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Cross-validation approaches for penalized Cox regression. 惩罚性 Cox 回归的交叉验证方法。
IF 2.3 3区 医学 Q3 HEALTH CARE SCIENCES & SERVICES Pub Date : 2024-04-01 Epub Date: 2024-03-06 DOI: 10.1177/09622802241233770
Biyue Dai, Patrick Breheny

Cross-validation is the most common way of selecting tuning parameters in penalized regression, but its use in penalized Cox regression models has received relatively little attention in the literature. Due to its partial likelihood construction, carrying out cross-validation for Cox models is not straightforward, and there are several potential approaches for implementation. Here, we propose a new approach based on cross-validating the linear predictors of the Cox model and compare it to approaches that have been proposed elsewhere. We show that the proposed approach offers an attractive balance of performance and numerical stability, and illustrate these advantages using simulated data as well as analyzing a high-dimensional study of gene expression and survival in lung cancer patients.

交叉验证是在惩罚回归中选择调整参数的最常见方法,但其在惩罚 Cox 回归模型中的应用在文献中受到的关注相对较少。由于其部分似然构造,对 Cox 模型进行交叉验证并不简单,有几种潜在的实施方法。在此,我们提出了一种基于交叉验证 Cox 模型线性预测因子的新方法,并将其与其他地方提出的方法进行了比较。我们通过模拟数据以及对肺癌患者基因表达和存活率的高维研究分析表明,所提出的方法在性能和数值稳定性之间实现了极具吸引力的平衡。
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引用次数: 0
Bayesian framework for multi-source data integration-Application to human extrapolation from preclinical studies. 多源数据整合的贝叶斯框架--应用于临床前研究的人体外推。
IF 2.3 3区 医学 Q3 HEALTH CARE SCIENCES & SERVICES Pub Date : 2024-04-01 Epub Date: 2024-03-06 DOI: 10.1177/09622802241231493
Sandrine Boulet, Moreno Ursino, Robin Michelet, Linda Bs Aulin, Charlotte Kloft, Emmanuelle Comets, Sarah Zohar

In preclinical investigations, for example, in in vitro, in vivo, and in silico studies, the pharmacokinetic, pharmacodynamic, and toxicological characteristics of a drug are evaluated before advancing to first-in-man trial. Usually, each study is analyzed independently and the human dose range does not leverage the knowledge gained from all studies. Taking into account all preclinical data through inferential procedures can be particularly interesting in obtaining a more precise and reliable starting dose and dose range. Our objective is to propose a Bayesian framework for multi-source data integration, customizable, and tailored to the specific research question. We focused on preclinical results extrapolated to humans, which allowed us to predict the quantities of interest (e.g. maximum tolerated dose, etc.) in humans. We build an approach, divided into four steps, based on a sequential parameter estimation for each study, extrapolation to human, commensurability checking between posterior distributions and final information merging to increase the precision of estimation. The new framework is evaluated via an extensive simulation study, based on a real-life example in oncology. Our approach allows us to better use all the information compared to a standard framework, reducing uncertainty in the predictions and potentially leading to a more efficient dose selection.

在临床前研究中,例如在体外、体内和硅学研究中,对药物的药代动力学、药效学和毒理学特征进行评估,然后再进行首次人体试验。通常,每项研究都是独立分析的,人体剂量范围并不能充分利用从所有研究中获得的知识。通过推论程序将所有临床前数据考虑在内,对于获得更精确、更可靠的起始剂量和剂量范围尤为重要。我们的目标是为多源数据整合提出一个贝叶斯框架,该框架可根据具体研究问题进行定制。我们的重点是将临床前结果推断到人体,从而预测人体的相关数量(如最大耐受剂量等)。我们建立了一种方法,分为四个步骤,分别基于每项研究的顺序参数估计、人体外推法、后验分布之间的可比性检查和最终信息合并,以提高估算精度。我们根据肿瘤学的实际案例,通过广泛的模拟研究对新框架进行了评估。与标准框架相比,我们的方法能更好地利用所有信息,减少预测的不确定性,并有可能提高剂量选择的效率。
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引用次数: 0
Predicting absolute risk for a person with missing risk factors. 预测风险因素缺失者的绝对风险。
IF 2.3 3区 医学 Q3 HEALTH CARE SCIENCES & SERVICES Pub Date : 2024-04-01 Epub Date: 2024-03-01 DOI: 10.1177/09622802241227945
Bang Wang, Yu Cheng, Mitchell H Gail, Jason Fine, Ruth M Pfeiffer

