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Retributivism, State Misconduct, and the Criminal Process 报应主义、国家不当行为与刑事诉讼
Q2 Social Sciences Pub Date : 2023-01-02 DOI: 10.1080/0731129X.2023.2184964
A. Zimran, Netanel Dagan
State agents’ misconduct (SAM), such as the violations carried out by the police or prosecution, may harm an offender’s rights during the criminal process in various ways. What, if anything, can retributivism, as an offense-focused theory that looks to the past, offer in response to SAM? The goal of this essay is to advance a retribution-based framework for responding to SAM within the criminal process. Two retribution-based arguments are provided. First, a retribution-based response to SAM aims to protect the legitimacy of the criminal process. Such an argument is based on how the crime and punishment connect to the moral standing of the state and that connection’s meaning for the legitimacy of the trial (legitimacy-based argument). Second, a retribution-based response to SAM aims to consider the offender’s side of the penal dialogue and promote a more accurate calibration of the penal suffering (compensation-based argument). Based on these arguments, the essay theorizes the legal response for SAM in US and non-US traditions through the retributive lens. The essay concludes with a call for expanding the multiple roles for retributive logic to include the actions of law-enforcement actors and addresses what that expansion means for the justice of the criminal process.
国家特工的不当行为(SAM),如警察或检察机关实施的侵犯行为,可能会在刑事诉讼过程中以各种方式损害罪犯的权利。如果有什么不同的话,作为一种着眼于过去的以进攻为中心的理论,报复主义能为SAM提供什么?本文的目的是提出一个基于报复的框架,以应对刑事诉讼中的SAM。提供了两个基于报复的论点。首先,对SAM的报复性回应旨在保护犯罪程序的合法性。这样的论点是基于犯罪和惩罚如何与国家的道德地位相联系,以及这种联系对审判合法性的意义(基于合法性的论点)。其次,对SAM的基于报复的回应旨在考虑罪犯在刑事对话中的立场,并促进对刑事痛苦的更准确校准(基于赔偿的论点)。基于这些论点,本文通过报复性的视角,对美国和非美国传统对SAM的法律回应进行了理论化。文章最后呼吁扩大报复逻辑的多重作用,将执法行为者的行为包括在内,并阐述这种扩大对刑事诉讼的公正性意味着什么。
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引用次数: 0
Vigilantism and Trust in the System 警惕主义和对制度的信任
Q2 Social Sciences Pub Date : 2023-01-02 DOI: 10.1080/0731129X.2023.2170866
Travis Dumsday
.
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引用次数: 0
Applying the Imminence Requirement to Police 在警察中应用即时性要求
Q2 Social Sciences Pub Date : 2023-01-02 DOI: 10.1080/0731129X.2023.2187188
B. Jones
In many jurisdictions in the United States and elsewhere, the law governing deadly force by police and civilians contains a notable asymmetry. Often civilians but not police are bound by the imminence requirement—that is, a necessary condition for justifying deadly force is reasonable belief that oneself or another innocent person faces imminent threat of grave harm. In US law enforcement, however, there has been some shift toward the imminence requirement, most evident in the use-of-force policy adopted by the Department of Justice in 2022. This article defends that shift and argues that the ethical case for the imminence requirement in policing is stronger than Shannon Brandt Ford suggests in a recent article. Though the imminence requirement’s impacts on policing and public safety require ongoing study, the principle of equality before the law and the Doctrine of Doing and Allowing both provide moral grounds for this requirement, especially given the lack of evidence that the status quo helps protect life.
在美国和其他地方的许多司法管辖区,管理警察和平民使用致命武力的法律存在明显的不对称性。通常,平民而不是警察受到紧迫性要求的约束——也就是说,证明使用致命武力的必要条件是合理相信自己或另一个无辜者面临迫在眉睫的严重伤害威胁。然而,在美国执法部门,出现了一些向紧迫性要求的转变,最明显的是司法部在2022年通过的武力使用政策。这篇文章为这种转变进行了辩护,并认为警务迫切性要求的道德理由比Shannon Brandt Ford在最近的一篇文章中提出的更有力。尽管迫切性要求对治安和公共安全的影响需要不断研究,但法律面前人人平等的原则和“做和允许”原则都为这一要求提供了道德依据,尤其是在缺乏证据表明现状有助于保护生命的情况下。
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引用次数: 1
Drug Wars, Drug Violence, and Drug Addiction in the Americas 美洲的毒品战争、毒品暴力和毒瘾
Q2 Social Sciences Pub Date : 2023-01-02 DOI: 10.1080/0731129X.2023.2170659
D. Courtwright
Russell Crandall. Drugs and Thugs: The History and Future of America’s War on Drugs. New Haven: Yale University Press, 2020, 520 pp., $44 (paperback), ISBN: 978-0-300-24034-4. Benjamin T. Smith. The Dope: The Real History of the Mexican Drug Trade. New York: W.W. Norton, 2021, 480 pp., $30 (hardcover), ISBN: 978-1-32400655-8. Sam Quinones. The Least of Us: True Tales of America and Hope in the Time of Fentanyl and Meth. New York: Bloomsbury Publishing, 2021, 432 pp., $28 (hardcover), ISBN: 978-1-63557-435-7.
