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The Elusive Concept of Dangerousness: The State of the Art in Criminal Legal Theory and the Necessity of Further Research 难以捉摸的危险概念:刑法理论的发展现状及进一步研究的必要性
Q2 Social Sciences Pub Date : 2022-05-04 DOI: 10.1080/0731129X.2022.2102837
Max de Vries, J. Bijlsma
Preventing future crime has become an increasingly dominant function of the criminal law of many liberal democracies. This “preventive turn” has led to a profound debate on the legal and ethical boundaries of the “preventive state.” However, the concept at the core of preventive justice—the dangerousness of the offender—has attracted relatively little attention in the current debate. This is remarkable, as the legal establishment of dangerousness permits intrusive preventive measures, such as preventive detention for an indeterminate period of time. In the past, various concepts of dangerousness have been developed by criminal law scholars. We discuss these concepts in a chronological order to demonstrate how the meaning of dangerousness has evolved over time, and how it has been shaped by concurrent developments in forensic psychiatry and penology. Our description of the state of the art of legal scholarship on the concept of dangerousness also shows the lack of a fully developed theory of dangerousness, and therefore the necessity of further research. We identify five “aspects” of the concept of dangerousness on which scholars have widely diverging views. These five aspects are intended to guide further research on the concept of dangerousness in preventive criminal law.
预防未来犯罪已成为许多自由民主国家刑法日益重要的功能。这种“预防性转向”引发了一场关于“预防性国家”的法律和伦理界限的深刻辩论。然而,作为预防性司法核心的概念——罪犯的危险性——在当前的辩论中相对较少受到关注。这是值得注意的,因为危险的法律规定允许采取侵入性的预防措施,例如无限期的预防性拘留。在过去,刑法学者们发展了各种各样的危险性概念。我们将按时间顺序讨论这些概念,以展示危险的含义是如何随着时间的推移而演变的,以及它是如何被法医精神病学和刑罚学的同步发展所塑造的。我们对危险概念的法学研究现状的描述也表明,缺乏一个充分发展的危险理论,因此有必要进一步研究。我们确定了危险概念的五个“方面”,学者们对此有着广泛的分歧。这五个方面旨在指导预防刑法中危险性概念的进一步研究。
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引用次数: 1
Sex, Lies, and Reasonableness: The Case for Subjectifying the Criminalisation of Deceptive Sex 性、谎言与合理性:性欺骗罪的主体化
Q2 Social Sciences Pub Date : 2022-05-04 DOI: 10.1080/0731129X.2022.2107302
Amit Pundik, Shani Schnitzer, B. Blum
This article deals with the question of which kinds of deceptions vitiate consent to sexual relations. More specifically, it addresses the question of which characteristics of the perpetrator (e.g. their identity, wealth, or marital status), of their relations with the victim (e.g. marriage, long-term intentions), or of the sexual act itself (e.g. protected) vitiate consent when deception is involved. In this proposal, we offer our view on how this question should be answered: the criminalisation of deceptive sex should be cautiously extended to include deception regarding any characteristic of the deceiver or the relationship on which the deceived’s consent was conditional, where the deceiver was aware of this conditionality. To support our proposal, we examine the different definitions of “deceptive sex” and diverse legal approaches taken to its criminalisation in the United Kingdom, Germany, and Israel, and discuss their respective merits and shortcomings. Surprisingly, different jurisdictions take strikingly different stances on these matters. This diversity ranges from the narrow definition of traditional English law (and its more opaque contemporary version in England, Canada, and Israel) to the minimalist approach of the German system. To counter the risk of over-criminalisation inherent in our proposal, we also propose using an offence lighter than rape and criminalising only those deceivers who actively lied and whose actual knowledge of the victim’s hypothetical refusal can be proven beyond reasonable doubt. Overall, while our proposal would cautiously extend the criminalisation of deceptive sex to some types of cases that are currently not criminalised, it would also significantly limit the criminalisation of deceptive sex by enhancing the requirements regarding both the accused’s actus reus and their mens rea.
