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Forensic DNA phenotyping in criminal investigations and criminal courts: assessing and mitigating the dilemmas inherent in the science. 刑事调查和刑事法庭的法医DNA表型:评估和减轻科学中固有的困境。
Pub Date : 2014-01-01 DOI: 10.2139/ssrn.2560157
Charles E. MacLean, Adam Lamparello
Forensic DNA Phenotyping ("FDP"), estimating the externally visible characteristics ("EVCs") of the source of human DNA left at a crime scene, is evolving from science fiction toward science fact. FDP can already identify a source's gender with 100% accuracy, and likely hair color, iris color, adult height, and a number of other EVCs with accuracy rates approaching 70%. Patent applications have been filed for approaches to generating 3D likenesses of DNA sources based on the DNA alone. Nonetheless, criminal investigators, particularly in the United States, have been reticent to apply FDP in their casework. The reticence is likely related to a number of perceived and real dilemmas associated with FDP: is FDP racial profiling, should we test unknown and unseen physical conditions, does testing for behavioral characteristics impermissibly violate the source's privacy, ought testing be permitted for samples from known sources or DNA databases, and should FDP be limited to use in investigations only or is FDP appropriate for use in a criminal court. As this article explains, although those dilemmas are substantive, they are not insurmountable, and can be quite easily managed with appropriate regulation and protocols. As FDP continues to develop, there will be less need for criminal investigators to shy away from FDP. Cold cases, missing persons, and victims in crimes without other evidence will one day soon all be well served by FDP.
法医DNA表型(“FDP”),估计犯罪现场留下的人类DNA来源的外部可见特征(“EVCs”),正在从科幻小说向科学事实发展。FDP已经可以100%准确地识别来源的性别,并且可能的头发颜色,虹膜颜色,成人身高和许多其他evc的准确率接近70%。专利申请已经提交的方法,以产生DNA来源的3D相似性仅基于DNA。尽管如此,刑事调查人员,特别是在美国,一直不愿在他们的案件工作中应用自由民主党。这种沉默可能与许多与FDP相关的感知和现实困境有关:FDP种族分析,我们是否应该测试未知和未见过的身体状况,行为特征测试是否违反了来源的隐私,是否应该允许测试来自已知来源或DNA数据库的样本,FDP是否仅限于调查中使用或FDP是否适合用于刑事法庭。正如本文所解释的那样,尽管这些困境是实质性的,但它们并非不可克服,并且可以通过适当的规则和协议轻松管理。随着自由民主党的不断发展,刑事调查人员对自由民主党的回避将会减少。悬案、失踪人口和没有其他证据的犯罪受害者将很快得到自由民主党的妥善处理。
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引用次数: 20
Technological innovations in forensic genetics: social, legal and ethical aspects. 法医遗传学的技术创新:社会、法律和伦理方面。
Pub Date : 2014-01-01 DOI: 10.2174/2352092209666150328010557
Matthias Wienroth, Niels Morling, Robin Williams

This paper discusses the nature of four waves of technological innovations in forensic genetics alongside the social, legal and ethical aspect of these innovations. It emphasises the way in which technological advances and their socio-legal frameworks are co-produced, shaping technology expectations, social identities, and legal institutions. It also considers how imagined and actual uses of forensic genetic technologies are entangled with assertions about social order, affirmations of common values and civil rights, and promises about security and justice. Our comments seek to encourage the participation of scientific actors in the development of anticipatory governance deliberations concerning the widening application of forensic genetics in an increasing number of criminal and civil jurisdictions.

