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When Not to Ask: A Defense of Choice-Masking Nudges in Medical Research. 何时不该问:为医学研究中掩盖选择的轻推辩护。
Pub Date : 2022-01-01
Susanna McGrew, Sarah Raskoff, Benjamin E Berkman

In this article, we examine the legality and ethics of a controversial but widespread practice in clinical research: choice-masking nudges. A choice-masking nudge (CMN) exists when a research team explicitly obscures a meaningful choice from participants by presenting a default decision as the standard way forward. Even though an easy-to-use opt-out mechanism is available for participants who independently express concerns with the standard default, the fact that a default has been pre-selected is not made obvious to research participants. To opt out of the nudge, a participant must overtly request non-standard treatment. We argue that use of such nudges in medical research can be justified by their individual, collective, and social benefits, provided that they respect autonomy and satisfy our four further acceptability conditions. The structure of this Article is as follows. In Part II, we describe three controversial cases of CMNs in medical research. In Part III, we provide background on nudging and explain how our proposed CMNs fit into the existing literature on nudging and libertarian paternalism. In Part IV, we explain how the reasonable person standard as employed by United States research regulations can be used to support CMNs. In Part IV, we anticipate some of the strongest objections to CMNs by explaining how CMNs are compatible with a wide range of plausible accounts of autonomy. Finally, in Part VI, we discuss four additional core considerations an acceptable CMN must meet: legitimate policy goals; benefits outweighing harms; burdens distributed fairly; and absence of ethically superior feasible alternatives. We also analyze the three existing controversies explored in Part II and show how each would benefit from the conceptual clarity offered by our analytic framework. Medical research is complicated and can be difficult for participants to understand; thoughtfully designed CMNs can play an important role in gently guiding large numbers of research participants toward decision outcomes that really are best for them and their communities.

在这篇文章中,我们研究了一个有争议但在临床研究中广泛存在的做法的合法性和伦理性:选择掩盖轻推。当研究团队通过将默认决策作为标准的前进方式来明确地模糊参与者的有意义的选择时,就存在选择屏蔽助推(CMN)。尽管对于独立表达对标准默认值的关注的参与者来说,有一个易于使用的选择退出机制,但对于研究参与者来说,默认值已经被预先选择的事实并不明显。要选择退出轻推,参与者必须公开要求非标准治疗。我们认为,在医学研究中使用这种助推可以从个人、集体和社会效益上得到证明,前提是它们尊重自主权,并满足我们进一步提出的四个可接受条件。本文的结构如下。在第二部分中,我们描述了医学研究中三个有争议的CMNs案例。在第三部分中,我们提供了推动的背景,并解释了我们提出的CMNs如何适应现有的关于推动和自由主义家长制的文献。在第四部分中,我们解释了美国研究法规所采用的合理人标准如何用于支持CMNs。在第四部分中,我们通过解释CMNs如何与广泛的似是而非的自治描述兼容,预测了对CMNs的一些最强烈的反对意见。最后,在第六部分,我们讨论了一个可接受的CMN必须满足的四个额外核心考虑因素:合法的政策目标;利大于弊;公平分配的负担;缺乏道德上优越的可行替代方案。我们还分析了第二部分中探讨的三个现有争议,并展示了每个争议如何从我们的分析框架提供的概念清晰度中受益。医学研究是复杂的,参与者很难理解;精心设计的CMNs可以在温和地引导大量研究参与者走向真正对他们和他们的社区最好的决策结果方面发挥重要作用。
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引用次数: 0
FAIR BENEFITS AND ITS CRITICS: WHO IS RIGHT? 公平利益及其批判:世界卫生组织是对的?
