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Don't Abandon the Model Penal Code Yet! Thinking Through Simons's Rethinking 不要放弃模范刑法典!通过西蒙斯的反思来思考
Pub Date : 2002-04-01 DOI: 10.1525/NCLR.2002.6.1.185
Kimberly Kessler Ferzan
Criminal law theorists argue that culpability is a prerequisite for blameworthiness and responsibility. The definition above renders our endeavor circular. What does it mean to say someone is culpable? For some time, we thought we knew the answer to this question. Culpability was about choosing to commit a wrong, and the nature of this choice determined the degree of culpability. This is the view of the Model Penal Code. Yet, as this Symposium reveals, our consensus has devolved to dissensus. Criminal law theorists are now challenging the conventional framework’s ability to capture culpability adequately. These theorists argue that our current culpability theory pays insufficient attention to the motives, emotions, and desires of the actor and that these elements are a constitutive part of culpability.
刑法理论家认为,罪责是罪责和责任的先决条件。上述定义使我们的努力循环往复。说某人有罪是什么意思?有一段时间,我们以为我们知道这个问题的答案。罪责是指选择犯错误,而这种选择的性质决定了罪责的程度。这是《示范刑法典》的观点。然而,正如这次研讨会所揭示的那样,我们的共识已经变成了分歧。刑法理论家现在正在挑战传统框架充分捕捉罪责的能力。这些理论家认为,我们目前的罪责理论对行为人的动机、情感和欲望关注不足,而这些因素是罪责的组成部分。
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引用次数: 5
A Problem in Emotive Due Process: California's Three Strikes Law 情感正当程序中的一个问题:加州的三振出局法
Pub Date : 2002-04-01 DOI: 10.1525/NCLR.2002.6.1.483
S. Pillsbury
California's Three Strikes law mandates a minimum sentence of 25 years to life for any felony conviction following two prior convictions for certain designated serious felonies. The argument presented here is that this scheme changes sentencing from an essentially adjudicative to a legislative decision and so violates a principle of penal justice which may be called emotive due process. In setting limits on sentencing, the legal system may rely on rule or role regulation (or both). Rule regulation involves rules which place absolute limits on punishment. Given the complexity of the evaluations involved, recidivist punishment schemes are particularly difficult to regulate by rule, suggesting the importance of role regulation. Role regulation works by guiding decisions through the assignment of particular roles to defense attorneys, prosecutors and judges. In sentencing such regulation depends on both prosecutors and defense attorneys having a realistic opportunity to appeal to the judge's sense of compassion for victims and defendants respectively. This requires that the judge have personal responsibility for the sentence rendered. The framers of the Three Strikes law deliberately sought to strip judges of that responsibility by making the imposition of harsh sentences mandatory. This deprives defendants of a realistic opportunity to appeal to judicial compassion and to receive a sentence tailored to the individual and the particular offense of conviction. The article discusses the extent to which California Supreme Court decisions have returned a measure of responsibility to sentencing judges, the extent to which other mandatory sentencing schemes may present similar problems and provides highly preliminary suggestions for translating the emotive due process concept into constitutional doctrine.
加州的“三振出局法”规定,任何犯有重罪的人,在犯有某些指定的严重重罪之前,至少要被判处25年至终身监禁。这里提出的论点是,这一方案将量刑从本质上的裁决性决定改为立法性决定,因此违反了一项可称为情感正当程序的刑事司法原则。在设定量刑限制时,法律制度可以依靠规则或角色调节(或两者兼而有之)。规则规则包括对惩罚施加绝对限制的规则。鉴于所涉评价的复杂性,累犯惩罚计划特别难以用规则加以管制,这表明角色管制的重要性。角色调节的作用是通过为辩护律师、检察官和法官分配特定角色来指导决策。在量刑时,这种调节取决于检察官和辩护律师都有一个现实的机会来呼吁法官分别对受害者和被告的同情心。这就要求法官对判决负有个人责任。“三振出局法”的制定者故意通过强制实施严厉的判决来剥夺法官的这一责任。这剥夺了被告诉诸司法同情和接受适合个人和特定定罪罪行的判决的现实机会。本文讨论了加州最高法院的判决在多大程度上将责任归还给量刑法官,以及其他强制性量刑方案在多大程度上可能出现类似问题,并为将情感正当程序概念转化为宪法原则提供了高度初步的建议。
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引用次数: 11
Villainy and Felony: A Problem Concerning Criminalization 邪恶与重罪:一个关于定罪的问题
Pub Date : 2002-04-01 DOI: 10.1525/NCLR.2002.6.1.451
L. Katz
Etymology notwithstanding, not all seriously harmful villainies qualify as felonies. Or at least our moral intuition tells us that they should not. Traditional approaches to criminalization - like utilitarianism, the harm theory, legal moralism - have real trouble accounting for that, indeed have rarely even addressed it, and need to be revised somewhat to deal with it. But even if we know which harmful villainies we do not want to criminalize and why, we are still left with difficult and unexplored questions about whether we should let the non-criminalizable misconduct figure more indirectly in our application of criminal law doctrines, in determining for instance the scope of self-defense, or recklessness, or proximate causation, or necessity. Although this essay has dealt mostly with harmful misconduct, the analysis has implications as well for more familiarly hard-to-criminalize wrongdoing, like self-injurious behavior, and certain interactions between consenting adults.
