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Annotation of scientific uncertainty using linguistic patterns 利用语言模式标注科学不确定性
IF 3.9 3区 管理学 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-05-18 DOI: 10.1007/s11192-024-05009-z
Panggih Kusuma Ningrum, Iana Atanassova

Scientific uncertainty is an integral part of the research process and inherent to the construction of new knowledge. In this paper, we investigate the ways in which uncertainty is expressed in articles and propose a new interdisciplinary annotation framework to categorize sentences containing uncertainty expressions along five dimensions. We propose a method for the automatic annotation of sentences based on linguistic patterns for identifying the expressions of scientific uncertainty that have been derived from a corpus study. We processed a corpus of 5956 articles from 22 journals in three different discipline groups, which were annotated using our automatic annotation method. We evaluate our annotation method and study the distribution of uncertainty expressions across the different journals and categories. The results show a predominant concentration of the distribution of the scientific uncertainty expressions in the Results and Discussion section (71.4%), followed by 12.5% of expressions in the Background section, and the largest proportion of uncertainty expressions, approximately 70.3%, are formed as author(s) statements. Our research contributes methodological advances and insights into the diverse manifestations of scientific uncertainty across disciplinary domains and provides a basis for ongoing exploration and refinement of the understanding of scientific uncertainty communication.

科学不确定性是研究过程中不可或缺的一部分,也是构建新知识的内在因素。在本文中,我们研究了文章中表达不确定性的方式,并提出了一个新的跨学科注释框架,从五个维度对包含不确定性表达的句子进行分类。我们提出了一种基于语言模式的句子自动注释方法,用于识别从语料库研究中得出的科学不确定性表达。我们处理了来自三个不同学科群 22 种期刊的 5956 篇文章的语料库,并使用我们的自动标注方法对这些文章进行了标注。我们对注释方法进行了评估,并研究了不确定性表达在不同期刊和类别中的分布情况。结果显示,科学不确定性表达的分布主要集中在 "结果与讨论 "部分(71.4%),其次是 "背景 "部分的 12.5%,不确定性表达的最大比例(约 70.3%)是作为作者声明形成的。我们的研究为跨学科领域的科学不确定性的不同表现形式贡献了方法论上的进步和见解,并为不断探索和完善对科学不确定性交流的理解提供了基础。
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引用次数: 0
The dual dimension of scientific research experience acquisition and its development: a 40-year analysis of Chinese Humanities and Social Sciences Journals 科研经验获取及其发展的双重维度:对中国人文社会科学期刊 40 年的分析
IF 3.9 3区 管理学 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-05-18 DOI: 10.1007/s11192-024-05002-6
Kun Chen, Xia-xia Gao, Yi-di Huang, Wen-tao Xu, Guo-liang Yang

Scientific experience is crucial for producing high-quality research, and the approach of acquisition can significantly impact its accumulation rate. We present a framework for scientific experience acquisition that outlines the dual dimensions of experience accumulation: self-accumulation and accumulation under senior expert guidance. To validate the framework, we conducted a case study using 2,957,700 papers from all 568 Chinese humanities and social science journals, taking into account the limitations of the international journal system. Our findings reveal that self-accumulation has been gradually declining, decreasing from 57.67% in 1980 to 4.55% in 2020. Conversely, accumulation under senior expert guidance has been steadily increasing, rising from 5.7% in 1980 to 28.69% in 2020. Furthermore, the proportion of the two approaches varies by discipline. Social sciences such as Psychology, Economics, and Management, which rely more on large teams and collaborative research, have a higher proportion of accumulation under senior expert guidance than humanities disciplines like Art, History, and Philosophy, which depend more on individual research. Finally, this research also offers a distinctive exploration of the question posed by the US National Science and Technology Council (2008): how and why do communities of innovation form and evolve.

