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Trade Treaties and Patent Policy: Searching for a Balanced Approach 贸易条约与专利政策:寻找一个平衡的方法
Pub Date : 2014-11-12 DOI: 10.2139/ssrn.2529296
H. Moir
Patents were originally designed to encourage technological innovation, which would not otherwise occur, and which create spillover benefits. Careful design is needed to ensure patents do not provide windfall benefits to inventions which would take place absent patents. Further, for the grant of a patent to be economically rational the patented invention must have a reasonable probability of providing spillover (dynamic growth) benefits that exceed monopoly (static inefficiency) losses. This paper draws on the substantial empirical research on industrial innovation and how patent systems work in practice to develop a first-best set of policy parameters for a balanced (parsimonious) patent system. That is, it attempts to design a set of parameters which maximise dynamic growth benefits while minimising static efficiency losses, thus complying with TRIPS Article 7. These parameters are compared with TRIPS and with the TRIPS-Plus elements which the USA is seeking from bi-lateral and regional trade treaties. The resulting schema allows a clearer view of the cost of patent policy provisions in "trade" treaties.
专利最初是为了鼓励技术创新而设计的,否则技术创新就不会发生,而且会产生溢出效应。需要仔细设计,以确保专利不会给没有专利的发明带来意外之财。此外,为了使专利的授予在经济上是合理的,获得专利的发明必须具有提供溢出(动态增长)收益的合理概率,该收益超过垄断(静态无效率)损失。本文借鉴了大量关于产业创新和专利制度在实践中如何运作的实证研究,为平衡(节俭)专利制度开发了一套最优政策参数。也就是说,它试图设计一套参数,使动态增长效益最大化,同时使静态效率损失最小化,从而符合TRIPS第7条。将这些参数与与贸易有关的知识产权以及美国从双边和区域贸易条约中寻求的与贸易有关的知识产权附加条款进行比较。由此得出的图式使人们能够更清楚地了解“贸易”条约中专利政策条款的成本。
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引用次数: 4
To a Question on the Legal Nature of a Frame Agreement in the Light of Enhancement of the Russian Civil Legislation (К Вопросу О Правовой Природе Рамочного Договора в Свете Совершенствования Российского Гражданского Законодательства)
Pub Date : 2014-11-09 DOI: 10.2139/SSRN.2521061
M. A. Egorova
English Abstract: The article analyzes expected changes in the Civil code of the Russian Federation, the devoted models of a frame agreement; the comparative characteristic of a frame agreement and the agreement with open conditions is given; the criteria determining the maintenance of a frame agreement and its distinctive features among other organizational transactions are resulted.Russian Abstract: в статье анализируются предполагаемые изменения в Гражданском кодексе РФ, посвященные модели рамочного договора; дается сравнительная характеристика рамочного договора и договора с открытыми условиями; приводятся критерии, определяющие содержание рамочного договора и его отличительные особенности в ряду иных организационных сделок.
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引用次数: 0
The High Court Rules that Post-Petition Income Taxes on the Sale of Farm Assets Are Not Discharged Pursuant to Chapter 12 of the Bankruptcy Code 高等法院裁定,根据《破产法》第12章,不得免除出售农场资产的申请后所得税
Pub Date : 2014-11-07 DOI: 10.2139/SSRN.2520646
M. Aquilio
In Hall v. U.S., 132 S. Ct. 1882 (2012), the Supreme Court ruled that federal income tax liabilities due to individual debtors’ sales of farm assets during the pendency of a Chapter 12 bankruptcy reorganization are not subject to collection or discharge in the debtors’ plan. The Court opined that the post-petition income taxes are not unsecured claims under Bankruptcy Code §1222(a)(2)(A) as they were not “incurred by the estate” under Bankruptcy Code §503(b). Under Code §1222(a)(2)(A), a Chapter 12 plan must provide for full payment of all claims entitled to priority under Code §507 unless the claim is owed to a governmental unit arising from the sale of any farm asset used in the debtor’s farming operation, in which case it will be treated as an unsecured claim. Code §507(a)(8) gives priority to certain pre-petition taxes while Code §507(a)(2) gives priority to administrative expenses allowed under Code §503(b). Code §503(b)(1)(B)(i) allows for any tax “incurred by the estate” to be treated as an administrative expense. The Court gave the phrase “incurred by the estate” its plain meaning and applied I.R.C. §§1398 and 1399, reasoning that under I.R.C. the Chapter 12 estate was not a separate taxable entity and that the debtor was individually responsible for the tax. In reaching its decision, the Court viewed the statute’s plain language, context, and structure.