这篇文章讨论的问题是,哪些类型的欺骗会使性关系的同意失效。更具体地说,它解决了当涉及欺骗时,犯罪者的哪些特征(例如他们的身份、财富或婚姻状况)、他们与受害者的关系(例如婚姻、长期意图)或性行为本身(例如受保护)损害同意的问题。在本提案中,我们对如何回答这个问题提出了我们的看法:对欺骗性性行为的刑事定罪应该谨慎地扩大到包括欺骗者的任何特征或欺骗者有条件同意的关系,并且欺骗者知道这种条件。为了支持我们的建议,我们研究了英国、德国和以色列对“欺骗性行为”的不同定义以及将其定罪的不同法律途径,并讨论了各自的优点和缺点。令人惊讶的是,不同的司法管辖区在这些问题上的立场截然不同。这种多样性的范围从传统英国法律的狭义定义(以及英国、加拿大和以色列较为不透明的当代版本)到德国体系的极简主义方法。为了应对我们的建议中固有的过度定罪的风险,我们还建议使用比强奸轻的罪行,只对那些主动撒谎的骗子定罪,并且他们实际知道受害者的假设拒绝,可以排除合理怀疑。总体而言,我们的建议会审慎地将性欺骗的刑事定罪范围扩大至一些目前未被定为刑事犯罪的案件,但亦会透过加强对被告人的真实行为及其犯罪意图的规定,大大限制性欺骗的刑事定罪。
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引用次数: 1
Public Reason and the Justification of Punishment 公共理性与惩罚的正当性
Q2 Social Sciences Pub Date : 2022-05-04 DOI: 10.1080/0731129X.2022.2102838
Zachary Hoskins
Chad Flanders has argued that retributivism is inconsistent with John Rawls’s core notion of public reason, which sets out those considerations on which legitimate exercises of state power can be based. Flanders asserts that retributivism is grounded in claims about which people can reasonably disagree and are thus not suitable grounds for public policy. This essay contends that Rawls’s notion of public reason does not provide a basis for rejecting retributivist justifications of punishment. I argue that Flanders’s interpretation of public reason is too exclusionary: on it, public reason would rule out any prominent rationale for punishment. On what I contend is a better interpretation of public reason, whether retributivism would be ruled out as a rationale for punishment depends on whether a retributivist account can be constructed from shared political commitments in a liberal democracy. Some prominent versions of retributivism meet this requirement and so are consistent with public reason.
查德·弗兰德斯(Chad Flanders)认为,报复主义与约翰·罗尔斯(John Rawls)的公共理性核心概念不一致,后者提出了合法行使国家权力的考虑因素。弗兰德斯断言,报复主义是基于人们可以合理地不同意的主张,因此不适合作为公共政策的依据。本文认为,罗尔斯的公共理性观并不能为拒绝惩罚的报应论辩护提供依据。我认为弗兰德斯对公共理性的解释过于排斥:在这一点上,公共理性会排除任何突出的惩罚理由。我认为,这是对公共理性的更好解释,是否会排除报复主义作为惩罚的理由,取决于在自由民主国家中,是否可以根据共同的政治承诺构建报复主义的解释。报复主义的一些突出版本符合这一要求,因此符合公共理性。
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引用次数: 1
The Varieties of Attitudes Towards Offenders 对罪犯的不同态度
Q2 Social Sciences Pub Date : 2022-05-04 DOI: 10.1080/0731129X.2022.2101591
Nicolas Nayfeld
I argue that penal philosophy should focus more on our attitudes towards offenders, since these attitudes can shed new light on theories or principles of punishment (of which they are often expressions) and also play a significant role in changing the face of criminal justice. Building on Strawson’s “Freedom and Resentment,” I define attitudes as certain ways of seeing human beings that logically include or exclude various emotional, behavioral, and linguistic responses, that can be more or less natural, and over which we have some degree of voluntary control. I argue that, understood in this sense, there are broadly speaking six attitudes towards offenders: the retributive, the hostile, the moralistic, the paternalistic, the merciful, and the actuarial. After presenting each of these attitudes, I sum up my analysis by focusing on the Polanski sexual abuse case. I then introduce the concept of second-order attitudes, where egalitarianism is the attitude that consists of taking the same attitude towards all offenders, and particularism is the attitude that consists of adjusting your attitude to each offender. Finally, I briefly explain why a mix of the retributive and the merciful should be our default attitude.
