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Procedural Fairness as Stepping Stone for Successful Implementation of Algorithmic Decision-Making in Public Administration: Review and Outlook 程序公平是成功实施公共行政算法决策的垫脚石:回顾与展望
Pub Date : 2024-05-23 DOI: 10.14712/23366478.2024.24
Sven Hoeppner, Martin Samek
Algorithmic decision-making (ADM) is becoming more and more prevalent in everyday life. Due to their promise of producing faster, better, and less biased decisions, automated and data-driven processes also receive increasing attention in many different administrative settings. However, as a result of human mistakes ADM also poses the threat of producing unfair outcomes. Looming algorithmic discrimination can undermine the legitimacy of administrative decision-making. While lawyers and lawmakers face the age-old question of regulation, many decision-makers tasked with designing ADM for and implementing ADM in public administration wrestle with harnessing its advantages and limiting its disadvantages. “Algorithmic fairness” has evolved as key concept in developing algorithmic systems to counter detrimental outcomes. We provide a review of the vast literature on algorithmic fairness and show how key dimensions alter people’s perception of whether an algorithm is fair. In doing so, we provide entry point into this literature for anybody who is required to think about algorithmic fairness, particularly in an public administration context. We also pinpoint critical concerns about algorithmic fairness that public officials and researchers should note.
算法决策(ADM)在日常生活中越来越普遍。由于有望做出更快、更好、更少偏见的决策,自动化和数据驱动流程在许多不同的行政环境中也受到越来越多的关注。然而,由于人为错误的存在,ADM 也带来了产生不公平结果的威胁。迫在眉睫的算法歧视会破坏行政决策的合法性。当律师和立法者面临监管这一老生常谈的问题时,许多在公共行政中负责设计和实施 ADM 的决策者则在如何利用其优势和限制其劣势上煞费苦心。"算法公平 "已发展成为开发算法系统以应对不利结果的关键概念。我们回顾了有关算法公平性的大量文献,并展示了关键维度如何改变人们对算法是否公平的看法。这样,我们就为任何需要思考算法公平性(尤其是在公共管理背景下)的人提供了进入这些文献的切入点。我们还指出了公职人员和研究人员应该注意的算法公平性的关键问题。
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引用次数: 0
Automated Administrative Decision-Making: What is the Black Box Hiding? 自动行政决策:黑盒子里藏着什么?
Pub Date : 2024-05-23 DOI: 10.14712/23366478.2024.23
Jan Nešpor
The exploration of the “black box” phenomenon underscores opacity challenges in automated administrative decision-making systems, prompting a discussion on the paradox of transparency. Advocating for the concept of “qualified transparency”, the article aims to navigate the delicate balance between understanding and safeguarding sensitive information. Ethical imperatives, including respect for human autonomy, harm prevention, fairness, and explicability, are considered, culminating in recommendations for human participation, ethicality or accountability by design considerations, and the implementation of regulatory sandboxes to test such models prior to broad integration. Ultimately, the article advocates for a comprehensive discourse on transitioning from a human-centric to an automated public administration model, acknowledging the complexity and potential risks involved.
对 "黑箱 "现象的探讨凸显了自动行政决策系统的不透明挑战,引发了对透明度悖论的讨论。文章倡导 "合格透明 "的概念,旨在把握理解和保护敏感信息之间的微妙平衡。文章考虑了包括尊重人的自主性、预防伤害、公平性和可解释性在内的道德要求,最终建议通过设计考虑人的参与、道德性或问责制,并实施监管沙箱,以便在广泛整合之前对此类模式进行测试。最后,文章主张就从以人为本的公共管理模式过渡到自动化公共管理模式展开全面讨论,并承认其中涉及的复杂性和潜在风险。
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引用次数: 0
The Advent of Space Administrative Law in Europe 欧洲空间行政法的到来
Pub Date : 2024-05-23 DOI: 10.14712/23366478.2024.26
Jakub Handrlica
Regulation of any activities in space used to be object of international public law for several decades. This had reflected the fact that states as subjects of international public law used to be the key role in the development of space activities. In the last decade, however, there is a rising tendency to govern space activities also by the means of administrative law. Commercialisation and privatisation of space, developments in space tourism and increasing number of space flights have triggered the need to establish rules on permitting, registration and surveillance. Thus, while space activities were matter of regulation by the means of international public law almost exclusively, there has been a considerable tendency towards governing by the means of administrative law. In many jurisdictions, national space acts were enacted in the last decade. This process underlines the argument on gradual emergence of a space administrative law in Europe.
几十年来,空间活动的监管一直是国际公法的目标。这反映了国家作为国际公法的主体曾经在空间活动的发展中发挥着关键作用。然而,近十年来,通过行政法手段管理空间活动的趋势日益明显。太空商业化和私有化、太空旅游的发展以及太空飞行次数的增加,都引发了制定许可、登记和监督规则的需要。因此,虽然空间活动几乎完全是通过国际公法手段进行管理的,但现在出现了通过行政法手段进行管理的相当大的趋势。在许多司法管辖区,过去十年颁布了国家空间法。这一进程强调了欧洲逐渐出现空间行政法的论点。
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引用次数: 0
Artificial Public Administration – Myth or Reality? 人工公共管理--神话还是现实?