在Hall v. u.s., 132 S. Ct. 1882(2012)一案中,最高法院裁定,由于个人债务人在第12章破产重组待定期间出售农场资产而产生的联邦所得税负债不受债务人计划的征收或免除。法院认为,申请后所得税不属于破产法第1222(a)(2)(a)条项下的无担保债权,因为它们不是破产法第503(b)条项下“由遗产产生的”。根据法典第1222(a)(2)(a)条,第12章计划必须全额支付所有根据法典第507条享有优先权的债权,除非该债权是由于债务人出售其农业经营中使用的任何农场资产而欠政府单位的,在这种情况下,该债权将被视为无担保债权。法典第507(a)(8)条优先考虑某些预申请税,而法典第507(a)(2)条优先考虑法典第503(b)条允许的行政费用。法典§503(b)(1)(b)(i)允许“由遗产产生的”任何税收被视为行政费用。法院对“由遗产引起的”一词给出了明确的含义,并适用了《美国税法》第1398条和1399条,理由是根据《美国税法》第12章,遗产不是一个单独的应税实体,债务人对税款负有个人责任。在作出裁决时,法院考虑了规约的通俗语言、背景和结构。
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引用次数: 0
Digital Patent Infringement in an Era of 3D Printing 3D打印时代的数字专利侵权
Pub Date : 2014-11-02 DOI: 10.2139/ssrn.2483550
T. Holbrook, Lucas S. Osborn
The digital revolution has now moved beyond music and video files. A person can now translate three-dimensional objects into digital files and, at the press of a button, recreate those items via a 3D printer or similar device. Just as digitization placed pressure on the copyright system, so will these digital computer-aided design (CAD) files stress the patent system. Patents directed to physical objects can now have their value appropriated — not by the transfer of physical embodiments — but by the making, selling, and transferring of CAD files designed to print the invention. We term this phenomenon digital patent infringement. We explore the ways the patent system can respond to protect patent owners against the appropriation of their inventions via these digital files. First, we explore whether indirect infringement doctrines sufficiently protect patent holders against these CAD files. Given the nature of likely accused indirect infringers, we conclude, contrary to earlier literature, that these doctrines likely are not up to the task. Second, we offer novel theories of direct “digital” patent infringement based on the CAD files alone. We consider whether offers to sell and sales of these files should constitute direct patent infringement. Because such commercial activity is an appropriation of the economic value of the patented invention, we believe the law should recognize such an infringement theory. Next, rejecting the prior assumptions of the literature, we provocatively explore whether the CAD files alone should be viewed as infringement for making the patented device, given the de minimis effort it takes to create the item via a 3D printer or related device. As a technological matter, the line between digital and tangible has eroded to the point where one could view these files as infringement. As a legal and policy matter, however, such expansion of patent infringement liability could have significant chilling effects on other actors and incentives, giving us pause in extending liability in this context.
数字革命现在已经超越了音乐和视频文件。现在,人们可以将三维物体转换成数字文件,只需按下一个按钮,就可以通过3D打印机或类似设备重新创建这些物体。正如数字化给版权制度带来压力一样,这些数字计算机辅助设计(CAD)文件也会给专利制度带来压力。针对物理对象的专利现在可以通过制造、销售和转让用于打印该发明的CAD文件来获得其价值,而不是通过转让物理实施例。我们称这种现象为数字专利侵权。我们探讨了专利制度如何应对通过这些数字文件保护专利所有人的发明不被盗用。首先,我们探讨间接侵权理论是否足以保护专利持有人免受这些CAD文件的侵害。鉴于可能被指控的间接侵权人的性质,我们得出结论,与早期文献相反,这些理论可能无法胜任这项任务。其次,我们仅基于CAD文件提出了直接“数字”专利侵权的新理论。我们考虑是否要约出售和销售这些文件应构成直接的专利侵权。由于这种商业活动是对专利发明的经济价值的侵占,我们认为法律应该承认这种侵权理论。接下来,拒绝文献的先前假设,我们大胆地探讨了单独的CAD文件是否应该被视为制造专利设备的侵权,考虑到通过3D打印机或相关设备创建项目所需的最小努力。作为一个技术问题,数字和有形之间的界限已经逐渐模糊,以至于人们可以将这些文件视为侵权。然而,作为一个法律和政策问题,这种专利侵权责任的扩大可能会对其他行为者和激励机制产生重大的寒蝉效应,使我们暂停在这种情况下扩大责任。
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引用次数: 38
Direct Payment Clauses and the Fraud Upon the Bankruptcy Law Principle: Re Horizon Earthworks Ltd. (Bankrupt) 直接付款条款与破产法中的欺诈原则:瑞宏土方有限公司(破产)
Pub Date : 2014-11-01 DOI: 10.29173/ALR19
R. Wood
The “fraud against the bankruptcy law principle” provides that it is not lawful for parties to use contractual provisions to circumvent bankruptcy law. In England this principle has split into two distinct subrules – the pari passu rule which invalidates contractual provisions that alter the bankruptcy scheme of distribution, and anti-deprivation rule that invalidates provisions that withdraw an asset that would otherwise be available to satisfy the claims of creditors in insolvency proceedings. Canadian courts have not adopted a similar approach, and the decision of the Alberta Court of Appeal in Re Horizon Earthworks Ltd. (Bankrupt), which applied the principle in relation to a direct payment clause in a construction contract, provides an opportunity to examine how the common law and statutory rules governing this issue interact in Canada.
