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SaFIN: a self-adaptive fuzzy inference network. SaFIN:自适应模糊推理网络。
Pub Date : 2011-12-01 Epub Date: 2011-10-18 DOI: 10.1109/TNN.2011.2167720
Sau Wai Tung, Chai Quek, Cuntai Guan

There are generally two approaches to the design of a neural fuzzy system: 1) design by human experts, and 2) design through a self-organization of the numerical training data. While the former approach is highly subjective, the latter is commonly plagued by one or more of the following major problems: 1) an inconsistent rulebase; 2) the need for prior knowledge such as the number of clusters to be computed; 3) heuristically designed knowledge acquisition methodologies; and 4) the stability-plasticity tradeoff of the system. This paper presents a novel self-organizing neural fuzzy system, named Self-Adaptive Fuzzy Inference Network (SaFIN), to address the aforementioned deficiencies. The proposed SaFIN model employs a new clustering technique referred to as categorical learning-induced partitioning (CLIP), which draws inspiration from the behavioral category learning process demonstrated by humans. By employing the one-pass CLIP, SaFIN is able to incorporate new clusters in each input-output dimension when the existing clusters are not able to give a satisfactory representation of the incoming training data. This not only avoids the need for prior knowledge regarding the number of clusters needed for each input-output dimension, but also allows SaFIN the flexibility to incorporate new knowledge with old knowledge in the system. In addition, the self-automated rule formation mechanism proposed within SaFIN ensures that it obtains a consistent resultant rulebase. Subsequently, the proposed SaFIN model is employed in a series of benchmark simulations to demonstrate its efficiency as a self-organizing neural fuzzy system, and excellent performances have been achieved.

一般有两种方法来设计神经模糊系统:1)由人类专家设计,2)通过数值训练数据的自组织设计。虽然前一种方法是非常主观的,但后者通常会受到以下一个或多个主要问题的困扰:1)不一致的规则库;2)对先验知识的需求,如需要计算的聚类数量;3)启发式知识获取方法;4)系统的稳定性与可塑性的权衡。本文提出了一种新的自组织模糊神经系统,称为自适应模糊推理网络(SaFIN),以解决上述不足。提出的SaFIN模型采用了一种新的聚类技术,称为分类学习诱导划分(CLIP),该技术的灵感来自人类的行为类别学习过程。通过使用一遍CLIP,当现有的聚类不能对输入的训练数据给出令人满意的表示时,SaFIN能够在每个输入输出维度中合并新的聚类。这不仅避免了对每个输入输出维度所需的集群数量的先验知识的需要,而且还允许SaFIN灵活地将新知识与系统中的旧知识结合起来。此外,在SaFIN中提出的自自动化规则形成机制确保了它获得一致的结果规则库。随后,将所提出的SaFIN模型进行了一系列基准仿真,验证了其作为自组织神经模糊系统的有效性,并取得了良好的性能。
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引用次数: 51
Data-based hybrid tension estimation and fault diagnosis of cold rolling continuous annealing processes. 基于数据的冷轧连续退火过程混合张力估计与故障诊断。
Pub Date : 2011-12-01 Epub Date: 2011-09-26 DOI: 10.1109/TNN.2011.2167686
Qiang Liu, Tianyou Chai, Hong Wang, Si-Zhao Joe Qin

The continuous annealing process line (CAPL) of cold rolling is an important unit to improve the mechanical properties of steel strips in steel making. In continuous annealing processes, strip tension is an important factor, which indicates whether the line operates steadily. Abnormal tension profile distribution along the production line can lead to strip break and roll slippage. Therefore, it is essential to estimate the whole tension profile in order to prevent the occurrence of faults. However, in real annealing processes, only a limited number of strip tension sensors are installed along the machine direction. Since the effects of strip temperature, gas flow, bearing friction, strip inertia, and roll eccentricity can lead to nonlinear tension dynamics, it is difficult to apply the first-principles induced model to estimate the tension profile distribution. In this paper, a novel data-based hybrid tension estimation and fault diagnosis method is proposed to estimate the unmeasured tension between two neighboring rolls. The main model is established by an observer-based method using a limited number of measured tensions, speeds, and currents of each roll, where the tension error compensation model is designed by applying neural networks principal component regression. The corresponding tension fault diagnosis method is designed using the estimated tensions. Finally, the proposed tension estimation and fault diagnosis method was applied to a real CAPL in a steel-making company, demonstrating the effectiveness of the proposed method.