Pub Date : 2024-05-23 DOI: 10.14712/23366478.2024.27
Richard Pomahač
The computerization of public administration tasks is a reality. In contrast, the intelligence of public administration is shrouded in myths. For many decades, administrative science has contributed to the clarification of this distinction. Digital constitutionalism and technology-oriented administrative law doctrine have recently been added to this research. The basic regulations, proposed and adopted within individual states, in the European Union and in international organizations, whether it concerns the protection of personal data, cyber security, or artificial intelligence, do establish new tasks for public administration, but they affect methods rather than forms of administrative activity. Emerging technology raises concerns about the ability to understand artificial reasoning and its methods of classification, personalization, and prediction. It is questionable to assume that all actions can be quantified and thus everything becomes objective. Technology compounds the situation and has its own imperative.
公共行政任务的计算机化已成为现实。与此相反,公共行政的智能化却笼罩在神话之中。几十年来,行政学为澄清这一区别做出了贡献。最近,数字宪法学和以技术为导向的行政法理论也加入了这一研究。无论是个人数据保护、网络安全还是人工智能,各国、欧盟和国际组织提出并通过的基本法规确实为公共行政确立了新的任务,但它们影响的是行政活动的方法而非形式。新兴技术引发了人们对理解人工推理及其分类、个性化和预测方法能力的担忧。假定所有行为都可以量化,从而一切都变得客观,这是值得商榷的。技术使情况更加复杂,也有其自身的必要性。
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引用次数: 0
Introductory Note to “Regulatory Sandboxes, Automatization of Administrative Decision-Making and the Future of Administrative Law” 监管沙箱、行政决策自动化与行政法的未来 "介绍性说明
Pub Date : 2024-05-23 DOI: 10.14712/23366478.2024.18
Jakub Handrlica
Editorial
社论
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引用次数: 0
National Report on Automation in Decision-Making in Civil Procedure in the Czech Republic 捷克共和国民事诉讼决策自动化国家报告
Pub Date : 2024-05-23 DOI: 10.14712/23366478.2024.29
Miroslav Sedláček
The paper focuses on the issue of automated decision-making in civil proceedings. First of all, attention is given to procedural institutes that direct and facilitate automated decision-making, in particular the digital court file and the legal framework of videoconferencing equipment, without focusing on electronic service of documents, which should be a separate paper. Asingle case of legal regulation of automated decision-making in the form of an electronic payment order is then analyzed (cf. Section 174a of the Code of Civil Procedure). For each of these fields, an analysis of digitalization to date is given, which is followed by a consideration of further developments. It also outlines the limits encountered by the use of modern technologies and the potential risks proposed adjustments.
本文重点讨论民事诉讼程序中的自动决策问题。首先,本文关注的是指导和促进自动决策的程序机构,特别是数字法庭档案和视频会议设备的法律框架,而不关注文件的电子送达,因为这应该是另一篇论文的重点。然后分析了以电子支付指令形式对自动决策进行法律规范的单个案例(参见《民事诉讼法》第 174a 条)。本文对上述每个领域迄今为止的数字化情况进行了分析,随后对进一步的发展进行了探讨。此外,还概述了使用现代技术所遇到的限制以及建议调整的潜在风险。
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引用次数: 0
Financial Innovations in Czechia: Considerations for Establishment of Regulatory Sandbox 捷克的金融创新:建立监管沙盒的考虑因素
Pub Date : 2024-05-23 DOI: 10.14712/23366478.2024.20
Petr Tomčiak, Jan Škrabka
The regulatory sandbox has been established in many EU Member States as well as developer non-EU countries as a tool for fostering financial innovation. On the contrary, the Czech Republic has not yet prepared a sandbox. The article introduces the topic, discusses the sandbox in the European and international context, and briefly explains the history and current status of financial innovations in the Czech Republic. The authors also discuss the OECD report on recommendations for the design of the FinTech Sandbox. Recommendations of which they find to be unsuitable for implementation due to the fundamental flaws of the report and the omission of an analysis of the Czech legal system. Finally, the authors of this article elaborate on the various options and parameters for the Czech sandbox. The authors recommend implementing a legal definition of a sandbox in the Czech legal system. Also, the authors call for the establishment of a sandbox that could support the development of financial innovation as Czech consumers show a particularly supportive stance towards new technologies.
