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FFDL-based sampled-data adaptive PI control with uniformly bounded parameters 基于ffdl的参数一致有界的采样数据自适应PI控制
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-12-19 DOI: 10.1016/j.automatica.2025.112785
Hao Yu , Zhe Guan , Toru Yamamoto , Junzheng Wang
This paper studies sampled-data tracking control problems for first-order nonlinear time-invariant plants. A sampled-data adaptive PI controller is developed from exact discretization and full form dynamic linearization (FFDL) methods. To ensure the uniform boundedness of adaptive PI parameters with respect to sufficiently small sampling periods, novel lifted FFDL models and cost functions are introduced for designing controllers and adaptive rules. After establishing nonlinear closed-loop dynamics, new overall Lyapunov functions containing logarithmic operation are constructed for proving global stability and convergence. An extension to locally Lipschitz dynamics is given. Finally, two numerical examples and a practical application in longitudinal speed tracking for electrical cars are simulated to illustrate the efficiency and feasibility of the proposed results.
研究一阶非线性定常对象的采样数据跟踪控制问题。采用精确离散化和全形式动态线性化(FFDL)方法,提出了一种采样数据自适应PI控制器。为了保证自适应PI参数在足够小的采样周期内的均匀有界性,引入了新的提升FFDL模型和代价函数来设计控制器和自适应规则。在建立非线性闭环动力学之后,构造了新的包含对数运算的整体Lyapunov函数来证明全局的稳定性和收敛性。给出了局部Lipschitz动力学的推广。最后,通过两个数值算例和在电动汽车纵向速度跟踪中的实际应用,验证了所提结果的有效性和可行性。
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引用次数: 0
DoS attacks in parabolic multi-agent systems: An output feedback based event-triggered control approach 抛物型多智能体系统中的DoS攻击:基于输出反馈的事件触发控制方法
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-12-19 DOI: 10.1016/j.automatica.2025.112766
Yan-Jun Liu, Wenguang Zan, Li Tang
This study explores the event-triggered based output feedback consensus issue for multi-agent systems (MASs) under denial-of-service (DoS) attacks. All agents in the considered systems are governed by parabolic partial differential equations (PDEs). Faced with unpredictable system states and malicious attackers launching non-periodic DoS attacks, an event-triggered security control agreement for MASs is introduced and achieve consensus on any given undirected communication graph. The tolerable frequency and duration of DoS attacks are outlined in relation to the observer-based security consensus problem. By employing Lyapunov technique and mathematical inequalities, the sufficient conditions to ensure the global asymptotic stability of MASs under DoS attacks are given. Furthermore, a rigorous demonstration of the minimum dwell time between successive triggered events is furnished. Finally, simulation examples effectively validate the theoretical findings.
本研究探讨了在拒绝服务(DoS)攻击下,多智能体系统(MASs)基于事件触发的输出反馈共识问题。所考虑的系统中的所有代理都由抛物型偏微分方程(PDEs)控制。面对不可预测的系统状态和恶意攻击者发起的非周期性DoS攻击,引入了事件触发的MASs安全控制协议,并在任意给定的无向通信图上达成一致。根据基于观察者的安全共识问题,概述了DoS攻击的可容忍频率和持续时间。利用Lyapunov技术和数学不等式,给出了DoS攻击下质量全局渐近稳定的充分条件。此外,还提供了连续触发事件之间最小停留时间的严格演示。最后,通过仿真算例对理论结果进行了有效验证。
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引用次数: 0
Information-triggered learning with application to learning-based predictive control 信息触发学习及其在基于学习的预测控制中的应用
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-12-19 DOI: 10.1016/j.automatica.2025.112746
Kaikai Zheng , Dawei Shi , Sandra Hirche , Yang Shi
Learning-based control has attracted significant attention in recent years, especially for plants that are difficult to model based on first-principles. A key issue in learning-based control is how to make efficient use of data as the abundance of data becomes overwhelming. To address this issue, this work proposes an information-triggered learning framework and a corresponding learning-based controller design approach with guaranteed stability. Specifically, we consider a linear time-invariant system with unknown dynamics. A set-membership approach is introduced to learn a parametric uncertainty set for the unknown dynamics. Then, a data selection mechanism is proposed by evaluating the incremental information in a data sample, where the incremental information is quantified by its effects on shrinking the parametric uncertainty set. Next, after introducing a stability criterion using the set-membership estimate of the system dynamics, a robust learning-based predictive controller (LPC) is designed by minimizing a worst-case cost function. The closed-loop stability of the LPC equipped with the information-triggered learning protocol is discussed within a high-probability framework. Finally, comparative numerical experiments are performed to verify the validity of the proposed approach.
