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The Aksumites in South Arabia: An African Diaspora of Late Antiquity 南阿拉伯的阿克苏姆派:古代晚期的非洲侨民
Pub Date : 2020-04-23 DOI: 10.1163/9789004425613_012
George Hatke
Much has been written over the years about foreign, specifically western, colonialism in sub-Saharan Africa, as well as about the foreign peoples, western and non-western alike, who have settled in sub-Saharan Africa during the modern period. However, although many large-scale states rose and fell in subSaharan Africa throughout pre-colonial times, the history of African imperial expansion into non-African lands is to a large degree the history of Egyptian invasions of Syria-Palestine during Pharaonic and Ptolemaic times, Carthaginian (effectively Phoenician) expansion into Sicily and Spain in the second half of the first millennium b.c.e, and the Almoravid and Almohad invasions of the Iberian Peninsula during the Middle Ages. However, none of this history involved sub-Saharan Africans to any appreciable degree. Yet during Late Antiquity,1 Aksum, a sub-Saharan African kingdom based in the northern Ethiopian highlands, invaded its neighbors across the Red Sea on several occasions. Aksum, named after its capital city, was during this time an active participant in the long-distance sea trade linking the Mediterranean with India via the Red Sea. It was a literate kingdom with a tradition of monumental art and architecture and already a long history of contact with South Arabia. The history of Aksumite expansion into, and settlement in, South Arabia can be divided into two main periods. The first lasts from the late 2nd to the late 3rd century
多年来,关于撒哈拉以南非洲的外国,特别是西方殖民主义,以及在现代时期定居在撒哈拉以南非洲的外国人,无论是西方的还是非西方的,已经写了很多。然而,尽管在前殖民时期,撒哈拉以南非洲有许多大型国家兴衰,但非洲帝国向非非洲土地扩张的历史,在很大程度上是埃及在法老和托勒密时期对叙利亚-巴勒斯坦的入侵历史,公元前一千年下半叶迦太基人(实际上是腓尼基人)向西西里和西班牙的扩张历史,以及中世纪时期阿尔摩拉维德和阿尔摩哈德对伊比利亚半岛的入侵历史。然而,这些历史都没有涉及到撒哈拉以南的非洲人。然而,在古代晚期,阿克苏姆王国,一个位于埃塞俄比亚北部高地的撒哈拉以南非洲王国,多次入侵其红海对岸的邻国。阿克苏姆以其首都命名,在此期间,阿克苏姆积极参与通过红海将地中海与印度连接起来的长途海上贸易。它是一个有文化的王国,有着不朽的艺术和建筑传统,与南阿拉伯有着悠久的接触历史。阿克苏米特人向南阿拉伯扩张和定居的历史可以分为两个主要时期。第一个时期从2世纪末持续到3世纪末
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引用次数: 0
General Maps 一般地图
Pub Date : 2020-04-23 DOI: 10.1057/9780230273955_1
J. Haldon
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引用次数: 0
Mamluks in Abbasid Society 阿拔斯社会中的马穆鲁克
Pub Date : 2020-04-23 DOI: 10.1163/9789004425613_015
L. Berger
Slave soldiers existed in many societies, already in the ancient Mediterranean world, but also in the age of European imperialism. Nonetheless, it is fair to say that there were few places, if at all, where the enslavement of foreigners was as important for recruiting elite soldiers as in the premodern Islamic world. Nor did slave soldiers anywhere else become as influential politically. The bestknown premodern Muslim polity based primarily on an elite of slave soldiers was the Mamluk Sultanate in Egypt. However, the Mamluk army of Egypt was by no means the only nor the earliest slave army in the Muslim world. The aim of the present paper is to present the reader with a short survey of what we know about the origins of Muslim slave armies in the early Abbasid period and with some ideas on their impact on the societies in question.1 