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The Oxford Handbook of Public Choice, Volume 2最新文献

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Estimates of the Spatial Voting Model 空间投票模型的估计
Pub Date : 2019-02-28 DOI: 10.1093/oxfordhb/9780190469771.013.42
Christopher Hare, K. Poole
In this chapter, the authors survey the empirical success of the spatial (or geometric) theory of voting. Empirical work lagged behind the development of theory until about 30 years ago and since then has exploded, with ideal-point estimation emerging as an important methodological subfield in political science. Empirical applications of spatial theory are now legion, and the basic news is that the spatial model has been enormously successful in explaining observed political choices and outcomes at both the elite and mass levels. In the United States, empirical estimates of the spatial model also help to explain incongruities between the median voter theorem and party polarization. These empirical estimates have demonstrated that the theory is extremely powerful on a number of levels—indeed, that it is one of the most successful mathematical theories in the social sciences.
在本章中,作者调查了空间(或几何)投票理论的经验成功。直到大约30年前,实证工作才落后于理论的发展,从那时起,随着理想点估计成为政治学中一个重要的方法论子领域,它得到了爆炸式的发展。空间理论的实证应用现在很多,基本的消息是,空间模型在解释精英和大众层面观察到的政治选择和结果方面取得了巨大的成功。在美国,空间模型的经验估计也有助于解释中间选民定理与政党极化之间的不一致。这些实证估计表明,该理论在许多层面上都是极其强大的——事实上,它是社会科学中最成功的数学理论之一。
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引用次数: 0
Detection of Election Fraud 选举舞弊的侦查
Pub Date : 2019-02-28 DOI: 10.1093/oxfordhb/9780190469771.013.45
Susumu Shikano, Verena Mack
While election fraud is mostly detected and reported by real political actors like election observers, academic research can contribute through systematic analysis of previous information in determining when fraud has occurred and estimating how many votes were affected. This chapter presents social science research, based on the idea that election fraud is conceived as an intervention in random processes that generate fraud-free “normal votes.” The authors discuss two points: first, which fraudulent acts exist and how they intervene in fraud-free election processes; second, which assumptions enable random fraud-free election processes. They distinguish among several approaches in existing research: those that set up a fraud-free random process in a theory-guided way, which requires some predictors of normal votes; natural- or field-experimental approaches that exploit existing random processes; and models that capture the random process in a single election result.
虽然选举舞弊大多是由选举观察员等真正的政治行为者发现和报告的,但学术研究可以通过系统分析以前的信息来确定舞弊何时发生,并估计有多少选票受到影响。本章介绍了社会科学研究,其基础是选举舞弊被认为是对随机过程的干预,从而产生无舞弊的“正常投票”。作者讨论了两点:第一,存在哪些欺诈行为以及它们如何干预无欺诈的选举过程;其次,哪些假设能够实现随机的无欺诈选举过程。他们对现有研究中的几种方法进行了区分:一种是以理论指导的方式建立无欺诈的随机过程,这需要对正常投票进行一些预测;利用现有随机过程的自然或现场实验方法;以及在单一选举结果中捕捉随机过程的模型。
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引用次数: 0
Direct Democracy and Public Policy 直接民主与公共政策
Pub Date : 2019-02-28 DOI: 10.1093/oxfordhb/9780190469771.013.17
J. Matsusaka
An extensive literature seeks to measure the effect of the initiative and referendum on public policies. Several conclusions emerge: The initiative and referendum have different effects on policy. Requiring popular approval of fiscal policies (mandatory referendums) results in lower expenditure, taxes, and debt. The initiative process gives voters more power and results in policies closer to the median voter preference; this often has reduced spending (American states, Swiss cantons), but sometimes has increased spending (cities). The initiative is associated with more socially conservative policy choices. Spurious correlation is a concern in many studies, and more research on causality is needed.
