023-10-23 DOI: 10.5194/npg-30-457-2023
Kenta Kurosawa, Shunji Kotsuki, Takemasa Miyoshi
Abstract. This study explores coupled land–atmosphere data assimilation (DA) for improving weather and hydrological forecasts by assimilating soil moisture (SM) data. This study integrates a land DA component into a global atmospheric DA system of the Nonhydrostatic ICosahedral Atmospheric Model and the local ensemble transform Kalman filter (NICAM-LETKF) and performs both strongly and weakly coupled land–atmosphere DA experiments. We explore various types of coupled DA experiments by assimilating atmospheric observations and SM data simultaneously. The results show that analyzing atmospheric variables by assimilating SM data improves the SM analysis and forecasts and mitigates a warm bias in the lower troposphere where a dry SM bias exists. On the other hand, updating SM by assimilating atmospheric observations has detrimental impacts due to spurious error correlations between the atmospheric observations and land model variables. We also find that assimilating SM by strongly coupled DA is beneficial in the Sahel and equatorial Africa from May to October. These regions are characterized by seasonal variations in the precipitation patterns and benefit from updates in the atmospheric variables through SM DA during periods of increased precipitation. Additionally, these regions coincide with those identified in the previous studies, where a global initialization of SM would enhance the prediction skill of seasonal precipitation.
摘要本研究探讨了陆地-大气数据耦合同化(DA)方法,通过同化土壤湿度(SM)数据来改善天气和水文预报。本研究将陆地数据分量整合到非流体静力二十面体大气模式和局部集合变换卡尔曼滤波(NICAM-LETKF)的全球大气数据分析系统中,并进行了强耦合和弱耦合的陆地-大气数据分析实验。我们探索了将大气观测数据和SM数据同时同化的多种耦合数据分析实验。结果表明,通过同化平流层资料分析大气变量可以改善平流层分析和预报,减轻对流层下层存在干平流层偏暖的偏暖。另一方面,由于大气观测值与陆地模式变量之间存在虚假的误差相关性,通过同化大气观测值来更新SM会产生不利影响。在5 - 10月的萨赫勒和赤道非洲地区,强耦合的水汽水汽同化对赤道非洲地区有利。这些地区的降水模式具有季节变化特征,并受益于在降水增加期间通过SM - DA更新的大气变量。此外,这些区域与先前研究中确定的区域一致,在这些区域中,SM的全局初始化将提高季节降水的预测能力。
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引用次数: 0
The joint application of a metaheuristic algorithm and a Bayesian statistics approach for uncertainty and stability assessment of nonlinear magnetotelluric data 元启发式算法与贝叶斯统计方法在非线性大地电磁资料不确定性与稳定性评估中的联合应用
4区 地球科学 Q3 GEOSCIENCES, MULTIDISCIPLINARY Pub Date : 2023-10-10 DOI: 10.5194/npg-30-435-2023
Kuldeep Sarkar, Upendra K. Singh
Abstract. In this paper, we have developed three algorithms, namely hybrid weighted particle swarm optimization (wPSO) with the gravitational search algorithm (GSA), known as wPSOGSA; GSA; and PSO in MATLAB to interpret one-dimensional magnetotelluric (MT) data for some corrupted and non-corrupted synthetic data, as well as two examples of MT field data over different geological terrains: (i) geothermally rich area, island of Milos, Greece, and (ii) southern Scotland due to the occurrence of a significantly high electrical conductivity anomaly under crust and upper mantle, extending from the Midland Valley across the Southern Uplands into northern England. Even though the fact that many models provide a good fit in a large predefined search space, specific models do not fit well. As a result, we used a Bayesian statistical technique to construct and assess the posterior probability density function (PDF) rather than picking the global model based on the lowest misfit error. The study proceeds using a 68.27 % confidence interval for selecting a region where the PDF is more prevalent to estimate the mean model which is more accurate and close to the true model. For illustration, correlation matrices show a significant relationship among layer parameters. The findings indicate that wPSOGSA is less sensitive to model parameters and produces more stable and reliable results with the least uncertainty in the model, compatible with existing borehole samples. Furthermore, the present methods resolve two additional geologically significant layers, one highly conductive (less than 1.0 Ωm) and another resistive (300.0 Ωm), over the island of Milos, Greece, characterized by alluvium and volcanic deposits, respectively, as corroborated by borehole stratigraphy.