我认为刑法哲学应该更多地关注我们对罪犯的态度,因为这些态度可以为惩罚的理论或原则(它们通常是它们的表达方式)提供新的启示,并且在改变刑事司法的面貌方面也发挥着重要作用。在斯特劳森的《自由与怨恨》的基础上,我将态度定义为看待人类的某种方式,这种方式在逻辑上包括或排除各种情感、行为和语言反应,这些反应或多或少是自然的,我们对它们有一定程度的自愿控制。我认为,从这个意义上理解,对罪犯的态度大致有六种:报复的、敌对的、道德的、家长式的、仁慈的和精算的。在介绍了这些态度之后,我以波兰斯基性侵案为重点来总结我的分析。然后我介绍了二阶态度的概念,其中平均主义是一种态度,包括对所有冒犯者采取相同的态度,而特殊主义是一种态度,包括调整对每个冒犯者的态度。最后,我简要地解释了为什么报应和仁慈的混合应该是我们的默认态度。
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引用次数: 0
The Limits of Reallocative and Algorithmic Policing 再分配和算法监管的局限性
Q2 Social Sciences Pub Date : 2022-01-02 DOI: 10.1080/0731129X.2022.2056351
L. Hunt
Policing in many parts of the world—the United States in particular—has embraced an archetypal model: a conception of the police based on the tenets of individuated archetypes, such as the heroic police “warrior” or “guardian.” Such policing has in part motivated moves to (1) a reallocative model: reallocating societal resources such that the police are no longer needed in society (defunding and abolishing) because reform strategies cannot fix the way societal problems become manifest in (archetypal) policing; and (2) an algorithmic model: subsuming policing into technocratic judgements encoded in algorithms through strategies such as predictive policing (mitigating archetypal bias). This paper begins by considering the normative basis of the relationship between political community and policing. It then examines the justification of reallocative and algorithmic models in light of the relationship between political community and police. Given commitments to the depth and distribution of security—and proscriptions against dehumanizing strategies—the paper concludes that a nonideal-theory priority rule promoting respect for personhood (manifest in community and dignity-promoting policing strategies) is a necessary condition for the justification of the above models.
世界上许多地方的警务工作,尤其是美国,已经接受了一种原型模式:一种基于个性化原型原则的警察概念,比如英雄般的警察“战士”或“守护者”。这种警务在一定程度上推动了以下举措:(1)重新分配模式:重新分配社会资源,这样社会就不再需要警察了(撤资和废除),因为改革战略无法解决社会问题在(原型)警务中显现的方式;(2)算法模型:通过预测性警务(减轻原型偏见)等策略,将警务纳入算法编码的技术官僚判断。本文首先考虑政治共同体与警务关系的规范基础。然后,根据政治社区和警察之间的关系,检查重新分配和算法模型的合理性。鉴于对安全的深度和分布的承诺,以及对非人性化策略的禁止,本文得出结论,促进对人格的尊重的非理想理论优先规则(体现在促进社区和尊严的警务策略中)是上述模型正当化的必要条件。
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引用次数: 1
Restraining Police Use of Lethal Force and the Moral Problem of Militarization 限制警察使用致命武力与军事化的道德问题
Q2 Social Sciences Pub Date : 2022-01-02 DOI: 10.1080/0731129X.2022.2060014
S. Ford
I defend the view that a significant ethical distinction can be made between justified killing in self-defense and police use of lethal force. I start by opposing the belief that police use of lethal force is morally justified on the basis of self-defense. Then I demonstrate that the state’s monopoly on the use of force within a given jurisdiction invests police officers with responsibilities that go beyond what morality requires of the average person. I argue that the police should primarily be concerned with preserving public safety. As a consequence, police have additional moral permissions to use lethal force. But this also means that the principle of restraint is inherent to the policing function and therefore police are obliged to go to greater lengths to avoid killing. I concede that the just use of police force can be made difficult in extreme situations such as a mass riot. In such cases, police should take proportionate actions necessary to protect the lives of inhabitants by restoring order, which might include calling on military support. I conclude with a cautionary note opposing militarization of the policing role.