许多欧盟成员国以及非欧盟国家的开发商都设立了监管沙盒,作为促进金融创新的工具。相反,捷克共和国尚未准备好沙箱。文章介绍了这一主题,讨论了欧洲和国际背景下的沙箱,并简要说明了捷克共和国金融创新的历史和现状。作者还讨论了经合组织关于金融科技沙盒设计建议的报告。由于该报告存在根本性缺陷,且未对捷克的法律体系进行分析,他们认为该建议不适合实施。最后,本文作者阐述了捷克沙盒的各种选项和参数。作者建议在捷克法律体系中落实沙盒的法律定义。此外,作者还呼吁建立一个可支持金融创新发展的沙盒,因为捷克消费者对新技术表现出特别支持的态度。
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引用次数: 0
Tracing the Evolutionary Path of Experimental Law: from Comparative Law to Regulatory Sandboxes 追溯实验法的演变之路:从比较法到监管沙盒
Pub Date : 2024-05-23 DOI: 10.14712/23366478.2024.19
Alexandre Flückiger
This paper explores the evolution of the experimental paradigm in legal frameworks, tracing its development from early influences in comparative law to the contemporary application of regulatory sandboxes. It begins with the integration of empirical methods inspired by scientific research into the field of law. The exploration covers various aspects of experimental law, including federalism, comparative law, legisprudence, emergency and incremental legislation, soft law, sunset legislation, temporary regulations, and experimental legislation stricto sensu. The paper concludes by discussing the challenges and implications of balancing experimental law’s flexibility with the need for legal stability and security.
本文探讨了法律框架中实验范式的演变,追溯了其从早期的比较法影响到当代监管沙箱应用的发展历程。本文从科学研究启发下的实证方法融入法律领域开始。本文的探讨涵盖了实验法的各个方面,包括联邦制、比较法、立法论、紧急立法和渐进立法、软法律、日落立法、临时法规和严格意义上的实验立法。最后,本文讨论了在实验法的灵活性与法律稳定性和安全性之间取得平衡的挑战和意义。
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引用次数: 0
National Report on Automation in Decision-Making in Public Administration in Slovakia 斯洛伐克公共行政决策自动化国家报告
Pub Date : 2024-05-23 DOI: 10.14712/23366478.2024.28
Radomír Jakab
The development of information technology and its use in everyday life must inevitably have an impact on public administration and its decision-making. Progress in artificial intelligence is also opening up wider opportunities for the use of automation of decision-making processes in public administration. Decision-making processes that once had to be handled by humans can now be automated. However, there must be a sufficient legal basis for this, setting out the legal limits of such automated decision-making. In this paper, the legal possibilities of automation of decision-making processes in the field of public administration in the Slovak Republic were examined, the obstacles that hinder the use of this tool were defined, as well as certain legal solutions eliminating or minimizing the consequences of these obstacles were outlined. The purpose of this paper was not to exhaustively describe and solve the problems with the automation of decision-making processes in public administration in the Slovak Republic. Rather, the purpose was to outline the problem areas that should be addressed in legal research in the coming period.
信息技术的发展及其在日常生活中的应用必然会对公共行政及其决策产生影响。人工智能的进步也为公共行政决策过程自动化的使用提供了更广泛的机会。过去必须由人类处理的决策过程现在可以实现自动化。但是,必须有充分的法律依据,规定这种自动化决策的法律限制。本文对斯洛伐克共和国公共行政领域决策过程自动化的法律可能性进行了研究,界定了阻碍使用这一工具的障碍,并概述了消除或尽量减少这些障碍后果的某些法律解决方案。本文的目的不是详尽描述和解决斯洛伐克共和国公共行政决策过程自动化方面的问题。相反,其目的是概述在未来一段时间内法律研究应解决的问题领域。
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引用次数: 0
Equity in German Private Law 德国私法中的股权
Pub Date : 2024-05-23 DOI: 10.14712/23366478.2024.30
Reinhard Bork
The German legal system, as in most continental legal systems, is primarily based on statutes. When deciding a case, judges apply the law as written in norms and do not put their own idea of a just and equitable result in place of the solution provided by the legislature. Seen in this light, statutes are “curdled equity”. This leaves little room for deciding a case under the principle of equity, understood as a means to find a resolution of the tension between the abstract-general provisions of the law and the particularities of the case at hand, i.e., the establishment of justice in individual cases. In this article, the relationship between statute and equity will be illustrated for German private law, highlighting the principle (predominance of statutes) and the exemptions (gateways to equity for legislature and courts). Further examples from German insolvency law complete the picture.
德国的法律体系与大多数欧洲大陆的法律体系一样,主要以成文法为基础。在裁决案件时,法官适用成文规范中的法律,而不会以自己对公正和公平结果的理解来取代立法机构提供的解决方案。从这个角度看,法规是 "凝固的公平"。这就为根据公平原则裁决案件留下了很小的空间,公平原则被理解为解决法律的抽象一般性规定与案件的特殊性之间的紧张关系的一种手段,即在个案中确立正义。本文将以德国私法为例说明成文法与衡平法之间的关系,强调原则(成文法的主导地位)和豁免(立法机构和法院通向衡平法的途径)。德国破产法中的更多例子将使文章更加完整。
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引用次数: 0
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AUC IURIDICA
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