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Adjustment for baseline measurement error in randomized controlled trials induces bias 随机对照试验中基线测量误差的调整会引起偏倚
Pub Date : 2004-08-01 DOI: 10.1016/j.cct.2004.06.001
Siew F Chan , Petra Macaskill , Les Irwig , Stephen D Walter

When estimating the treatment effect in a randomized controlled trial, it is common to have a continuous outcome which is also observed at baseline. These observations are often prone to measurement error, for example due to within-patient variability. Controversy exists in the literature about whether baseline measurement error should be adjusted for in this context. Computer simulations were used to compare the biases in the estimated treatment effect, with and without adjusting for measurement error, and for different levels of observed baseline imbalance. The impacts of sample size (30 per group and 300 per group) and reliability coefficient (0.6, 0.8 and 1) were also assessed. The results show that in randomized controlled trials, the ordinary least squares (OLS) estimator without adjusting for measurement error is unbiased. On the contrary, adjusting for measurement error leads to bias, especially when sample sizes are small and/or measurement error is large. The treatment effect adjusting for measurement error is on average overestimated when the baseline mean of the control group is larger than that of the treated group. It is underestimated when the control group has a smaller baseline mean.

当在随机对照试验中估计治疗效果时,通常会有一个连续的结果,也可以在基线时观察到。这些观察结果往往容易产生测量误差,例如由于患者内部的可变性。关于在这种情况下是否应该调整基线测量误差,文献中存在争议。使用计算机模拟来比较估计治疗效果的偏差,无论是否调整测量误差,以及观察到的基线不平衡的不同水平。还评估了样本量(每组30个和每组300个)和信度系数(0.6、0.8和1)的影响。结果表明,在随机对照试验中,不考虑测量误差的普通最小二乘估计量是无偏的。相反,对测量误差进行调整会导致偏差,特别是当样本量很小和/或测量误差很大时。当对照组的基线平均值大于治疗组的基线平均值时,校正测量误差的治疗效果平均被高估。当对照组的基线平均值较小时,它被低估了。
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引用次数: 17
Multicenter trial of early treatment for retinopathy of prematurity: study design 早产儿视网膜病变早期治疗的多中心试验:研究设计
Pub Date : 2004-06-01 DOI: 10.1016/j.cct.2004.03.003
Early Treatment for Retinopathy of Prematurity Cooperative Group

The Early Treatment for Retinopathy of Prematurity (ETROP) study was a randomized, prospective multicenter trial comparing the safety and efficacy of earlier vs. conventionally timed ablation of the peripheral retina for the management of moderate to severe retinopathy of prematurity (ROP). Approximately 7000 infants with birth weights <1251 g were screened at 26 centers over a 2-year period to achieve the sample size of 401 consented infants for the randomized trial. In order to minimize treatment of eyes with ROP that were likely to undergo spontaneous regression of the disease, a risk analysis model, RM-ROP2, was used to select for inclusion in the randomized trial only prethreshold eyes that had a high risk of an adverse outcome. The primary outcome measure was grating visual acuity measured by Teller acuity card testing conducted by masked testers in eyes randomized to earlier treatment vs. eyes randomized to conventional management when infants were 9 months post-term. Results were categorized into favorable (≥1.85 cycles/degree) vs. unfavorable (<1.85 cycles/degree). The secondary outcome measure was retinal structure, assessed by ophthalmological examinations conducted at 6 and 9 months post-term. Here we describe a unique approach used in the ETROP study to select high-risk prethreshold ROP eyes for randomization and details about design of the study. Study results indicated that earlier intervention in selected high-risk prethreshold eyes results in improved vision in premature infants with ROP.