We compared methods to project absolute risk, the probability of experiencing the outcome of interest in a given projection interval accommodating competing risks, for a person from the target population with missing predictors. Without missing data, a perfectly calibrated model gives unbiased absolute risk estimates in a new target population, even if the predictor distribution differs from the training data. However, if predictors are missing in target population members, a reference dataset with complete data is needed to impute them and to estimate absolute risk, conditional only on the observed predictors. If the predictor distributions of the reference data and the target population differ, this approach yields biased estimates. We compared the bias and mean squared error of absolute risk predictions for seven methods that assume predictors are missing at random (MAR). Some methods imputed individual missing predictors, others imputed linear predictor combinations (risk scores). Simulations were based on real breast cancer predictor distributions and outcome data. We also analyzed a real breast cancer dataset. The largest bias for all methods resulted from different predictor distributions of the reference and target populations. No method was unbiased in this situation. Surprisingly, violating the MAR assumption did not induce severe biases. Most multiple imputation methods performed similarly and were less biased (but more variable) than a method that used a single expected risk score. Our work shows the importance of selecting predictor reference datasets similar to the target population to reduce bias of absolute risk predictions with missing risk factors.

我们对预测绝对风险的方法进行了比较,绝对风险是指目标人群中缺失预测因子的人在一定预测区间内经历相关结果的概率,其中考虑到了竞争风险。在没有缺失数据的情况下,即使预测因子的分布与训练数据不同,经过完美校准的模型也能在新的目标人群中给出无偏的绝对风险估计值。但是,如果目标人群中的预测因子缺失,则需要一个具有完整数据的参考数据集来估算这些预测因子,并仅以观测到的预测因子为条件估算绝对风险。如果参考数据和目标人群的预测因子分布不同,这种方法就会产生有偏差的估计值。我们比较了假定预测因子随机缺失(MAR)的七种方法的绝对风险预测偏差和均方误差。一些方法对单个缺失的预测因子进行了估算,另一些方法对线性预测因子组合(风险评分)进行了估算。模拟基于真实的乳腺癌预测因子分布和结果数据。我们还分析了真实的乳腺癌数据集。所有方法的最大偏差都是由于参考人群和目标人群的预测因子分布不同造成的。在这种情况下,没有一种方法是无偏的。令人惊讶的是,违反 MAR 假设并不会导致严重偏差。与使用单一预期风险评分的方法相比,大多数多重估算方法表现相似,偏差较小(但变化较大)。我们的工作表明,选择与目标人群相似的预测参考数据集对于减少缺失风险因素的绝对风险预测偏差非常重要。
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引用次数: 0
Combining multiple biomarkers linearly to minimize the Euclidean distance of the closest point on the receiver operating characteristic surface to the perfection corner in trichotomous settings. 将多个生物标记物线性组合,以最小化接收器工作特征面上最接近完美角的欧氏距离。
IF 1.6 3区 医学 Q3 HEALTH CARE SCIENCES & SERVICES Pub Date : 2024-04-01 Epub Date: 2024-03-06 DOI: 10.1177/09622802241233768
Brian R Mosier, Leonidas E Bantis

The performance of individual biomarkers in discriminating between two groups, typically the healthy and the diseased, may be limited. Thus, there is interest in developing statistical methodologies for biomarker combinations with the aim of improving upon the individual discriminatory performance. There is extensive literature referring to biomarker combinations under the two-class setting. However, the corresponding literature under a three-class setting is limited. In our study, we provide parametric and nonparametric methods that allow investigators to optimally combine biomarkers that seek to discriminate between three classes by minimizing the Euclidean distance from the receiver operating characteristic surface to the perfection corner. Using this Euclidean distance as the objective function allows for estimation of the optimal combination coefficients along with the optimal cutoff values for the combined score. An advantage of the proposed methods is that they can accommodate biomarker data from all three groups simultaneously, as opposed to a pairwise analysis such as the one implied by the three-class Youden index. We illustrate that the derived true classification rates exhibit narrower confidence intervals than those derived from the Youden-based approach under a parametric, flexible parametric, and nonparametric kernel-based framework. We evaluate our approaches through extensive simulations and apply them to real data sets that refer to liver cancer patients.