本文讨论了法医遗传学中四波技术创新的本质,以及这些创新的社会、法律和伦理方面。它强调了技术进步及其社会法律框架共同产生的方式,塑造了技术期望、社会身份和法律制度。它还考虑了法医基因技术的想象和实际用途如何与社会秩序的主张、对共同价值观和公民权利的肯定以及对安全和正义的承诺纠缠在一起。我们的评论旨在鼓励科学行为者参与制定关于在越来越多的刑事和民事司法管辖区扩大法医遗传学应用的预期治理审议。
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引用次数: 41
Should arrestee DNA databases extend to misdemeanors? 被捕者的DNA数据库应该扩展到轻罪吗?
Pub Date : 2014-01-01 DOI: 10.2174/2352092209666150205104945
Elizabeth E Joh

In the United States, those groups of persons eligible for compulsory DNA sampling by law enforcement authorities continue to expand. The collection of DNA samples from felony arrestees will likely be adopted by many more states after the U.S. Supreme Court's 2013 decision in Maryland v. King, which upheld a state law permitting the compulsory and warrantless DNA sampling from those arrested of serious offenses. At the time of the decision, 28 states and the federal government already had arrestee DNA collection statutes in place. Nevada became the 29th state to collect DNA from arrestees in May 2013, and several others have bills under consideration. Should states collect DNA from misdemeanor arrestees as well? This article considers this as yet largely unrealized but nevertheless important potential expansion of arrestee DNA databases. The collection of DNA samples from those arrested of relatively minor offenses would increase the number of samples, and perhaps consequently the number of "hits." On balance, however, such an expansion of current DNA laws raises enough serious concerns-chiefly about police discretion, inequitable enforcement, and cost-that legislators should refrain from changing arrestee DNA laws in this way.

在美国,有资格接受执法当局强制DNA取样的人群继续扩大。2013年,美国最高法院在马里兰州诉金案(Maryland v. King)中做出裁决,支持州法律允许对因严重犯罪而被捕的人进行强制和无证的DNA取样,此后,从重罪被捕者身上收集DNA样本的做法可能会被更多的州采用。在做出这一决定时,28个州和联邦政府已经制定了收集被捕者DNA的法规。2013年5月,内华达州成为第29个从被捕者身上收集DNA的州,其他几个州也在考虑法案。各州是否也应该收集轻罪被捕者的DNA ?本文认为这在很大程度上尚未实现,但仍然是重要的潜在扩展被捕者DNA数据库。从那些因相对轻微的罪行而被捕的人身上收集DNA样本会增加样本的数量,可能也会因此增加“命中”的数量。然而,总的来说,现行DNA法的这种扩张引起了足够严重的担忧——主要是关于警察的自由裁量权、不公平的执法和成本——立法者应该避免以这种方式修改被捕者的DNA法。
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引用次数: 2
DNA for crime investigation: European co-operation model. 犯罪调查的DNA:欧洲合作模式。
Pub Date : 2014-01-01 DOI: 10.2174/2352092209666150218003440
Anna Fiodorova

The article presents DNA related data exchange mechanism established within the framework of the European Union for the transnational crime investigation. First of all, it provides with the comprehensive overview of legal and practical state of play, pointing out that approved legal basis seeks to ensure legality and reliability in this area by establishing information exchange purposes and competent authorities involved, setting up technical requirements for the DNA analysis and DNA data bases, laying down provisions on accreditation of forensic service providers, foreseeing at least minimum common data protection requirements. Secondly, it reveals that despite being the most exhaustive international regulation on DNA related data exchange among law enforcement and judicial authorities it misses effective data protection mechanism, does not harmonize neither backgrounds for DNA collection in criminal process in general nor storage requirements and that results the variation in categories of subjects related to the crime investigation and included in data bases of different Member States. These gaps make the use of data collected and stored in another Member State vulnerable from the perspective of different rules on evidences' legality within the criminal process. The article also reveals the model's weakness in terms of assessment of its efficiency as statistics gathered for the time being show only number of coincidences (hits) of searched DNA profiles, but not the impact on crime investigation and its results.