早产儿视网膜病变早期治疗(ETROP)研究是一项随机、前瞻性多中心试验,比较早期与常规时间外周视网膜消融治疗中度至重度早产儿视网膜病变(ROP)的安全性和有效性。在2年的时间里,在26个中心对大约7000名出生体重为1251克的婴儿进行了筛选,以达到401名同意进行随机试验的婴儿的样本量。为了最大限度地减少对可能发生疾病自发消退的ROP眼睛的治疗,使用风险分析模型RM-ROP2,仅选择具有高风险不良结局的阈前眼睛纳入随机试验。主要结果测量是通过泰勒视力卡测试测量光栅视力,该测试由蒙面测试者在婴儿出生后9个月随机分配到早期治疗组和随机分配到常规治疗组的眼睛进行。结果分为有利(≥1.85周期/度)和不利(<1.85周期/度)。次要指标是视网膜结构,通过术后6个月和9个月的眼科检查进行评估。在这里,我们描述了在ETROP研究中使用的一种独特的方法来选择高风险的阈前ROP眼睛进行随机化和研究设计的细节。研究结果表明,选择高危的阈前眼进行早期干预可以改善早产儿ROP的视力。
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引用次数: 78
Widening eligibility to phase II trials: constant arcsine difference phase II trials 扩大II期试验的资格:持续反正弦差异II期试验
Pub Date : 2004-06-01 DOI: 10.1016/j.cct.2003.12.001
Roger P A'Hern

This paper presents a method for undertaking Phase II trials in which not all patients are considered equally likely to respond to treatment. In ovarian cancer, for example, it has been shown that response is less likely in patients who have failed the previous treatment after only a short interval compared to those who have a protracted failure-free interval [Gynecol. Oncol. 36 (1990) 207]. The method is analogous to those used in phase III trials which estimate relative rather than absolute effects; a constant odds ratio, for example, encompasses multiple relationships between response rates. Phase II trials commonly test the null hypothesis H0: Pp0 against the alternate hypothesis H1: Pp1, where the response rate p1 is the minimum required level of efficacy and p0 the highest level which would indicate that the treatment is of no further interest. This approach can be extended by using the arcsine transformation to allow p0 and p1 to vary between patients, thus for the ith patient p0i=(sin ci)2 and the efficacy level is set to p1i=(sin (ci+b))2. The value of the arcsine parameter b therefore determines efficacy and the test for efficacy in the trial then becomes a test of the null hypothesis H0: B≤0 against the alternate hypothesis H1: Bb. The value of b is determined by considering representative values of p0 and p1 and setting b=(sin−1p1−sin−1p0); b is thus the constant arcsine difference (CAD) between p0i and p1i. The variance of B is 1/4n, which is independent of P, trial designs are therefore independent of P, implying that all patients for whom this difference is identical can be entered into the same trial. This paper considers single-stage and two-stage CAD Phase II trials.

本文提出了一种进行II期试验的方法,在II期试验中,并非所有患者都被认为对治疗有同样的反应。例如,在卵巢癌中,研究表明,与那些长期无疗效间隔的患者相比,那些在短暂间隔后治疗失败的患者的反应可能性更小。中华医学杂志,36 (1990)[j]。该方法类似于III期试验中使用的方法,估计相对而不是绝对效果;例如,恒定的比值比包含了响应率之间的多种关系。II期试验通常检验零假设H0: P≤p0,而替代假设H1: P≥p1,其中反应率p1是最低要求的疗效水平,p0是最高水平,这表明该治疗没有进一步的兴趣。该方法可以通过使用反正弦变换进行扩展,允许p0和p1在患者之间变化,因此对于第i例患者,p0i=(sin ci)2,功效水平设为p1i=(sin (ci+b))2。因此,反正弦参数b的值决定了疗效,试验中疗效的检验就变成了零假设H0: b≤0对备用假设H1: b≥b的检验。考虑p0和p1的代表性值,设b=(sin - 1√p1 - sin - 1√p0),确定b的值;因此b是p0i和p1i之间的恒定反正弦差(CAD)。B的方差是1/4n,它与P无关,因此试验设计与P无关,这意味着所有差异相同的患者都可以进入同一试验。本文考虑单阶段和两阶段CAD II期试验。
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引用次数: 9
The Prevention of Early Asthma in Kids study: design, rationale and methods for the Childhood Asthma Research and Education network 儿童早期哮喘的预防研究:儿童哮喘研究和教育网络的设计、原理和方法
Pub Date : 2004-06-01 DOI: 10.1016/j.cct.2004.03.002
Theresa W Guilbert , Wayne J Morgan , Marzena Krawiec , Robert F Lemanske Jr. , Chris Sorkness , Stanley J Szefler , Gary Larsen , Joseph D Spahn , Robert S Zeiger , Gregory Heldt , Robert C Strunk , Leonard B Bacharier , Gordon R Bloomberg , Vernon M Chinchilli , Susan J Boehmer , Elizabeth A Mauger , David T Mauger , Lynn M Taussig , Fernando D Martinez