单个生物标志物在区分两类人群(通常是健康人群和患病人群)方面的性能可能有限。因此,人们对开发生物标志物组合的统计方法很感兴趣,目的是提高单个生物标志物的区分性能。有大量文献提到了两类情况下的生物标记物组合。然而,三类背景下的相应文献却很有限。在我们的研究中,我们提供了参数和非参数方法,使研究人员能够通过最小化从接收者操作特征面到完美角的欧氏距离来优化组合生物标记物,以区分三类生物标记物。使用这个欧氏距离作为目标函数,可以估算出最佳组合系数以及组合得分的最佳临界值。所提方法的一个优点是,它们可以同时容纳来自所有三个组的生物标记物数据,而不是像三类尤登指数所暗示的那样进行配对分析。我们说明,在基于参数、灵活参数和非参数核的框架下,得出的真实分类率的置信区间比基于尤登方法得出的置信区间更窄。我们通过大量模拟来评估我们的方法,并将其应用于肝癌患者的真实数据集。
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引用次数: 0
Extended excess hazard models for spatially dependent survival data. 空间依赖生存数据的扩展超额危险模型。
IF 2.3 3区 医学 Q3 HEALTH CARE SCIENCES & SERVICES Pub Date : 2024-04-01 Epub Date: 2024-03-06 DOI: 10.1177/09622802241233767
André Victor Ribeiro Amaral, Francisco Javier Rubio, Manuela Quaresma, Francisco J Rodríguez-Cortés, Paula Moraga

Relative survival represents the preferred framework for the analysis of population cancer survival data. The aim is to model the survival probability associated with cancer in the absence of information about the cause of death. Recent data linkage developments have allowed for incorporating the place of residence into the population cancer databases; however, modeling this spatial information has received little attention in the relative survival setting. We propose a flexible parametric class of spatial excess hazard models (along with inference tools), named "Relative Survival Spatial General Hazard," that allows for the inclusion of fixed and spatial effects in both time-level and hazard-level components. We illustrate the performance of the proposed model using an extensive simulation study, and provide guidelines about the interplay of sample size, censoring, and model misspecification. We present a case study using real data from colon cancer patients in England. This case study illustrates how a spatial model can be used to identify geographical areas with low cancer survival, as well as how to summarize such a model through marginal survival quantities and spatial effects.

相对生存率是分析人群癌症生存数据的首选框架。其目的是在没有死因信息的情况下,建立与癌症相关的生存概率模型。最近数据链接的发展使得将居住地纳入人口癌症数据库成为可能;然而,在相对生存设置中,这种空间信息建模却很少受到关注。我们提出了一类灵活的空间超常危害参数模型(以及推断工具),命名为 "相对生存率空间一般危害",允许在时间层面和危害层面包含固定效应和空间效应。我们通过广泛的模拟研究说明了所提模型的性能,并提供了关于样本大小、普查和模型错误规范的相互影响的指导原则。我们利用英格兰结肠癌患者的真实数据进行了案例研究。该案例研究说明了如何利用空间模型来识别癌症生存率低的地理区域,以及如何通过边际生存数量和空间效应来总结这种模型。
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引用次数: 0
Weight calibration in the joint modelling of medical cost and mortality. 医疗成本和死亡率联合建模中的权重校准。
IF 2.3 3区 医学 Q3 HEALTH CARE SCIENCES & SERVICES Pub Date : 2024-04-01 Epub Date: 2024-03-06 DOI: 10.1177/09622802241236935
Seong Hoon Yoon, Alain Vandal, Claudia Rivera-Rodriguez