Russell Crandall。毒品与暴徒:美国禁毒战争的历史与未来。纽黑文:耶鲁大学出版社,2020年,520页,44美元(平装本),国际标准书号:978-0-300-24034-4。本杰明·T·史密斯。兴奋剂:墨西哥毒品贸易的真实历史。纽约:W.W.Norton,2021,480页,30美元(精装本),国际标准书号:978-1-32400655-8。Sam Quinones。最少的我们:芬太尼和甲基安非他明时代的美国和希望的真实故事。纽约:布鲁姆斯伯里出版社,2021,432页,28美元(精装本),国际标准书号:978-1-63557-435-7。
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引用次数: 0
What is Fundamental in Criminal Law? 什么是刑法的基础?
Q2 Social Sciences Pub Date : 2022-09-02 DOI: 10.1080/0731129X.2022.2144059
Garrath Williams
This lengthy, masterful monograph follows Simester’s previous joint book with Andreas von Hirsch. Crimes, Harms, and Wrongs focussed on the activities states should criminalize. Resisting “unified, grand theory,” it argued that criminal activities must combine two features: First, they must be wrongful. Second, they must be related to harm—activities need not be directly harmful, but their prohibition must prevent significant harm. Like the previous book, Fundamentals of Criminal Law holds that law is a “multi-function tool” (3). Criminal law prevents wrongs and harms; it communicates the gravity of these wrongs; it interrogates and tries suspects; it labels the guilty and imposes penalties on them. As the previous book stressed, criminal law has a distinctively moral aspect. “Whether in preventive or punitive mode, the criminal law speaks with a moral voice” (4). Those convicted are subject to “official moral condemnation” (7). But this point is logically secondary. Above all, criminal law issues moral prohibitions (72). In other words, Simester’s general approach has three features. It is instrumentalist—criminal law should be understood in terms of the functions it serves. It is pluralistic—there is no overarching function or unified theory. Not least, it claims to be deontological—the prohibition, condemnation and punishment of serious wrongs represent important functions in their own right (9). Given the previous work, Fundamentals of Criminal Law assumes that states should criminalize some activities, and instead focusses on the conditions which someone must meet, to merit the condemnation and sanctions associated with criminal conviction. The book thus concerns what legal theorists call “the general part” of criminal law—its “broad structure of responsibility, culpability, and wrongdoing” (11). This structure is
这本长篇、大师级的专著沿袭了西梅斯特与安德烈亚斯·冯·赫希的前一本合着书。犯罪、伤害和错误集中在国家应将其定为犯罪的活动上。它反对“统一的、宏大的理论”,认为犯罪活动必须结合两个特征:首先,它们必须是非法的。其次,它们必须与危害有关——活动不必直接有害,但禁止它们必须防止重大危害。与前一本书一样,《刑法基础》认为法律是一种“多功能工具”(3)。刑法防止错误和伤害;它传达了这些错误的严重性;它审问和审判嫌疑犯;它给罪犯贴上标签并对他们进行处罚。正如前一本书所强调的,刑法具有独特的道德方面。“无论是预防性的还是惩罚性的,刑法都以道德的声音说话”(4)。被定罪者将受到“官方道德谴责”(7)。但这一点在逻辑上是次要的。最重要的是,刑法颁布了道德禁令(72)。换句话说,Simester的一般方法有三个特点。它是工具主义的——刑法应该从它所起的作用来理解。它是多元的——没有总体功能或统一的理论。尤其是,它声称是义务论的——禁止、谴责和惩罚严重错误本身就具有重要功能(9)。鉴于之前的工作,《刑法基础》假设各国应将某些活动定为刑事犯罪,而将重点放在某人必须满足的条件上,以获得与刑事定罪相关的谴责和制裁。因此,这本书涉及法律理论家所说的刑法的“一般部分”——其“责任、罪责和不法行为的广泛结构”(11)。此结构是
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引用次数: 0
The Vanishing Promise of Police Reform 警察改革的希望正在消失
Q2 Social Sciences Pub Date : 2022-09-02 DOI: 10.1080/0731129X.2022.2144058
C. Morrison
s/commission-investigateallegations-police-corruption-and-anti. Oppel Jr, Richard A., Derek Bryan Taylor, and Nicholas Bogel-Burroughs. “What to Know About Breonna Taylor’s Death.” New York Times, August 23, 2022. https://www.nytimes.com/article/breonnataylor-police.html?name = styln-breonna-
s / commission-investigateallegations-police-corruption-and-anti。小Oppel, Richard A., Derek Bryan Taylor和Nicholas Bogel-Burroughs。" Breonna Taylor之死的真相"纽约时报,2022年8月23日。https://www.nytimes.com/article/breonnataylor-police.html?name = style -breonna-
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引用次数: 0
“Stand Your Ground”: A Clarification “坚持你的立场”:澄清
Q2 Social Sciences Pub Date : 2022-09-02 DOI: 10.1080/0731129X.2022.2143647
P. Toner
“Stand Your Ground” (SYG) laws are subject to controversy within both the philosophical literature and the legal literature; and of course they are hotly debated outside of academia as well. In this paper I show that a great part of these discussions is predicated on often very serious errors about what SYG is or isn’t, and I explain them in the context of self-defense law. Though my main purpose is clarification and the correction of some errors in the literature, I close with some brief thoughts about the moral status of SYG and a proposal regarding SYG laws.
