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Antiracist Structural Intervention at the Emory University Institutional Review Board 埃默里大学机构审查委员会的反种族主义结构性干预
Q2 Social Sciences Pub Date : 2023-06-27 DOI: 10.1002/eahr.500174
Francois Rollin, Vanessa Van Doren, Jessica Alvarez, Rebecca Rousselle, Jada Bussey-Jones

Although racial and ethnic categories are social constructs without inherent biologic or genetic meaning, race and ethnicity impact health outcomes through racism. The use of racial categories in biomedical research often misattributes the cause of health inequities to genetic and inherent biological differences rather than to racism. Improving research practices around race and ethnicity is an urgent priority and requires education as well as structural change. We describe an evidence-based intervention for an institutional review board (IRB). Our IRB now requires all biomedical study protocols to define racial and ethnic classifications they plan to use, to state whether they are describing or explaining differences between groups, and to provide justification for any use of racial or ethnic group variables as covariates. This antiracist IRB intervention is an example of how research institutions can help ensure the scientific validity of studies and avoid the unscientific reification of race and ethnicity as inherently biological or genetic concepts.

虽然种族和族裔类别是没有内在生物学或遗传意义的社会结构,但种族和族裔通过种族主义影响健康结果。在生物医学研究中使用种族分类往往将健康不平等的原因错误地归咎于遗传和固有的生物学差异,而不是种族主义。改善关于种族和民族的研究实践是一个紧迫的优先事项,需要教育和结构变革。我们为机构审查委员会(IRB)描述了一个基于证据的干预措施。我们的IRB现在要求所有生物医学研究方案定义他们计划使用的种族和民族分类,说明他们是否在描述或解释群体之间的差异,并为使用种族或民族群体变量作为协变量提供理由。这种反种族主义的IRB干预是研究机构如何帮助确保研究的科学有效性和避免将种族和民族作为固有的生物学或遗传概念的不科学具体化的一个例子。
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引用次数: 0
Factors Associated with IRB Review Time in a Non-Federally Funded Study Using an sIRB of Record 在使用sIRB记录的非联邦资助研究中与IRB审查时间相关的因素
Q2 Social Sciences Pub Date : 2023-06-27 DOI: 10.1002/eahr.500173
Erin Lamers-Johnson, Vanessa K. Will, Julie M. Long, Lindsay Woodcock, Kathryn Kelley, Alison L. Steiber, Elizabeth Yakes Jimenez

From 2018 to 2020, U.S. federal mandates began requiring the use of a single institutional review board (sIRB) of record for federally funded, multisite studies. With an interest in the efficiency of site activation, we compared the frequency with which local review and approval and three different reliance options (ways to establish a reliance agreement between the sIRB and the relying institution) were used during this period in a multisite, non-federally funded study (ClinicalTrials.gov identifier: NCT03928548). Using general linear models, we analyzed the relationships between local reliance or approval and sIRB of record approval times and (a) the regulatory option selected and (b) relying-site and process characteristics. Eighty-five sites received sIRB approval through 72 submissions (40% using local review, 46% using the SMART IRB agreement, 10% using an IRB authorization agreement, and 4% using a letter of support). Median time to establish a local reliance or study approval and sIRB approval were longest for sites using a SMART IRB agreement. Study-site region and the time of submission were significantly associated with local reliance or approval time, which averaged 129 and 107 days faster for Midwestern (p = 0.03) or Western (p = 0.02) sites, respectively, and 70 days slower for Northeastern sites (p = 0.42) compared with sites in the South, and 91 days slower when regulatory communication was initiated during or after February 2019 compared with before (p = 0.02). Similar relationships between sIRB approval time and region and time frame were observed; in addition, approval time was 103 days slower for sites affiliated with a research 1 (R1) university versus not (p = 0.02). Region of the country, time frame, and R1 university affiliation were associated with variations in study-site activation in a non-federally funded, multisite study.