Joint modelling of longitudinal and time-to-event data is a method that recognizes the dependency between the two data types, and combines the two outcomes into a single model, which leads to more precise estimates. These models are applicable when individuals are followed over a period of time, generally to monitor the progression of a disease or a medical condition, and also when longitudinal covariates are available. Medical cost datasets are often also available in longitudinal scenarios, but these datasets usually arise from a complex sampling design rather than simple random sampling and such complex sampling design needs to be accounted for in the statistical analysis. Ignoring the sampling mechanism can lead to misleading conclusions. This article proposes a novel approach to the joint modelling of complex data by combining survey calibration with standard joint modelling. This is achieved by incorporating a new set of equations to calibrate the sampling weights for the survival model in a joint model setting. The proposed method is applied to data on anti-dementia medication costs and mortality in people with diagnosed dementia in New Zealand.

纵向数据和时间到事件数据的联合建模是一种认识到两种数据类型之间依赖性的方法,并将两种结果合并到一个模型中,从而得出更精确的估计结果。这些模型适用于对个人进行一段时间的随访,通常是为了监测疾病或医疗状况的进展,也适用于有纵向协变量的情况。在纵向情况下,通常也可以获得医疗成本数据集,但这些数据集通常来自复杂的抽样设计,而不是简单的随机抽样,在统计分析中需要考虑到这种复杂的抽样设计。忽略抽样机制会导致误导性结论。本文通过将调查校准与标准联合建模相结合,为复杂数据的联合建模提出了一种新方法。具体方法是在联合建模设置中加入一组新方程来校准生存模型的抽样权重。所提出的方法适用于新西兰抗痴呆药物成本和确诊痴呆症患者死亡率的数据。
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引用次数: 0
BOIN-ETC: A Bayesian optimal interval design considering efficacy and toxicity to identify the optimal dose combinations. BOIN-ETC:考虑疗效和毒性的贝叶斯最佳间隔设计,以确定最佳剂量组合。
IF 2.3 3区 医学 Q3 HEALTH CARE SCIENCES & SERVICES Pub Date : 2024-04-01 Epub Date: 2024-03-06 DOI: 10.1177/09622802241236936
Tomoyuki Kakizume, Kentaro Takeda, Masataka Taguri, Satoshi Morita

One of the primary objectives of a dose-finding trial for novel anti-cancer agent combination therapies, such as molecular targeted agents and immune-oncology therapies, is to identify optimal dose combinations that are tolerable and therapeutically beneficial for subjects in subsequent clinical trials. The goal differs from that of a dose-finding trial for traditional cytotoxic agents, in which the goal is to determine the maximum tolerated dose combinations. This paper proposes the new design, named 'BOIN-ETC' design, to identify optimal dose combinations based on both efficacy and toxicity outcomes using the waterfall approach. The BOIN-ETC design is model-assisted, so it is expected to be robust, and straightforward to implement in actual oncology dose-finding trials. These characteristics are quite valuable from a practical perspective. Simulation studies show that the BOIN-ETC design has advantages compared with the other approaches in the percentage of correct optimal dose combination selection and the average number of patients allocated to the optimal dose combinations across various realistic settings.

新型抗癌药物联合疗法(如分子靶向药物和免疫肿瘤疗法)的剂量摸底试验的主要目标之一,是确定在后续临床试验中受试者可耐受且对治疗有益的最佳剂量组合。这一目标不同于传统细胞毒性药物的剂量发现试验,后者的目标是确定最大耐受剂量组合。本文提出了一种名为 "BOIN-ETC "的新设计,利用瀑布法根据疗效和毒性结果确定最佳剂量组合。BOIN-ETC 设计是由模型辅助的,因此预计它将是稳健的,并可在实际的肿瘤剂量探索试验中直接实施。从实用角度来看,这些特点都非常有价值。模拟研究表明,与其他方法相比,BOIN-ETC 设计在最佳剂量组合选择的正确率以及在各种实际情况下分配到最佳剂量组合的患者平均人数方面具有优势。
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引用次数: 0
Simultaneous inference procedures for the comparison of multiple characteristics of two survival functions. 比较两个生存函数多个特征的同步推理程序。
IF 2.3 3区 医学 Q3 HEALTH CARE SCIENCES & SERVICES Pub Date : 2024-04-01 Epub Date: 2024-03-11 DOI: 10.1177/09622802241231497
Robin Ristl, Heiko Götte, Armin Schüler, Martin Posch, Franz König