不管词源如何,并不是所有严重有害的恶棍都有资格成为重罪。或者至少我们的道德直觉告诉我们,他们不应该这么做。传统的定罪方法——如功利主义、伤害理论、法律道德主义——在解释这一点上确实有困难,实际上甚至很少涉及到这一点,需要进行一些修改来处理它。但是,即使我们知道我们不想将哪些有害的恶行定为犯罪,以及为什么,我们仍然有一些困难和未探索的问题,即我们是否应该让不可定为犯罪的不当行为更间接地出现在我们对刑法理论的应用中,例如确定自卫的范围,或鲁莽,或近因关系,或必要性。虽然这篇文章主要讨论的是有害的不当行为,但它的分析也对更熟悉的难以定罪的不当行为有影响,比如自残行为,以及成年人之间自愿的某些互动。
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引用次数: 20
Homicide in Aretaic Terms 在东南亚地区杀人
Pub Date : 2002-04-01 DOI: 10.1525/NCLR.2002.6.1.97
Kyron Huigens
American law students are taught that there are two competing theories of punishment: the retributive theory and the deterrence theory. This is a mistake on the part of their teachers. Both retribution and deterrence are functions of punishment, not theories of punishment. Neither function justifies punishment or has any explanatory significance for issues such as the nature of excuse or proportionality—unless, that is, some moral theory attributes such a justificatory or explanatory role to it. What people usually mean when they refer to a retributive theory of punishment is a deontological theory of punishment, in which a moral duty to take retribution justifies punishment and similarly grounded moral duties are invoked to explain the features of a punishment system. What people usually mean when they refer to a
美国法律专业的学生被教导说,有两种相互竞争的惩罚理论:报应理论和威慑理论。这是他们老师的错误。惩罚和威慑都是惩罚的功能,而不是惩罚理论。这两种功能都不能证明惩罚是正当的,也不能对诸如借口或比例的性质等问题有任何解释意义——除非,也就是说,某些道德理论将这种正当或解释作用赋予它。人们通常所说的报应性惩罚理论是一种义务论的惩罚理论,其中,采取报应的道德义务证明了惩罚的正当性,类似的基于道德的义务被用来解释惩罚系统的特征。人们通常指的是什么
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引用次数: 2
The Rhetoric of Motive and Intent 动机与意图修辞学
Pub Date : 2002-04-01 DOI: 10.1525/NCLR.2002.6.1.1
G. Binder
This article offers a critical analysis of the traditional maxim that motive is irrelevant to criminal liability. It retraces the history of this principle to show how its meaning has changed and its validity has declined over time. Originally promoted by reformers, the irrelevance of motive maxim derived meaning from their efforts to codify criminal law. In this context, the irrelevance of motive stood for two related reforms: (1) legislators should condition criminal liability on expectations of harm rather than desires, and (2) courts should require proof of statutory mental elements. With the success of codification, however, the irrelevance of motive maxim has fragmented into two different propositions, one lacking authority, and one lacking content. If motives are understood as desires, the claim that motive is irrelevant to criminal liability is descriptively inaccurate, because modern codes define both offenses and defenses in terms of desires. If motives are taken to be mental states other than those defined as offense or defense elements, the motive is irrelevant maxim is true, but trivial. The article applies this critique to numerous contemporary controversies, including the propriety of hate crime enhancements.