The history of these armies has been subject to some debate among scholars ever since the late 1960s. Among the first studies were Ayalon’s who saw the functioning of slave armies of the Abbasids very much through the eyes of an expert on the late medieval Mamluk institution in Egypt (by projecting later facts back into early Abbasid times).2 The same holds true for Töllner’s 1971 dissertation.3 In the mid-1970s, Shaban in his revisionist tour de force of early Islamic history doubted that something like slave soldiers existed at all in Abbasid times. In his view, when the sources spoke of slavery it was just a metaphor for the fidelity of high-ranking soldiers towards their master, the caliph.4 Pipes and Crone in the late 1970s did not follow Shaban’s ideas. In their opinion, the armies of the 9th-century caliphs consisted primarily of foreign slaves, be it, as Pipes argues, because the Muslims were not willing to serve in the army anymore, be it, as Crone contends, that the rulers of the Islamic world
奴隶兵存在于许多社会中,既存在于古代地中海世界,也存在于欧洲帝国主义时代。尽管如此,公平地说,在前现代的伊斯兰世界,很少有地方(如果有的话)像奴役外国人那样对招募精锐士兵如此重要。在其他任何地方,奴隶士兵也没有像奴隶士兵那样具有政治影响力。最著名的前现代穆斯林政体是埃及的马穆鲁克苏丹国,主要建立在奴隶士兵精英的基础上。然而,埃及的马穆鲁克军队绝不是穆斯林世界唯一的也不是最早的奴隶军队。本文的目的是向读者简要介绍我们所知道的早期阿巴斯王朝时期穆斯林奴隶军队的起源,以及他们对相关社会的影响自20世纪60年代末以来,这些军队的历史一直是学者们争论的主题。在最早的研究中,阿亚隆的研究主要是通过一位研究中世纪晚期埃及马穆鲁克制度的专家的视角(通过将后来的事实投射到早期阿巴斯时代)来观察阿巴斯王朝奴隶军队的运作Töllner 1971年的论文也是如此在20世纪70年代中期,沙班在他的早期伊斯兰历史的修正主义杰作中怀疑在阿巴斯时代是否存在奴隶士兵这样的东西。在他看来,当资料提到奴隶制时,它只是一个比喻,表示高级士兵对他们的主人——哈里发的忠诚20世纪70年代末的Pipes和Crone并没有遵循Shaban的想法。在他们看来,9世纪哈里发的军队主要由外国奴隶组成,就像Pipes所说的那样,因为穆斯林不愿意再在军队中服役,就像Crone所说的那样,因为伊斯兰世界的统治者
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引用次数: 0
The Migration of Syrian and Palestinian Populations in the 7th Century: Movement of Individuals and Groups in the Mediterranean 7世纪叙利亚和巴勒斯坦人口的迁移:地中海地区个人和群体的流动
Pub Date : 2020-04-23 DOI: 10.1163/9789004425613_011
P. Theodoropoulos
In 602, the Byzantine emperor Maurice was dethroned and executed in a military coup, leading to the takeover of Phokas. In response to that, the Sasanian Great King Khosrow ii (590–628), who had been helped by Maurice in 591 to regain his throne from the usurper Bahram, launched a war of retribution against Byzantium. In 604 taking advantage of the revolt of the patrikios Narses against Phokas, he captured the city of Dara. By 609, the Persians had completed the conquest of Byzantine Mesopotamia with the capitulation of Edessa.1 A year earlier, in 608, the Exarch of Carthage Herakleios the Elder rose in revolt against Phokas. His nephew Niketas campaigned against Egypt while his son, also named Herakleios, led a fleet against Constantinople. Herakleios managed to enter the city and kill Phokas. He was crowned emperor on October 5, 610.2 Ironically, three days later on October 8, 610, Antioch, the greatest city of the Orient, surrendered to the Persians who took full advantage of the Byzantine civil strife.3 A week later Apameia, another great city in North Syria, came to terms with the Persians. Emesa fell in 611. Despite two Byzantine counter attacks, one led by Niketas in 611 and another led by Herakleios himself in 613, the Persian advance seemed unstoppable. Damascus surrendered in 613 and a year later Caesarea and all other coastal towns of Palestine fell as well. However, undoubtedly the most shocking event of the Persian conquest was the brutal capture of the Holy city, Jerusalem, in 614. The population of Jerusalem was slaughtered and many of its historical buildings were extensively damaged.4 In 615, the Persian menace reached Asia Minor, with the Sasanian army reaching as deep as Chalcedon. The Persian army invaded Egypt in 616/7; its