近年来,基于学习的控制引起了人们的极大关注,特别是对于难以基于第一性原理建模的植物。基于学习的控制的一个关键问题是如何有效地利用数据,因为大量的数据变得势不可挡。为了解决这个问题,本工作提出了一个信息触发的学习框架和相应的基于学习的控制器设计方法,并保证了稳定性。具体来说,我们考虑一个具有未知动力学的线性定常系统。引入集隶属度法学习未知动力学的参数不确定性集。然后,通过评估数据样本中的增量信息,提出了一种数据选择机制,其中增量信息通过其对参数不确定性集的收缩效果来量化。其次,利用系统动力学的集隶属度估计引入稳定性准则后,通过最小化最坏情况代价函数设计了基于学习的鲁棒预测控制器(LPC)。在高概率框架下讨论了配备信息触发学习协议的LPC的闭环稳定性。最后,通过数值对比实验验证了所提方法的有效性。
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引用次数: 0
Remote robust state estimation for nonlinear systems 非线性系统的远程鲁棒状态估计
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-12-19 DOI: 10.1016/j.automatica.2025.112795
Alexander Yu. Pogromsky , Alexey S. Matveev
This paper addresses the problem of robust remote state estimation for uncertain nonlinear discrete-time systems when sensor data are transmitted through a digital communication channel of finite bit-rate capacity. The goal is to determine the minimal channel rate required to guarantee a prescribed estimation accuracy in the presence of bounded model uncertainty. We derive an explicit, tractable lower bound on the channel bit rate that ensures this accuracy for any admissible uncertainty level. The bound highlights the fundamental role of the accuracy-to-uncertainty ratio in remote estimation. The analysis relies on a quadratic dissipation inequality describing system uncertainty within the framework of incremental input-to-state stability, leading to a constructive Lyapunov-based characterization. The proposed conditions admit a closed-form analytical expression for a class of systems, including the uncertain Lozi map, which serves as an illustrative example.
本文研究了不确定非线性离散系统的鲁棒远程状态估计问题,当传感器数据通过有限比特率容量的数字通信信道传输时。目标是确定在存在有界模型不确定性的情况下保证规定估计精度所需的最小信道速率。我们推导了一个明确的、易于处理的信道比特率下界,以确保在任何可接受的不确定性水平下都具有这种准确性。该边界突出了精度与不确定度比在远程估计中的基本作用。该分析依赖于在增量输入到状态稳定性框架内描述系统不确定性的二次耗散不等式,从而导致基于李雅普诺夫的建设性表征。对于一类系统,包括不确定Lozi映射,所提出的条件允许一个封闭形式的解析表达式,作为一个说明性的例子。
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引用次数: 0
Maximum-system-reliability control allocation for spacecraft with redundant actuators 具有冗余作动器的航天器最大系统可靠性控制分配
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-12-19 DOI: 10.1016/j.automatica.2025.112779
Jianchun Zhang , Xiang Yu , Jianzhong Qiao , Lei Guo
On-orbit useful lifetime is a critical metric for spacecraft missions, for which we propose a maximum-system-reliability control allocation scheme for spacecraft with redundant actuators. The dynamic reliability model for the redundant actuator system is formulated, incorporating an online parameter estimation method initialized with offline estimates. On this basis, we define a control allocation optimization problem that maximizes the one-step system reliability prediction. To enable efficient online computation, a recursive optimization algorithm is introduced. Theoretical analysis proves that the proposed approach can extend the useful lifetime of the redundant actuator system with any failure mode. A comparative example of spacecraft attitude stabilization validates the feasibility, generality, and superiority of the proposed method.