科学经验对高质量的科研成果至关重要,而获取经验的方法会极大地影响经验的积累率。我们提出了一个科学经验获取框架,概述了经验积累的两个维度:自我积累和资深专家指导下的积累。为了验证该框架,我们利用全部 568 种中文人文社科期刊的 295.77 万篇论文进行了案例研究,同时考虑到国际期刊体系的局限性。我们的研究结果表明,自我积累的比例逐渐下降,从 1980 年的 57.67% 降至 2020 年的 4.55%。相反,资深专家指导下的积累则稳步上升,从 1980 年的 5.7% 上升到 2020 年的 28.69%。此外,这两种方法的比例因学科而异。心理学、经济学和管理学等社会科学更依赖于大型团队和合作研究,与艺术、历史和哲学等更依赖于个人研究的人文学科相比,高级专家指导下的积累比例更高。最后,本研究还对美国国家科学技术委员会(2008 年)提出的问题进行了独特的探索:创新社区是如何形成和发展的,为什么会形成和发展。
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引用次数: 0
Predicting collaborative relationship among scholars by integrating scholars’ content-based and structure-based features 综合学者的内容特征和结构特征预测学者间的合作关系
IF 3.9 3区 管理学 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-05-18 DOI: 10.1007/s11192-024-05012-4
Xiuxiu Li, Mingyang Wang, Xu Liu

Academic collaboration can break through the geographical limitations of scholars and promote academic output among scholars. Academic big data will provide an important data source for more comprehensive and accurate modeling scholars due to the coexistence environment of various academic entities. Based on academic big data, an end-to-end model HCSP was proposed for predicting collaborative relationships among scholars. HCSP models scholars from two aspects: content-based features and structure-based features, and calculate the similarity between scholars based on this to predict whether there will be academic collaboration between scholars. When learning the content-based features of scholars, HCSP utilizes LSTM and multi-head attention mechanism to extract the overall and recent research interests of scholars, to capture the diversity of scholars’ research interests. When learning the structure-based features of scholars, HCSP adopts a subgraph sampling strategy based on meta paths to model the structural features of scholar nodes in heterogeneous academic network. By integrating scholars’ content-based and structure-based features, HCSP calculates the similarity between scholars to determine whether there will be a collaborative relationship between them. The experimental results indicate that the HCSP model achieves better prediction performance compared to the baseline models. It can be seen that integrating scholars’ content-based and structure-based characteristics can indeed provide a richer and more effective modeling basis for predicting their academic collaborative relationships.

学术合作可以突破学者的地域限制,促进学者之间的学术产出。由于各种学术主体共存的环境,学术大数据将为更全面、准确地建立学者模型提供重要的数据来源。基于学术大数据,提出了端到端模型HCSP,用于预测学者间的合作关系。HCSP从基于内容的特征和基于结构的特征两个方面对学者进行建模,并据此计算学者之间的相似度,从而预测学者之间是否会进行学术合作。在学习学者基于内容的特征时,HCSP 利用 LSTM 和多头注意机制提取学者的总体研究兴趣和近期研究兴趣,以捕捉学者研究兴趣的多样性。在学习学者的结构特征时,HCSP 采用基于元路径的子图抽样策略,对异构学术网络中学者节点的结构特征进行建模。通过整合学者基于内容的特征和基于结构的特征,HCSP 计算出学者之间的相似度,从而判断学者之间是否存在合作关系。实验结果表明,与基线模型相比,HCSP 模型取得了更好的预测性能。可见,综合学者的内容特征和结构特征,确实可以为预测学者之间的学术合作关系提供更丰富、更有效的建模依据。
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引用次数: 0
Examining between-sectors knowledge transfer in the pharmacology field 研究药理学领域的部门间知识转移
IF 3.9 3区 管理学 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-05-18 DOI: 10.1007/s11192-024-05040-0
Arida Ferti Syafiandini, Jeeyoung Yoon, Soobin Lee, Chaemin Song, Erjia Yan, Min Song