602年,拜占庭皇帝莫里斯在一场军事政变中被废黜并处决,导致福卡斯被占领。作为回应,萨珊王朝的国王科斯罗二世(590-628)在591年得到莫里斯的帮助,从篡位者巴拉姆手中夺回了王位,他对拜占庭发动了一场报复战争。604年,他利用爱国的纳尔西斯人反抗福卡斯的机会,占领了达拉城。609年,波斯人以埃德萨的投降完成了对拜占庭美索不达米亚的征服。一年前,也就是608年,迦太基总督老赫拉克利奥斯起义反抗福卡斯。他的侄子尼基塔斯征战埃及,而他的儿子赫拉克勒俄斯则率领舰队攻打君士坦丁堡。赫拉克勒俄斯设法进入城市并杀死了福卡斯。具有讽刺意味的是,三天后的610年10月8日,东方最伟大的城市安提阿向充分利用拜占庭内乱的波斯人投降了一周后,叙利亚北部的另一个大城市阿帕米亚与波斯人达成了协议。Emesa在611年下跌。尽管拜占庭在611年和613年分别由尼基塔斯和赫拉克勒俄斯领导的两次反击,波斯人的进攻似乎势不可挡。大马士革于613年投降,一年后凯撒利亚和巴勒斯坦所有其他沿海城镇也沦陷。然而,毫无疑问,波斯征服中最令人震惊的事件是614年对圣城耶路撒冷的残酷占领。耶路撒冷的居民遭到屠杀,许多历史建筑遭到严重破坏615年,波斯的威胁到达了小亚细亚,萨珊王朝的军队深入到了卡尔西顿。波斯军队在616/7年入侵埃及;它的
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引用次数: 1
Aristocrats, Mercenaries, Clergymen and Refugees: Deliberate and Forced Mobility of Armenians in the Early Medieval Mediterranean (6th to 11th Century a.d.) 贵族、雇佣兵、牧师和难民:中世纪早期地中海地区亚美尼亚人的故意和被迫流动(公元6至11世纪)
Pub Date : 2020-04-23 DOI: 10.1163/9789004425613_013
Johannes Preiser-Kapeller
Armenian mobility in the early Middle Ages has found some attention in the scholarly community. This is especially true for the migration of individuals and groups towards the Byzantine Empire. A considerable amount of this research has focused on the carriers and histories of individual aristocrats or noble families of Armenian origin. The obviously significant share of these in the Byzantine elite has even led to formulations such as Byzantium being a “Greco-Armenian Empire”.1 While, as expected, evidence for the elite stratum is relatively dense, larger scale migration of members of the lower aristocracy (“azat”, within the ranking system of Armenian nobility, see below) or nonaristocrats (“anazat”) can also be traced with regard to the overall movement of groups within the entire Byzantine sphere. In contrast to the nobility, however, the life stories and strategies of individuals of these backgrounds very rarely can be reconstructed based on our evidence. In all cases, the actual significance of an “Armenian” identity for individuals and groups identified as “Armenian” by contemporary sources or modern day scholarship (on the basis of
中世纪早期亚美尼亚人的流动性已经引起了学术界的一些关注。个人和群体向拜占庭帝国的迁移尤其如此。相当多的研究集中在亚美尼亚血统的个别贵族或贵族家庭的载体和历史上。这些人在拜占庭精英阶层中所占的明显比例甚至导致了拜占庭是“希腊-亚美尼亚帝国”这样的构想正如预期的那样,精英阶层的证据相对密集,较低贵族(“azat”,在亚美尼亚贵族的等级制度中,见下文)或非贵族(“anazat”)成员的大规模迁移也可以追溯到整个拜占庭范围内群体的整体流动。然而,与贵族相比,这些背景的个人的生活故事和策略很少能根据我们的证据重建。在所有情况下,“亚美尼亚人”身份对于被当代资料或现代学术认定为“亚美尼亚人”的个人和群体的实际意义
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引用次数: 1
Migration History of the Afro-Eurasian Transition Zone, c. 300–1500: An Introduction (with a Chronological Table of Selected Events of Political and Migration History) 非洲-欧亚过渡区的移民史,约300-1500年:导论(附政治和移民历史精选事件的时间顺序表)
Pub Date : 2020-04-23 DOI: 10.1163/9789004425613_002
Johannes Preiser-Kapeller, Lucian Reinfandt, Yannis Stouraitis