Pub Date : 2017-01-01
David Wendler, Seema K Shah
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引用次数: 0
REFUTING THE RIGHT NOT TO KNOW. 驳斥知情权。
Pub Date : 2017-01-01 Epub Date: 2016-11-04
Benjamin E Berkman

While promising to eventually revolutionize medicine, the capacity to cheaply and quickly generate an individual's entire genome has not been without controversy. Producing information on this scale seems to violate some of the accepted norms governing the practice of medicine, norms that evolved during the early years of genetic testing when a targeted paradigm dominated. One of these widely accepted norms was that an individual had a right not to know genetic information about him or herself. Prompted by evolving professional practice guidelines, the right not to know has become a highly controversial topic. The medical community and bioethicists are actively engaged in a contentious debate about the extent to which individual choice should play a role (if at all) in determining which clinically significant findings are returned. This paper explores the extent to which it is legally and ethically necessary to respect the so-called right not to know genetic information about oneself. Challenging the majority view that the right not to know is sacrosanct, I push back against that vigorously held (although not always rigorously defended) position, in defense of the idea that we should abandon the notion of a strong right not to know. Drawing on the fields of law, philosophy and social science, I provide an extended argument in support of a default for returning high value genetic information without asking about a preference not to know. I conclude by offering some recommendations about how best to balance individual autonomy and professional beneficence as the field of genomic medicine continues to evolve.

虽然有望最终彻底改变医学,但廉价快速生成个人全基因组的能力并非没有争议。这种规模的信息生成似乎违反了一些公认的医学实践规范,这些规范是在基因检测的早期发展起来的,当时有针对性的模式占主导地位。这些被广泛接受的规范之一是,个人有权不知道自己的基因信息。在专业实践指南不断发展的推动下,知情权已成为一个极具争议的话题。医学界和生物伦理学家正在积极开展一场有争议的辩论,争论的焦点是在确定哪些具有临床意义的研究结果会被归还时,个人的选择应在多大程度上发挥作用(如果有的话)。本文探讨了在法律和伦理上,在多大程度上有必要尊重所谓的 "不知道自己基因信息的权 利"。我对大多数人认为知情权神圣不可侵犯的观点提出了质疑,我反驳了这一被强烈坚持(尽管并非总是得到严格捍卫)的立场,为我们应该放弃强烈的知情权概念这一观点辩护。借鉴法律、哲学和社会科学领域的观点,我提供了一个扩展论证,支持在不询问不 知情意愿的情况下,默认归还高价值基因信息。最后,随着基因组医学领域的不断发展,我就如何最好地平衡个人自主权与专业受益权提出了一些建议。
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引用次数: 0
DO ETHICS DEMAND EVALUATION OF PUBLIC HEALTH LAWS? SHIFTING SCIENTIFIC SANDS AND THE CASE OF YOUTH SPORTS-RELATED TRAUMATIC BRAIN INJURY LAWS. 道德要求对公共卫生法进行评估吗?移动的科学沙子和青少年体育相关的创伤性脑损伤法的案例。
Pub Date : 2016-01-01
Kerri McGowan Lowrey, Stephanie R Morain, Christine M Baugh
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引用次数: 0
Fragmentation in Mental Health Benefits and Services: A Preliminary Examination into Consumption and Outcomes 心理健康福利和服务的碎片化:对消费和结果的初步检查
Pub Date : 2012-08-02 DOI: 10.2139/ssrn.1460935
Barak D Richman, F. Sloan, Daniel S. Grossman
In this chapter, we examine consumption patterns and health outcomes within a health insurance system in which mental health benefits are administered under a carved-out insurance plan. Using a comprehensive dataset of health claims, including insurance claims for both mental and physical health services, we examine both heterogeneity of consumption and variation in outcomes. Consumption variation addresses the regularly overlooked question of how equal insurance and access does not translate into equitable consumption. Outcomes variation yields insights into the potential harms of disparate consumption and of uncoordinated care. We find that even when insurance and access are held constant, consumption of mental health services varies dramatically across race and class. We are unable, however, to find any evidence that higher levels of consumption correspond with improved health when health status is controlled. We also find some evidence of the costs of fragmentation, such as uncoordinated care, low adherence rates, and variation in sources of care. These findings have important implications for both the delivery of health services and the administration of health insurance benefits.