大量文献试图衡量倡议和公民投票对公共政策的影响。由此可以得出以下几个结论:倡议和公投对政策的影响不同。要求民众批准财政政策(强制性全民公决)会降低支出、税收和债务。倡议程序赋予选民更多权力,产生的政策更接近选民偏好的中间值;这通常会减少支出(美国各州,瑞士各州),但有时也会增加支出(城市)。这一倡议与社会上更为保守的政策选择有关。虚假相关是许多研究关注的问题,需要对因果关系进行更多的研究。
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引用次数: 1
Electoral Systems in the Making 正在形成的选举制度
Pub Date : 2019-02-28 DOI: 10.1093/oxfordhb/9780190469771.013.9
D. Bochsler
Most research on electoral systems deals with the effects of institutions on political representation. However, political parties design the electoral systems, and thereby navigate between self-interest and multiple, often nonreconcilable normative ideals. This chapter reviews the growing literature on the choice of electoral systems from different perspectives. Structural theories explain that the choice of electoral systems is closely linked to the history of suffrage extensions, cultural heterogeneity and the organization of the economy. Agency-based theories highlight how parliamentary majorities strategically pass electoral reforms in order to consolidate their power in the long run—for instance, in order to avoid future losses in elections. However, often lawmakers fail to predict their electoral fortunes and therefore pass reforms that turn out not to be in their favor, or they even contribute to undermining their own reforms later with strategic maneuvers. Finally, the chapter analyzes the choice of electoral system in the context of transitions toward democracies and in former colonies.
大多数关于选举制度的研究都涉及制度对政治代表的影响。然而,政党设计了选举制度,因此在自身利益和多重(往往是不可调和的)规范理想之间游走。本章从不同的角度回顾了越来越多的关于选举制度选择的文献。结构理论解释说,选举制度的选择与选举权扩展、文化异质性和经济组织的历史密切相关。以机构为基础的理论强调了议会多数派如何战略性地通过选举改革,以便从长远来看巩固他们的权力,例如,为了避免未来在选举中失利。然而,议员们往往没有预测到自己的选举命运,因此通过了对自己不利的改革方案,甚至后来用战略手段破坏了自己的改革方案。最后,本章分析了在民主转型和前殖民地背景下的选举制度选择。
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引用次数: 0
Voting at the U.S. Constitutional Convention 在美国制宪会议上投票
Pub Date : 2019-02-28 DOI: 10.1093/OXFORDHB/9780190469771.013.39
Keith L. Dougherty
This chapter describes how the public-choice perspective has provided new insights into the U.S. Constitutional Convention of 1787. It reviews articles on the impact of the rules of the Convention, attempts to infer delegate votes, and reviews how public choice has helped us understand the adoption of various clauses in the Constitution and studies of the Beard thesis.
本章描述了公共选择视角如何为美国1787年制宪会议提供了新的见解。它回顾了关于公约规则影响的文章,试图推断代表投票,并回顾了公共选择如何帮助我们理解宪法中各种条款的采用和比尔德论文的研究。
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引用次数: 0
The Logic of Revolutions 革命的逻辑
Pub Date : 2019-02-28 DOI: 10.1093/OXFORDHB/9780190469771.013.16
T. Kuran, Diego Romero
However easily explicable in hindsight, revolutions are typically unforeseeable, because key determinants of individual decisions to join protests are unobservable. Coupled with the interdependence of individual choices, unobservability ensures that many revolutions occur through cascades. Surveying research on the dynamics of revolutions, this article evaluates insights into the connections between the likelihood of protests and individual freedoms. Other findings include: that network structure shapes motivations to participate in collective action; that social media facilitate mobilization and also quicken the diffusion of information through pre-established networks; that using social media as a mobilization tool poses growing personal risks as regimes learn to monitor the internet; and that a revolution may trigger other revolutions by altering individuals’ expected payoffs around the world.
尽管事后看来很容易解释,但革命通常是不可预见的,因为个人决定加入抗议的关键因素是不可观察的。再加上个体选择的相互依赖,不可观察性确保了许多革命通过级联发生。通过对革命动态的调查研究,本文评估了对抗议可能性与个人自由之间联系的见解。其他发现包括:网络结构塑造了参与集体行动的动机;社会媒体促进动员,并通过预先建立的网络加速信息的传播;随着政权学会监控互联网,将社交媒体作为一种动员工具会带来越来越大的个人风险;一场革命可能会通过改变世界各地个人的预期回报而引发其他革命。
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引用次数: 4
How Should Votes Be Cast and Counted? 如何投票和计票?
Pub Date : 2019-02-28 DOI: 10.1093/oxfordhb/9780190469771.013.1
N. Tideman
This chapter evaluates extensions of majority rule for elections with multiple candidates, based on a judgment that the question should not be approached predominantly in terms of logical criteria, for no rule satisfies all desirable criteria and logical criteria take no account of the frequency with which conditions are violated. Instead, the question is explored in terms of a combination of three statistical frequencies with which rules achieve desirable conditions (identifying the highest-value candidate when voters vote sincerely, resistance to strategy, and resistance to tying), one two-stage logical criterion (resistance to clones), and three criteria of simplicity (ease of voting, ease of counting votes, and ease of understanding the vote-counting process). Eighteen rules selected from previous inquiries are evaluated in terms of these criteria. A winnowing process is recommended for identifying the rule that a group finds most attractive. The Condorcet-Hare rule is likely to be most attractive.