在轨使用寿命是航天器任务的一个关键指标,针对这一指标,提出了一种具有冗余作动器的航天器最大系统可靠性控制分配方案。建立了冗余作动器系统的动态可靠性模型,采用离线估计初始化的在线参数估计方法。在此基础上,我们定义了一个使一步系统可靠性预测最大化的控制分配优化问题。为了实现高效的在线计算,引入了递归优化算法。理论分析表明,该方法可以延长任意失效模式下冗余作动器系统的使用寿命。以航天器姿态稳定为例,验证了该方法的可行性、通用性和优越性。
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引用次数: 0
Distributed algorithms for solving linear algebraic equations: An optimal control perspective 求解线性代数方程的分布式算法:最优控制视角
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-12-19 DOI: 10.1016/j.automatica.2025.112772
Juntao Li , Cong Liang , Deyuan Meng
Designing superior distributed algorithms for solving linear algebraic equations (LAEs) plays a crucial role in engineering and computer science fields. This paper proposes two discrete distributed algorithms for solving LAEs from the perspective of optimal control. By benefiting from the devised error system and constructed performance index, the presented algorithms can converge R-linearly to a solution of LAEs without solving algebraic Riccati equations. In particular, the full-row rank requirements on sub-matrices are eliminated in row partitioning framework. Moreover, the need for communication exchange among all agents within the same cluster is alleviated, and only one state variable is updated in the row-wise arbitrary column partitioning framework. Simulation results demonstrate that the proposed distributed algorithms outperform non-optimal control design algorithms in terms of convergence performance.
设计求解线性代数方程的分布式算法在工程和计算机科学领域具有重要的意义。本文从最优控制的角度出发,提出了求解LAEs的两种离散分布算法。利用所设计的误差系统和所构建的性能指标,所提出的算法可以在不求解代数Riccati方程的情况下,将r -线性收敛到LAEs的解。特别地,在行划分框架中消除了子矩阵的全行秩要求。此外,减少了同一集群内所有代理之间的通信交换需求,并且在逐行任意列分区框架中只更新一个状态变量。仿真结果表明,该算法在收敛性能上优于非最优控制设计算法。
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引用次数: 0
Nonlinear moving horizon estimation for robust state and parameter estimation 非线性运动水平估计的鲁棒状态和参数估计
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-12-19 DOI: 10.1016/j.automatica.2025.112790
Julian D. Schiller, Matthias A. Müller
We propose a moving horizon estimation scheme to estimate the states and the unknown constant parameters of general nonlinear uncertain discrete-time systems. The proposed framework and analysis explicitly do not involve the a priori verification of a particular excitation condition for the parameters. Instead, we use online information about the actual excitation of the parameters at any time during operation and ensure that the regularization term in the cost function is always automatically selected appropriately. This ensures that the state and parameter estimation error is bounded for all times, even if the parameters are never (or only rarely) excited during operation. Robust exponential stability of the state and parameter estimation error emerges under an additional uniform condition on the maximum duration of insufficient excitation. The theoretical results are illustrated by a numerical example.
针对一般非线性不确定离散系统的状态和未知常数参数,提出了一种移动视界估计方法。所提出的框架和分析明确不涉及对参数的特定激励条件的先验验证。相反,我们在运行过程中随时使用有关参数实际激励的在线信息,并确保成本函数中的正则化项总是自动选择适当的。这确保了状态和参数估计误差在任何时候都是有界的,即使参数在操作期间从未(或很少)被激发。在最大不充分激励持续时间的附加均匀条件下,状态和参数估计误差具有鲁棒指数稳定性。通过数值算例对理论结果进行了说明。
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引用次数: 0
Distributed local-constraint-satisfied strategy for noncooperative games of autonomous general linear players and its application to smart grids 自主一般线性参与人非合作博弈的分布式局部约束满足策略及其在智能电网中的应用
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-12-19 DOI: 10.1016/j.automatica.2025.112791
Zhenhua Deng, Cong Liu
This paper studies constrained noncooperative games (NGs), which take the general linear dynamics of players into account. In the formulation, each player has local convex set constraints, and all players are restricted by coupling nonlinear inequality constraints. Notably, the majority of existing results for NGs with physical systems do not involve local constraints, let alone general convex sets. Besides, nearly all of related results cannot guarantee local constraints to be satisfied all the time, because physical players cannot control their decisions directly due to system dynamics. Here we develop a distributed adaptive strategy on the basis of gradient descent, projection operators, primal–dual methods and state feedback. The strategy is fully distributed. We analyze the strategy via variational analysis and Lyapunov theory. With our strategy, the players seek the exact variational generalized Nash equilibrium (v-GNE), and always satisfy local constraints, in contrast to existing results. Lastly, our method is applied to the electricity market games of doubly-fed induction generators.