在本章中,我们研究了健康保险系统中的消费模式和健康结果,其中心理健康福利是在精心制定的保险计划下管理的。使用健康索赔的综合数据集,包括心理和身体健康服务的保险索赔,我们检查了消费的异质性和结果的变化。消费差异解决了一个经常被忽视的问题,即平等的保险和机会如何不能转化为公平的消费。结果的变化使我们了解到不同的消费和不协调的护理的潜在危害。我们发现,即使保险和获得服务的机会保持不变,心理健康服务的消费在种族和阶级之间也存在巨大差异。然而,我们无法找到任何证据表明,当健康状况得到控制时,较高的消费水平与健康状况的改善相对应。我们还发现了一些碎片化成本的证据,如不协调的护理、低依从率和护理来源的变化。这些发现对医疗服务的提供和医疗保险福利的管理都具有重要意义。
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引用次数: 6
QALYs and Policy Evaluation: A New Perspective 质量评估与政策评估:一个新的视角
Pub Date : 2010-01-27 DOI: 10.2139/ssrn.655865
M. Adler
This Article presents a new, welfarist defense of the use of QALYs (quality adjusted life years) in policy evaluation. It challenges both the conventional wisdom among health economists that QALY-based analysis is dominated by traditional cost-benefit analysis (i.e., the sum of willingness-to-pay amounts) as well as the standard view of public health researchers that QALYs should function as the effectiveness metric in a cost-effectiveness analysis. Instead, the Article defends a nontraditional form of cost-benefit analysis, where QALYs are multipled by a conversion factor, for example $100,000 per QALY, and added to the monetized non-health effects of a policy. Part I of the Article surveys the current literature on QALYs. Part II shows that QALYs can be a more accurate measure of overall well-being than WTP amounts, under certain conditions, and argues that cognitive difficulties interfering with the measurement of WTP amounts can be circumvented by QALYs. Part III describes the limitations of QALYs. Part IV discusses the role that QALYs should play in welfarist policy analysis, given their strengths and limitations. In particular, it presents a pragmatic approach to determining the QALY-to-dollar conversion factor, and sheds new light on the controversy about pricing whole lives versus life-years.
本文提出了一个新的,福利主义的辩护使用QALYs(质量调整生命年)在政策评估。它既挑战了卫生经济学家的传统智慧,即基于质量的分析由传统的成本效益分析(即,支付意愿金额的总和)主导,也挑战了公共卫生研究人员的标准观点,即质量质量年应作为成本效益分析中的有效性度量标准。相反,这篇文章为一种非传统形式的成本效益分析进行了辩护,在这种分析中,质量效益年乘以一个转换因子,例如每个质量效益年10万美元,并将其添加到一项政策的货币化非健康影响中。文章的第一部分概述了目前关于质量分析的文献。第二部分表明,在某些条件下,QALYs可以比WTP数量更准确地衡量整体幸福感,并认为干扰WTP数量测量的认知困难可以通过QALYs规避。第三部分描述了qaly的局限性。第四部分讨论了质量指标在福利主义政策分析中应该发挥的作用,给出了它们的优势和局限性。特别是,它提出了一种实用的方法来确定质量与美元的换算系数,并为整个生命周期与生命周期定价的争议提供了新的思路。
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引用次数: 43
The Impact of Tort Reform on Employer-Sponsored Health Insurance Premiums 侵权改革对雇主赞助健康保险保费的影响
Pub Date : 2009-09-01 DOI: 10.2139/ssrn.1441903
R. Avraham, Leemore S. Dafny, Max M. Schanzenbach
We evaluate the effect of tort reform on employer-sponsored health insurance premiums by exploiting state-level variation in the timing of reforms. Using a dataset of healthplans representing over 10 million Americans annually between 1998 and 2006, we find that caps on non-economic damages, collateral source reform, and joint and several liability reform reduce premiums by 1 to 2 percent each. These reductions are concentrated in PPOs rather than HMOs, suggesting that can HMOs can reduce "defensive" healthcare costs even absent tort reform. The results are the first direct evidence that tort reform reduces healthcare costs in aggregate; prior research has focused on particular medical conditions.