冷轧连续退火生产线(CAPL)是提高带钢力学性能的重要装置。在连续退火过程中,带钢张力是一个重要的因素,它标志着生产线是否稳定运行。生产线上张力分布异常会导致带钢断裂和轧辊打滑。因此,为了防止故障的发生,有必要对整个张力剖面进行估计。然而,在实际退火过程中,沿机器方向只安装有限数量的带钢张力传感器。由于带钢温度、气流、轴承摩擦、带钢惯性和轧辊偏心的影响会导致非线性张力动力学,因此很难应用第一性原理诱导模型来估计张力分布。本文提出了一种基于数据的张力估计与故障诊断混合方法,用于估计相邻两轧辊之间的未测张力。采用基于观测器的方法,利用有限数量的张力、速度和每卷电流的测量值建立主模型,其中张力误差补偿模型采用神经网络主成分回归设计。利用预估张力设计了相应的张力故障诊断方法。最后,将所提出的张力估计和故障诊断方法应用于某炼钢公司的实际CAPL,验证了所提方法的有效性。
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引用次数: 18
Riemannian-gradient-based learning on the complex matrix-hypersphere. 基于黎曼梯度的复矩阵超球学习。
Pub Date : 2011-12-01 Epub Date: 2011-10-06 DOI: 10.1109/TNN.2011.2168537
Simone Fiori

This brief tackles the problem of learning over the complex-valued matrix-hypersphere S(α)(n,p)(C). The developed learning theory is formulated in terms of Riemannian-gradient-based optimization of a regular criterion function and is implemented by a geodesic-stepping method. The stepping method is equipped with a geodesic-search sub-algorithm to compute the optimal learning stepsize at any step. Numerical results show the effectiveness of the developed learning method and of its implementation.

本文讨论了复值矩阵-超球S(α)(n,p)(C)上的学习问题。所开发的学习理论是基于正则准则函数的黎曼梯度优化,并通过测地步进方法实现。该方法采用测地搜索子算法来计算每一步的最优学习步长。数值结果表明了所提出的学习方法及其实现的有效性。
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引用次数: 4
Iterative learning control with unknown control direction: a novel data-based approach. 控制方向未知的迭代学习控制:一种基于数据的新方法。
Pub Date : 2011-12-01 Epub Date: 2011-11-24 DOI: 10.1109/TNN.2011.2175947
Dong Shen, Zhongsheng Hou

Iterative learning control (ILC) is considered for both deterministic and stochastic systems with unknown control direction. To deal with the unknown control direction, a novel switching mechanism, based only on available system tracking error data, is first proposed. Then two ILC algorithms combined with the novel switching mechanism are designed for both deterministic and stochastic systems. It is proved that the ILC algorithms would switch to the right control direction and stick to it after a finite number of cycles. Moreover, the input sequence converges to the desired one under the deterministic case. The input sequence converges to the optimal one with probability 1 under stochastic case and the resulting tracking error tends to its minimal value.