Survival time is the primary endpoint of many randomized controlled trials, and a treatment effect is typically quantified by the hazard ratio under the assumption of proportional hazards. Awareness is increasing that in many settings this assumption is a priori violated, for example, due to delayed onset of drug effect. In these cases, interpretation of the hazard ratio estimate is ambiguous and statistical inference for alternative parameters to quantify a treatment effect is warranted. We consider differences or ratios of milestone survival probabilities or quantiles, differences in restricted mean survival times, and an average hazard ratio to be of interest. Typically, more than one such parameter needs to be reported to assess possible treatment benefits, and in confirmatory trials, the according inferential procedures need to be adjusted for multiplicity. A simple Bonferroni adjustment may be too conservative because the different parameters of interest typically show considerable correlation. Hence simultaneous inference procedures that take into account the correlation are warranted. By using the counting process representation of the mentioned parameters, we show that their estimates are asymptotically multivariate normal and we provide an estimate for their covariance matrix. We propose according to the parametric multiple testing procedures and simultaneous confidence intervals. Also, the logrank test may be included in the framework. Finite sample type I error rate and power are studied by simulation. The methods are illustrated with an example from oncology. A software implementation is provided in the R package nph.

存活时间是许多随机对照试验的主要终点,而治疗效果通常是在比例危险假设下通过危险比来量化的。越来越多的人意识到,在许多情况下,这一假设是先验违反的,例如,由于药物起效延迟。在这种情况下,对危险比估计值的解释是模糊的,因此需要通过统计推断来确定量化治疗效果的替代参数。我们认为里程碑生存概率或定量的差异或比率、受限平均生存时间的差异以及平均危险比都是值得关注的。通常情况下,需要报告一个以上的此类参数来评估可能的治疗效果,在确证试验中,需要对相应的推论程序进行多重性调整。简单的 Bonferroni 调整可能过于保守,因为不同的相关参数通常会表现出相当大的相关性。因此,需要采用考虑到相关性的同步推断程序。通过使用上述参数的计数过程表示法,我们证明了它们的估计值在渐近上是多元正态的,并提供了它们协方差矩阵的估计值。我们根据参数多重检验程序和同步置信区间提出了建议。此外,对数秩检验也可纳入该框架。通过模拟研究了有限样本 I 型错误率和功率。以肿瘤学为例对这些方法进行了说明。软件实现在 R 软件包 nph 中提供。
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引用次数: 0
The augmented synthetic control method in public health and biomedical research. 公共卫生和生物医学研究中的增强合成控制方法。
IF 2.3 3区 医学 Q3 HEALTH CARE SCIENCES & SERVICES Pub Date : 2024-03-01 Epub Date: 2024-02-06 DOI: 10.1177/09622802231224638
Taylor Krajewski, Michael Hudgens

Estimating treatment (or policy or intervention) effects on a single individual or unit has become increasingly important in health and biomedical sciences. One method to estimate these effects is the synthetic control method, which constructs a synthetic control, a weighted average of control units that best matches the treated unit's pre-treatment outcomes and other relevant covariates. The intervention's impact is then estimated by comparing the post-intervention outcomes of the treated unit and its synthetic control, which serves as a proxy for the counterfactual outcome had the treated unit not experienced the intervention. The augmented synthetic control method, a recent adaptation of the synthetic control method, relaxes some of the synthetic control method's assumptions for broader applicability. While synthetic controls have been used in a variety of fields, their use in public health and biomedical research is more recent, and newer methods such as the augmented synthetic control method are underutilized. This paper briefly describes the synthetic control method and its application, explains the augmented synthetic control method and its differences from the synthetic control method, and estimates the effects of an antimalarial initiative in Mozambique using both the synthetic control method and the augmented synthetic control method to highlight the advantages of using the augmented synthetic control method to analyze the impact of interventions implemented in a single region.