从2018年到2020年,美国联邦政府开始要求在联邦资助的多地点研究中使用单一机构审查委员会(sIRB)记录。出于对位点激活效率的兴趣,我们比较了在此期间多站点、非联邦资助的研究(ClinicalTrials.gov识别码:NCT03928548)中使用的本地审查和批准的频率以及三种不同的依赖选项(在sIRB和依赖机构之间建立依赖协议的方法)。使用一般线性模型,我们分析了本地依赖或批准与记录批准时间的sIRB之间的关系,以及(a)所选择的监管选项和(b)依赖地点和过程特征。85个站点通过72份申请获得了sIRB的批准(40%使用本地审核,46%使用SMART IRB协议,10%使用IRB授权协议,4%使用支持信)。对于使用SMART IRB协议的站点,建立本地依赖或研究批准和sIRB批准的平均时间最长。研究地点区域和提交时间与当地依赖或批准时间显着相关,中西部地区(p = 0.03)或西部地区(p = 0.02)的地点平均分别快129天和107天,东北部地区(p = 0.42)的地点比南部地区慢70天,在2019年2月期间或之后启动监管沟通时比之前慢91天(p = 0.02)。sIRB批准时间与地区和时间框架之间存在类似的关系;此外,与非研究型大学相比,隶属于研究型大学(R1)的网站的审批时间要慢103天(p = 0.02)。在一项非联邦资助的多地点研究中,国家地区、时间框架和R1大学所属关系与研究地点激活的变化有关。
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引用次数: 0
A Competency Framework for Health Research Ethics Educational Programs: Results from a Stakeholder-Driven Mixed-Method Process 健康研究伦理教育计划的能力框架:来自利益相关者驱动的混合方法过程的结果
Q2 Social Sciences Pub Date : 2023-05-11 DOI: 10.1002/eahr.500166
Sean Tackett, Chirk Jenn Ng, Jeremy Sugarman, Esther Gnanamalar Sarojini Daniel, Nishakanthi Gopalan,  Tivyashinee, Adeeba Kamarulzaman, Joseph Ali

Educational programs are integral to building health research ethics (HRE) capacity, but no outcomes framework exists to guide them. We empirically developed a competency framework for health research ethics education—the Framework for Research Ethics Studies Competencies and Outcomes (FRESCO)—using mixed methods, including group concept mapping and a survey of international experts. FRESCO includes seven competency domains: (1) Foundational Knowledge; (2) Laws, Regulations, Guidelines, and Policies for Research Oversight; (3) Ethical-Issue Identification, Analysis, and Resolution; (4) Engagement, Communication, and Advocacy; (5) Lifelong Learning, Education, Research, and Scholarship; (6) Coordination, Stewardship, and Responsiveness in HRE Systems; and (7) Impartiality, Honesty, and Responsibility. These domains are detailed in 27 subdomains. Survey respondents rated FRESCO's relevance to HRE highly. FRESCO can be adapted and implemented in educational programs to refine recruitment and selection processes, educational and assessment methods, and performance measures to ensure that HRE educational programs have their intended effects.

教育项目是建设卫生研究伦理(HRE)能力不可或缺的一部分,但目前还没有指导它们的成果框架。我们以经验为基础开发了一个卫生研究伦理教育的能力框架——研究伦理研究能力和结果框架(FRESCO)——使用混合方法,包括群体概念图和国际专家调查。FRESCO包括七个能力领域:(1)基础知识;(2)研究监督的法律、法规、指导方针和政策;(3)伦理问题的识别、分析和解决;(4)参与、沟通和倡导;(五)终身学习、教育、研究和奖学金;(6)人力资源管理系统的协调、管理和响应能力;(七)公正、诚实、负责。这些域详细分为27个子域。调查受访者对FRESCO与HRE的相关性评价很高。FRESCO可以在教育项目中进行调整和实施,以完善招聘和选拔过程、教育和评估方法以及绩效衡量标准,以确保人力资源教育项目达到预期效果。
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引用次数: 0
Translational Bioethics and Health Privacy 转化生物伦理与健康隐私
Q2 Social Sciences Pub Date : 2023-05-11 DOI: 10.1002/eahr.500167
Mark A. Rothstein

Translational bioethics expands the scope of research ethics to include multidisciplinary analyses of the societal implications of new translational science discoveries. Novel health privacy issues are raised by the collection, use, and disclosure of extensive and diverse big data for research on precision medicine. Similar privacy concerns surround the use of artificial intelligence to analyze vast troves of clinical records to improve patient outcomes. Embedding bioethics scholars with translational scientists can improve the technical analyses and timeliness of bioethical inquiries, but they complicate the task of producing independent and rigorous ethical assessments.

转化生物伦理学扩展了研究伦理的范围,包括对新的转化科学发现的社会影响的多学科分析。在精准医疗研究中,广泛而多样的大数据的收集、使用和披露引发了新的健康隐私问题。类似的隐私问题还存在于利用人工智能分析大量临床记录以改善患者治疗效果的问题上。将生物伦理学学者与转化科学家结合起来可以提高生物伦理学调查的技术分析和及时性,但这会使进行独立和严格的伦理评估的任务复杂化。
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引用次数: 0
Making an Advance Research Directive: An Interview Study with Adults Aged 55 and Older with Interests in Dementia Research 制定预先研究指示:对55岁及以上对痴呆症研究感兴趣的成年人的访谈研究
Q2 Social Sciences Pub Date : 2023-05-11 DOI: 10.1002/eahr.500171
Nola M. Ries, Briony Johnston

Many people with dementia are interested in taking part in research, including when they no longer have capacity to provide informed consent. Advance research directives (ARD) enable people to document their wishes about research participation prior to becoming decisionally incapacitated. However, there are few available ARD resources. This Australian interview study elicited the views of people aged 55 years and older about the content of an ARD form and guidance booklet and processes to support research planning. Participants (n = 25; 55 to 83 years) had interests in dementia research. All participants described the ARD materials as easy to understand, and all expressed willingness to take part in future research. Nearly half believed that an ARD should be legally enforceable, while others saw it as a nonbinding document to guide decisions about their participation in research. Close family members were preferred as proxy decision-makers. The ARD form and guidance booklet may be adapted for use elsewhere.