本文研究了考虑参与者一般线性动态的约束非合作博弈。在公式中,每个参与者都有局部凸集约束,所有参与者都受到耦合非线性不等式约束的约束。值得注意的是,对于物理系统的大多数现有结果都不涉及局部约束,更不用说一般凸集了。此外,几乎所有的相关结果都不能保证始终满足局部约束,因为物理参与者由于系统动力学的原因不能直接控制他们的决策。本文提出了一种基于梯度下降、投影算子、原始对偶方法和状态反馈的分布式自适应策略。战略是完全分布的。本文通过变分分析和李亚普诺夫理论对该策略进行了分析。与现有的结果相比,该策略的参与者寻求精确的变分广义纳什均衡(v-GNE),并且总是满足局部约束。最后,将该方法应用于双馈感应发电机的电力市场博弈。
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引用次数: 0
CBF-based safety design for adaptive control of uncertain nonlinear strict-feedback systems 基于cbf的不确定非线性严格反馈系统自适应控制安全设计
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-12-19 DOI: 10.1016/j.automatica.2025.112782
Liwei An , Can Zhao , Guang-Hong Yang
This paper studies the problem of adaptive tracking control for nonlinear strict-feedback systems with parametric uncertainties and safety constraints. A co-design strategy of control barrier functions (CBFs) and barrier Lyapunov functions (BLFs) is proposed, which inherits the robustness and stability of traditional adaptive backstepping controllers. First, a safe virtual control signal is generated by the CBF-induced quadratic programming (QP), which is the suboptimal and smooth solution of the QP with a shifting function. Then, a BLF-based backstepping controller is designed by following the safe virtual control signal. It is shown that the co-design can minimize the damage to the original tracking performance on the premise of safety guarantees. The distinguishing point of the safety design over the existing results is to avoid constructing the high-order CBFs that lead to conservative feasible sets of inputs for ensuring high-relative-degree safety constraints. The simulation results show that the proposed scheme achieves better tracking performance compared with the existing high-order CBF-based method.
研究了具有参数不确定性和安全约束的非线性严格反馈系统的自适应跟踪控制问题。提出了一种控制障碍函数(cbf)和障碍李雅普诺夫函数(blf)的协同设计策略,继承了传统自适应反演控制器的鲁棒性和稳定性。首先,利用cbf诱导的二次规划(QP)生成一个安全的虚拟控制信号,该信号是带移位函数的二次规划的次优光滑解。然后,根据安全虚拟控制信号设计了基于blf的反步控制器。研究表明,在保证安全的前提下,协同设计能最大限度地降低对原有跟踪性能的破坏。安全设计与现有结果的区别在于避免构建高阶cbf,从而导致保守的可行输入集,以确保高相对程度的安全约束。仿真结果表明,与现有的基于高阶cbf的方法相比,该方法具有更好的跟踪性能。
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引用次数: 0
Stationary Stackelberg equilibrium in two-person zero-sum stochastic Stackelberg games 二人零和随机Stackelberg对策中的平稳Stackelberg均衡
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-12-19 DOI: 10.1016/j.automatica.2025.112758
Kaiyun Xie , Junlin Xiong
This paper investigates the existence and computability of the stationary Stackelberg equilibrium (SSE) in two-person zero-sum stochastic Stackelberg games (SSGs). First, an operator-based approach is developed to illustrate that such games admit a fixed-point equilibrium (FPE). It is further proven that the FPE strategy pair constitutes an SSE. Building on this foundation, a value iteration (VI) algorithm is proposed to compute the SSE strategies. However, due to the curse of dimensionality, the exact computation of SSE strategies involves high computational complexity. To address this issue, an ϵ-sacrifice strategy is introduced to approximate the leader’s SSE strategy by performing finite iterations, with the degree of approximation quantified by ϵ. The relationship between ϵ and the number of iterations n is established, ensuring a trade-off between computational efficiency and strategic performance. An information flow control example demonstrates the efficiency of the designed strategies.
研究了二人零和随机Stackelberg对策中平稳Stackelberg均衡(SSE)的存在性和可计算性。首先,提出了一种基于算子的方法来说明这种博弈承认不动点均衡(FPE)。进一步证明了FPE策略对构成SSE。在此基础上,提出了一种计算SSE策略的值迭代(VI)算法。然而,由于维度的诅咒,SSE策略的精确计算涉及到很高的计算复杂度。为了解决这个问题,引入ϵ-sacrifice策略,通过执行有限迭代来近似领导者的SSE策略,近似程度由λ量化。建立了λ和迭代次数n之间的关系,确保了计算效率和策略性能之间的权衡。一个信息流控制实例验证了所设计策略的有效性。
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引用次数: 0
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Automatica
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