When the process of compilation of this volume started in 2014, migration was without doubt already a “hot” topic. Yet, it were only the events of 2015,1 which put migration on top of the discussion about the Euro and the economic crisis in the agenda of politicians, the wider public and the media. In this heated debate, the events of past migrations have been employed in a biased manner as arguments against a new “Völkerwanderung” destined to disintegrate Europe as it did with the (Western) Roman Empire. Thus, the present volume could be seen, among other things, also as an effort to provide a corrective to such oversimplifying recourses to the ancient and medieval period.2 It should be noted, however, that it was planned and drafted before the events. The volume emerged from a series of papers given at the European Social Science History Conference in Vienna in April 2014 in two sessions on “Early Medieval Migrations” organized by Professors Dirk Hoerder and Johannes Koder. Their aim was to integrate the migration history of the medieval period into the wider discourse of migration studies and to include recent research. The three editors have added contributions by specialists for other periods and regions in order to cover as wide an area and a spectrum of forms of migration as possible. Still, it was not possible to cover all regions, periods and migration movements with the same weight; as one of the anonymous reviewers properly pointed out, the “work’s centre of gravity is (...) between the Eastern Mediterranean region and the Tigris/Euphrates”, with Africa not included in a similar way as Asia or Europe. Therefore, the following sections of the introduction aim first to provide some methodological considerations and then
当2014年开始编写本书时,移民无疑已经是一个“热门”话题。然而,只有2015年的事件才使移民问题成为政治家、广大公众和媒体讨论欧元和经济危机的首要议题。在这场激烈的辩论中,过去的移民事件以一种有偏见的方式被用来作为反对一个注定要分裂欧洲的新“Völkerwanderung”的论据,就像它与(西)罗马帝国一样。因此,除其他事项外,本卷也可被视为纠正对古代和中世纪时期的过分简化的做法的努力但是,应当指出的是,它是在事件发生之前规划和起草的。2014年4月,在维也纳举行的欧洲社会科学史会议上,由Dirk Hoerder教授和Johannes Koder教授组织的“中世纪早期移民”两届会议上发表了一系列论文。他们的目的是将中世纪时期的移民史整合到更广泛的移民研究话语中,并包括最近的研究。三位编辑补充了其他时期和地区的专家的贡献,以便涵盖尽可能广泛的地区和各种形式的移徙。然而,不可能以同样的权重涵盖所有区域、时期和移徙运动;正如一位匿名评论者恰当地指出的那样,“作品的重心在(…)东地中海地区和底格里斯河/幼发拉底河之间”,非洲没有像亚洲或欧洲那样被包括在内。因此,引言的以下部分旨在首先提供一些方法上的考虑,然后
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引用次数: 1
Introductory Essay: Migration—Travel—Commerce—Cultural Transfer. The Complex Connections Byzantium-Kiev-Novgorod-Varangian Lands, 6–14th Century 介绍性论文:移民-旅游-商业-文化转移。6 - 14世纪拜占庭-基辅-诺夫哥罗德-瓦兰吉安地区的复杂联系
Pub Date : 2020-04-23 DOI: 10.1163/9789004425613_003
D. Hoerder
Dealing with Varangian-Rus’/Kievan and Byzantine interactions in Europe’s so-called “Middle Ages” involves several macro-regions: the East Roman realm, the Iranian as well as the Mesopotamian and Egyptian realms, and the distant Scandinavian one. Scholarship has been hampered by terminological problems: The East Roman inhabitants—”Rhomaioi”, “Rhom”, or “Rum”—were misnamed “Byzantines” almost a century after the Empire’s demise by the Augsburg humanist Hieronymus Wolf (1516–1580). His reference to the Greek settlement Byzantion rather than to Constantinople, the Roman Empire’s continuity, and Orthodox Christianity was meant to reduce East Roman culture to an “in-between” and elevate Western Christianity and the