许多痴呆症患者有兴趣参与研究,包括当他们不再有能力提供知情同意时。预先研究指示(ARD)使人们能够在决定丧失行为能力之前记录他们对研究参与的愿望。然而,可用的ARD资源很少。这项澳大利亚访谈研究吸引了55岁及以上的人对ARD表格和指导手册的内容以及支持研究计划的过程的看法。参与者(n = 25;55至83岁)对痴呆症研究感兴趣。所有参与者都认为ARD材料很容易理解,并且都表示愿意参加未来的研究。近一半的人认为ARD应该具有法律效力,而其他人则将其视为指导他们参与研究决策的非约束性文件。亲近的家庭成员更倾向于作为代理决策者。ARD表格和指南手册可在其他地方使用。
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引用次数: 0
Offering Lottery Entry as an Incentive for Research Participation Compromises Informed Consent 提供抽奖作为研究参与的激励损害了知情同意
Q2 Social Sciences Pub Date : 2023-05-11 DOI: 10.1002/eahr.500165
Simon Paul Jenkins

This paper argues that offering entry into a lottery as an incentive to those who participate in research studies represents a challenge to the principle of informed, coercion-free consent that is considered an essential ingredient of permissible recruitment to studies. This is, first, because information about the chances of winning in this context is normally unavailable to potential participants and, without this, they cannot accurately weigh up the risks and potential benefits of participation. Second, even when this information is available, such an incentive capitalizes, I contend, on the difficulty of weighing up small probabilities, exploiting the fact that people tend to be beset by cognitive biases that make it challenging to make decisions rationally. The resulting conclusion is that we should not view lotteries as more ethical than simply paying participants, when the latter is feasible.

本文认为,为那些参与研究的人提供参加抽签的机会作为一种激励,这是对知情、无强制同意原则的挑战,而知情同意被认为是允许参与研究的基本要素。首先,这是因为在这种情况下,潜在的参与者通常无法获得有关获胜机会的信息,没有这些信息,他们就无法准确地衡量参与的风险和潜在利益。其次,我认为,即使这些信息是可用的,这种激励也利用了权衡小概率的困难,利用了人们往往被认知偏见所困扰的事实,这使得理性决策变得具有挑战性。由此得出的结论是,我们不应该认为彩票比简单地付钱给参与者更合乎道德,因为后者是可行的。
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引用次数: 0
Translational Bioethics and Health Privacy. 转化生物伦理与健康隐私。
Q2 Social Sciences Pub Date : 2023-05-01 DOI: 10.2139/ssrn.4405495
M. Rothstein
Translational bioethics expands the scope of research ethics to include multidisciplinary analyses of the societal implications of new translational science discoveries. Novel health privacy issues are raised by the collection, use, and disclosure of extensive and diverse big data for research on precision medicine. Similar privacy concerns surround the use of artificial intelligence to analyze vast troves of clinical records to improve patient outcomes. Embedding bioethics scholars with translational scientists can improve the technical analyses and timeliness of bioethical inquiries, but they complicate the task of producing independent and rigorous ethical assessments.
转化生物伦理学扩展了研究伦理的范围,包括对新的转化科学发现的社会影响的多学科分析。在精准医疗研究中,广泛而多样的大数据的收集、使用和披露引发了新的健康隐私问题。类似的隐私问题还存在于利用人工智能分析大量临床记录以改善患者治疗效果的问题上。将生物伦理学学者与转化科学家结合起来可以提高生物伦理学调查的技术分析和及时性,但这会使进行独立和严格的伦理评估的任务复杂化。
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引用次数: 2
Disclosing Conflicts of Interest to Potential Research Participants: Good for Nothing? 向潜在的研究参与者披露利益冲突:无益?
Q2 Social Sciences Pub Date : 2023-03-27 DOI: 10.1002/eahr.500157
Inmaculada de Melo-Martín

The growing commercialization of science has raised concerns about financial conflicts of interest (COIs). Evidence suggests that such conflicts threaten the integrity of research and the well-being of research participants. Trying to minimize these negative effects, federal agencies, academic institutions, and publishers have developed conflict-of-interest policies. Among such policies, recommendations or requirements to disclose financial COIs to potential research participants and patients have become commonplace. Here, I argue that disclosing conflicts of interest to potential research participants fails to achieve the weighty moral goals that presumably ground such policies. This is so either because disclosure is simply a wrong means for achieving some of the goals in question or because, although disclosure could be an appropriate means for some of those goals, the way in which it is implemented prevents fulfillment of the desirable moral aim.