“坚守阵地”(SYG)法律在哲学文献和法律文献中都存在争议;当然,它们在学术界之外也受到了激烈的争论。在这篇论文中,我展示了这些讨论的很大一部分是基于关于SYG是什么或不是什么的经常非常严重的错误,我在自卫法的背景下解释了这些错误。虽然我的主要目的是澄清和纠正文献中的一些错误,但最后我对SYG的道德地位进行了一些简短的思考,并对SYG法律提出了建议。
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引用次数: 0
False Reporting in the Norwegian Police: Analyzing Counter-productive Elements in Performance Management Systems 挪威警方的虚假报告:绩效管理体系中的反生产因素分析
Q2 Social Sciences Pub Date : 2022-09-02 DOI: 10.1080/0731129X.2022.2146321
Helene O. I. Gundhus, Olav Niri Talberg, C. T. Wathne
Despite the growing body of work exploring the weaknesses of police performance systems and the displacement of their goals, less attention has been given to why police officers resist and circumvent by false reporting. Whether police report honestly on their activities is a matter of considerable significance given the role that police have in a broadly democratic society, and the overall question is whether the false reporting undermines the integrity of the police or if it is a collective coping strategy that safeguards the police ethos? This survey reveals that 25% of respondents (n = 2248) had manipulated the numbers at least once in the previous year. To identify why they did so, the variables selected for analysis are those determining their view of the Management by Objective (MBO) system, how far they have participated in the MBO process and how often they are unable to assist a member of the public. Our results show that men are more likely to manipulate the numbers than women and non-leaders are more likely to do so than leaders. Respondents were more likely to submit false reports if they had not participated in the MBO process, were not motivated by MBO goals, believed the MBO indicators misdirected their focus and frequently felt that they were forced to reject members of the public they would like to help. Our findings further show that public servants can be corrupted, though they do not “bring” vices to work with them, but rather acquire vices through what is required of them.
尽管越来越多的工作在探索警察绩效系统的弱点及其目标的偏离,但人们对警察为什么抵制和规避虚假报告的关注却很少。考虑到警察在一个广泛民主的社会中所扮演的角色,警察是否诚实地报告他们的活动是一个相当重要的问题,总体问题是,虚假报告是否破坏了警察的诚信,还是这是一种维护警察精神的集体应对策略?这项调查显示,25%的受访者( = 2248)在前一年至少操纵过一次数字。为了确定他们这样做的原因,选择进行分析的变量是确定他们对目标管理(MBO)系统的看法、他们参与MBO过程的程度以及他们无法帮助公众的频率。我们的研究结果表明,男性比女性更有可能操纵数字,而非领导者比领导者更有可能这样做。如果受访者没有参与MBO过程,没有MBO目标的动机,认为MBO指标误导了他们的关注点,并且经常觉得他们被迫拒绝他们想要帮助的公众,那么他们更有可能提交虚假报告。我们的研究结果进一步表明,公务员可能会腐败,尽管他们不会“带”恶习与他们一起工作,而是通过对他们的要求来获得恶习。
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引用次数: 0
Can a Machine Sentence Justly? 机器能公正地宣判吗?