我捍卫的观点是,正当的自卫杀人和警察使用致命武力之间存在重大的道德区别。我首先反对这样一种观点,即警察基于自卫而使用致命武力在道德上是正当的。然后,我论证了国家在特定管辖范围内对武力使用的垄断,赋予了警察超越普通人道德要求的责任。我认为警察的首要职责应该是维护公共安全。因此,警察有了使用致命武力的额外道德许可。但这也意味着,约束原则是警务职能所固有的,因此警察有义务尽更大努力避免杀人。我承认,在大规模骚乱等极端情况下,公正使用警察力量可能会变得困难。在这种情况下,警察应采取适当的必要行动,通过恢复秩序来保护居民的生命,其中可能包括要求军事支持。最后,我要告诫大家,反对将警察角色军事化。
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引用次数: 2
Prosecutorial and Police Disclosure Ethics in Criminal Evidence Review in the UK and the US. A Comparative Account 英美刑事证据审查中的检察与警察披露伦理比较
Q2 Social Sciences Pub Date : 2022-01-02 DOI: 10.1080/0731129X.2022.2056352
Maro Polykarpou
This article offers a comparative analysis of the phenomenon of pre-trial non-disclosure of criminal evidence, as exhibited by police and prosecution authorities in the US and English legal systems. The majority of literature that focuses on the subject of disclosure and specifically non-disclosure when it comes to criminal evidence review, explores the challenges and experiences of the US and English disclosure systems in isolation. This article considers disclosure ethics in the context of systemic cultural patterns exhibited by prosecution and police authorities in both jurisdictions. Thus, by conducting a step-by-step appreciation of the culture and operative practices experienced in both common-law systems, the article aims to offer a better understanding of the causes that lie behind police and prosecutorial ethical violations of disclosure duties. Specifically, I conclude that both police officials and prosecutors in England and the US enjoy a significant number of incentives that encourage unethical behavior and set low standards for performing one’s ethical and legal duty to disclose. At the same time, both criminal justice systems do not appear to put enough measures in place in order to punish and deter such occurrences.
本文对美国和英国法律体系中警察和检察机关所表现出的审前不披露刑事证据的现象进行了比较分析。大多数文献都集中在刑事证据审查中的披露主题,特别是不披露,单独探讨了美国和英国披露制度的挑战和经验。本文从两个司法管辖区的检察机关和警察机关所表现出的系统文化模式的角度来考虑披露伦理。因此,通过逐步了解这两个普通法系的文化和运作实践,本文旨在更好地了解警察和检察官违反披露义务的道德背后的原因。具体而言,我得出的结论是,英国和美国的警察和检察官都享有大量鼓励不道德行为的激励措施,并为履行披露的道德和法律义务设定了较低的标准。与此同时,两个刑事司法系统似乎都没有采取足够的措施来惩罚和阻止此类事件的发生。
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引用次数: 0
Shrinking the Police Footprint 减少警察的足迹
Q2 Social Sciences Pub Date : 2022-01-02 DOI: 10.1080/0731129X.2022.2062546
David Thacher
The most influential agenda for progressive police reform today aims to shrink the police footprint by reassigning many problems they currently manage to other institutions. This paper argues that this agenda relies on faulty understanding of the police role, and that a more promising agenda based on a better understanding is available. Police are a residual institution, charged with managing the crises that other institutions cannot handle adequately on their own, and it is not easy to reassign that work to anyone else. In the course of doing it, however, they develop expertise in the nature and sources of these crises that positions them to identify and help repair the institutional failures that generate them. The paper illustrates these claims with case studies of the challenges that efforts to reassign police work elsewhere have encountered and the role that police have played in institutional repair. It concludes by considering he normative concerns that this important aspect of the police role raises.