Pediatric asthma remains an important public health concern as its prevalence and cost to the health care system is rising. In order to promote innovative research in asthma therapies, the National Heart, Lung and Blood Institute created the Childhood Asthma Research and Education Network in 1999. As its first study, the steering committee of the Childhood Asthma Research and Education Network designed a randomized clinical trial to determine if persistent asthma could be prevented in children at a high risk to develop the disease. This communication presents the design of its first clinical trial, the Prevention of Asthma in Kids (PEAK) trial and the organization of the Childhood Asthma Research and Education Network that developed and implemented this trial.

Studies of the natural history of asthma have shown that, in persistent asthma, the initial asthma-like symptoms and loss of lung function occur predominately during the first years of life. Therefore, in the Prevention of Asthma in Kids study, children 2 and 3 years old with a positive asthma predictive index were randomized to twice daily treatment with fluticasone 88 μg or placebo via metered-dose inhaler and Aerochamber® for 2 years. The double blind treatment period was followed by a 1-year observational period. Lung function was measured by spirometry and oscillometry technique at 4-month intervals throughout the study. Bronchodilator reversibility and exhaled nitric oxide (ENO) studies were performed at the end of the treatment and observation periods. The primary outcome measure was the number of asthma-free days. Other secondary outcomes included number of exacerbations, use of asthma medications and lung function. These measures were chosen to reflect the progression of the disease from intermittent wheezing to persistent asthma and measurement of the extent of airflow limitation and airway reactivity.

儿童哮喘仍然是一个重要的公共卫生问题,因为它的患病率和卫生保健系统的成本正在上升。为了促进哮喘治疗方面的创新研究,国家心肺血液研究所于1999年创建了儿童哮喘研究和教育网络。作为第一项研究,儿童哮喘研究和教育网络指导委员会设计了一项随机临床试验,以确定是否可以预防患有这种疾病的高风险儿童的持续性哮喘。本通讯介绍了其首个临床试验的设计,即儿童哮喘预防(PEAK)试验,以及开发和实施该试验的儿童哮喘研究和教育网络的组织。对哮喘自然史的研究表明,在持续性哮喘中,最初的哮喘样症状和肺功能丧失主要发生在生命的头几年。因此,在儿童哮喘预防研究中,哮喘预测指数阳性的2岁和3岁儿童随机分为两组,每天两次使用氟替卡松88 μg或安慰剂,通过计量吸入器和Aerochamber®治疗2年。双盲治疗期后为1年观察期。在整个研究过程中,每隔4个月用肺活量测定法和振荡测定法测量肺功能。在治疗和观察期结束时进行支气管扩张剂可逆性和呼出一氧化氮(ENO)研究。主要结局指标是无哮喘天数。其他次要结局包括急性发作次数、哮喘药物的使用和肺功能。选择这些措施是为了反映疾病的进展,从间歇性喘息到持续性哮喘,并测量气流限制的程度和气道反应性。
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引用次数: 167
Mounting a community-randomized trial: sample size, matching, selection, and randomization issues in PRISM 建立社区随机试验:PRISM中的样本量、匹配、选择和随机化问题
Pub Date : 2004-06-01 DOI: 10.1016/j.cct.2003.12.002
Lyndsey Watson, Rhonda Small, Stephanie Brown, Wendy Dawson, Judith Lumley