本文介绍了在欧盟框架内建立的用于跨国犯罪侦查的DNA相关数据交换机制。首先,它全面概述了法律和实际情况,指出核准的法律基础力求确保这一领域的合法性和可靠性,办法是确立信息交换目的和有关主管当局,制定DNA分析和DNA数据库的技术要求,制定鉴定法医服务提供者的规定,预见至少最低限度的共同数据保护要求。第二,它表明,尽管是执法和司法当局之间关于DNA相关数据交换的最详尽的国际条例,但它缺少有效的数据保护机制,既没有统一一般刑事程序中DNA收集的背景,也没有统一存储要求,这导致与犯罪调查有关的主题类别有所不同,并列入不同会员国的数据库。从刑事程序中证据合法性的不同规则的角度来看,这些差距使得在另一个会员国收集和存储的数据的使用容易受到伤害。这篇文章还揭示了该模型在评估其效率方面的弱点,因为目前收集的统计数据只显示了搜索DNA图谱的巧合(命中)数量,而没有显示对犯罪调查及其结果的影响。
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引用次数: 2
Editorial: genomics and criminal law. 社论:基因组学和刑法。
Pub Date : 2014-01-01 DOI: 10.2174/235209220802150407095915
Dov Greenbaum, Sharon Nakar
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引用次数: 0
DNA data in criminal procedure in the European fundamental rights context. 欧洲基本权利背景下刑事诉讼中的DNA数据。
Pub Date : 2014-01-01 DOI: 10.2174/2352092209666150205112336
Helena Soleto
Despite being one of the most useful and reliable identification tools, DNA profiling in criminal procedure balances on the border between the limitation and violation of Fundamental Rights that can occur beginning with the collection of the sample, its analysis, and its use; and ending with its processing. Throughout this complex process, violation of human or fundamental rights -such as the right to physical and moral integrity, the right not to be subject to degrading treatment, the right not to incriminate oneself, the right to family privacy together with that of not incriminating descendants or relatives in general, the right to personal development and the right to informative self-determination- is possible. This article presents an analysis of all the above-mentioned DNA treating phases in criminal process in the light of possible violations of some Fundamental Rights, while at the same time discarding some of them on the basis of European human rights protection standards. As the case-law of the European Court of Human Rights shows, the legislation on DNA collection and DNA related data processing or its implementation does not always respect all human rights and should be carefully considered before its adoption and during its application.
尽管DNA分析是最有用和最可靠的鉴定工具之一,但刑事诉讼中的DNA分析在限制和侵犯基本权利之间取得平衡,这可能从样本的收集、分析和使用开始;最后是它的处理过程。在这一复杂的过程中,侵犯人权或基本权利- -例如身体和精神健全的权利、不受有辱人格待遇的权利、不自证其罪的权利、家庭隐私权以及不使后代或一般亲属自证其罪的权利、个人发展权和信息自决权- -是可能的。本文从可能侵犯某些基本权利的角度分析了刑事诉讼中上述所有DNA处理阶段,同时根据欧洲人权保护标准抛弃了其中一些阶段。欧洲人权法院的判例法表明,关于DNA收集和与DNA有关的数据处理的立法或其实施并不总是尊重所有人权,应在其通过之前和实施期间予以仔细考虑。
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引用次数: 0
Forensic DNA phenotyping in criminal investigations and criminal courts: assessing and mitigating the dilemmas inherent in the science. 刑事调查和刑事法庭的法医DNA表型:评估和减轻科学中固有的困境。
Pub Date : 2014-01-01 DOI: 10.2174/2352092209666150212001256
Charles E MacLean, Adam Lamparello

Forensic DNA Phenotyping ("FDP"), estimating the externally visible characteristics ("EVCs") of the source of human DNA left at a crime scene, is evolving from science fiction toward science fact. FDP can already identify a source's gender with 100% accuracy, and likely hair color, iris color, adult height, and a number of other EVCs with accuracy rates approaching 70%. Patent applications have been filed for approaches to generating 3D likenesses of DNA sources based on the DNA alone. Nonetheless, criminal investigators, particularly in the United States, have been reticent to apply FDP in their casework. The reticence is likely related to a number of perceived and real dilemmas associated with FDP: is FDP racial profiling, should we test unknown and unseen physical conditions, does testing for behavioral characteristics impermissibly violate the source's privacy, ought testing be permitted for samples from known sources or DNA databases, and should FDP be limited to use in investigations only or is FDP appropriate for use in a criminal court. As this article explains, although those dilemmas are substantive, they are not insurmountable, and can be quite easily managed with appropriate regulation and protocols. As FDP continues to develop, there will be less need for criminal investigators to shy away from FDP. Cold cases, missing persons, and victims in crimes without other evidence will one day soon all be well served by FDP.