本文对传统的动机与刑事责任无关的原则进行了批判性的分析。它追溯了这一原则的历史,以显示其含义是如何变化的,其有效性是如何随着时间的推移而下降的。动机格言的无关性最初是由改革家推动的,它从他们编纂刑法的努力中获得了意义。在这种情况下,动机的不相关性代表了两项相关改革:(1)立法者应将刑事责任置于对伤害的预期而不是欲望之上,(2)法院应要求证明法定精神要素。然而,随着编纂的成功,动机准则的不相关性已经分裂成两个不同的命题,一个缺乏权威,一个缺乏内容。如果动机被理解为欲望,那么动机与刑事责任无关的说法在描述上是不准确的,因为现代法典根据欲望定义了犯罪和辩护。如果动机被认为是一种精神状态,而不是那些被定义为进攻或防御的因素,那么动机是不相关的格言是正确的,但微不足道。这篇文章将这一批判应用于许多当代争议,包括仇恨犯罪的适当性。
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引用次数: 18
Hearts and Minds: Understanding the New Culpability 心灵与思想:理解新的罪责
Pub Date : 2002-04-01 DOI: 10.1525/NCLR.2002.6.1.361
V. Nourse
How does the modern criminal law understand mens rea? Conventionally, we moderns have for some time imagined mens rea as individual mind, as “psychical fact,” as subjectivity and personality. Very few, at least until recently, have doubted that we have made progress with this view of mens rea. One of the central tenets of late twentieth century criminal law scholarship is that the thin, descriptive ideas of culpability of the Model Penal Code are the essence of goodness and wisdom and clarity. Eschewed as hopelessly archaic and cruel are the mens rea terms of the common law, ideas dismissed precisely because they are full of emotion, attachments, and even passion, defiance, and contempt. The modern criminal law scholar regularly celebrates, instead, an idea of mens rea aspiring to fact and prediction, one in which states of mind
现代刑法如何理解犯罪行为?一段时间以来,我们现代人习惯性地把“行为”想象成个体的精神,想象成“心理事实”,想象成主体性和人格。至少直到最近,很少有人怀疑我们在这一意义观方面取得了进展。二十世纪晚期刑法学术的核心原则之一是,《示范刑法典》中关于罪责的单薄、描述性的概念是善良、智慧和清晰的本质。普通法的本意是过时的、残酷的,因而被人们无可救药地回避,这些观念之所以被摒弃,恰恰是因为它们充满了情感、依恋,甚至激情、蔑视和轻蔑。相反,现代刑法学者经常赞扬一种追求事实和预测的行为意图,一种精神状态
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引用次数: 6
Excuses and Dispositions in Criminal Law 刑法中的辩解与处分
Pub Date : 2002-04-01 DOI: 10.1525/NCLR.2002.6.1.317
C. Finkelstein
What do criminal laws prohibit? A series of immoral or harmful acts? Or does the law also seek to prohibit performing those acts for certain reasons, acting on certain motives, or acting on the basis of certain character traits? In short, does the law look only at the quality of the act the defendant performs? Or does it look more broadly at whether the person who performed the prohibited act was righteous or ignoble, well-meaning or malign? The traditional view says that the criminal law focuses uniquely on acts. According to that view, character and motive are irrelevant to criminal liability. They are not relevant to the actus reus, since they merely serve to identify the prohibited conduct. And they are not relevant
刑法禁止什么?一系列不道德或有害的行为?或者法律是否也试图禁止出于某些原因、出于某些动机或基于某些性格特征的行为?简而言之,法律是否只看被告行为的质量?还是更宽泛地看实施被禁止行为的人是正义的还是卑鄙的,是善意的还是恶意的?传统观点认为,刑法只关注行为。根据这一观点,性格和动机与刑事责任无关。它们与事实无关,因为它们仅用于确定被禁止的行为。它们是不相关的
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引用次数: 14
Punishment, Liberalism, and Communitarianism 惩罚、自由主义和社群主义
Pub Date : 2002-04-01 DOI: 10.1525/NCLR.2002.6.1.673
L. Zaibert
In his most recent book, R.A. Duff, who is without a doubt one of the pre-eminent criminal law theorists today, presents an extraordinarily ambitious theory of punishment. This book fits well within Duff’s long-term project of laying bare the relationships between the criminal law and different specialized fields within philosophy. Duff’s philosophical treatment of the criminal law began with his Intention, Agency, and Criminal Liability, in which he thoroughly analyzed the relationship between the criminal law and contemporary philosophy of mind and action. Now Duff is squarely concerned with the connections between the criminal law and contemporary political philosophy. Duff claims that the comprehensive theory of punishment he advances “does justice to the central retributivist concern that punishment must focus on and be justified by its relationship to the crime for which it is imposed,” that it also “does justice to the consequentialist concern that punishment must be justified by some good that it aims to achieve,” and, furthermore, that his account does justice “to the abolitionist concern that we should aim