Understanding knowledge transfer patterns is essential in providing valuable insights for shaping innovations and supporting economic growth. Our study identifies the main contributors and patterns of knowledge transfer within the pharmacology field from 2000 to 2019 by analyzing citation linkage and collaborative information between sector categories, affiliated institutions, and biomedical entities in articles from the Web of Science database. Our main contribution is mapping the knowledge transfer flow and identifying the main contributors to knowledge transfer within the pharmacology domain. We manually categorized affiliated institutions into four sector categories to observe knowledge transfer patterns. Subsequently, we performed a citation linkage analysis at three levels: sector categories, institution names, and biomedical entities. The results show that academic institutions are the most significant contributors to knowledge transfer in the pharmacology field, followed by commercial and government institutions. Although the majority of knowledge transfers originated from academic institutions, our study uncovered notable transfers from commercial to academic sectors and from government to academic sectors. Through named entity analysis on diseases, drugs, and genes, we found that research in the pharmacology field predominantly concentrates on subjects pertaining to cancers, chronic diseases, and neurodegenerative disorders.

了解知识转移模式对于为创新和支持经济增长提供有价值的见解至关重要。我们的研究通过分析科学网数据库文章中部门类别、附属机构和生物医学实体之间的引文关联和合作信息,确定了 2000 年至 2019 年药理学领域知识转移的主要贡献者和模式。我们的主要贡献在于绘制了知识转移流程图,并确定了药理学领域知识转移的主要贡献者。我们将附属机构人工分为四个部门类别,以观察知识转移模式。随后,我们从三个层面进行了引文关联分析:部门类别、机构名称和生物医学实体。结果显示,学术机构对药理学领域的知识转移贡献最大,其次是商业机构和政府机构。虽然大部分知识转移源自学术机构,但我们的研究也发现了从商业部门到学术部门以及从政府部门到学术部门的显著转移。通过对疾病、药物和基因进行命名实体分析,我们发现药理学领域的研究主要集中在与癌症、慢性疾病和神经退行性疾病有关的课题上。
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引用次数: 0
Experience effects of patent examiners: an empirical study of the career length and citation patterns on triadic patents 专利审查员的经验效应:关于三元专利的职业长度和引用模式的实证研究
IF 3.9 3区 管理学 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-05-18 DOI: 10.1007/s11192-024-05037-9
Tetsuo Wada

Does a patent examiner rely more on external sources of information for prior art searches as the examiner becomes more experienced? This question is relevant to the policy debate because studies confirm that the seniority of examiners is associated with higher patent allowance rate in the U.S. However, little is known to date about how examiners’ citation behavior, particularly search behavior, is related to their experience. This paper first describes how examiner experience is related to the rate of patent allowance and repeated use of prior citations by the same examiner. Next, this paper analyzes how examiner experience is related to the extent of receiving spillover at the USPTO and the JPO. This paper uses an empirical methodology to identify examination spillovers from the European Patent Office (EPO) search result to the United States Patent and Trademark Office (USPTO) and also to the Japan Patent Office (JPO) in the sense that patent citations for rejection of a patent application tend to be “adopted” at a later office after the EPO issues search reports. The results show that more experienced examiners exhibit greater convergence of patent citations at the USPTO and at the JPO with the search report outcome at the EPO, although the spillover effect also depends on international patent application routes, such as the Patent Cooperation Treaty (PCT).

当专利审查员的经验越丰富时,他是否会在现有技术检索中更多地依赖外部信息来源?这个问题与政策辩论息息相关,因为研究证实,在美国,审查员的资历与较高的专利授权率有关。然而,迄今为止,人们对审查员的引用行为,尤其是检索行为与其经验的关系知之甚少。本文首先介绍了审查员的经验与专利授权率以及同一审查员重复使用先前引文的关系。接下来,本文分析了审查员经验与美国专利商标局和日本特许厅接收溢出程度的关系。本文采用实证方法确定了从欧洲专利局(EPO)的检索结果到美国专利商标局(USPTO)以及日本特许厅(JPO)的审查溢出效应,即在欧洲专利局发布检索报告后,驳回专利申请的专利引文往往会在后一个局被 "采用"。研究结果表明,经验丰富的审查员在美国专利商标局和日本特许厅的专利引文与欧洲专利局的检索报告结果之间表现出更大的趋同性,尽管溢出效应也取决于国际专利申请途径,如《专利合作条约》(PCT)。
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引用次数: 0
Modelling perception and resilience factors to data sharing in clinical and basic research: an observational study 模拟临床和基础研究数据共享的感知和适应因素:一项观察研究
IF 3.9 3区 管理学 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-05-18 DOI: 10.1007/s11192-024-05015-1
Federica Cugnata, Chiara Brombin, Chiara Maria Poli, Roberto Buccione, Clelia Di Serio