本章评估多数决定原则在有多名候选人的选举中的扩展,基于这样一种判断,即不应主要根据逻辑标准来处理这个问题,因为没有任何规则满足所有理想的标准,逻辑标准不考虑违反条件的频率。相反,这个问题是根据三个统计频率的组合来探索的,这些频率使规则达到理想的条件(当选民真诚投票时,确定最有价值的候选人,抵制策略,抵制捆绑),一个两阶段逻辑标准(抵制克隆),以及三个简单性标准(易于投票,易于计票,易于理解计票过程)。根据这些标准对从先前查询中选择的18条规则进行评估。建议采用筛选过程来确定群体认为最具吸引力的规则。孔多塞-哈尔规则可能是最有吸引力的。
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引用次数: 6
Institutions for Amending Constitutions 宪法修改机构
Pub Date : 2019-02-28 DOI: 10.1093/oxfordhb/9780190469771.013.40
C. Bucur, B. Rasch
This chapter focuses on the link between amendment institutions and formal constitutional changes. The authors’ survey of the extensive literature on constitutional amendment procedures and their consequences for constitutional adjustment highlights the lack of agreement about key mechanisms of constitutional change. Despite the increase in the availability of data on constitutions and the continuing sophistication of research methods and measures, there is still no consensus on the extent to which amendment procedures influence the pace of formal constitutional change. The authors argue that amendment institutions provide only a partial explanation of constitutional change, which also needs to take into account a number of additional political, economic, and social factors.
本章的重点是修正案机构与正式宪法变更之间的联系。作者对大量关于宪法修改程序及其对宪法调整的影响的文献进行了调查,结果显示,人们对宪法修改的关键机制缺乏共识。尽管关于宪法的数据越来越多,研究方法和措施也在不断完善,但对于修正程序对正式宪法改革的速度有多大影响,仍然没有达成共识。作者认为,修改制度只能部分解释宪法的变化,还需要考虑一些额外的政治、经济和社会因素。
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引用次数: 3
Fiscal Powers Revisited 重新审视财政权力
Pub Date : 2019-02-28 DOI: 10.1093/oxfordhb/9780190469771.013.12
G. Brennan, H. Kliemt
This chapter restates the basic logic of constitutional restrictions on the government’s power to tax. It then examines an important proviso to that basic logic—namely, that if, as seems plausible, regulations are a substitute for fiscal measures as a mechanism for pursuing government objectives, then restrictions on the power to tax may give rise to worse interventions than taxes represent. Moreover, the discipline on foolish regulations seems likely to be more effective the higher the aggregate tax take.
本章重述了宪法对政府征税权的限制的基本逻辑。然后,它考察了基本逻辑的一个重要的附带条件——即,如果监管是财政措施作为追求政府目标的一种机制的替代品,那么对税收权力的限制可能会导致比税收所代表的更糟糕的干预。此外,对愚蠢监管的惩戒似乎可能越有效,税收总额越高。
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引用次数: 0
Challenges in Estimating the Effects of Constitutional Design on Public Policy 评估宪法设计对公共政策影响的挑战
Pub Date : 2019-02-28 DOI: 10.1093/OXFORDHB/9780190469771.013.21
S. Voigt, Jerg Gutmann
Empirical constitutional economics has made great progress since the beginning of the millennium. Numerous important insights into the effects of constitutions have been uncovered. Rather than just summarizing the state of the art, this chapter identifies some of the most important challenges and pressing questions to be addressed by constitutional economics scholars. It further discusses the possible role of different empirical methods in this field of research. In spite of the progress that has been achieved, much work is left to be done and some of the early empirical findings might easily be overturned based on new and more reliable empirical evidence.
进入新世纪以来,实证宪制经济学取得了长足的进步。人们发现了许多关于体质影响的重要见解。而不是仅仅总结艺术的状态,这一章确定了一些最重要的挑战和紧迫的问题,由宪法经济学学者来解决。进一步讨论了不同实证方法在这一研究领域可能发挥的作用。尽管已经取得了进展,但仍有许多工作要做,一些早期的实证发现可能很容易被新的、更可靠的实证证据推翻。
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引用次数: 2
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The Oxford Handbook of Public Choice, Volume 2
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