“破产法欺诈原则”规定当事人利用合同条款规避破产法是不合法的。在英国,这一原则已分裂为两个不同的子规则——同等权益规则,该规则使改变破产分配方案的合同条款无效;反剥夺规则,该规则使收回本来可用于在破产程序中满足债权人索赔的资产的条款无效。加拿大法院没有采用类似的做法,阿尔伯塔省上诉法院在Re Horizon Earthworks Ltd.(破产)一案中对建筑合同中的直接付款条款适用了这一原则,这为研究在加拿大管理这一问题的普通法和成文法如何相互作用提供了机会。
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引用次数: 0
From Regulation to Behaviour Change: Giving Nudge the Third Degree 从监管到行为改变:给轻推第三度
Pub Date : 2014-11-01 DOI: 10.1111/1468-2230.12094
R. Baldwin
Behaviour change strategies such as ‘nudge’ have become hugely popular with administrations on both sides of the Atlantic. The practice of nudging, however, raises conceptual and controversial issues which must be addressed in examining the conditions under which nudging can be used effectively and acceptably. A key to a clear conceptual understanding of nudge-related issues is to distinguish between three degrees of nudge. These three degrees raise different, and identifiable, concerns and it is possible to assess the extent to which these can be responded to in positive terms. The compatibility of nudging with other control devices cannot be assumed and, when contemplating nudging, it is essential to be transparent about its philosophical basis, as well as to be aware that different modes of intervention may operate with clashes of logic that threaten not only effectiveness but also the serving of representative and ethical ends.
像“助推”这样的行为改变策略在大西洋两岸的政府中都非常受欢迎。然而,轻推的做法提出了一些概念性和有争议的问题,在审查有效和可接受地使用轻推的条件时,必须解决这些问题。对轻推相关问题有一个清晰的概念理解的关键是区分三种程度的轻推。这三种程度引起了不同的、可识别的关切,并有可能评估这些关切能在多大程度上得到积极的回应。不能假设轻推与其他控制手段的兼容性,在考虑轻推时,必须对其哲学基础保持透明,并意识到不同的干预模式可能会产生逻辑冲突,这些冲突不仅会威胁到有效性,还会威胁到代表性和道德目的的服务。
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引用次数: 146
Welfare Reform and the Shifting Threshold of Support for Disabled People 福利改革与残疾人救助门槛的转移
Pub Date : 2014-11-01 DOI: 10.1111/1468-2230.12096
N. Harris
Among the highly significant changes to the benefits system made by the Welfare Reform Act 2012 is provision for a new disability benefit, personal independence payment (PIP). PIP is replacing disability living allowance (DLA), received by three million people, as the principal form of state financial support towards disability‐related care and mobility costs for those of working age. The legislation, including regulations prescribing a new disability assessment framework, plays its traditional role in this field of rationing access to benefit and directing front‐line policy implementation. This article examines how, in the context of the Coalition government's welfare reforms, PIP shifts the threshold of entitlement for people with disabilities and it assesses PIP's potential impact on equality and the right to independent living, to whose realisation disability benefits may be expected to contribute significantly. It also considers the impact on disabled people of other relevant reforms, including the controversial ‘bedroom tax’.
《2012年福利改革法》对福利制度做出的重大改变之一是规定了一项新的残疾福利,即个人独立金(PIP)。PIP正在取代300万人领取的残疾生活津贴(DLA),成为国家对工作年龄人员残疾相关护理和行动费用的主要财政支持形式。立法,包括规定新的残疾评估框架的法规,在分配获得福利和指导一线政策实施方面发挥着传统作用。本文探讨了在联合政府福利改革的背景下,PIP如何改变残疾人权利的门槛,并评估了PIP对平等和独立生活权利的潜在影响,残疾福利可能会对其实现做出重大贡献。它还考虑了其他相关改革对残疾人的影响,包括有争议的“卧室税”。
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引用次数: 5
How Real is the Concern that Seed Patents Will Turn Farmers into Inadvertent Infringers? 对种子专利将农民变成无意侵权者的担忧有多真实?