摘要在本文中,我们开发了三种算法,即混合加权粒子群优化(wPSO)与引力搜索算法(GSA),简称wPSOGSA;GSA;和PSO在MATLAB中对一些损坏和未损坏的合成数据进行一维大地电磁(MT)数据解释,以及两个不同地质地形上的MT现场数据示例:(i)希腊米洛斯岛地热富集区,以及(ii)苏格兰南部,由于地壳和上地幔下出现明显的高电导率异常,从米德兰山谷穿过南部高地延伸到英格兰北部。尽管许多模型在预定义的大搜索空间中提供了很好的拟合,但特定的模型并不适合。因此,我们使用贝叶斯统计技术来构建和评估后验概率密度函数(PDF),而不是选择基于最低失拟误差的全局模型。研究使用68.27%的置信区间来选择一个PDF更普遍的区域来估计更准确和接近真实模型的平均模型。为了说明,相关矩阵显示了层参数之间的显著关系。研究结果表明,wPSOGSA对模型参数的敏感性较低,模型的不确定性最小,结果更加稳定可靠,与现有钻孔样品相适应。此外,目前的方法还解决了希腊米洛斯岛上另外两个具有重要地质意义的层,一个是高导电性层(小于1.0 Ωm),另一个是电阻性层(300.0 Ωm),分别以冲积层和火山沉积物为特征,并得到钻孔地层学的证实。
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引用次数: 0
Review article: Dynamical systems, algebraic topology and the climate sciences 综述文章:动力系统,代数拓扑和气候科学
4区 地球科学 Q3 GEOSCIENCES, MULTIDISCIPLINARY Pub Date : 2023-10-05 DOI: 10.5194/npg-30-399-2023
Michael Ghil, Denisse Sciamarella
Abstract. The definition of climate itself cannot be given without a proper understanding of the key ideas of long-term behavior of a system, as provided by dynamical systems theory. Hence, it is not surprising that concepts and methods of this theory have percolated into the climate sciences as early as the 1960s. The major increase in public awareness of the socio-economic threats and opportunities of climate change has led more recently to two major developments in the climate sciences: (i) the Intergovernmental Panel on Climate Change's successive Assessment Reports and (ii) an increasing understanding of the interplay between natural climate variability and anthropogenically driven climate change. Both of these developments have benefited from remarkable technological advances in computing resources, relating throughput as well as storage, and in observational capabilities, regarding both platforms and instruments. Starting with the early contributions of nonlinear dynamics to the climate sciences, we review here the more recent contributions of (a) the theory of non-autonomous and random dynamical systems to an understanding of the interplay between natural variability and anthropogenic climate change and (b) the role of algebraic topology in shedding additional light on this interplay. The review is thus a trip leading from the applications of classical bifurcation theory to multiple possible climates to the tipping points associated with transitions from one type of climatic behavior to another in the presence of time-dependent forcing, deterministic as well as stochastic.
摘要如动力系统理论所提供的,如果没有对系统长期行为的关键思想的正确理解,就不能给出气候本身的定义。因此,这一理论的概念和方法早在20世纪60年代就渗透到气候科学中也就不足为奇了。公众对气候变化的社会经济威胁和机遇的认识大大提高,最近导致了气候科学的两大发展:(i)政府间气候变化专门委员会的连续评估报告;(ii)对自然气候变率与人为驱动的气候变化之间相互作用的认识日益加深。这两项发展都得益于计算资源(与吞吐量和存储有关)和观测能力(与平台和仪器有关)方面的显著技术进步。从非线性动力学对气候科学的早期贡献开始,我们在这里回顾了(a)非自治和随机动力系统理论对理解自然变率与人为气候变化之间相互作用的贡献,以及(b)代数拓扑在进一步阐明这种相互作用方面的作用。因此,这篇综述是一次从经典分岔理论的应用到多种可能的气候,到与一种类型的气候行为向另一种类型的气候行为转变相关的临界点的旅行,这种转变存在于时间相关的强迫,确定性和随机性。
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引用次数: 3
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Nonlinear Processes in Geophysics
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