Q2 Social Sciences Pub Date : 2022-09-02 DOI: 10.1080/0731129X.2022.2136867
Aziz Z Huq
Jesper Ryberg and Julian Roberts teach ethics and criminology at Roskilde University and the University of Oxford respectively. In Sentencing and Artificial Intelligence, they have curated a powerful and compelling collection of essays on the application of a new technology to an old problem. Their edited volume focuses on the application of predictive computational tools, often called “artificial intelligence” (AI) or “machine learning,” to the task of determining the punishment that a convicted offender will receive. As their professional orientations might lead one to expect, their book focuses on normative rather than empirical or technical questions. The resulting essays, written by scholars from the United States, Canada, the United Kingdom, and the European Union (but not the Global South), do not advance a single thesis or follow a singular argumentative thread. They instead engage with in interrelated suite of normative questions. These include due process (or the procedural obligations owed by the state to individuals); non-discrimination entitlements; and the defendant’s claims to an “accurate” judgment (so far as facts go) or the opportunity to call for “mercy” in the exercise of sentencing-related discretion. All of these issues, as I shall discuss below, are addressed at what we might call a “mid-level” of generality—i.e. by taking as the object of study institutions and practices at a certain level of abstraction. This decision results in discussion generic enough to be located in any one of a number Western European or North American jurisdictions, whether guided by civil or common law. Indeed, it is quite striking that the reader does not encounter much by way of a case study or a specific description of AI-driven sentencing for the first sixty pages of the book. When specific tools are discussed, moreover, details are also scant. For Aziz Z. Huq is Professor at the University of Chicago Law School, Chicago, IL, USA. Email: huq@uchicago.edu Criminal Justice Ethics, 2022 Vol. 41, No. 3, 268–277, https://doi.org/10.1080/0731129X.2022.2136867
Jesper Ryberg和Julian Roberts分别在罗斯基勒大学和牛津大学教授伦理学和犯罪学。在《量刑与人工智能》(Sentencing and Artificial Intelligence)一书中,他们整理了一本关于新技术如何解决老问题的强大而引人注目的论文集。他们编辑的书集中在预测计算工具的应用上,通常被称为“人工智能”(AI)或“机器学习”,以确定被定罪的罪犯将受到的惩罚。正如他们的专业取向可能导致人们期望的那样,他们的书侧重于规范而不是经验或技术问题。这些论文由来自美国、加拿大、英国和欧盟(但不包括全球南方国家)的学者撰写,没有提出单一的论点,也没有遵循单一的论证思路。相反,他们关注的是一系列相互关联的规范性问题。这些包括正当程序(或国家对个人应承担的程序性义务);不歧视权利;被告要求得到“准确”的判决(就事实而言)或在行使与量刑有关的自由裁量权时要求“仁慈”的机会。所有这些问题,正如我将在下面讨论的那样,都是在我们所谓的“中等水平”的普遍性上解决的。以一定抽象层次上的制度和实践为研究对象。这一决定导致的讨论足够普遍,可以在西欧或北美的任何一个司法管辖区进行,无论是由民法还是普通法指导。事实上,在书的前60页中,读者并没有通过案例研究或对人工智能驱动的量刑的具体描述,这一点非常引人注目。此外,当讨论特定的工具时,也缺少细节。Aziz Z. Huq,美国芝加哥大学法学院教授。电子邮件:huq@uchicago.edu刑事司法伦理,2022年第41卷第3期,268-277,https://doi.org/10.1080/0731129X.2022.2136867
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引用次数: 0
Quasi-Universal Forensic DNA Databases 准通用法医DNA数据库
Q2 Social Sciences Pub Date : 2022-09-02 DOI: 10.1080/0731129X.2022.2141021
Seumas Miller, Marcus Smith
This article considers individual rights and fundamental tenets of the criminal justice system in the context of DNA evidence, in particular recent advancements in genomics that have significantly advanced law enforcement investigative capabilities in this area. It discusses a technique known as Investigative Genetic Genealogy (IGG) which utilizes genomic data held by commercial direct-to-consumer ancestry and health companies to investigate the identity of suspects linked to serious crimes. Using this technique, even if only a small proportion of the population (e.g. 5%) has submitted genomic data to these companies, almost anyone in the population can be identified. We discuss this phenomenon in the context of the existing literature and arguments in relation to universal forensic DNA databases, as well as relevant recent developments in both liberal democracies and authoritarian states. We introduce the concept of a quasi-universal forensic DNA database and consider associated implications for the criminal justice system and society from the perspectives of privacy, the right not to self-incriminate, joint rights, and collective responsibility.
本文从DNA证据的角度考虑了个人权利和刑事司法系统的基本原则,特别是基因组学的最新进展,这些进展大大提高了该领域的执法调查能力。它讨论了一种名为调查性基因谱系(IGG)的技术,该技术利用商业直接面向消费者的祖先和健康公司持有的基因组数据来调查与严重犯罪有关的嫌疑人的身份。使用这种技术,即使只有一小部分人(例如5%)向这些公司提交了基因组数据,也几乎可以识别出人群中的任何人。我们在现有文献和与通用法医DNA数据库有关的论点的背景下讨论了这一现象,以及自由民主国家和威权国家最近的相关发展。我们引入了准通用法医DNA数据库的概念,并从隐私、不自证其罪的权利、共同权利和集体责任的角度考虑了对刑事司法系统和社会的相关影响。
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引用次数: 2
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Criminal Justice Ethics
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