我们通过利用各州在改革时间上的差异来评估侵权改革对雇主赞助的健康保险费的影响。利用1998年至2006年间每年代表1000多万美国人的健康计划数据集,我们发现非经济损害的上限、附带来源改革以及连带责任改革分别使保费减少了1%至2%。这些削减主要集中在私人医疗机构而不是hmo,这表明即使没有侵权改革,hmo也可以减少“防御性”医疗成本。研究结果是第一个直接证据,表明侵权改革总体上降低了医疗成本;之前的研究主要集中在特定的医疗条件上。
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引用次数: 82
Stark Contrasts: The Impact of Prohibiting Physician Self-Referrals on the Prevalence of Overtreatment in Health Care 鲜明对比:禁止医生自我转诊对医疗保健过度治疗流行的影响
Pub Date : 2009-05-26 DOI: 10.2139/ssrn.1409936
Brian K Chen
Do physicians invest in medical service facilities to profit from the overtreatment of patients? Current literature only shows that physicians with a financial interest in an entity to which they refer patients order more services than physicians without such a financial interest. These studies, however, do not prove that the additional services constitute “overtreatment.” Using medical claims data from Taiwan, I examine the impact of a policy designed to remove physicians’ financial incentives to overprescribe drugs by prohibiting clinic-pharmacy integration, and make three principal findings: (1) Physicians in clinics that are vertically integrated with a pharmacy overtreat patients with prescription drugs. (2) Removing the incentives to overprescribe drugs causes physicians to overprescribe diagnostic and laboratory tests instead (3) This overtreatment occurs even when physicians refer patients to an employee-pharmacist in the clinic rather than to an outside entity in which physicians have a financial interest. These findings have important implications for federal Stark Legislation (42 U.S.C.S. §1395nn), which prohibits physicians’ referral of Medicare/Medicaid patients to an entity in which they have a “financial relationship” for certain designated health services. In particular, the third finding calls into question Stark Law’s implicit assumption that vertically integrated medical providers are unlikely to overtreat patients, as exemplified by the “bona fide employee” safe harbor exception.
医生投资医疗服务设施是为了从病人的过度治疗中获利吗?目前的文献只表明,与没有这种经济利益的医生相比,在他们转诊患者的实体中有经济利益的医生会订购更多的服务。然而,这些研究并不能证明这些额外的服务构成“过度治疗”。利用台湾的医疗索赔数据,我研究了一项政策的影响,该政策旨在通过禁止诊所-药房整合来消除医生过度开药的财务激励,并得出三个主要发现:(1)与药房垂直整合的诊所的医生过度治疗处方药患者。(3)即使医生将病人转介给诊所的雇员药剂师,而不是医生有经济利益的外部实体,这种过度治疗也会发生。这些发现对联邦斯塔克立法(42 U.S.C.S.§1395nn)具有重要意义,该立法禁止医生将医疗保险/医疗补助患者转介到他们与某些指定医疗服务有“财务关系”的实体。特别是,第三个发现对斯塔克定律的隐含假设提出了质疑,即垂直整合的医疗服务提供者不太可能过度治疗患者,如“善意员工”安全港例外的例证。
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引用次数: 1
An Analysis of the General Consumer Interest as a Source of Regulatory Legitimacy in the Case of the Dutch Healthcare Authority 在荷兰卫生保健管理局的情况下,一般消费者利益作为监管合法性来源的分析
Pub Date : 2009-04-01 DOI: 10.2139/ssrn.1409625
W. Sauter
Economic regulation by independent regulatory authorities is justified in a legal sense by theories based on delegation, (partial) ministerial responsibility and judicial review, or more recently on regulatory contracts and stakeholder representation. While none of these models is fully satisfactory they all focus either on the relationship between the regulator and the central authority, or on that with the parties that are the subject of economic regulation, and do not focus upon the ultimate objective of economic regulation itself: consumer benefits. The Dutch Healthcare Market Regulation Act (Wmg) creates a new starting point because it not only introduces the general consumer interest as a legal concept but as the priority objective of regulation - albeit based on a motivation that is largely implicit. This paper provides an initial investigation on how to interpret this concept, operationalised in the three variables quality, affordability and accessibility. It draws inter alia on the economic approach to regulation (based on the concepts of market failure and market power, and more recent notions of bounded rationality), and whether it can provide a non-trivial source of legitimacy based on the results achieved in serving the statutory constituency of the regulator: the consumer.