法医DNA表型(“FDP”),估计犯罪现场留下的人类DNA来源的外部可见特征(“EVCs”),正在从科幻小说向科学事实发展。FDP已经可以100%准确地识别来源的性别,并且可能的头发颜色,虹膜颜色,成人身高和许多其他evc的准确率接近70%。专利申请已经提交的方法,以产生DNA来源的3D相似性仅基于DNA。尽管如此,刑事调查人员,特别是在美国,一直不愿在他们的案件工作中应用自由民主党。这种沉默可能与许多与FDP相关的感知和现实困境有关:FDP种族分析,我们是否应该测试未知和未见过的身体状况,行为特征测试是否违反了来源的隐私,是否应该允许测试来自已知来源或DNA数据库的样本,FDP是否仅限于调查中使用或FDP是否适合用于刑事法庭。正如本文所解释的那样,尽管这些困境是实质性的,但它们并非不可克服,并且可以通过适当的规则和协议轻松管理。随着自由民主党的不断发展,刑事调查人员对自由民主党的回避将会减少。悬案、失踪人口和没有其他证据的犯罪受害者将很快得到自由民主党的妥善处理。
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引用次数: 11
Genes, blame and loss of control: is there a place in criminal law for a 'genetic defense'? 基因、指责和失控:刑法中是否有“基因辩护”的一席之地?
Pub Date : 2014-01-01 DOI: 10.2174/2352092209666150216122554
Colin Gavaghan, Amir Bastani

In 2002, Caspi and colleagues proposed that a specific gene by environment (GxE) interaction is related to antisocial tendencies. Since then, a substantial body of literature has examined the potential implications of such a correlation for the criminal justice system, and in particular, for the attribution of responsibility and blame that lies at the core of that system. It is probably accurate to say that the majority position among criminal theorists is that evidence of such a nature does not undermine or seriously challenge existing notions of responsibility, and could not constitute a full defense to a criminal charge - although it may have a role to play in sentencing. Less consideration, however, has been given to the role such evidence may play in so-called 'partial defenses' - those like diminished responsibility (DR), which serve not to exculpate the defendant entirely, but rather, to mitigate his responsibility for the criminal act. This paper aims to assess the most important feature of the Caspi Sudy - the low variant gene for the production of Monoamine Oxidase Acid A gene (MAOA-L) - and its possible role in a defense of DR. We argue that, following the approach of common law jurisdictions to analogous situations, there is no principled reason to exclude evidence of MAOA-L as a basis of DR.

2002年,Caspi和他的同事提出了一种特定的基因与环境(GxE)的相互作用有关。从那时起,大量文献研究了这种相关性对刑事司法系统的潜在影响,特别是对该系统核心的责任归属和指责。或许可以准确地说,刑事理论家的多数立场是,这种性质的证据不会破坏或严重挑战现有的责任概念,也不能构成对刑事指控的充分辩护——尽管它可能在量刑中发挥作用。然而,很少有人考虑到这些证据在所谓的“部分辩护”中可能发挥的作用,比如责任减轻(DR),它不是为了完全为被告开脱,而是为了减轻他对犯罪行为的责任。本文旨在评估Caspi研究的最重要特征-生产单胺氧化酶A基因(MAOA-L)的低变异基因-及其在DR辩护中的可能作用。我们认为,根据普通法司法管辖区对类似情况的处理方法,没有原则上的理由排除MAOA-L作为DR基础的证据。
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引用次数: 2
Discovery of novel antibiotic resistance genes through metagenomics. 通过宏基因组学发现新的抗生素耐药基因。
Pub Date : 2014-01-01 DOI: 10.2174/2352092208666141013231244
Marcos López-Pérez, Salvador Mirete

Antibiotic resistance (AR) represents a challenge for the treatment of infectious diseases. Traditionally, antibiotic resistance determinants have been retrieved from culturable bacteria which represent a minor fraction of the total microbial diversity found in natural environments such as soils. In this review, we summarize recent advances in the study of antibiotic resistance using two main culture-independent approaches: sequence-based metagenomics and functional metagenomics.