This paper discusses some of the processes for establishing a large cluster-randomized trial of a community and primary care intervention in 16 local government areas in Victoria, Australia. The development of the trial in terms of design factors such as sample size estimates and the selection and randomization of communities to intervention or comparison is described. The intervention program to be implemented in Program of Resources, Information and Support for Mothers (PRISM) was conceived as a whole community approach to improving support for all mothers in the first 12 months after birth. A cluster-randomized trial was thus the design of choice from the outset. With a limited number of communities available, a matched-pair design with eight pairs was chosen. Sample size estimates, adjusting for the cluster randomization and the pair-matched design, showed that with eight pairs, on average, 800 women from each community would need to respond to provide sufficient power to determine a 3% reduction in the prevalence of maternal depression 6 months after birth—a reduction deemed to be a worthwhile impact of the intervention to be reliably detected at 80% power. The process of selecting suitable communities and matching them into pairs required careful collection of data on numbers of births, size of the local government areas (LGAs), and an assessment of the capacity of communities to implement the intervention. Ways of dealing with boundary issues associated with potential contamination are discussed. Methods for the selection of feasible configurations of sets of pairs and the ultimate allocation to intervention or comparison are provided in detail. Ultimately, all such studies are a balancing act between selecting the minimum number of communities to detect a meaningful outcome effect of an intervention and the maximum size budget and other resources allow.

本文讨论了在澳大利亚维多利亚州16个地方政府区域建立社区和初级保健干预大型集群随机试验的一些过程。在设计因素方面,如样本量估计和干预或比较社区的选择和随机化,描述了试验的发展。将在“母亲资源、信息和支持方案”(PRISM)中实施的干预方案被认为是一种全社区方法,旨在改善对所有母亲在出生后最初12个月的支持。因此,分组随机试验从一开始就是一种选择设计。由于可用的社区数量有限,因此选择了8对配对设计。根据随机分组和配对设计进行调整后的样本量估计显示,在8对中,平均每个社区的800名妇女需要作出反应,以提供足够的力量来确定产后6个月产妇抑郁症患病率降低3%——这种降低被认为是值得的干预影响,可以在80%的力量下可靠地检测到。选择合适的社区并将其配对的过程需要仔细收集有关出生人数、地方政府区域(lga)规模的数据,并评估社区实施干预措施的能力。讨论了处理与潜在污染有关的边界问题的方法。详细地给出了组合对的可行构型的选择方法和最终干预或比较分配的方法。最终,所有这些研究都是在选择最小数量的社区来检测干预的有意义的结果效应和最大规模的预算和其他资源允许之间的平衡行为。
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引用次数: 27
Samples of exact k-stage group sequential designs for Phase II and Pilot studies 第二阶段和试点研究的精确k阶段组顺序设计样本
Pub Date : 2004-06-01 DOI: 10.1016/j.cct.2004.03.004
James L Kepner , Myron N Chang

That the test of H0: p=p0 versus H1: p>p0 can be based on a binomially distributed random variable is widely known among users of statistical methods. What is not generally known is that under certain very general conditions, it is possible to find an exact k-stage group sequential test whose total sample size is bounded above by the sample size for the single stage binomial test. That is, it is possible to find k-stage tests for detecting H1 for which the sum of the sample sizes at each of the stages is bounded above by the sample size for the standard binomial test. This result is somewhat remarkable since the total sample size under the group sequential test setting can be strictly less than the sample size for the uniformly most powerful (UMP) one-stage binomial test. In other words, exact group sequential tests cannot only save the average sample size but can also save the maximum sample size when they are compared to the standard binomial test. In this paper, implications of existing theory are explored and a web application written by the authors is presented. No new theory is established. Applications are described and methods are demonstrated that use the web application to rapidly create efficient designs for Phase II and Pilot studies that put a minimum number of patients at risk and that facilitate the rapid progression through a scientific research agenda. While couched here in the context of clinical trials, the results may be used in any field of inquiry where inferences are made based on the size of a binomial random variable.