毫无疑问,R.A.达夫是当今最杰出的刑法理论家之一,在他最近的一本书中,他提出了一个非常雄心勃勃的惩罚理论。这本书非常符合达夫的长期计划,即揭示刑法与哲学中不同专业领域之间的关系。达夫对刑法的哲学处理始于他的《意图、代理和刑事责任》一书,在这本书中,他深入分析了刑法与当代思想和行为哲学之间的关系。达夫直接关注刑法和当代政治哲学之间的联系。Duff声称,他提出的综合惩罚理论“公正地处理了报应主义的核心问题,即惩罚必须关注并通过其与所施加的罪行的关系来证明其正当性”,它也“公正地处理了结果主义的问题,即惩罚必须通过其旨在实现的某种善来证明其正当性”,此外,他的解释“公正地处理了我们应该瞄准的废除主义问题”
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引用次数: 7
Dealing with the Nastiness: Mixing Feminism and Criminal Law in the Review of Cases of Battered Incarcerated Women - A Tenth-Year Reflection 处理肮脏:女性主义与刑法的混合——对受虐监禁妇女案件的回顾——一个十年的反思
Pub Date : 2001-07-16 DOI: 10.1525/NCLR.2001.4.2.891
Linda L. Ammons
In 1990, Ohio governor Richard Celeste granted clemency to twenty-eight incarcerated battered women. This article describes the author's involvement with the clemency decisions and gives an overview of the plight of battered women in society at that time. Supreme Court cases dealing with battered women are also discussed, as well as the future of feminism and criminal law in working to resolve the problem of domestic violence.
1990年,俄亥俄州州长理查德·塞莱斯特(Richard Celeste)赦免了28名被监禁的受虐妇女。这篇文章描述了作者参与了宽大处理的决定,并概述了当时社会中受虐妇女的困境。还讨论了最高法院处理受虐妇女的案件,以及在努力解决家庭暴力问题方面女权主义和刑法的未来。
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引用次数: 6
Legal Liability and Criminal Omissions 法律责任和刑事疏忽
Pub Date : 2001-04-01 DOI: 10.1525/NCLR.2001.5.1.69
Patricia Smith
In Harm To Others, Joel Feinberg argues that the failure to prevent harm (at least in some circumstances) falls within the moral limits of the criminal law. In some respects the claim must be taken as unexceptional. The criminal law recognizes omissions as offenses whenever there is a determinate duty to act. Illegal omissions are simply the failure to do what is required by law. If, by law, you are required to wear clothing in public, then you will be arrested for failing to do so. If, by law, you are required to protect or care for some other person (say, your child, parent, patient, client, or ward), then you are held to be liable (and responsible) for doing so. If the person for whom you are responsible should die, then you may be liable for homicide (or wrongful killing) whether negligent or intentional. Such laws are common and uncontroversial in the sense that virtually no commentators claim that they should not be part of the criminal law. But how exactly they fit in traditional criminal theory is another matter. The punishment of omission raises interesting problems for criminal law theorists in several respects. First, it is not clear that omission can pass the tests of actus reus and mens rea that are supposedly necessary for a prima facie case of criminal liability. This (along with other prob-
在《伤害他人》一书中,乔尔·范伯格认为,未能防止伤害(至少在某些情况下)属于刑法的道德范围。在某些方面,这一要求必须被视为不例外。只要有明确的行动义务,刑法就承认不作为是犯罪。非法的遗漏仅仅是没有按照法律的要求去做。如果法律要求你在公共场合穿衣服,那么你就会因为不穿衣服而被逮捕。如果法律要求你保护或照顾其他人(比如你的孩子、父母、病人、客户或病房),那么你就有责任这样做。如果你要为之负责的人死亡,那么你可能要为过失杀人(或过失杀人)负责,无论是过失杀人还是故意杀人。这些法律是普遍的,没有争议的,因为几乎没有评论家声称它们不应该成为刑法的一部分。但它们究竟如何符合传统的犯罪理论则是另一回事。不作为的惩罚在几个方面为刑法理论家提出了有趣的问题。首先,不作为是否能够通过事实依据和行为目的的检验尚不清楚,这两种检验被认为是构成初步刑事责任案件所必需的。这(连同其他问题)
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引用次数: 5
期刊
Buffalo Criminal Law Review
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