抗生素耐药性(AR)是传染病治疗面临的一个挑战。传统上,抗生素耐药性决定因素是从可培养细菌中提取的,可培养细菌只占自然环境(如土壤)中总微生物多样性的一小部分。在这篇综述中,我们总结了使用两种主要的非培养方法研究抗生素耐药性的最新进展:基于序列的宏基因组学和功能宏基因组学。
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引用次数: 7
Preliminary perspectives on DNA collection in anti-human trafficking efforts. 关于在打击人口贩运工作中收集 DNA 的初步看法。
Pub Date : 2014-01-01 DOI: 10.2174/2352092209666150216122234
Sara H Katsanis, Joyce Kim, Mollie A Minear, Subhashini Chandrasekharan, Jennifer K Wagner

Forensic DNA methodologies have potential applications in the investigation of human trafficking cases. DNA and relationship testing may be useful for confirmation of biological relationship claims in immigration, identification of trafficked individuals who are missing persons, and family reunification of displaced individuals after mass disasters and conflicts. As these applications rely on the collection of DNA from non-criminals and potentially vulnerable individuals, questions arise as to how to address the ethical challenges of collection, security, and privacy of collected samples and DNA profiles. We administered a survey targeted to victims' advocates to gain preliminary understanding of perspectives regarding human trafficking definitions, DNA and sex workers, and perceived trust of authorities potentially involved in DNA collection. We asked respondents to consider the use of DNA for investigating adoption fraud, sex trafficking, and post-conflict child soldier cases. We found some key differences in perspectives on defining what qualifies as "trafficking." When we varied terminology between "sex worker" and "sex trafficking victim" we detected differences in perception on which authorities can be trusted. Respondents were supportive of the hypothetical models proposed to collect DNA. Most were favorable of DNA specimens being controlled by an authority outside of law enforcement. Participants voiced concerns focused on privacy, misuse of DNA samples and data, unintentional harms, data security, and infrastructure. These preliminary data indicate that while there is perceived value in programs to use DNA for investigating cases of human trafficking, these programs may need to consider levels of trust in authorities as their logistics are developed and implemented.

法医 DNA 方法有可能应用于人口贩运案件的调查。DNA 和关系测试可能有助于确认移民中的生物关系要求、识别失踪的被贩运者以及大规模灾难和冲突后流离失所者的家庭团聚。由于这些应用依赖于从非罪犯和潜在的弱势群体身上采集 DNA,因此出现了如何解决采集样本和 DNA 图谱的收集、安全和隐私等伦理挑战的问题。我们针对受害者权益维护者进行了一项调查,以初步了解他们对人口贩运定义、DNA 和性工作者以及对可能参与 DNA 采集的机构的信任度的看法。我们要求受访者考虑使用 DNA 调查收养欺诈、性贩运和冲突后儿童兵案件。我们发现,受访者对 "贩运 "定义的看法存在一些关键差异。当我们在 "性工作者 "和 "性交易受害者 "之间变换术语时,我们发现了对哪些机构可以信任的看法上的差异。受访者支持收集 DNA 的假设模式。大多数人赞成 DNA 标本由执法部门以外的机构控制。受访者对隐私、DNA 样本和数据的滥用、意外伤害、数据安全和基础设施等问题表示担忧。这些初步数据表明,虽然使用 DNA 调查人口贩运案件的计划被认为很有价值,但在制定和实施这些计划的后勤工作时,可能需要考虑对当局的信任程度。
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引用次数: 0
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Recent advances in DNA & gene sequences
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