H0: p=p0与H1: p>p0的检验可以基于二项分布的随机变量,这在统计方法的使用者中是众所周知的。一般不知道的是,在某些非常一般的条件下,有可能找到一个精确的k阶段组序列检验,其总样本量在单阶段二项检验的样本量的上界。也就是说,有可能找到用于检测H1的k阶段检验,其中每个阶段的样本量之和的上限为标准二项检验的样本量。这一结果在某种程度上是显著的,因为在组顺序试验设置下的总样本量可以严格小于均匀最强大(UMP)单阶段二项检验的样本量。换句话说,与标准二项检验相比,精确组序检验不仅可以节省平均样本量,还可以节省最大样本量。本文探讨了现有理论的影响,并提出了作者编写的一个web应用程序。没有建立新的理论。应用程序描述和方法演示,使用web应用程序快速创建II期和试点研究的有效设计,使患者的最低数量的风险,并促进通过科学研究议程的快速进展。虽然这里是在临床试验的背景下提出的,但结果可以用于任何基于二项随机变量大小进行推断的调查领域。
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引用次数: 16
Information for Authors 作者信息
Pub Date : 2004-06-01 DOI: 10.1016/S0197-2456(04)00041-8
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引用次数: 0
Quality of life intervention for prostate cancer patients: design and baseline characteristics of the active for life after cancer trial 前列腺癌患者的生活质量干预:癌症后生活试验的设计和基线特征
Pub Date : 2004-06-01 DOI: 10.1016/j.cct.2004.03.001
Cindy L Carmack Taylor , Murray A Smith , Carl de Moor , Andrea L Dunn , Curtis Pettaway , Rena Sellin , Chuslip Charnsangavej , Molly C Hansen , Ellen R Gritz

Prostate cancer patients receiving androgen ablation therapy experience significant physical and psychological sequelae associated with their disease and treatment. Because physical activity improves physical and psychological well-being, a lifestyle physical activity intervention may help slow or reverse the associated decline in quality of life (QOL). No studies have evaluated an intervention to improve multiple QOL domains in patients receiving androgen ablation therapy. Active for Life After Cancer is a three-group randomized controlled trial designed to evaluate the effectiveness of a lifestyle physical activity intervention (Lifestyle Program) in improving QOL. The Lifestyle Program, a 6-month behavioral skills training group, is compared to an Educational Support Program and Standard Care. The purpose of this paper is to describe the design of the randomized trial and present baseline data that will characterize the QOL of the sample. Challenges to recruitment for the trial also will be presented and discussed.

前列腺癌患者接受雄激素消融治疗经历显著的生理和心理后遗症与他们的疾病和治疗。由于体育活动可以改善身心健康,生活方式体育活动干预可能有助于减缓或扭转相关的生活质量下降(QOL)。没有研究评估干预措施改善接受雄激素消融治疗的患者的多个生活质量域。癌症后积极生活是一项三组随机对照试验,旨在评估生活方式体育活动干预(生活方式计划)在改善生活质量方面的有效性。生活方式计划是一个为期6个月的行为技能训练组,与教育支持计划和标准护理进行比较。本文的目的是描述随机试验的设计,并提供基线数据,以表征样本的生活质量。还将介绍和讨论招募试验人员所面临的挑战。
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引用次数: 34
Comparing the power of the discontinuation design to that of the classic randomized design on time-to-event endpoints 比较中断设计与经典随机设计在时间到事件端点上的威力
Pub Date : 2004-04-01 DOI: 10.1016/j.cct.2003.11.005
William B Capra

The discontinuation design has been proposed as an alternative to the classic randomized design for evaluating the effect of an experimental agent on time-to-disease progression and survival duration. With this design, all enrolled patients are treated with an experimental agent for a fixed course of therapy. Those patients with progressive disease at or before the end of this fixed period are removed from trial while those with stable disease or better are randomized to continued treatment with the experimental agent or standard of care. Simulations presented in this paper demonstrate that for realistic situations, the loss in information on patients enrolled but not randomized in the discontinuation design is of sufficient magnitude that it is underpowered as compared to the classic design of randomizing all enrolled subjects.