独立监管机构的经济监管在法律意义上是合理的,其依据是基于授权、(部分)部长责任和司法审查的理论,或最近基于监管合同和利益相关者代表的理论。虽然这些模型都不完全令人满意,但它们都关注监管机构与中央当局之间的关系,或者关注作为经济监管主体的各方之间的关系,而不关注经济监管本身的最终目标:消费者利益。《荷兰医疗保健市场监管法》(Wmg)创造了一个新的起点,因为它不仅将一般消费者的利益作为一个法律概念引入,而且将其作为监管的优先目标——尽管其动机在很大程度上是隐含的。本文提供了一个关于如何解释这一概念的初步调查,在质量、负担能力和可及性三个变量中进行操作。除其他外,它借鉴了监管的经济方法(基于市场失灵和市场力量的概念,以及最近的有限理性概念),以及它是否可以根据服务监管者的法定选民:消费者所取得的结果,提供一个重要的合法性来源。
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引用次数: 1
Property, Privacy and the Pursuit of Integrated Electronic Medical Records 财产、隐私和对综合电子病历的追求
Pub Date : 2009-01-29 DOI: 10.2139/SSRN.1334963
M. Hall
Who owns a patient's medical information? The patient, the provider, or the insurer? All of the above? None of the above? In the emerging era of electronic medical records, no other legal question is more critical, more contested, or more poorly understood. Ownership was never much in doubt in an age of paper-based records, but now that information content can be easily digitized and freed from any particular storage medium, confusion reigns. How this issue is resolved can have huge impacts on how or whether massive anticipated developments in electronic and personal health records will take shape. The respective property rights of patients, providers and insurers will strongly influence, if not determine, what form of electronic health informatics ends up predominating. And, whether rights to access and use medical information can be commercialized may determine whether effective, comprehensive medical information networks can emerge at all, absent overt government mandate. This paper analyzes optimal property rights in medical information from the perspective of network economics. It proposes that patients be allowed to monetize their access and control rights by assigning them to a trusted intermediary who may then place these rights in a stream of commerce that determines their value and best use. The funds generated can then be distributed both to patients and providers to encourage their adoption and use of interconnected electronic records.
谁拥有病人的医疗信息?病人,医疗服务提供者,还是保险公司?以上都是吗?以上都不是?在电子医疗记录的新兴时代,没有其他法律问题比这更关键、更有争议,或更不被理解。在纸质记录的时代,所有权从来没有多少疑问,但现在信息内容可以很容易地数字化,并从任何特定的存储介质中解脱出来,混乱占据了主导地位。如何解决这个问题会对电子和个人健康记录的大规模预期发展如何形成或是否形成产生巨大影响。患者、提供者和保险公司各自的产权将强烈影响,如果不是决定,哪种形式的电子健康信息最终占主导地位。而且,获取和使用医疗信息的权利能否商业化,可能会决定在没有政府公开授权的情况下,有效、全面的医疗信息网络能否出现。本文从网络经济学的角度分析了医疗信息的最优产权问题。它建议允许患者通过将他们的访问和控制权分配给一个可信的中介机构来货币化他们的访问和控制权,然后这些中介机构可能会将这些权利置于一个商业流中,从而决定它们的价值和最佳用途。由此产生的资金可以分配给患者和提供者,以鼓励他们采用和使用互联电子记录。
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引用次数: 27
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Journal of health care law & policy
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