估算治疗(或政策或干预)对单个个体或单位的影响在健康和生物医学科学中变得越来越重要。估算这些效果的一种方法是合成对照法,即构建一个合成对照,这是对照单位的加权平均值,与治疗单位的治疗前结果和其他相关协变量最匹配。然后,通过比较受干预单位干预后的结果和其合成对照组的结果来估算干预的影响。增强合成控制法是最近对合成控制法的一种改良,它放宽了合成控制法的一些假设条件,适用范围更广。虽然合成控制法已被广泛应用于多个领域,但其在公共卫生和生物医学研究中的应用却较晚,而增强合成控制法等新方法却未得到充分利用。本文简要介绍了合成控制法及其应用,解释了增强合成控制法及其与合成控制法的区别,并使用合成控制法和增强合成控制法估算了莫桑比克抗疟措施的效果,以突出使用增强合成控制法分析在单一地区实施的干预措施的影响的优势。
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引用次数: 0
A diagnostic phase III/IV seamless design to investigate the diagnostic accuracy and clinical effectiveness using the example of HEDOS and HEDOS II. 以 HEDOS 和 HEDOS II 为例,进行 III/IV 期无缝诊断设计,以调查诊断准确性和临床有效性。
IF 2.3 3区 医学 Q3 HEALTH CARE SCIENCES & SERVICES Pub Date : 2024-03-01 Epub Date: 2024-02-07 DOI: 10.1177/09622802241227951
Amra Pepić, Maria Stark, Tim Friede, Annette Kopp-Schneider, Silvia Calderazzo, Maria Reichert, Michael Wolf, Ulrich Wirth, Stefan Schopf, Antonia Zapf

The development process of medical devices can be streamlined by combining different study phases. Here, for a diagnostic medical device, we present the combination of confirmation of diagnostic accuracy (phase III) and evaluation of clinical effectiveness regarding patient-relevant endpoints (phase IV) using a seamless design. This approach is used in the Thyroid HEmorrhage DetectOr Study (HEDOS & HEDOS II) investigating a post-operative hemorrhage detector named ISAR-M THYRO® in patients after thyroid surgery. Data from the phase III trial are reused as external controls in the control group of the phase IV trial. An unblinded interim analysis is planned between the two study stages which includes a recalculation of the sample size for the phase IV part after completion of the first stage of the seamless design. The study concept presented here is the first seamless design proposed in the field of diagnostic studies. Hence, the aim of this work is to emphasize the statistical methodology as well as feasibility of the proposed design in relation to the planning and implementation of the seamless design. Seamless designs can accelerate the overall trial duration and increase its efficiency in terms of sample size and recruitment. However, careful planning addressing numerous methodological and procedural challenges is necessary for successful implementation as well as agreement with regulatory bodies.

将不同的研究阶段结合起来可以简化医疗设备的开发流程。在这里,我们介绍一种诊断医疗设备,采用无缝设计将诊断准确性的确认(III 期)和与患者相关终点的临床效果评估(IV 期)结合起来。甲状腺出血检测研究(HEDOS & HEDOS II)就采用了这种方法,该研究针对甲状腺手术后的患者使用一种名为 ISAR-M THYRO® 的术后出血检测器。III 期试验的数据将作为外部对照再次用于 IV 期试验的对照组。计划在两个研究阶段之间进行非盲法中期分析,包括在无缝设计的第一阶段完成后重新计算第四阶段的样本量。本文提出的研究概念是诊断研究领域首次提出的无缝设计。因此,这项工作的目的是强调与无缝设计的规划和实施有关的统计方法以及拟议设计的可行性。无缝设计可以加快整个试验的持续时间,提高样本量和招募的效率。然而,要想成功实施无缝设计并与监管机构达成一致,就必须认真规划,解决方法和程序方面的诸多挑战。
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引用次数: 0
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Statistical Methods in Medical Research
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