停药设计已被提出作为经典随机设计的替代方案,用于评估实验药物对疾病进展时间和生存时间的影响。在这种设计下,所有入组的患者在固定疗程中使用一种实验性药物进行治疗。在此固定期限结束时或之前疾病进展的患者退出试验,而疾病稳定或更好的患者随机接受实验药物或标准护理的继续治疗。本文中提出的模拟表明,在现实情况下,与随机化所有入组受试者的经典设计相比,停药设计中入组但未随机化的患者的信息损失足够大,以致于其能力不足。
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引用次数: 22
Preventing chronic ectopic bone-related pain and disability after hip replacement surgery with perioperative ibuprofen. A multicenter, randomized, double-blind, placebo-controlled trial (HIPAID) 围手术期布洛芬预防髋关节置换术后慢性异位骨相关疼痛和残疾。一项多中心、随机、双盲、安慰剂对照试验
Pub Date : 2004-04-01 DOI: 10.1016/j.cct.2003.11.008
HIPAID Management Committee on behalf of the HIPAID Collaborative Group , Marlene Fransen

Postoperative ectopic bone formation affects about 40% of people undergoing elective hip replacement surgery. Despite clear evidence that a short course of perioperative nonsteroidal anti-inflammatory drugs (NSAIDs) can substantially reduce the occurrence of ectopic bone, the use of NSAID-based prophylactic therapy is uncommon in Australia or New Zealand. In part, this reflects surgeons' uncertainty about the importance of ectopic bone as a cause of impaired long-term outcome, and in part, concerns about possible increased risk for gastrointestinal complications and excess wound bleeding in patients undergoing orthopedic surgery. To address this uncertainty, a multicenter randomized controlled clinical trial is being conducted amongst 1000 patients undergoing elective total hip replacement (or revision) surgery. Patients are randomly allocated to 14 days of treatment with either 1200 mg ibuprofen (a commonly used NSAID) or matching placebo commencing within 24 h of surgery. Treatment outcomes will be assessed 6–12 months later. The primary outcome will be self-reported pain and physical function. Secondary outcomes include quality of life and physical performance measures. Patient recruitment has commenced in more than 20 orthopedic centers throughout Australia and New Zealand and will be complete by the end of October 2003. The prevention of chronic ectopic bone-related pain and disability after hip replacement surgery with anti-inflammatory drugs study (HIPAID) has been designed to provide precise and reliable information about the overall balance of risks and benefits associated with a short 14-day perioperative course of ibuprofen among individuals undergoing elective total hip replacement surgery.

术后异位骨形成影响约40%接受择期髋关节置换术的患者。尽管有明确的证据表明围手术期短疗程的非甾体抗炎药(NSAIDs)可以显著减少异位骨的发生,但在澳大利亚和新西兰,使用基于非甾体抗炎药的预防性治疗并不常见。一方面,这反映了外科医生对异位骨作为长期预后受损原因的重要性的不确定性,另一方面,他们担心接受骨科手术的患者可能会增加胃肠道并发症和伤口出血的风险。为了解决这一不确定性,一项多中心随机对照临床试验在1000名接受选择性全髋关节置换术(或翻修术)的患者中进行。在手术后24小时内,患者被随机分配到1200毫克布洛芬(一种常用的非甾体抗炎药)或相应的安慰剂治疗14天。治疗结果将在6-12个月后评估。主要结果将是自我报告的疼痛和身体功能。次要结果包括生活质量和身体表现指标。澳大利亚和新西兰的20多家骨科中心已经开始招募患者,并将于2003年10月底完成。抗炎药物预防髋关节置换术后慢性异位骨相关疼痛和残疾的研究(HIPAID)旨在为选择性全髋关节置换术患者短14天围手术期布洛芬相关风险和收益的总体平衡提供准确可靠的信息。
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引用次数: 16
期刊
Controlled clinical trials
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