Carolingian reinvention of western Rome as sole successor to “Rome” whether Empire or city or St. Peter’s Christianity.1 The still unified Roman Empire—through armed conquest—had established rule or held sway in the Anatolian-Eastern/ Mediterranean-West Asian region but could not annex the Iranian realm once conquered by Alexander [“the Great”] and “Hellenized” as much as the Macedonians were “Persianized”. When, from the 3rd to the 6th century, “Rome”, whether empire, federation of provinces, or region of connected urban centers, came apart as circum-Mediterranean and trans-alpine polity, the eastern half continued as a politically unified but territorially expanding or shrinking realm with Constantinople as capital. It was thus not a “Byzantine” successor state to a dissolved empire. To the north of Constantinople and Anatolia, the vast region from the Black to the Baltic Sea was an arena of migration and of settlement of Baltic-, Finno-Ugric, and Slavic-speaking peoples. Highly mobile groups from further
在欧洲所谓的“中世纪”中,处理瓦兰吉亚-罗斯/基辅和拜占庭的互动涉及几个宏观区域:东罗马王国,伊朗以及美索不达米亚和埃及王国,以及遥远的斯堪的纳维亚地区。学术研究一直受到术语问题的阻碍:东罗马居民——“Rhomaioi”、“rrom”或“Rum”——在帝国灭亡近一个世纪后被奥格斯堡的人文主义者Hieronymus Wolf(1516-1580)错误地命名为“Byzantines”。他指的是希腊殖民地拜占庭,而不是君士坦丁堡,罗马帝国的延续,和东正教的目的是将东罗马文化降低到“中间”,并提升西方基督教和加洛林王朝对西罗马的改造,使其成为“罗马”的唯一继承者,无论是帝国、城市还是圣彼得基督教。1仍然统一的罗马帝国通过武装征服,在安纳托利亚-东/地中海-西亚地区建立了统治或保持了统治,但无法吞并曾经被亚历山大(“大帝”)征服的伊朗领土马其顿人被“波斯化”了。从3世纪到6世纪,当“罗马”,无论是帝国,行省联邦,还是连接城市中心的地区,分裂为环地中海和跨阿尔卑斯山的政体时,东半部以君士坦丁堡为首都,继续作为一个政治上统一但领土扩张或缩小的王国。因此,它不是一个被解散的帝国的“拜占庭式”继承国。在君士坦丁堡和安纳托利亚的北部,从黑海到波罗的海的广阔地区是波罗的海、芬兰-乌戈尔语和斯拉夫语民族移民和定居的舞台。高度流动的群体来自更远的地方
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引用次数: 1
Iranians in 9th Century Egypt 9世纪埃及的伊朗人
Pub Date : 2020-04-23 DOI: 10.1163/9789004425613_009
Lucian Reinfandt
The Islamic caliphate was an empire of migration, and one is tempted to ask whether migration was indeed the backbone of Islam. The hijra (lit. “migration”) of the prophet Muhammad in 622 a.d. from Mecca to Medina became the blueprint for all later migration.1 During the Arab conquests of the 7th and early 8th centuries, Arab tribes migrated and settled in all parts of the new empire as a military and political elite separated by religion from non-Muslim population majorities.2 Another phenomenon was a long-distance trade with networks of traders traveling over the Silk Road and the Indian Ocean, the proverbial Sindbad being but a representative for many real ones.3 Thirdly, there was a zest for learning in Islamic culture, which is summarized by a famous saying of the prophet Muhammad (“seek knowledge even as far as China!”).4 Migration between the urban intellectual centres of North Africa and the Middle East was a prevalent phenomenon during the whole era of pre-modern Islam, and celebrities such as Ibn Khaldun of Ibn Battuta (both 14th century) are only two examples out of many. Finally, there is the obligation for every Muslim to undertake the pilgrimage to Mecca and Medina at least once in a lifetime, which caused the regular movement of many pilgrims on an annual basis through all parts of the Muslim world.5