研究了控制方向未知的确定性和随机系统的迭代学习控制。针对控制方向未知的问题,提出了一种仅基于系统跟踪误差数据的切换机制。然后分别针对确定性和随机系统设计了两种结合新型切换机制的ILC算法。证明了ILC算法在有限周期后会切换到正确的控制方向并坚持下去。在确定性情况下,输入序列收敛于期望序列。在随机情况下,输入序列以1的概率收敛到最优序列,跟踪误差趋于最小。
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引用次数: 21
Quantitative analysis of nonlinear embedding. 非线性嵌入的定量分析。
Pub Date : 2011-12-01 Epub Date: 2011-10-31 DOI: 10.1109/TNN.2011.2171991
Junping Zhang, Qi Wang, Li He, Zhi-Hua Zhou

A lot of nonlinear embedding techniques have been developed to recover the intrinsic low-dimensional manifolds embedded in the high-dimensional space. However, the quantitative evaluation criteria are less studied in literature. The embedding quality is usually evaluated by visualization which is subjective and qualitative. The few existing evaluation methods to estimate the embedding quality, neighboring preservation rate for example, are not widely applicable. In this paper, we propose several novel criteria for quantitative evaluation, by considering the global smoothness and co-directional consistence of the nonlinear embedding algorithms. The proposed criteria are geometrically intuitive, simple, and easy to implement with a low computational cost. Experiments show that our criteria capture some new geometrical properties of the nonlinear embedding algorithms, and can be used as a guidance to deal with the embedding of the out-of-samples.

为了恢复嵌入在高维空间中的固有低维流形,人们发展了许多非线性嵌入技术。然而,文献中对定量评价标准的研究较少。嵌入质量通常是通过可视化来评价的,这是主观的、定性的。现有的几种评价嵌入质量的方法,如邻域保存率等,应用范围并不广泛。本文通过考虑非线性嵌入算法的全局光滑性和共向一致性,提出了几种新的定量评价准则。所提出的准则具有几何直观、简单、易于实现、计算成本低的特点。实验表明,我们的准则捕捉到了非线性嵌入算法的一些新的几何特性,可以作为处理外样本嵌入的指导。
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引用次数: 12
Robust initialization of a Jordan network with recurrent constrained learning. 具有循环约束学习的Jordan网络鲁棒初始化。
Pub Date : 2011-12-01 Epub Date: 2011-09-29 DOI: 10.1109/TNN.2011.2168423
Qing Song

In this paper, we propose a robust initialization of a Jordan network with a recurrent constrained learning (RIJNRCL) algorithm for multilayered recurrent neural networks (RNNs). This novel algorithm is based on the constrained learning concept of the Jordan network with a recurrent sensitivity and weight convergence analysis, which is used to obtain a tradeoff between the training and testing errors. In addition to using classical techniques for the adaptive learning rate and the adaptive dead zone, RIJNRCL employs a recurrent constrained parameter matrix to switch off excessive contributions from the hidden layer neurons based on weight convergence and stability conditions of the multilayered RNNs. It is well known that a good response from the hidden layer neurons and proper initialization play a dominant role in avoiding local minima in multilayered RNNs. The new RIJNRCL algorithm solves the twin problems of weight initialization and selection of the hidden layer neurons via a novel recurrent sensitivity ratio analysis. We provide the detailed steps for using RIJNRCL in a few benchmark time-series prediction problems and show that the proposed algorithm achieves superior generalization performance.

在本文中,我们提出了一种基于递归约束学习(RIJNRCL)算法的多层递归神经网络(rnn) Jordan网络的鲁棒初始化。该算法基于Jordan网络的约束学习概念,采用递归灵敏度和权值收敛分析,在训练误差和测试误差之间进行权衡。除了使用经典的自适应学习率和自适应死区技术外,RIJNRCL基于多层rnn的权收敛性和稳定性条件,采用循环约束参数矩阵来关闭隐藏层神经元的过度贡献。众所周知,在多层rnn中,隐藏层神经元的良好响应和适当的初始化是避免局部最小值的主要因素。新的RIJNRCL算法通过一种新颖的递归灵敏度比分析方法解决了权值初始化和隐层神经元选择的双重问题。我们提供了在几个基准时间序列预测问题中使用RIJNRCL的详细步骤,并表明所提出的算法具有优异的泛化性能。
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引用次数: 16
Sign prediction and volatility dynamics with hybrid neurofuzzy approaches. 基于混合神经模糊方法的符号预测和波动动力学。
Pub Date : 2011-12-01 Epub Date: 2011-10-06 DOI: 10.1109/TNN.2011.2169497
Stelios D Bekiros