Data sharing is a major tenet in the global challenge to improve the reproducibility of scientific findings. Current researcher attitudes toward data sharing and Open Science in general are still far from optimal. The practice of data sharing and how it should be managed remain unclear and inconsistent, with many researchers keen to receive from, but not give back to the community. The lack of a data sharing culture, systemic resistance, misconceptions on data ownership and the unjustified fear of being “scooped”, all concur to create an enormous barrier to the promotion of scientific research based on increased information quality, transparency and openness, and replicability of results. These factors are also compounded by the erroneous perception that the sharing of data compromises competitiveness. Here, we present a rigorous observational study based on 198 researchers in the biomedical areas to evaluate factors affecting perception and natural attitude to data sharing in the biomedical sciences.

数据共享是提高科学发现可重复性这一全球性挑战的主要原则。目前,研究人员对数据共享和开放科学的态度还远未达到最佳状态。数据共享的实践以及如何管理数据共享仍不明确、不一致,许多研究人员热衷于从社区获取数据,却不愿意回馈社区。数据共享文化的缺失、系统性阻力、对数据所有权的误解以及对被 "挖走 "的无端恐惧,所有这些因素共同构成了一个巨大的障碍,阻碍了在提高信息质量、透明度和公开性以及成果可复制性的基础上促进科学研究的发展。此外,认为共享数据会影响竞争力的错误观念也加剧了这些因素。在此,我们以生物医学领域的 198 名研究人员为对象,开展了一项严谨的观察研究,以评估影响生物医学科学领域数据共享观念和自然态度的因素。
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引用次数: 0
Mapping science through editorial board interlocking: connections and distance between fields of knowledge and institutional affiliations 通过编委联锁绘制科学图谱:知识领域与机构隶属关系之间的联系与距离
IF 3.9 3区 管理学 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-05-12 DOI: 10.1007/s11192-024-05027-x
Luis de-Marcos, Manuel Goyanes, Adrián Domínguez-Díaz

Research is a global enterprise underpinned by the general belief that findings need to be true to be considered scientific. In the complex system of scientific validation, editorial boards (EBs) play a fundamental role in guiding journals’ review process, which has led many stakeholders of sciences to metaphorically picture them as the “gatekeepers of knowledge.” In an attempt to address the academic structure that governs sciences through editorial board interlocking (EBI, the cross-presence of EB members in different journals) and social network analysis, the aim of this study is threefold: first, to map the connection between fields of knowledge through EBI; second, to visualize and empirically test the distance between social and general sciences; and third, to uncover the institutional structure (i.e., universities) that governs these connections. Our findings, based on the dataset collected through the Open Editors initiative for the journals indexed in the JCR, revealed a substantial level of collaboration between all fields, as suggested by the connections between EBs. However, there is a statistically significant difference between the weight of the edges and the path lengths connecting the fields of natural sciences to the fields of social sciences (compared to the connections within), indicating the development of different research cultures and invisible colleges in these two research areas. The results also show that a central group of US institutions dominates most journal EBs, indirectly suggesting that US scientific norms and values still prevail in all fields of knowledge. Overall, our study suggests that scientific endeavor is highly networked through EBs.