当今最具影响力的渐进式警察改革议程旨在通过将警察目前管理的许多问题重新分配给其他机构来缩小警察的足迹。本文认为,这一议程依赖于对警察角色的错误理解,而基于更好的理解,一个更有希望的议程是可用的。警察是一个残余机构,负责管理其他机构无法充分处理的危机,而且将这项工作重新分配给其他人并不容易。然而,在这样做的过程中,他们在这些危机的性质和来源方面发展了专业知识,使他们能够识别并帮助修复产生这些危机的制度失灵。本文通过案例研究说明了这些主张,这些案例研究了在其他地方重新分配警察工作的努力所遇到的挑战,以及警察在制度修复中所扮演的角色。最后,本文考虑了警察角色的这一重要方面所引起的规范性问题。
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引用次数: 4
The Promise (and Peril) of Libertarian Solutions to Gun Violence 自由主义解决枪支暴力的承诺(和危险)
Q2 Social Sciences Pub Date : 2022-01-02 DOI: 10.1080/0731129X.2022.2044582
J. Charles
forces that fuel gun violence in our country. They are gun glorification, armed supremacy, political apathy and corruption, poverty, and the national mental health crisis. 14
助长我国枪支暴力的力量。它们是枪支美化、武装至上、政治冷漠和腐败、贫困以及全国精神健康危机。14
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引用次数: 0
Political Theory and Limiting the Right of Self-Defense 政治理论与自卫权的限制
Q2 Social Sciences Pub Date : 2021-09-02 DOI: 10.1080/0731129X.2021.2005866
R. Leider
Jonathan Quong’s The Morality of Defensive Force tackles difficult questions concerning the moral justification of self-defense. Some are big structural questions. How does the permissibility of defensive force relate to broader moral principles? Should we have a single, unified theory of defensive force or multiple theories? Others involve narrower issues, including developing a theory of the triggering conditions for self-defense and providing novel justifications for the necessity and proportionality limitations. When it comes to some big structural questions (e.g. the relationship between self-defense and broader moral theory), The Morality of Defensive Force represents a major step forward. But the book’s omission of political theory leaves me skeptical of some answers that Quong provides to the narrower issues. In The Morality of Defensive Force, Quong does not offer a single unified theory of self-defense; instead, he presents two theories that provide independent sufficient grounds to justify defensive violence within their respective spheres. The first theory applies to cases in which “an attacker is liable to defensive harm... , and thus, he is not wronged, and has no standing to complain, when some defensive harm is imposed on him” (18). The second theory, in contrast, involves self-defense cases in which neither party has done an action that makes the person liable to defensive violence. These are cases in which innocent victims face threats from otherwise justified attackers or nonresponsible threats (58). Let’s begin with the first theory. This theory involves core selfdefense cases, such as when a culpable Aggressor A unjustly threatens to kill a victim V. What makes A liable to defensive force by V? Much previous scholarship grounds V’s permission to use defensive force either on A’s culpability in creating the threat or on the fact that ∗Robert Leider is an Assistant Professor of Law at the Antonin Scalia Law School, George Mason University. Email: rleider@gmu.edu Criminal Justice Ethics, 2021 Vol. 40, No. 3, 274–283, https://doi.org/10.1080/0731129X.2021.2005866
Jonathan Quong的《防卫力量的道德》解决了有关自卫的道德正当性的难题。有些是重大的结构性问题。防御力量的允许性与更广泛的道德原则有何关系?我们应该有一个单一的、统一的防御力理论还是多种理论?其他涉及范围较窄的问题,包括发展自卫触发条件的理论,以及为必要性和相称性限制提供新的理由。当涉及到一些重大的结构性问题(例如自卫与更广泛的道德理论之间的关系)时,《防卫力量的道德》代表着向前迈出了重要一步。但这本书省略了政治理论,这让我对孔为更狭隘的问题提供的一些答案持怀疑态度。在《防卫力量的道德》一书中,孔没有提出一个统一的自卫理论;相反,他提出了两种理论,它们提供了独立的充分理由,为各自领域内的防御性暴力辩护。第一种理论适用于“攻击者有可能受到防御性伤害……因此,当一些防御性伤害强加给他时,他没有受到冤枉,也没有资格抱怨”(18)的情况。相比之下,第二种理论涉及自卫案件,在这些案件中,任何一方都没有采取使当事人承担自卫暴力责任的行动。在这些情况下,无辜受害者面临来自其他正当攻击者或无回应威胁的威胁(58)。让我们从第一个理论开始。这一理论涉及核心自卫案件,例如当应受谴责的施暴者a不公正地威胁要杀死受害者V时。是什么让a有责任受到V的自卫?此前的许多学术研究都以A制造威胁的罪责为理由,或以*Robert Leider是乔治梅森大学Antonin Scalia法学院的助理法学教授为理由,允许V使用防御武力。电子邮件:rleider@gmu.edu《刑事司法伦理》,2021年第40卷,第3期,274-283,https://doi.org/10.1080/0731129X.2021.2005866
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引用次数: 0
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Criminal Justice Ethics
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