Reliable forecasting techniques for financial applications are important for investors either to make profit by trading or hedge against potential market risks. In this paper the efficiency of a trading strategy based on the utilization of a neurofuzzy model is investigated, in order to predict the direction of the market in case of FTSE100 and New York stock exchange returns. Moreover, it is demonstrated that the incorporation of the estimates of the conditional volatility changes, according to the theory of Bekaert and Wu (2000), strongly enhances the predictability of the neurofuzzy model, as it provides valid information for a potential turning point on the next trading day. The total return of the proposed volatility-based neurofuzzy model including transaction costs is consistently superior to that of a Markov-switching model, a feedforward neural network as well as of a buy & hold strategy. The findings can be justified by invoking either the "volatility feedback" theory or the existence of portfolio insurance schemes in the equity markets and are also consistent with the view that volatility dependence produces sign dependence. Thus, a trading strategy based on the proposed neurofuzzy model might allow investors to earn higher returns than the passive portfolio management strategy.

可靠的金融应用预测技术对于投资者通过交易获利或对冲潜在的市场风险非常重要。本文研究了基于神经模糊模型的交易策略的有效性,以便在FTSE100指数和纽约证券交易所收益的情况下预测市场的方向。此外,根据Bekaert和Wu(2000)的理论,证明了对条件波动变化的估计的结合,强烈增强了神经模糊模型的可预测性,因为它为下一个交易日的潜在转折点提供了有效信息。包含交易成本的基于波动率的神经模糊模型的总收益始终优于马尔可夫转换模型、前馈神经网络以及买入并持有策略。这些发现可以通过援引“波动率反馈”理论或股票市场中存在的投资组合保险计划来证明,并且也与波动率依赖产生符号依赖的观点一致。因此,基于所提出的神经模糊模型的交易策略可能使投资者获得比被动投资组合管理策略更高的回报。
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引用次数: 13
Data-driven robust approximate optimal tracking control for unknown general nonlinear systems using adaptive dynamic programming method. 基于自适应动态规划方法的未知一般非线性系统数据驱动鲁棒近似最优跟踪控制。
Pub Date : 2011-12-01 Epub Date: 2011-10-13 DOI: 10.1109/TNN.2011.2168538
Huaguang Zhang, Lili Cui, Xin Zhang, Yanhong Luo

In this paper, a novel data-driven robust approximate optimal tracking control scheme is proposed for unknown general nonlinear systems by using the adaptive dynamic programming (ADP) method. In the design of the controller, only available input-output data is required instead of known system dynamics. A data-driven model is established by a recurrent neural network (NN) to reconstruct the unknown system dynamics using available input-output data. By adding a novel adjustable term related to the modeling error, the resultant modeling error is first guaranteed to converge to zero. Then, based on the obtained data-driven model, the ADP method is utilized to design the approximate optimal tracking controller, which consists of the steady-state controller and the optimal feedback controller. Further, a robustifying term is developed to compensate for the NN approximation errors introduced by implementing the ADP method. Based on Lyapunov approach, stability analysis of the closed-loop system is performed to show that the proposed controller guarantees the system state asymptotically tracking the desired trajectory. Additionally, the obtained control input is proven to be close to the optimal control input within a small bound. Finally, two numerical examples are used to demonstrate the effectiveness of the proposed control scheme.