研究是一项全球性事业,其基础是人们普遍认为研究结果必须真实才能被视为科学。在复杂的科学验证体系中,编辑委员会(EB)在指导期刊审稿过程中发挥着根本性作用,这使得许多科学界的利益相关者将其比喻为 "知识的守门人"。本研究试图通过编委会互锁(EBI,EB成员在不同期刊中的交叉存在)和社会网络分析来探讨管理科学的学术结构,其目的有三:第一,通过EBI绘制知识领域之间的联系图;第二,可视化并实证检验社会科学与一般科学之间的距离;第三,揭示管理这些联系的制度结构(即大学)。我们的研究结果基于 "开放编辑 "计划为 JCR 所收录期刊收集的数据集,揭示了所有领域之间的实质性合作,EB 之间的联系也表明了这一点。然而,连接自然科学领域与社会科学领域的边的权重和路径长度(与内部连接相比)在统计上存在显著差异,这表明这两个研究领域发展了不同的研究文化和隐形学院。研究结果还表明,由美国机构组成的核心集团主导着大多数期刊 EB,这间接表明美国的科学准则和价值观在所有知识领域仍然占主导地位。总之,我们的研究表明,科学活动通过电子期刊高度网络化。
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引用次数: 0
Does Granger causality exist between article usage and publication counts? A topic-level time-series evidence from IEEE Xplore 文章使用率与发表数量之间是否存在格兰杰因果关系?来自 IEEE Xplore 的主题级时间序列证据
IF 3.9 3区 管理学 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-05-10 DOI: 10.1007/s11192-024-05038-8
Wencan Tian, Yongzhen Wang, Zhigang Hu, Ruonan Cai, Guangyao Zhang, Xianwen Wang

In this study, employing the IEEE Xplore database as the data source, articles on different topics (keywords) and their usage data generated from January 2011 to December 2020 were collected and analyzed. The study examined the temporal relationships between these usage data and publication counts at the topic level via Granger causality analysis. The study found that almost 80% of the topics exhibit significant usage-publication interactions from a time-series perspective, with varying time lag lengths depending on the direction of the Granger causality results. Topics that present bidirectional Granger causality show longer time lag lengths than those exhibiting unidirectional causality. Additionally, the study found that the direction of the unidirectional Granger causality was influenced by the significance of a topic. Topics with a greater preference for article usage as the Granger cause of publication counts were deemed more important. The findings’ reliability was confirmed by varying the maximum lag period. This study provides strong support for using usage data to identify hot topics of research.

本研究以 IEEE Xplore 数据库为数据源,收集并分析了 2011 年 1 月至 2020 年 12 月期间不同主题(关键词)的文章及其使用数据。研究通过格兰杰因果关系分析,考察了这些使用数据与主题层面的发表数量之间的时间关系。研究发现,从时间序列的角度来看,近 80% 的主题表现出显著的使用-发表互动关系,根据格兰杰因果关系结果的方向不同,时滞长度也不同。呈现双向格兰杰因果关系的主题比呈现单向因果关系的主题显示出更长的时滞长度。此外,研究还发现,单向格兰杰因果关系的方向受主题重要性的影响。更倾向于文章使用量作为发表数量格兰杰因果关系的主题被认为更重要。通过改变最大滞后期,研究结果的可靠性得到了证实。这项研究为利用使用率数据确定研究热点提供了有力支持。
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引用次数: 0
Understanding the keyword adoption behavior patterns of researchers from a functional structure perspective 从功能结构角度了解研究人员采用关键词的行为模式
IF 3.9 3区 管理学 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-05-10 DOI: 10.1007/s11192-024-05031-1
Jinqing Yang, Zhifeng Liu, Xiufeng Cheng, Guanghui Ye