伊斯兰哈里发是一个移民帝国,人们不禁要问,移民是否真的是伊斯兰教的支柱。先知穆罕默德在公元622年从麦加到麦地那的hijra(意为“迁移”)成为后来所有迁移的蓝图在7世纪和8世纪早期的阿拉伯征服期间,阿拉伯部落迁移并定居在新帝国的各个地方,作为一群军事和政治精英,他们与非穆斯林人口的多数派分开了宗教另一个现象是通过丝绸之路和印度洋的商人网络进行的长途贸易,众所周知的辛巴达只是许多真实贸易的代表第三,伊斯兰文化中有一种求知的热情,先知穆罕默德的一句名言概括了这一点(“远到中国求知!”)在整个前现代伊斯兰时代,北非和中东的城市知识中心之间的移民是一种普遍现象,像伊本·白图泰的伊本·赫勒敦(都是14世纪的)这样的名人只是众多例子中的两个。最后,每个穆斯林一生中至少有一次到麦加和麦地那朝圣的义务,这导致每年有许多朝圣者在穆斯林世界各地定期流动
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引用次数: 0
Migrating in the Medieval East Roman World, ca. 600–1204 中世纪东罗马世界的移民,约600-1204年
Pub Date : 2020-04-23 DOI: 10.1163/9789004425613_006
Yannis Stouraitis
Stouraitis The movement of groups in the Byzantine world can be distinguished between two basic types: first, movement from outside-in the empire; second, movement within the – at any time – current boundaries of the Constantinopolitan emperor’s political authority. This distinction is important insofar as the first type of movement – usually in form of invasion or penetration of foreign peoples in imperial lands – was mainly responsible for the extensive rearrange-ment of its geopolitical boundaries within which the second type took place. The the empire’s migration
拜占庭世界的群体运动可以分为两种基本类型:第一,帝国内部的外部运动;第二,在君士坦丁堡皇帝的政治权力范围内——在任何时候——的运动。这种区别是重要的,因为第一种类型的运动-通常以入侵或渗透外国人民在帝国土地的形式-主要负责其地缘政治边界的广泛重新安排,其中发生了第二种类型。帝国的迁徙
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引用次数: 1
The Last Revolt of Bashmūr (831 a.d.) in Coptic and Syriac Historiography 最后的起义Bashmūr(公元831年)在科普特和叙利亚史学
Pub Date : 2020-04-23 DOI: 10.1163/9789004425613_010
Myriam Wissa
In 831 A.D., parts of the Muslim and Coptic population in Egypt undertook a major uprising against Abbasid domination and against an oppressive caliphal tax regime in the provinces. The rebellion was aggressively put down by the Abbasid governor in most of Egypt with the exception of the region of Bashmūr. Here, in the northern Nile Delta, Copts were to continue to heavily resisting central rule for a long period. The conflict had revolved around temporal and spiritual powers and was the religious-political issue of the time. Earlier studies devoted to the events have invariably dealt with the onerous Abbasid tax regime as a main reason for the rebellion, which in its aftermath resulted in sizeable conversions to Islam in all of Egypt. In the following, I will focus on another aspect, which is the role of arbitration by the Coptic and Syriac patriarchs, Yūsāb i and Dionysius, in the handling of the conflict. My object of study is the processes of conciliation and the post-conflict outcome (forced migration, deportations and displacements?) as depicted in the Coptic and Syriac narratives of two central historiographical works, the History of the Patriarchs of Alexandria on the one hand, and the History of Dionysius of Tell Mahre on the other.1
公元831年,埃及的部分穆斯林和科普特人发动了一场大规模起义,反对阿拔斯王朝的统治,反对各省哈里发的压迫性税收制度。除了Bashmūr地区外,阿拔斯总督在埃及大部分地区积极镇压叛乱。在这里,在尼罗河三角洲北部,科普特人在很长一段时间内继续强烈抵抗中央统治。这场冲突围绕着世俗和精神力量展开,是当时的宗教政治问题。早期对这些事件的研究总是把繁重的阿巴斯税收制度作为叛乱的主要原因,其后果是导致埃及各地大量的人皈依伊斯兰教。在下文中,我将着重于另一个方面,即科普特和叙利亚族长Yūsāb I和Dionysius在处理冲突中的仲裁作用。我的研究对象是和解的过程和冲突后的结果(被迫迁移,驱逐和流离失所?),正如科普特和叙利亚的两个中心史学作品的叙述所描述的那样,一方面是亚历山大族长的历史,另一方面是泰尔马赫的迪奥尼修斯的历史
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引用次数: 0
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Migration Histories of the Medieval Afroeurasian Transition Zone
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