Pub Date : 2014-10-22 DOI: 10.1089/BLR.2014.9975
Christopher M. Holman
The fear that farmers could be found liable for patent infringement based on the inadvertent presence of patented genetically modified plants on the farmer’s fields has led to calls for limitations on the scope and enforceability of patents. These “reforms” would be especially problematic for agricultural biotechnology companies like Monsanto, but the repercussions could be more widespread, impacting a host of important cutting-edge technologies like synthetic biology and nanotechnology. Although stories of farmers being sued by Monsanto after their fields where inadvertently contaminated by genetic drift are widely circulated, inadvertent infringement based upon genetic drift or the presence of trace amounts of contaminating patented seed in a farmer’s field does not appear to have ever resulted in a lawsuit by Monsanto. The situation, however, might become more complicated in the not too distant future as advances in technology and developments in the market render it increasingly likely that infringement lawsuits will be filed in cases where it is more difficult to prove that a farmer has taken overt action unambiguously establishing the intentional use of patented technology, or even knowledge that a patented plant is growing in the farmer’s field. When faced with a case in which the equities tilt more favorably in favor of an accused farmer, courts should strive to maintain a balance between the desire to protect potentially “innocent” infringers and the need to maintain a vibrant patent system to foster further innovation in this important area of technology.
由于担心农民可能会因为在他们的田地里无意中种植了获得专利的转基因植物而被判对专利侵权负责,人们呼吁限制专利的范围和可执行性。这些“改革”对于像孟山都这样的农业生物技术公司来说尤其成问题,但其影响可能更为广泛,影响到许多重要的尖端技术,如合成生物学和纳米技术。尽管孟山都公司起诉农民的故事广为流传,但基于基因漂移的无意侵权或农民田地中存在微量污染的专利种子似乎从未导致孟山都公司提起诉讼。然而,在不太遥远的将来,情况可能会变得更加复杂,因为技术的进步和市场的发展使侵权诉讼越来越有可能被提起,而在这些案件中,更难以证明农民已经采取公开行动明确确定有意使用专利技术,甚至很难证明农民的田地里生长着一种专利植物。当面对一个案件时,权益倾向于对被告农民有利,法院应该努力在保护潜在的“无辜”侵权者的愿望和维持一个充满活力的专利制度以促进这一重要技术领域的进一步创新之间保持平衡。
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引用次数: 2
Fashioning a General Common Law for Employment in an Age of Statutes 成文法时代的就业普通法的形成
Pub Date : 2014-10-17 DOI: 10.2139/SSRN.2511265
Michael C. Harper
In the current post-Erie age of statutes the Supreme Court continues to have potential influence over the development of a “general” common law used to decide recurring issues governed by state law. This influence, which has drawn little commentary, derives from the Court’s authority to consider analogous issues when filling gaps in federal statutes, sometimes through express reliance on general common law. The influence is through the power to persuade, like that of the federal judiciary in its general common lawmaking age of Swift, rather than through the power to command, like that of the federal judiciary in the formulation of the specialized federal common law of the post-Erie era. The Court’s post-Erie role in general common law making has been evident recently in a series of decisions interpreting federal employment statutes. In those decisions the Court has relied in part on common law as formulated in the Restatement Second of Agency, but also has modified that formulation in ways that could enhance the common law applied by state courts. The American Law Institute in turn has considered and in part relied upon the Court’s participation in the common law making process in the production of its Restatement of Employment Law, which will be granted final approval in May, 2014. By using examples from the Court’s recent employment law decisions, this article highlights how the Court can influence common law through its delegated authority to make law through statutory interpretation.
在后伊利案时代,最高法院继续对用于裁决由州法管辖的反复出现的问题的"一般"普通法的发展具有潜在影响。这种影响很少引起评论,它源于最高法院在填补联邦法规空白时考虑类似问题的权力,有时是通过明确依赖一般普通法。这种影响是通过说服的权力产生的,就像斯威夫特时代的联邦司法机构那样,而不是通过命令的权力产生的,就像后伊利时代的联邦司法机构在制定专门的联邦普通法时所具有的权力。在最近一系列解释联邦就业法规的判决中,最高法院在后伊利案中在一般普通法制定中的作用已得到明显体现。在这些判决中,法院部分地依赖于《代理重述第二》中阐述的普通法,但也对该表述进行了修改,以加强州法院适用的普通法。反过来,美国法律协会在其《就业法重述》(Restatement of Employment Law)的制定过程中考虑并部分依赖于法院对普通法制定过程的参与,该重述将于2014年5月获得最终批准。本文以最高法院最近就雇佣法作出的裁决为例,强调最高法院如何通过法定解释的授权来影响普通法。
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引用次数: 0
Nuisance 讨厌的东西
Pub Date : 2014-10-09 DOI: 10.1007/978-1-4614-7883-6_10-1
Keith N. Hylton
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引用次数: 5
期刊
Law & Society: Private Law eJournal
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