Researchers adopt keywords to signify the core content of papers, and the spatial distribution of these keywords within the paper can provide insight into researchers’ adoption behavior patterns. In this study, the primary purpose was to investigate how keyword adoption patterns affect academic papers’ perceived value. First, we collected 5,739 papers from the China National Knowledge Infrastructure (CNKI) to extract the first-level subtitles for statistically characterizing the functional structure of papers in the Library and Information Science (LIS) field. Second, we introduce a balance degree indicator to measure the keywords’ spatial distribution. Next, we identify researchers’ keyword adoption behavior patterns based on the keyword spatial distribution in the functional structure. Finally, we investigate the effect of keyword adoption behavior patterns on paper impact. The findings of our study reveal that: (1) In the Library and Information Science field, the balance degree values exhibit a normal distribution and are verified to be valid. (2) Depending on the keyword distribution across the four segments, the keyword adoption behaviors of researchers can be categorized into 24 distinct types. (3) The balance degree is positively correlated with both the citation and download count, and notably, the keyword spatial distribution of the Introduction and Results & Discussion sections have a significant effect on a paper’s impact. These findings have significant implications for keyword selection and the early prediction of a paper’s citation and download frequency.

研究人员采用关键词来标示论文的核心内容,这些关键词在论文中的空间分布可以让我们了解研究人员的采用行为模式。本研究的主要目的是探讨关键词的采用模式如何影响学术论文的感知价值。首先,我们从中国国家知识基础设施(CNKI)中收集了 5739 篇论文,提取了一级副标题,用于统计图书馆与信息科学(LIS)领域论文的功能结构特征。其次,我们引入平衡度指标来衡量关键词的空间分布。接下来,我们根据关键词在功能结构中的空间分布来识别研究人员的关键词采用行为模式。最后,我们研究了关键词采用行为模式对论文影响力的影响。研究结果表明(1) 在图书馆与信息科学领域,平衡度值呈现正态分布,并被验证是有效的。(2) 根据关键词在四个细分领域的分布,研究人员的关键词采用行为可分为 24 种不同类型。(3) 平衡度与引用和下载次数均呈正相关,值得注意的是,引言和结果与讨论部分的关键词空间分布对论文的影响力有显著影响。这些发现对关键词的选择以及论文被引用和下载频率的早期预测具有重要意义。
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引用次数: 0
An extraction and novelty evaluation framework for technology knowledge elements of patents 专利技术知识要素的提取和新颖性评估框架
IF 3.9 3区 管理学 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-05-10 DOI: 10.1007/s11192-024-04990-9
Tingting Wei, Danyu Feng, Shiling Song, Cai Zhang

Technology knowledge elements play an important role in technology innovation. However, there is still challenges about their extraction and evaluation. Traditional methods exhibit limitations in precisely linking key technologies with functions, and they usually focus on measuring the overall novelty of patent documents rather than individual technology details, leading to poor interpretability and practicality of research outcomes. In this work, we present a framework that extracts technology knowledge triples and evaluates the novelty of triples based on deep learning model. This framework first identifies key sentences that reflect innovation from patent claims and then extracts technology knowledge elements from these sentences. A novelty index is then designed to evaluate the novelty of these technology knowledge elements based on the probability of their occurrence and the similarity to existing knowledge. The experimental results demonstrate the effectiveness of the proposed method. The extracted technology knowledge elements can use to construct an innovation knowledge graph, which provides practical applications in engineering knowledge retrieval, design and innovation support.

技术知识要素在技术创新中发挥着重要作用。然而,技术知识要素的提取和评估仍面临挑战。传统方法在将关键技术与功能精确联系起来方面存在局限性,而且通常侧重于衡量专利文件的整体新颖性而非单个技术细节,导致研究成果的可解释性和实用性较差。在这项工作中,我们提出了一个基于深度学习模型提取技术知识三元组并评估三元组新颖性的框架。该框架首先从专利权利要求中识别出反映创新的关键句子,然后从这些句子中提取技术知识要素。然后设计一个新颖性指数,根据这些技术知识要素出现的概率以及与现有知识的相似性来评估其新颖性。实验结果证明了所提方法的有效性。提取的技术知识元素可用于构建创新知识图谱,为工程知识检索、设计和创新支持提供实际应用。
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引用次数: 0
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