科学日益商业化引起了人们对金融利益冲突的担忧。有证据表明,这种冲突威胁到研究的完整性和研究参与者的福祉。为了尽量减少这些负面影响,联邦机构、学术机构和出版商制定了利益冲突政策。在这些政策中,向潜在的研究参与者和患者披露财务COI的建议或要求已经司空见惯。在这里,我认为,向潜在的研究参与者披露利益冲突并不能实现重要的道德目标,而这些目标可能是这些政策的基础。这要么是因为披露只是实现某些目标的错误手段,要么是因为,尽管披露可能是实现其中一些目标的适当手段,但实施方式阻碍了理想道德目标的实现。
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引用次数: 0
Research Ethics during Pandemics: How IRBs Can Prepare 流行病期间的研究伦理:内部审查委员会如何做好准备
Q2 Social Sciences Pub Date : 2023-03-27 DOI: 10.1002/eahr.500159
Jacob M. Appel, Ilene Wilets

The Covid-19 pandemic has raised a range of complex challenges for the research community in the United States. This essay uses Covid-19 as a model pandemic illness to consider two such issues that have yet to be fully explored in the ethics literature: first, whether the informed consent process should include a discussion of pandemic risks and, if so, how precisely these risks should be conveyed to potential research participants and, second, whether and under what circumstances vaccination status should be taken into consideration when enrolling subjects in non-pandemic-related studies during a pandemic.

新冠肺炎大流行给美国研究界带来了一系列复杂的挑战。本文以新冠肺炎为模型,考虑伦理文献中尚未充分探讨的两个问题:首先,知情同意程序是否应包括对大流行风险的讨论,如果应,应如何准确地将这些风险传达给潜在的研究参与者,在大流行期间,在招募受试者参加非大流行相关研究时,是否以及在何种情况下应考虑疫苗接种状态。
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引用次数: 1
Remnant Blood Quantification: Informing the Definition of Minimal Risk in Clinical Research 残血定量:告知临床研究中最小风险的定义
Q2 Social Sciences Pub Date : 2023-03-27 DOI: 10.1002/eahr.500160
Adam L. Gottula, Sara Constand, Sandra Cabrera, Uwe Stolz, Ann Salvator, Michael Goodman, Jason McMullan

Guidelines from the Office for Human Research Protections regarding categories of research that institutional review boards (IRBs) may review through expedited procedures limit the volume of blood that can be obtained from research participants for minimal risk research purposes. As defined by the Common Rule, minimal risk research is research in which the probability and magnitude of harm or discomfort anticipated are not greater than the probability and magnitude of harm or discomfort encountered from routine clinical tests. For this study, we considered the volume of remnant blood following routine clinical tests in light of the current definition of minimal risk in research. Conducted at a single institution, this was a prospective cross-sectional study that evaluated blood draws from 122 patients. The median daily remnant blood volume was 11.6 (interquartile range [IQR]: 12.3, 15.2) ml for all patients and 12.9 (IQR: 13.1, 16.9) ml for patients admitted to the intensive care unit. Our findings regarding daily remnant blood volume suggest that the currently allowable blood-volume limits to qualify for expedited review or to qualify as not more than minimal risk research involving blood draws from nonhealthy adults are less than what patients experience in routine medical testing. These findings support permitting an increase in the allowable blood-volume limits to meet the regulatory definition of minimal risk research for obtaining expedited IRB review of studies in which blood samples will be collected.

人类研究保护办公室关于机构审查委员会(IRB)可以通过快速程序审查的研究类别的指导方针限制了为最低风险研究目的从研究参与者那里获得的血液量。根据共同规则的定义,最小风险研究是指预期伤害或不适的概率和程度不大于常规临床试验中遇到的伤害或不舒服的概率和幅度的研究。在这项研究中,我们根据目前研究中最小风险的定义,考虑了常规临床试验后的残余血液量。这是一项前瞻性横断面研究,在一家机构进行,评估了122名患者的抽血情况。所有患者的中位每日残余血容量为11.6(四分位间距[IQR]:12.315.2)ml,入住重症监护室的患者为12.9(IQR:113.116.9)ml。我们关于每日残余血容量的研究结果表明,目前允许的有资格进行快速审查或不超过最低风险研究的血容量限制低于患者在常规医学检测中的经验。这些发现支持增加允许的血容量限制,以满足最低风险研究的监管定义,从而加快IRB对将采集血液样本的研究的审查。
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引用次数: 0
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Ethics & human research
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