针对未知的一般非线性系统,采用自适应动态规划(ADP)方法,提出了一种新的数据驱动鲁棒近似最优跟踪控制方案。在控制器的设计中,只需要可用的输入输出数据,而不需要已知的系统动态。采用递归神经网络(NN)建立数据驱动模型,利用可用的输入输出数据重构未知系统动态。通过增加与建模误差相关的可调节项,首先保证了建模误差收敛于零。然后,基于得到的数据驱动模型,利用ADP方法设计了近似最优跟踪控制器,该控制器由稳态控制器和最优反馈控制器组成。此外,提出了一种鲁棒项来补偿由ADP方法引入的神经网络逼近误差。基于Lyapunov方法,对闭环系统进行了稳定性分析,表明所提出的控制器能保证系统状态渐近跟踪期望轨迹。此外,还证明了得到的控制输入在一个小范围内接近最优控制输入。最后,通过两个数值算例验证了所提控制方案的有效性。
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引用次数: 505
Application of IFT and SPSA to servo system control. IFT和SPSA在伺服系统控制中的应用。
Pub Date : 2011-12-01 Epub Date: 2011-11-10 DOI: 10.1109/TNN.2011.2173804
Mircea-Bogdan Rădac, Radu-Emil Precup, Emil M Petriu, Stefan Preitl

This paper treats the application of two data-based model-free gradient-based stochastic optimization techniques, i.e., iterative feedback tuning (IFT) and simultaneous perturbation stochastic approximation (SPSA), to servo system control. The representative case of controlled processes modeled by second-order systems with an integral component is discussed. New IFT and SPSA algorithms are suggested to tune the parameters of the state feedback controllers with an integrator in the linear-quadratic-Gaussian (LQG) problem formulation. An implementation case study concerning the LQG-based design of an angular position controller for a direct current servo system laboratory equipment is included to highlight the pros and cons of IFT and SPSA from an application's point of view. The comparison of IFT and SPSA algorithms is focused on an insight into their implementation.

本文研究了迭代反馈调谐(IFT)和同步摄动随机逼近(SPSA)两种基于数据的无模型梯度随机优化技术在伺服系统控制中的应用。讨论了具有积分分量的二阶系统控制过程的典型实例。在线性二次高斯(LQG)问题的表述中,提出了新的IFT和SPSA算法来调整带有积分器的状态反馈控制器的参数。本文以基于lqg的直流伺服系统实验室设备角位置控制器设计为例,从应用的角度分析了IFT和SPSA的优缺点。IFT和SPSA算法的比较集中在对其实现的洞察上。
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引用次数: 55
Quality relevant data-driven modeling and monitoring of multivariate dynamic processes: the dynamic T-PLS approach. 多变量动态过程的质量相关数据驱动建模和监测:动态T-PLS方法。
Pub Date : 2011-12-01 Epub Date: 2011-11-14 DOI: 10.1109/TNN.2011.2165853
Gang Li, Baosheng Liu, S Joe Qin, Donghua Zhou

In data-based monitoring field, the nonlinear iterative partial least squares procedure has been a useful tool for process data modeling, which is also the foundation of projection to latent structures (PLS) models. To describe the dynamic processes properly, a dynamic PLS algorithm is proposed in this paper for dynamic process modeling, which captures the dynamic correlation between the measurement block and quality data block. For the purpose of process monitoring, a dynamic total PLS (T-PLS) model is presented to decompose the measurement block into four subspaces. The new model is the dynamic extension of the T-PLS model, which is efficient for detecting quality-related abnormal situation. Several examples are given to show the effectiveness of dynamic T-PLS models and the corresponding fault detection methods.

在基于数据的监测领域,非线性迭代偏最小二乘方法是过程数据建模的有效工具,也是隐结构(PLS)模型投影的基础。为了恰当地描述动态过程,本文提出了一种动态PLS算法,用于动态过程建模,该算法捕获了测量块与质量数据块之间的动态相关性。为了实现过程监控,提出了一种动态总PLS (T-PLS)模型,将测量块分解为四个子空间。该模型是对T-PLS模型的动态扩展,能够有效地检测出与质量相关的异常情况。通过实例验证了动态T-PLS模型和相应的故障检测方法的有效性。
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引用次数: 97
期刊
IEEE transactions on neural networks
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